PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:06 AM ET

Sponsor Check › Person

CP
No photo found yet (own website and image search run after this page is viewed)

Charles W. Patrick

Named as an officer, director or promoter on SEC Form D filings · CA · Jun 8, 2010 → Oct 13, 2016

4deals (issuers)
$16.4Mreported sold
84investors
7Form D filings
2010–2016years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Charles W. Patrick is listed as a director on 7 SEC Form D filings by 4 issuers between Jun 2010 and Oct 2016: VAXGEN INC (South San Francisco, CA — biotechnology — 2010; $5.19M reported sold to 24 investors), Seamless Medical Systems Inc. (Santa Fe, NM — other technology — 2014–2016; $4.56M reported sold to 19 investors), DIADEXUS INC (South San Francisco, CA — biotechnology — 2010; $4.5M reported sold to 11 investors) and Seamless Medical Systems, LLC (Santa Fe, NM — other technology — 2013–2014; $2.11M reported sold to 30 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as director, over about 6 years. Across those companies the filings report $16.4M sold in total.

Listed alongside David Perez (5 shared filings), David S. Joseph (3 shared filings), Anthony Brooke (2 shared filings), Bernard M. Alfano (2 shared filings), Brian Birk (2 shared filings) and 12 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Charles. Each name links to their own page.

2 of the issuers belong to the sponsor group Seamless Medical (2 issuers, $5.33M reported sold, 2013–2016).

What this means A sponsor group is one team that sets up a new company for each deal. Seamless Medical has 2 companies on file and $5.33M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 39 bankruptcy cases matching the name listed in Key records below.

What this means 39 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for Charles W. Patrick and found 10 differences, 1 worth asking the sponsor about: Form D filed 162 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Charles W. Patrick has not run yet — it is joining a line of 46,985 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Charles W. Patrick..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

39 cases: 1 open, 38 closed (disposition not in docket feed)

