PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 1:44 AM ET

Sponsor Check › Person

Robert A. Ingram

Related person on Form D filings · address states as listed: NC, PA · listed Aug 17, 2011 → Feb 3, 2023

9issuers
22Form D filings
2011–2023years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:58 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:58 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:58 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 15 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $900,000. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Feb 3, 2023 D
File 021-472491
$0$0$0
Other than the payment of management fees, salaries and other compensation and benefits, no partner, officer, director, manager, or promoter will receive any payments from the proceeds of this offering.
None listed on this filing
EDGAR ↗Feb 2, 2023 D
File 021-472476
$0$0$0
Other than the payment of management fees, salaries and other compensation and benefits, no partner, officer, director, manager or promoter will receive any payments from the proceeds of this offering.
None listed on this filing
EDGAR ↗Oct 15, 2020 D/A
File 021-337301
$0$0$0
Other than the payment of management fees, and other compensation and benefits no partner, manager or promoter will receive any payments from the proceeds of this offering.
None listed on this filing
EDGAR ↗Jan 31, 2017 D
File 021-279697
$0$0$0None listed on this filing
EDGAR ↗Sep 28, 2016 D
File 021-271439
$0$0$0None listed on this filing
EDGAR ↗Dec 30, 2015 D/A
File 021-253231
$0$0$0
Other than the payment of salaries and other compensation and benefits, no officer, director or promoter will receive any payments from the proceeds of this offering.
None listed on this filing
EDGAR ↗Aug 24, 2015 D
File 021-246318
$0$0$0
Other than the payment of salaries and other compensation and benefits, no officer, director, manager or promoter will receive any payments from the proceeds of this offering.
None listed on this filing
EDGAR ↗Jul 21, 2015 D/A
File 021-235733
$0$0$900,000 (est.)None listed on this filing
EDGAR ↗Mar 30, 2015 D/A
File 021-223899
$0$0$0
Other than the payment of salaries and other compensation and benefits, no officer, director or promoter will receive any payments from the proceeds of this offering.
None listed on this filing
EDGAR ↗Mar 10, 2014 D
File 021-213268
$0$0$0
Other than the payment of salaries and other compensation and benefits, no officer, director or promoter will receive any payments from the proceeds of this offering.
None listed on this filing
EDGAR ↗Feb 28, 2013 D/A
File 021-179053
$0$0$0
Other than the payment of salaries and other compensation and benefits, no officer, director or promoter will receive any payments from the proceeds of this offering.
None listed on this filing
EDGAR ↗Dec 28, 2012 D/A
File 021-164902
$0$0$0
Other than the payment of salaries and other compensation and benefits no officer, director, or promoter will receive any payments from the proceeds of this offering.
None listed on this filing
EDGAR ↗Jun 18, 2012 D/A
File 021-40668
$0$0$0
Other than the payment of salaries and other compensation and benefits, no officer, director or promoter will receive any payments from the proceeds of this offering.
None listed on this filing
EDGAR ↗Sep 29, 2011 D/A
File 021-150698
$0$0$0
Other than the payment of salaries and other compensation and benefits, no officer, director or promoter will receive any payments from the proceeds of this offering.
None listed on this filing
EDGAR ↗Aug 17, 2011 D
File 021-164612
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Hatteras Opportunity Fund I, LPExecutive Officer
Manager of General Partner
Feb 3, 2023D$125,000,000
similar: $155,000–$5,250,000
$15,200,00021
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Hatteras Venture Partners VII, LPExecutive Officer
Manager of General Partner
Feb 2, 2023D$250,000,000
similar: $155,000–$5,250,000
$126,800,00083
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Hatteras Venture Partners VI, LPExecutive Officer
Manager of General Partner of Issuer
Oct 15, 2020D/A$250,000,000
similar: $155,000–$5,250,000
$137,297,06564
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Hatteras Venture Partners VI, LPExecutive Officer
Manager of General Partner of Issuer
Apr 15, 2019D$250,000,000
similar: $155,000–$5,250,000
$86,300,00045
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PhaseBio Pharmaceuticals IncDirectorJan 31, 2017D$7,875,000
similar: $2,000,000–$19,999,994
$6,615,0009
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Viamet Pharmaceuticals Holdings LLCDirectorSep 28, 2016D$48,000,042
similar: $500,000–$7,000,000
$12,000,01412
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Novan, Inc.
group: Novan
DirectorDec 30, 2015D/A$32,840,304
similar: $2,000,000–$19,999,994
$32,840,304172
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Novan, Inc.
group: Novan
DirectorDec 16, 2015D$31,000,000
similar: $2,000,000–$19,999,994
$30,409,735146
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Hatteras Venture Partners V, LPExecutive Officer
Manager of General Partner
Aug 24, 2015D$150,000,000
similar: $155,000–$5,250,000
$91,122,44934
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗PhaseBio Pharmaceuticals IncDirectorJul 21, 2015D/A$42,000,000
similar: $2,000,000–$19,999,994
$21,000,0009
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Novan, Inc.
group: Novan
DirectorMar 30, 2015D/A$50,000,008
similar: $2,000,000–$19,999,994
$50,000,00891
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗PhaseBio Pharmaceuticals IncDirectorMar 12, 2015D$40,000,000
similar: $2,000,000–$19,999,994
$20,000,0008
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Novan, Inc.
group: Novan
DirectorAug 29, 2014D$25,000,000
similar: $2,000,000–$19,999,994
$10,325,09361
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Novan, Inc.
group: Novan
DirectorMar 10, 2014D$3,502,125
similar: $2,000,000–$19,999,994
$3,502,12536
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Novan, Inc.
group: Novan
DirectorFeb 28, 2013D/A$11,000,000$11,000,00050No minimum reported
EDGAR ↗Hatteras Venture Partners IV, LPExecutive OfficerDec 28, 2012D/A$125,000,000$74,891,42247No minimum reported
EDGAR ↗PhaseBio Pharmaceuticals IncDirectorJun 18, 2012D/A$48,524,067$48,524,06717No minimum reported
EDGAR ↗Novan, Inc.
group: Novan
DirectorMay 31, 2012D$5,170,000$5,170,00017No minimum reported
EDGAR ↗Novan, Inc.
group: Novan
DirectorSep 29, 2011D/A$5,999,989$5,999,96812No minimum reported
EDGAR ↗Hatteras Venture Partners IV, LPExecutive OfficerAug 24, 2011D$125,000,000$73,875,00035No minimum reported
EDGAR ↗CREE INCDirectorAug 17, 2011D$211,039,698$211,039,6988No minimum reported
EDGAR ↗PhaseBio Pharmaceuticals IncDirectorDec 6, 2010D/A$25,300,001$25,300,00112No minimum reported

