Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:50 AM ET

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Brian Birk

Named as an officer, director or promoter on SEC Form D filings · NM, CA · May 26, 2009 → Nov 13, 2025

19deals (issuers)

$300.4Mreported sold

258investors

72Form D filings

2009–2025years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Brian Birk is listed as an executive officer, director, and promoter on 72 SEC Form D filings by 19 issuers between May 2009 and Nov 2025. Largest by amount reported sold: New Mexico Recovery Fund, LP (Santa Fe, NM — pooled investment fund — 2020; $100M reported sold to 1 investors), Panamerican VC Investments, LP (Santa Fe, NM — pooled investment fund — 2022–2025; $50M reported sold to 1 investors), BADGER FUND OF FUNDS I, L.P. (Madison, WI — pooled investment fund — 2015; $25.5M reported sold to 2 investors), SUN MOUNTAIN PRIVATE CREDIT FUND I, L.P. (Santa Fe, NM — pooled investment fund — 2018–2022; $23.3M reported sold to 56 investors), Mexico Ventures I Annex Fund, L.P. (Santa Fe, NM — pooled investment fund — 2014; $22.6M reported sold to 3 investors) and 14 more (all listed below).

What this means That is a lot of deals — 19 separate companies raised money with this person listed as executive officer, director, and promoter, over about 16 years. Across those companies the filings report $300.4M sold in total.

Listed alongside Thierry Dervieux (22 shared filings), Wendy Swedick (22 shared filings), Fortunato R. Rocca (19 shared filings), Ebetuel Pallares (16 shared filings), Arthur Weinstein (15 shared filings) and 117 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brian. Each name links to their own page.

The issuers belong to 3 sponsor groups: Sun Mountain (2 issuers, $23.3M reported sold, 2018–2023), Triton Pacific (29 issuers, $268.2M reported sold, 2009–2025) and Seamless Medical (2 issuers, $5.33M reported sold, 2013–2016).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 16 court cases matching the name, 9 bankruptcy cases matching the name listed in Key records below.

What this means 25 records came back, including 4 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 72 public filings for Brian Birk and found 13 differences, 3 worth asking the sponsor about: 7 filings report more than 10% of the money raised going to insiders; Paid seller listed without a CRD number: DP Diligentia Partners, S.C; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Brian Birk has not run yet — it is #4,823 of 28,118 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

16 cases: 4 open, 9 dismissed, 1 closed (disposition not in docket feed), 2 judgment

Birk v. General Motors LLC open

District Court, E.D. California · No. 2:25-cv-02622 · Filed Sep 11, 2025

Role of Birk: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in the person's filing state (CA)

Birk v. General Motors LLC open

District Court, E.D. California · No. 2:25-at-01222 · Filed Sep 11, 2025

Role of Birk: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in the person's filing state (CA)

Birk v. Unified Global Solutions, LLC open

District Court, N.D. Ohio · No. 1:25-cv-00870 · Filed May 1, 2025

Role of Birk: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in OH (not a filing state)

Birk v. Trans Union, LLC dismissed

District Court, N.D. Illinois · No. 1:20-cv-01151 · Filed Feb 17, 2020 · Closed Oct 9, 2020 · Nature of suit: 480 Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act

Role of Birk: Plaintiff · Outcome: Terminated 2020-10-09 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in IL (not a filing state)

Birk v. Bristol-Myers Squibb Company open

District Court, E.D. Kentucky · No. 5:18-cv-00316 · Filed May 1, 2018 · Nature of suit: 367 Health care / pharm

Role of Birk: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in KY (not a filing state)

BIRK v. BRISTOL-MYERS SQUIBB COMPANY closed

District Court, S.D. Indiana · No. 4:18-cv-00058 · Filed Apr 4, 2018 · Closed May 1, 2018

Role of BIRK: Plaintiff · Outcome: Terminated 2018-05-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in IN (not a filing state)

(PS) Birk v. Royal Crown Bancorp, Inc. dismissed

District Court, E.D. California · No. 2:15-cv-00446 · Filed Feb 26, 2015 · Closed Sep 13, 2016 · Nature of suit: Racketeer/Corrupt Organization · Cause: 18:1964 Racketeering (RICO) Act

Role of (PS) Birk: Plaintiff · Outcome: Terminated 2016-09-13 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 50 federal dockets); different first name (ps); court in the person's filing state (CA)

(PS) Birk v. Bank of America dismissed

District Court, E.D. California · No. 2:13-cv-01369 · Filed Jul 10, 2013 · Closed Mar 28, 2014 · Nature of suit: Personal Property: Other · Cause: 28:1331(a) Fed. Question: Real Property

