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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:26 AM ET

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CM
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Christopher Marshall

Named as an officer, director or promoter on SEC Form D filings · Luxembourg (as filed: N4) · Apr 8, 2016 → Apr 8, 2016

1deal (issuers)
$1Breported sold
39investors
1Form D filing
2016year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:36 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Christopher Marshall is listed as a director on 1 SEC Form D filing by 1 issuer in Apr 2016: Spotify Technology S.A. (Luxembourg, Luxembourg (as filed: N4) — other technology — 2016; $1B reported sold to 39 investors).

What this means One deal on file with the SEC, filed Apr 2016. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Daniel Ek (1 shared filing), Klaus Hommels (1 shared filing), Martin Lorentzon (1 shared filing), Par-Jorgen Parsson (1 shared filing), Rene Richard Obermann (1 shared filing) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Christopher. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 1 public filing for Christopher Marshall and found 6 differences, 1 worth asking the sponsor about: Paid seller listed without a CRD number: Nordea Bank AB (publ); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Christopher Marshall has not run yet — it is joining a line of 16,111 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:36 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Christopher Marshall..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:36 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Christopher Marshall — 1 worth asking about (compared 1 filing on Oct 24, 2026)

Worth asking · Apr 8, 2016

Paid seller listed without a CRD number: Nordea Bank AB (publ) — Spotify Technology S.A.

Nordea Bank AB (publ) is listed as receiving sales compensation on 1 filing (Apr 8, 2016) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Apr 8, 2016 ↗BrokerCheck search: Nordea Bank AB (publ) ↗Spotify Technology S.A. — PartnerFacts page ↗
Sources
Note · May 14, 2012 – Aug 27, 2026

Same name, different state: "Christopher Marshall" (Y9) is a separate record

This page covers filings where the address state is N4. A separate record, "Christopher Marshall" with address state Y9, is listed on 6 filings — most recently by Westbrook Wyddial European Investors (Feeder A), L.P. (Aug 27, 2026). Both records have filings in the same period (Apr 8, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Christopher Marshall (Y9) — PartnerFacts page ↗Form D · Aug 27, 2026 ↗Westbrook Wyddial European Investors (Feeder A), L.P. — PartnerFacts page ↗Christopher Marshall (N4) — this page ↗
Sources
Note · Sep 24, 2025 – Apr 27, 2026

Same name, different state: "Christopher David Marshall" (ME) is a separate record

This page covers filings where the address state is N4. A separate record, "Christopher David Marshall" with address state ME, is listed on 5 filings — most recently by 400 Riverside Fund LLC (Apr 27, 2026). The two records do not overlap in time: this page has one filing dated Apr 8, 2016; the other runs Sep 24, 2025 to Apr 27, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Christopher David Marshall (ME) — PartnerFacts page ↗Form D · Apr 27, 2026 ↗400 Riverside Fund LLC — PartnerFacts page ↗Christopher Marshall (N4) — this page ↗
Sources
Note · Mar 12, 2010 – Nov 20, 2015

Same name, different state: "Christopher Marshall" (CA or NE) is a separate record

This page covers filings where the address state is N4. A separate record, "Christopher Marshall" with address state CA or NE, is listed on 11 filings — most recently by SOJERN INC (Jul 26, 2023). The two records do not overlap in time: this page has one filing dated Apr 8, 2016; the other runs Mar 12, 2010 to Nov 20, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Christopher Marshall (CA,NE) — PartnerFacts page ↗Form D/A · Jul 26, 2023 ↗SOJERN INC — PartnerFacts page ↗Christopher Marshall (N4) — this page ↗
Sources
Note · Jan 4, 2010 – Feb 4, 2010

Same name, different state: "Christopher G. Marshall" (DE or NC) is a separate record

This page covers filings where the address state is N4. A separate record, "Christopher G. Marshall" with address state DE or NC, is listed on 3 filings — most recently by Gardian, Inc. (Apr 25, 2018). The two records do not overlap in time: this page has one filing dated Apr 8, 2016; the other runs Jan 4, 2010 to Feb 4, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Christopher G. Marshall (DE,NC) — PartnerFacts page ↗Form D · Apr 25, 2018 ↗Gardian, Inc. — PartnerFacts page ↗Christopher Marshall (N4) — this page ↗
Sources
Note · Apr 29, 2009 – Dec 18, 2009

Same name, different state: "Christopher P. Marshall" (MN) is a separate record

This page covers filings where the address state is N4. A separate record, "Christopher P. Marshall" with address state MN, is listed on 2 filings — most recently by XATA CORP /MN/ (Dec 18, 2009). The two records do not overlap in time: this page has one filing dated Apr 8, 2016; the other runs Apr 29, 2009 to Dec 18, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Christopher P. Marshall (MN) — PartnerFacts page ↗Form D · Dec 18, 2009 ↗XATA CORP /MN/ — PartnerFacts page ↗Christopher Marshall (N4) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 1 offering reports sales commissions totalling $19,256,500; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 8, 2016 D
Spotify Technology S.A.
File 021-260932
$19,256,500$0$0Goldman, Sachs & Co. BrokerCheck CRD 361 ↗
Nordea Bank AB (publ) no CRD number reported		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Christopher Marshall on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

ST
Other Technology

Spotify Technology S.A.

Luxembourg, Luxembourg (as filed: N4) · Apr 8, 2016
  • Apr 8, 2016 · D · $1,000,000,000 sold of $1,000,000,000 · 39 investors · min. $174,952 · role: Director EDGAR ↗

Raised $1B from 39 investors (100% of the $1B target) as of the latest filing. Christopher is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (11)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Christopher 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DE
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Ek

Director · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Marshall. Their page shows their other deals.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Klaus Hommels

Director · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Marshall. Their page shows their other deals.

RO
No photo found yet (own website and image search run after this page is viewed)
Person

Rene Richard Obermann

Director · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Marshall. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Sean Parker

Director · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Marshall. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Martin Lorentzon

Director · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Marshall. Their page shows their other deals.

PP
No photo found yet (own website and image search run after this page is viewed)
Person

Par-Jorgen Parsson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Christopher Marshall. Their page shows their other deals.

The team behind the deals

Same business address

25 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Christopher Marshall by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Christopher Marshall is listed on: none on file. No website or social profile named in Spotify Technology S.A.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #289,803 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Luxembourg, N4). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

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