Christopher Marshall is listed as a director on 2 SEC Form D filings by 1 issuer between Oct 2018 and Oct 2019: Capitalworks Private Equity Fund III L.P. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2018–2019; $49.6M reported sold to 9 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Capitalworks (2 issuers, $69.7M reported sold, 2010–2019).
What this means A sponsor group is one team that sets up a new company for each deal. Capitalworks has 2 companies on file and $69.7M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Christopher Marshall and found 6 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Christopher Marshall" (Y9) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.