Role of (PS) Birk: Plaintiff · Outcome: Terminated 2014-03-28 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 50 federal dockets); different first name (ps); court in the person's filing state (CA)

(PS) Birk v. Gateway Funding Corporation judgment

District Court, E.D. California · No. 2:10-cv-01039 · Filed Apr 26, 2010 · Closed Mar 31, 2011 · Nature of suit: Real Property: Foreclosure · Cause: 15:1601 Truth in Lending

Role of (PS) Birk: Plaintiff · Outcome: Terminated 2011-03-31 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 50 federal dockets); different first name (ps); court in the person's filing state (CA)

Birk v. Gateway Funding Corporation dismissed

District Court, E.D. California · No. 2:09-cv-01811 · Filed Jun 30, 2009 · Closed Sep 22, 2009 · Nature of suit: Consumer Credit · Cause: 15:1601 Truth in Lending

Role of Birk: Plaintiff · Outcome: Terminated 2009-09-22 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in the person's filing state (CA)

Birk v. Hub International Southwest Agency, LTD dismissed

District Court, W.D. Texas · No. 3:08-cv-00259 · Filed Jul 11, 2008 · Closed Aug 7, 2009 · Nature of suit: 190 Contract: Other · Cause: 28:1446 Petition for Removal-Breach of Contract

Role of Birk: Plaintiff · Outcome: Terminated 2009-08-07 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in TX (not a filing state)

Birk v. Gateway Funding Corporation dismissed

District Court, E.D. California · No. 2:07-cv-01252 · Filed Jun 26, 2007 · Closed Jul 29, 2008 · Nature of suit: Other Fraud · Cause: 15:1640 Truth in Lending

Role of Birk: Plaintiff · Outcome: Terminated 2008-07-29 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in the person's filing state (CA)

Boatmen's Trust Co v. B.W. Birk & Assoc dismissed

District Court, E.D. Missouri · No. 4:93-cv-02072 · Filed Sep 21, 1993 · Closed Jun 25, 1996 · Nature of suit: 190 Other contract actions

Role of B.W. Birk & Assoc: Defendant · Outcome: Terminated 1996-06-25 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 50 federal dockets); first initial matches; court in MO (not a filing state)

BIRK PAINT MANUF. v. P.N.M. CONSTRUCTION dismissed

District Court, D. New Jersey · No. 3:91-cv-05515 · Filed Dec 6, 1991 · Closed May 19, 1992 · Nature of suit: 130 Miller act

Role of BIRK PAINT MANUF.: Plaintiff · Outcome: Terminated 1992-05-19 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in NJ (not a filing state)

Birk v. Group Health Incorp. dismissed

District Court, E.D. New York · No. 1:90-cv-04214 · Filed Dec 10, 1990 · Closed Feb 11, 1991 · Nature of suit: 861 HIA (1395 FF) / Medicare

Role of Birk: Plaintiff · Outcome: Terminated 1991-02-11 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in NY (not a filing state)

Birk Oil Co Inc v. Marr judgment

District Court, D. Kansas · No. 6:87-cv-01697 · Filed Dec 8, 1987 · Closed Feb 28, 1991 · Nature of suit: 190 Other contract actions

Role of Birk Oil Co Inc: Plaintiff · Outcome: Terminated 1991-02-28 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in KS (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Brian Birk..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

9 cases: 9 closed (disposition not in docket feed)

BIRK'S ENTERPRISES, LLP closed

United States Bankruptcy Court, D. Montana · No. 15-60588 · Filed Jun 29, 2015 · Closed Jun 11, 2019

Role of BIRK'S ENTERPRISES, LLP: Debtor · Outcome: Case closed 2019-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in MT (not a filing state)

Mark Stephen Kane and Shamera Birk Kane closed

United States Bankruptcy Court, N.D. California · No. 13-44956 · Filed Aug 30, 2013 · Closed Nov 29, 2013

Role of Mark Stephen Kane and Shamera Birk Kane: Debtor · Outcome: Case closed 2013-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 50 federal dockets); different first name (shamera); court in the person's filing state (CA)

Gene Birk Anderson closed

United States Bankruptcy Court, E.D. California · No. 11-42238 · Filed Sep 14, 2011 · Closed Jan 6, 2012

Role of Gene Birk Anderson: Debtor · Outcome: Case closed 2012-01-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 50 federal dockets); different first name (gene); court in the person's filing state (CA)