Charles E. Patrick open
United States Bankruptcy Court, S.D. Mississippi · No. 20-02757 · Filed Nov 6, 2020
Role of Charles E. Patrick: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in MS (not a filing state); middle initial differs
Charles Patrick,, Jr. and Brandy Patrick closed
United States Bankruptcy Court, S.D. Alabama · No. 20-12435 · Filed Oct 22, 2020 · Closed Mar 5, 2021
Role of Charles Patrick,, Jr. and Brandy Patrick: Debtor · Outcome: Case closed 2021-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in AL (not a filing state); middle initial differs
Charles N Patrick and Gwendolyn S Patrick closed
United States Bankruptcy Court, C.D. California · No. 6:17-bk-20477 · Filed Dec 22, 2017 · Closed Apr 3, 2018
Role of Charles N Patrick and Gwendolyn S Patrick: Debtor · Outcome: Case closed 2018-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in the person's filing state (CA); middle initial differs
Charles D Patrick closed
United States Bankruptcy Court, N.D. Alabama · No. 17-81183 · Filed Apr 17, 2017 · Closed Jun 24, 2022
Role of Charles D Patrick: Debtor · Outcome: Case closed 2022-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in AL (not a filing state); middle initial differs
Charles Patrick closed
United States Bankruptcy Court, S.D. Alabama · No. 13-04432 · Filed Dec 19, 2013 · Closed Jul 30, 2018
Role of Charles Patrick: Debtor · Outcome: Case closed 2018-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in AL (not a filing state)
Charles R Patrick and Jacqueline A. Patrick closed
United States Bankruptcy Court, E.D. Missouri · No. 12-20234 · Filed Jul 12, 2012 · Closed Nov 8, 2016
Role of Charles R Patrick and Jacqueline A. Patrick: Debtor · Outcome: Case closed 2016-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in MO (not a filing state); middle initial differs
Charles C Patrick and Bette R Davis closed
United States Bankruptcy Court, D. Colorado · No. 12-10404 · Filed Jan 10, 2012 · Closed Nov 1, 2016
Role of Charles C Patrick and Bette R Davis: Debtor · Outcome: Case closed 2016-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in CO (not a filing state); middle initial differs
Charles L. Patrick closed
United States Bankruptcy Court, D. Delaware · No. 10-13613 · Filed Nov 8, 2010 · Closed Jul 19, 2013
Role of Charles L. Patrick: Debtor · Outcome: Case closed 2013-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in DE (not a filing state); middle initial differs
Charles Patrick closed
United States Bankruptcy Court, S.D. Alabama · No. 10-03817 · Filed Aug 17, 2010 · Closed Jan 22, 2014
Role of Charles Patrick: Debtor · Outcome: Case closed 2014-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in AL (not a filing state)
Charles M Patrick and Penny L Patrick closed
United States Bankruptcy Court, S.D. Illinois · No. 09-40519 · Filed Mar 27, 2009 · Closed Apr 16, 2012
Role of Charles M Patrick and Penny L Patrick: Debtor · Outcome: Case closed 2012-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in IL (not a filing state); middle initial differs
Charles Patrick and Nena Marie Patrick closed
United States Bankruptcy Court, N.D. Georgia · No. 09-62687 · Filed Feb 2, 2009 · Closed May 21, 2009
Role of Charles Patrick and Nena Marie Patrick: Debtor · Outcome: Case closed 2009-05-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in GA (not a filing state); middle initial differs
Charles J Patrick and Carrie L Patrick closed
United States Bankruptcy Court, E.D. Michigan · No. 07-22742 · Filed Oct 19, 2007 · Closed Aug 28, 2012
Role of Charles J Patrick and Carrie L Patrick: Debtor · Outcome: Case closed 2012-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in MI (not a filing state); middle initial differs
Charles E. Patrick closed
United States Bankruptcy Court, S.D. Mississippi · No. 07-02548 · Filed Aug 16, 2007 · Closed Oct 13, 2009
Role of Charles E. Patrick: Debtor · Outcome: Case closed 2009-10-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in MS (not a filing state); middle initial differs
CHARLES T PATRICK and MARY E PATRICK closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:05-bk-07403 · Filed Jun 21, 2005 · Closed Oct 7, 2005
Role of CHARLES T PATRICK and MARY E PATRICK: Debtor · Outcome: Case closed 2005-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in TN (not a filing state); middle initial differs
Charles L. Patrick closed
United States Bankruptcy Court, S.D. Illinois · No. 04-42668 · Filed Nov 12, 2004 · Closed Feb 8, 2010
Role of Charles L. Patrick: Debtor · Outcome: Case closed 2010-02-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in IL (not a filing state); middle initial differs
CHARLES PATRICK closed
United States Bankruptcy Court, S.D. Mississippi · No. 03-05259 · Filed Sep 9, 2003 · Closed Apr 16, 2004
Role of CHARLES PATRICK: Debtor · Outcome: Case closed 2004-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in MS (not a filing state)
Charles M. Patrick closed
United States Bankruptcy Court, S.D. Illinois · No. 03-42036 · Filed Aug 21, 2003 · Closed Dec 8, 2003
Role of Charles M. Patrick: Debtor · Outcome: Case closed 2003-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in IL (not a filing state); middle initial differs
CHARLES R. PATRICK and FRANCES L. PATRICK closed
United States Bankruptcy Court, D. Nevada · No. 03-16544 · Filed May 27, 2003 · Closed Jun 27, 2006
Role of CHARLES R. PATRICK and FRANCES L. PATRICK: Debtor · Outcome: Case closed 2006-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in NV (not a filing state); middle initial differs
CHARLES PATRICK closed
United States Bankruptcy Court, S.D. Mississippi · No. 02-06833 · Filed Nov 26, 2002 · Closed Dec 22, 2003
Role of CHARLES PATRICK: Debtor · Outcome: Case closed 2003-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in MS (not a filing state)
CHARLES L PATRICK closed
United States Bankruptcy Court, S.D. Mississippi · No. 02-05033 · Filed Sep 6, 2002 · Closed Jan 27, 2003