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Biotechnology / 506(b) (3,253 filings); Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • ROBERT G. INGRAM — address state Saskatchewan, Canada (as filed: A9), British Columbia, Canada (as filed: A1), 2 issuers, Jun 11, 2009 → Jan 13, 2010 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (4 management entities, 36 people)

People and management entities the issuers listed as related persons on the same Form D filings as Robert A. Ingram. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • B. Hatteras Venture Advisors IV, LLC entity — 2 shared filings (1 issuer) · role as listed: Director
  • B. Hatteras Venture Advisors VI, LLC entity — 2 shared filings (1 issuer) · role as listed: Director
  • Hatteras Venture Advisors VII, LLC entity — 2 shared filings (2 issuers) · roles as listed: Executive Officer, Director
  • Hatteras Venture Advisors V, LLC entity — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director
  • Clay Thorp — 12 shared filings (6 issuers) · roles as listed: Director, Executive Officer · also listed on 13 other issuers
  • Douglas Reed — 8 shared filings (6 issuers) · roles as listed: Executive Officer, Director · also listed on 11 other issuers
  • F Neal Hunter — 8 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Mark Schoenfisch — 8 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • Nathan Stasko — 8 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • John W Palmour — 8 shared filings (1 issuer) · role as listed: Director
  • John Crumpler — 7 shared filings (5 issuers) · role as listed: Executive Officer · also listed on 11 other issuers
  • Ashutosh Chilkoti — 5 shared filings (1 issuer) · roles as listed: Director, Executive Officer · also listed on 1 other issuer
  • Asish Xavier — 5 shared filings (1 issuer) · role as listed: Director · also listed on 21 other issuers
  • Christy Shaffer — 5 shared filings (4 issuers) · role as listed: Executive Officer · also listed on 14 other issuers
  • Guy Fish — 5 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • James Barrett — 5 shared filings (1 issuer) · role as listed: Director · also listed on 6 other issuers
  • Justin Klein — 5 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Joel Sussman — 4 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 3 other issuers
  • G. Kelly Martin — 4 shared filings (2 issuers) · role as listed: Director
  • Michael Dial — 4 shared filings (3 issuers) · role as listed: Executive Officer · also listed on 5 other issuers
  • Jeffrey Terrell — 4 shared filings (3 issuers) · role as listed: Executive Officer
  • Sean Murphy — 3 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • W. Kent Geer — 3 shared filings (1 issuer) · role as listed: Director
  • Jonathan Mow — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Michael Gutch — 3 shared filings (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Christopher Prior — 2 shared filings (1 issuer) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • Craig Rosen — 2 shared filings (1 issuer) · role as listed: Director
  • Kenneth B. Lee, Jr. — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 2 other issuers
  • Richard Peterson — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • JEFFREY EDWARDS — 1 shared filing (1 issuer) · role as listed: Director · also listed on 18 other issuers
  • S. Edward Torres — 1 shared filing (1 issuer) · role as listed: Director · also listed on 5 other issuers
  • Philip R. Tracy — 1 shared filing (1 issuer) · role as listed: Director · also listed on 1 other issuer
  • Andrew Von Eschenbach — 1 shared filing (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • Harvey A. Wagner — 1 shared filing (1 issuer) · role as listed: Director
  • Charles M. Swoboda — 1 shared filing (1 issuer) · roles as listed: Executive Officer, Director · also listed on 2 other issuers
  • John T. Kurtzweil — 1 shared filing (1 issuer) · role as listed: Executive Officer · also listed on 1 other issuer
  • Clyde R. Hosein — 1 shared filing (1 issuer) · role as listed: Director
  • Robert L. Tillman — 1 shared filing (1 issuer) · role as listed: Director
  • Thomas H. Werner — 1 shared filing (1 issuer) · role as listed: Director
  • Alan J. Ruud — 1 shared filing (1 issuer) · role as listed: Director

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Export this report as PDF (members · included free during the launch period)

Change history

No corrections have been requested for this page.

Facts from public records only, each linked to its source. No ratings, no opinions. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Robert A. Ingram appears on a new Form D, or when a court case or SEC action is matched to them. See plans →