Home Service Oil Inc. v. Birk closed

United States Bankruptcy Court, E.D. Missouri · No. 08-01007 · Filed Mar 25, 2008 · Closed Sep 22, 2008

Role of Birk: Defendant · Outcome: Case closed 2008-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in MO (not a filing state)

Brian E. Birk and Kitrina D. Birk closed

United States Bankruptcy Court, N.D. Texas · No. 04-41294 · Filed Feb 2, 2004 · Closed Aug 8, 2007

Role of Brian E. Birk and Kitrina D. Birk: Debtor · Outcome: Case closed 2007-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 50 federal dockets); first name matches; court in TX (not a filing state)

MCA FINANCIAL GROUP, LTD. v. BIRK closed

United States Bankruptcy Court, D. Arizona · No. 2:02-ap-01161 · Filed Oct 1, 2002 · Closed Apr 1, 2005

Role of BIRK: Defendant · Outcome: Case closed 2005-04-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in AR (not a filing state)

MCA FINANCIAL GROUP, LTD. v. BIRK closed

United States Bankruptcy Court, D. Arizona · No. 2:02-ap-01154 · Filed Oct 1, 2002 · Closed Mar 6, 2006

Role of BIRK: Defendant · Outcome: Case closed 2006-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in AR (not a filing state)

Birk v. Corestates Bank, N.A. closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 5:97-ap-00255 · Filed Jul 16, 1997 · Closed Oct 17, 1997

Role of Birk: Plaintiff · Outcome: Case closed 1997-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in PA (not a filing state)

Franklin-Lee Homes, Inc. v. Birk Enterprises, Inc. closed

United States Bankruptcy Court, E.D. North Carolina · No. 88-00215 · Filed Dec 6, 1988 · Closed Jul 28, 1989

Role of Birk Enterprises, Inc.: Defendant · Outcome: Case closed 1989-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 50 federal dockets); surname only in the caption; court in NC (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for Brian Birk — 3 worth asking about (compared the newest 50 of 72 filings on Oct 24, 2026; older filings not covered)

Note · Jun 26, 2007 – Sep 11, 2025

4 court cases name Brian Birk

By role: plaintiff in 4. Newest: "Birk v. General Motors LLC" (District Court, E.D. California, Sep 11, 2025); "Birk v. General Motors LLC" (District Court, E.D. California, Sep 11, 2025); "Birk v. Gateway Funding Corporation" (District Court, E.D. California, Jun 30, 2009). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Docket · Birk v. General Motors LLC ↗Docket · Birk v. General Motors LLC ↗Docket · Birk v. Gateway Funding Corporation ↗Docket · Birk v. Gateway Funding Corporation ↗

Sources

Docket · Birk v. General Motors LLC ↗ (Sep 11, 2025)
Docket · Birk v. General Motors LLC ↗ (Sep 11, 2025)
Docket · Birk v. Gateway Funding Corporation ↗ (Jun 30, 2009)
Docket · Birk v. Gateway Funding Corporation ↗ (Jun 26, 2007)

Worth asking · Oct 14, 2014 – Dec 6, 2021

7 filings report more than 10% of the money raised going to insiders

59% of the money raised went to insiders — Avisa Pharma Inc. · 27% of the money raised went to insiders — Growstone, Inc. · 33% of the money raised went to insiders — Avisa Pharma Inc. · 32% of the money raised went to insiders — Mexico Ventures I Annex Fund, L.P. · 15% of the money raised went to insiders — Green Theme Technologies, Inc. · and 2 more

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · May 31, 2019 ↗Avisa Pharma Inc. — PartnerFacts page ↗Form D · Jan 17, 2017 ↗Growstone, Inc. — PartnerFacts page ↗

Sources

Form D · May 31, 2019 ↗ (May 31, 2019)
Avisa Pharma Inc. — PartnerFacts page ↗ (May 3, 2021)
Form D · Jan 17, 2017 ↗ (Jan 17, 2017)
Growstone, Inc. — PartnerFacts page ↗ (Jan 17, 2017)
Form D · Apr 21, 2016 ↗ (Apr 21, 2016)
Form D · Oct 14, 2014 ↗ (Oct 14, 2014)
Mexico Ventures I Annex Fund, L.P. — PartnerFacts page ↗ (Oct 14, 2014)
Form D · Dec 6, 2021 ↗ (Dec 6, 2021)