Role of CHARLES L PATRICK: Debtor · Outcome: Case closed 2003-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in MS (not a filing state); middle initial differs
Charles L Patrick closed
United States Bankruptcy Court, S.D. Alabama · No. 02-12545 · Filed May 8, 2002 · Closed Aug 29, 2002
Role of Charles L Patrick: Debtor · Outcome: Case closed 2002-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in AL (not a filing state); middle initial differs
Charles S. Patrick closed
United States Bankruptcy Court, D. Connecticut · No. 01-30998 · Filed Mar 8, 2001 · Closed Nov 21, 2001
Role of Charles S. Patrick: Debtor · Outcome: Case closed 2001-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in CT (not a filing state); middle initial differs
CHARLES PATRICK closed
United States Bankruptcy Court, S.D. Mississippi · No. 01-50794 · Filed Feb 14, 2001 · Closed Jun 15, 2001
Role of CHARLES PATRICK: Debtor · Outcome: Case closed 2001-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in MS (not a filing state)
CHARLES H. PATRICK closed
United States Bankruptcy Court, D. Delaware · No. 00-00984 · Filed Feb 15, 2000 · Closed Oct 28, 2002
Role of CHARLES H. PATRICK: Debtor · Outcome: Case closed 2002-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in DE (not a filing state); middle initial differs
Charles L. Patrick closed
United States Bankruptcy Court, D. Colorado · No. 99-23301 · Filed Oct 22, 1999 · Closed Feb 7, 2000
Role of Charles L. Patrick: Debtor · Outcome: Case closed 2000-02-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in CO (not a filing state); middle initial differs
Charles E. Patrick closed
United States Bankruptcy Court, N.D. New York · No. 98-12452 · Filed Apr 9, 1998 · Closed Aug 12, 1998
Role of Charles E. Patrick: Debtor · Outcome: Case closed 1998-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in NY (not a filing state); middle initial differs
Charles T. Patrick, Jr. and Gaynell I. Patrick closed
United States Bankruptcy Court, N.D. Georgia · No. 97-75082 · Filed Aug 25, 1997 · Closed Dec 28, 2000
Role of Charles T. Patrick, Jr.: Debtor · Outcome: Case closed 2000-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in GA (not a filing state); middle initial differs
Charles L. Patrick closed
United States Bankruptcy Court, E.D. Virginia · No. 96-14260 · Filed Aug 9, 1996 · Closed Nov 27, 1996
Role of Charles L. Patrick: Debtor · Outcome: Case closed 1996-11-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in VA (not a filing state); middle initial differs
Charles Patrick and Nena M. Patrick closed
United States Bankruptcy Court, N.D. Georgia · No. 96-62275 · Filed Feb 13, 1996 · Closed Aug 30, 2000
Role of Charles Patrick and Nena M. Patrick: Debtor · Outcome: Case closed 2000-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in GA (not a filing state); middle initial differs
Charles D. Patrick and Ellen S. Patrick closed
United States Bankruptcy Court, D. New Jersey · No. 95-20087 · Filed Jan 5, 1995 · Closed Jun 6, 1995
Role of Charles D. Patrick and Ellen S. Patrick: Debtor · Outcome: Case closed 1995-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in NJ (not a filing state); middle initial differs
Charles W. Patrick and Sarah L. Patrick closed
United States Bankruptcy Court, S.D. Georgia · No. 94-41770 · Filed Oct 3, 1994 · Closed Mar 18, 1998
Role of Charles W. Patrick and Sarah L. Patrick: Debtor · Outcome: Case closed 1998-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in GA (not a filing state)
CHARLES W. PATRICK closed
United States Bankruptcy Court, N.D. Alabama · No. 94-00307 · Filed Jan 14, 1994 · Closed Oct 6, 1994
Role of CHARLES W. PATRICK: Debtor · Outcome: Case closed 1994-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in AL (not a filing state)
Charles E. Patrick closed
United States Bankruptcy Court, W.D. Tennessee · No. 93-22756 · Filed Mar 12, 1993 · Closed Oct 31, 1996
Role of Charles E. Patrick: Debtor · Outcome: Case closed 1996-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in TN (not a filing state); middle initial differs
Charles D. Patrick and Ellen S. Patrick closed
United States Bankruptcy Court, D. New Jersey · No. 91-22947 · Filed May 2, 1991 · Closed Nov 1, 1994
Role of Charles D. Patrick and Ellen S. Patrick: Debtor · Outcome: Case closed 1994-11-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in NJ (not a filing state); middle initial differs
Charles W Patrick and Jane M Patrick closed
United States Bankruptcy Court, D. Idaho · No. 90-03889 · Filed Dec 14, 1990 · Closed Jun 25, 1997
Role of Charles W Patrick and Jane M Patrick: Debtor · Outcome: Case closed 1997-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in ID (not a filing state)
Charles K. Patrick and Violet M. Patrick closed
United States Bankruptcy Court, W.D. Louisiana · No. 89-13177 · Filed Dec 15, 1989 · Closed Apr 23, 1993
Role of Charles K. Patrick and Violet M. Patrick: Debtor · Outcome: Case closed 1993-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in LA (not a filing state); middle initial differs
Charles Patrick closed
United States Bankruptcy Court, N.D. Illinois · No. 87-11648 · Filed Aug 10, 1987 · Closed Feb 29, 1988
Role of Charles Patrick: Debtor · Outcome: Case closed 1988-02-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in IL (not a filing state)
Charles E. Patrick and Paula H. Patrick closed
United States Bankruptcy Court, W.D. Kentucky · No. 86-30570 · Filed Feb 26, 1986 · Closed Oct 28, 1988
Role of Charles E. Patrick and Paula H. Patrick: Debtor · Outcome: Case closed 1988-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in KY (not a filing state); middle initial differs
CHARLES PATRICK closed
United States Bankruptcy Court, N.D. Alabama · No. 81-04235 · Filed Jul 21, 1981 · Closed Mar 15, 1983
Role of CHARLES PATRICK: Debtor · Outcome: Case closed 1983-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 94 federal dockets); court in AL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Charles W. Patrick — 1 worth asking about (compared 7 filings on Oct 24, 2026)

Note · Jun 13, 2016 – Sep 17, 2021

Bankruptcy case: Diadexus, Inc. — filed Jun 13, 2016

United States Bankruptcy Court, N.D. California docket "Diadexus, Inc." filed Jun 13, 2016, closed Sep 17, 2021. DIADEXUS INC (related issuer) is listed as Debtor ("Diadexus, Inc."). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗DIADEXUS INC — PartnerFacts page ↗
Sources
Worth asking · Sep 10, 2013 – Feb 19, 2014

Form D filed 162 days after the first sale — Seamless Medical Systems, LLC

The filing says the first sale was Sep 10, 2013. The Form D was filed Feb 19, 2014 — 162 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 147 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 19, 2014 ↗Seamless Medical Systems, LLC — PartnerFacts page ↗
Sources
Note · Feb 10, 2014 – Mar 6, 2014

Form D filed 24 days after the first sale — Seamless Medical Systems Inc.

The filing says the first sale was Feb 10, 2014. The Form D was filed Mar 6, 2014 — 24 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 9 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 6, 2014 ↗Seamless Medical Systems Inc. — PartnerFacts page ↗
Sources
Note · May 28, 2010 – Mar 6, 2014

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Seamless Medical Systems Inc. (latest filing Mar 6, 2014) · No amendment in the last 12 months on an offering that may still be open — Seamless Medical Systems, LLC (latest filing Feb 19, 2014) · No amendment in the last 12 months on an offering that may still be open — Seamless Medical Systems, LLC (latest filing Oct 18, 2013) · No amendment in the last 12 months on an offering that may still be open — DIADEXUS INC (latest filing Jun 8, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Mar 6, 2014 ↗Seamless Medical Systems Inc. — PartnerFacts page ↗Form D · Feb 19, 2014 ↗Seamless Medical Systems, LLC — PartnerFacts page ↗
Sources
Note · Apr 5, 2013 – Oct 18, 2013