Note · Oct 14, 2014 – Aug 28, 2019

Brian Birk appears on 2 deals that stopped filing before reaching their target

AgilVax, Inc. (last filing Aug 28, 2019; $3,000,000 sold of $7,500,000); Mexico Ventures I Annex Fund, L.P. (last filing Oct 14, 2014; $22,568,730 sold of $50,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

AgilVax, Inc. — PartnerFacts page ↗Mexico Ventures I Annex Fund, L.P. — PartnerFacts page ↗

Sources

AgilVax, Inc. — PartnerFacts page ↗ (Aug 28, 2019)
Mexico Ventures I Annex Fund, L.P. — PartnerFacts page ↗ (Oct 14, 2014)

Worth asking · Jun 22, 2023 – Nov 15, 2024

Paid seller listed without a CRD number: DP Diligentia Partners, S.C. — Panamerican VC Investments, LP

DP Diligentia Partners, S.C. is listed as receiving sales compensation on 3 filings (Jun 22, 2023 to Nov 15, 2024) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Nov 15, 2024 ↗BrokerCheck search: DP Diligentia Partners, S.C. ↗Panamerican VC Investments, LP — PartnerFacts page ↗

Sources

Form D/A · Nov 15, 2024 ↗ (Nov 15, 2024)
BrokerCheck search: DP Diligentia Partners, S.C. ↗
Panamerican VC Investments, LP — PartnerFacts page ↗ (Nov 13, 2025)

Worth asking · Nov 15, 2013 – May 3, 2021

8 Form Ds were filed more than 15 days after the first sale

Form D filed 333 days after the first sale — Mexico Ventures I Annex Fund, L.P. · Form D filed 17 days after the first sale — Avisa Pharma Inc. · Form D filed 17 days after the first sale — Avisa Pharma Inc. · Form D filed 17 days after the first sale — Avisa Pharma Inc. · Form D filed 30 days after the first sale — EXAGEN INC. · and 3 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Oct 14, 2014 ↗Mexico Ventures I Annex Fund, L.P. — PartnerFacts page ↗Form D · May 3, 2021 ↗Avisa Pharma Inc. — PartnerFacts page ↗

Sources

Form D · Oct 14, 2014 ↗ (Oct 14, 2014)
Mexico Ventures I Annex Fund, L.P. — PartnerFacts page ↗ (Oct 14, 2014)
Form D · May 3, 2021 ↗ (May 3, 2021)
Avisa Pharma Inc. — PartnerFacts page ↗ (May 3, 2021)
Form D · Dec 21, 2020 ↗ (Dec 21, 2020)
Form D · Dec 21, 2020 ↗ (Dec 21, 2020)
Form D · Feb 1, 2019 ↗ (Feb 1, 2019)
EXAGEN INC. — PartnerFacts page ↗ (Feb 1, 2019)

Note · Nov 15, 2013 – Oct 6, 2022

20 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Green Theme Technologies, Inc. (latest filing Oct 6, 2022) · No amendment in the last 12 months on an offering that may still be open — Green Theme Technologies, Inc. (latest filing Dec 6, 2021) · No amendment in the last 12 months on an offering that may still be open — Green Theme Technologies, Inc. (latest filing Jun 11, 2021) · No amendment in the last 12 months on an offering that may still be open — Avisa Pharma Inc. (latest filing Mar 30, 2020) · No amendment in the last 12 months on an offering that may still be open — AgilVax, Inc. (latest filing Aug 28, 2019) · and 15 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Oct 6, 2022 ↗Green Theme Technologies, Inc. — PartnerFacts page ↗Form D · Dec 6, 2021 ↗Form D · Jun 11, 2021 ↗

Sources

Form D · Oct 6, 2022 ↗ (Oct 6, 2022)
Green Theme Technologies, Inc. — PartnerFacts page ↗ (Nov 12, 2024)
Form D · Dec 6, 2021 ↗ (Dec 6, 2021)
Form D · Jun 11, 2021 ↗ (Jun 11, 2021)
Form D/A · Mar 30, 2020 ↗ (Mar 30, 2020)
Avisa Pharma Inc. — PartnerFacts page ↗ (May 3, 2021)
Form D/A · Aug 28, 2019 ↗ (Aug 28, 2019)
AgilVax, Inc. — PartnerFacts page ↗ (Aug 28, 2019)