Offering amount changed between filings — Seamless Medical Systems, LLC

The Apr 5, 2013 filing says $500,000 offered; the Oct 18, 2013 Form D/A says $2,500,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Apr 5, 2013 ↗Form D/A (later) · Oct 18, 2013 ↗Seamless Medical Systems, LLC — PartnerFacts page ↗
Sources
Note · Jun 8, 2010 – Oct 18, 2013

Charles W. Patrick is written 2 different ways on the filings

listed as "Charles W. Patrick" on 4 filings (from Jun 8, 2010), and "Charles Patrick" on 3 filings (from Oct 18, 2013).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 8, 2010 ↗Form D/A · Oct 18, 2013 ↗Charles W. Patrick — PartnerFacts page ↗
Sources
Note · Apr 5, 2013 – Feb 19, 2014

Industry group changed between filings — Seamless Medical Systems, LLC

"Other Health Care" (Apr 5, 2013 to Oct 18, 2013); then "Other Technology" (Feb 19, 2014).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Apr 5, 2013 ↗Form D · Feb 19, 2014 ↗Seamless Medical Systems, LLC — PartnerFacts page ↗
Sources
Note · Mar 6, 2014 – Oct 13, 2016

Reported revenue range changed between filings — Seamless Medical Systems Inc.

"No Revenues" (Mar 6, 2014); then "$1 - $1,000,000" (Mar 10, 2015); then "Decline to Disclose" (Oct 13, 2016).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Mar 6, 2014 ↗Form D · Mar 10, 2015 ↗Form D · Oct 13, 2016 ↗Seamless Medical Systems Inc. — PartnerFacts page ↗
Sources
Note · Mar 6, 2014 – Mar 10, 2015

Address moved from Escondido, CA to Santa Fe, NM — Seamless Medical Systems Inc.

The people listed on the Mar 6, 2014 filing give Escondido, CA; on the Mar 10, 2015 filing they give Santa Fe, NM.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Mar 6, 2014 ↗Form D · Mar 10, 2015 ↗Seamless Medical Systems Inc. — PartnerFacts page ↗
Sources
Note · Apr 5, 2013 – Oct 18, 2013

Address moved from Albuquerque, NM to Escondido, CA — Seamless Medical Systems, LLC

The people listed on the Apr 5, 2013 filing give Albuquerque, NM; on the Oct 18, 2013 filing they give Escondido, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Apr 5, 2013 ↗Form D/A · Oct 18, 2013 ↗Seamless Medical Systems, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 7 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $100,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 13, 2016 D
Seamless Medical Systems Inc.
File 021-272407
$0$0$100,000 (est.)
Unknown
None listed on this filingEDGAR ↗
Mar 10, 2015 D
Seamless Medical Systems Inc.
File 021-235544
$0$0$0None listed on this filingEDGAR ↗
Mar 6, 2014 D
Seamless Medical Systems Inc.
File 021-213076
$0$0$0None listed on this filingEDGAR ↗
Feb 19, 2014 D
Seamless Medical Systems, LLC
File 021-212166
$0$0$0None listed on this filingEDGAR ↗
Oct 18, 2013 D/A
Seamless Medical Systems, LLC
File 021-194558
$0$0$0None listed on this filingEDGAR ↗
Aug 5, 2010 D
VAXGEN INC
File 021-145972
$0$0$0None listed on this filingEDGAR ↗
Jun 8, 2010 D
DIADEXUS INC
File 021-143153
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Charles W. Patrick on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SM
Other Technology · group: Seamless Medical

Seamless Medical Systems Inc.

Santa Fe, NM · Mar 6, 2014 → Oct 13, 2016 · 3 filings
  • Oct 13, 2016 · D · $4,558,435 sold of $4,558,435 · 19 investors · min. $2,500 · role: Director EDGAR ↗
  • Mar 10, 2015 · D · $0 sold of $4,000,000 · 0 investors · min. $25,000 · role: Director EDGAR ↗
  • Mar 6, 2014 · D · $1,000,000 sold of $3,000,000 · 1 investors · min. $50,000 · role: Director EDGAR ↗

Raised $4.56M from 19 investors (100% of the $4.56M target) as of the latest filing. Charles is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SM
Other Technology · group: Seamless Medical

Seamless Medical Systems, LLC

Santa Fe, NM · Oct 18, 2013 → Feb 19, 2014 · 2 filings
  • Feb 19, 2014 · D · $775,000 sold of $1,250,000 · 21 investors · min. $10,000 · role: Director EDGAR ↗
  • Oct 18, 2013 · D/A · $2,106,650 sold of $2,500,000 · 30 investors · min. $25,000 · role: Director EDGAR ↗

Raised $2.11M from 30 investors (100% of the $1.25M target) as of the latest filing. Charles is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

V
Biotechnology

VAXGEN INC

South San Francisco, CA · Aug 5, 2010
  • Aug 5, 2010 · D · $5,189,739 sold of $5,189,739 · 24 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.19M from 24 investors (100% of the $5.19M target) as of the latest filing. Charles is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

D
Biotechnology

DIADEXUS INC

South San Francisco, CA · Jun 8, 2010
  • Jun 8, 2010 · D · $4,500,000 sold of $7,500,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.5M from 11 investors (60% of the $7.5M target) as of the latest filing. Charles is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Charles 17

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

David Perez

Executive Officer, Director · 5 shared filings (2 issuers)

Listed on the same filings as Charles W. Patrick. Their page shows their other deals.

DJ
No photo found yet (own website and image search run after this page is viewed)
Person

David S. Joseph

Director · 3 shared filings (2 issuers) · also on 4 other issuers

David S. Joseph is on 6 issuers in total — a repeat sponsor. Their page lists every one.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Birk

Director · 2 shared filings (1 issuer) · also on 18 other issuers

Brian Birk is on 19 issuers in total — a repeat sponsor. Their page lists every one.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Louis C. Bock

Director · 2 shared filings (2 issuers) · also on 7 other issuers

Louis C. Bock is on 9 issuers in total — a repeat sponsor. Their page lists every one.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Bernard M. Alfano

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Charles W. Patrick. Their page shows their other deals.

TL
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas M. Lopez

Director · 2 shared filings (1 issuer) · also on 4 other issuers

Thomas M. Lopez is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Brooke

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Charles W. Patrick. Their page shows their other deals.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

David J. Foster

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Charles W. Patrick. Their page shows their other deals.

PP
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Plewman

Executive Officer, Director · 2 shared filings (2 issuers)

Listed on the same filings as Charles W. Patrick. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Robert L. Wolfert, Ph.D.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Charles W. Patrick. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Goller

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Charles W. Patrick. Their page shows their other deals.

LR
No photo found yet (own website and image search run after this page is viewed)
Person

Lori F. Rafield

Director · 1 shared filing (1 issuer)

Listed on the same filings as Charles W. Patrick. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

James P. Panek

Director · 1 shared filing (1 issuer)

Listed on the same filings as Charles W. Patrick. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Robert L. Wolfert

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Charles W. Patrick. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

William Murray

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Charles W. Patrick. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Baker

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Charles W. Patrick. Their page shows their other deals.

KN
No photo found yet (own website and image search run after this page is viewed)
Person

Kelvin Neu

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Charles W. Patrick. Their page shows their other deals.

The team behind the deals

SM
Sponsor group

Seamless Medical

2 issuers · 6 filings · $5.33M reported sold · 2013–2016

One team, 2 deal companies. Charles W. Patrick is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Charles W. Patrick.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Charles W. Patrick by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Charles W. Patrick is listed on: none on file. No website or social profile named in VAXGEN INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #359,502 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (South San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗New Mexico state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗New Mexico Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Charles W. Patrick appears on a new Form D, or when a court case or SEC action is matched to them. See plans →