Note · Aug 19, 2014 – Sep 9, 2022

6 offerings changed their target amount between filings

Offering amount changed between filings — SUN MOUNTAIN PRIVATE CREDIT FUND I, L.P. · Offering amount changed between filings — Avisa Pharma Inc. · Offering amount changed between filings — AgilVax, Inc. · Offering amount changed between filings — Avisa Pharma Inc. · Offering amount changed between filings — Avisa Pharma Inc. · and 1 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · Jul 25, 2018 ↗Form D/A (later) · Sep 9, 2022 ↗SUN MOUNTAIN PRIVATE CREDIT FUND I, L.P. — PartnerFacts page ↗Form D (earlier) · May 31, 2019 ↗

Sources

Form D (earlier) · Jul 25, 2018 ↗ (Jul 25, 2018)
Form D/A (later) · Sep 9, 2022 ↗ (Sep 9, 2022)
SUN MOUNTAIN PRIVATE CREDIT FUND I, L.P. — PartnerFacts page ↗ (Sep 9, 2022)
Form D (earlier) · May 31, 2019 ↗ (May 31, 2019)
Form D/A (later) · Mar 30, 2020 ↗ (Mar 30, 2020)
Avisa Pharma Inc. — PartnerFacts page ↗ (May 3, 2021)
Form D (earlier) · May 10, 2018 ↗ (May 10, 2018)
Form D/A (later) · Aug 28, 2019 ↗ (Aug 28, 2019)

Note · Jul 25, 2018 – Sep 9, 2022

Minimum investment changed between filings — SUN MOUNTAIN PRIVATE CREDIT FUND I, L.P.

The Jul 25, 2018 filing lists a minimum of $250,000; the Sep 9, 2022 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jul 25, 2018 ↗Form D/A (later) · Sep 9, 2022 ↗SUN MOUNTAIN PRIVATE CREDIT FUND I, L.P. — PartnerFacts page ↗

Sources

Form D (earlier) · Jul 25, 2018 ↗ (Jul 25, 2018)
Form D/A (later) · Sep 9, 2022 ↗ (Sep 9, 2022)
SUN MOUNTAIN PRIVATE CREDIT FUND I, L.P. — PartnerFacts page ↗ (Sep 9, 2022)

Note · Aug 19, 2014 – Apr 21, 2016

Brian Birk is written 2 different ways on the filings

listed as "Brian Birk" on 41 filings (from Aug 19, 2014), and "Brian P. Birk" on 10 filings (from Apr 21, 2016).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Aug 19, 2014 ↗Form D · Apr 21, 2016 ↗Brian Birk — PartnerFacts page ↗

Sources

Note · Mar 10, 2015 – Oct 13, 2016

Reported revenue range changed between filings — Seamless Medical Systems Inc.

"$1 - $1,000,000" (Mar 10, 2015); then "Decline to Disclose" (Oct 13, 2016).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Mar 10, 2015 ↗Form D · Oct 13, 2016 ↗Seamless Medical Systems Inc. — PartnerFacts page ↗

Sources

Form D · Mar 10, 2015 ↗ (Mar 10, 2015)
Form D · Oct 13, 2016 ↗ (Oct 13, 2016)
Seamless Medical Systems Inc. — PartnerFacts page ↗ (Oct 13, 2016)

Note · Dec 6, 2021 – Oct 6, 2022

Address moved from Rio Rancho, NM to Santa Fe, NM — Green Theme Technologies, Inc.

The people listed on the Dec 6, 2021 filing give Rio Rancho, NM; on the Oct 6, 2022 filing they give Santa Fe, NM.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Dec 6, 2021 ↗Form D · Oct 6, 2022 ↗Green Theme Technologies, Inc. — PartnerFacts page ↗

Sources

Form D · Dec 6, 2021 ↗ (Dec 6, 2021)
Form D · Oct 6, 2022 ↗ (Oct 6, 2022)
Green Theme Technologies, Inc. — PartnerFacts page ↗ (Nov 12, 2024)

Note · Aug 31, 2018 – Jun 11, 2021

Address moved from Santa Fe, NM to Rio Rancho, NM — Green Theme Technologies, Inc.

The people listed on the Aug 31, 2018 filing give Santa Fe, NM; on the Jun 11, 2021 filing they give Rio Rancho, NM.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Aug 31, 2018 ↗Form D · Jun 11, 2021 ↗Green Theme Technologies, Inc. — PartnerFacts page ↗

Sources

Form D · Aug 31, 2018 ↗ (Aug 31, 2018)
Form D · Jun 11, 2021 ↗ (Jun 11, 2021)
Green Theme Technologies, Inc. — PartnerFacts page ↗ (Nov 12, 2024)

Note · Aug 19, 2014 – Nov 13, 2025

Brian Birk is listed with 2 different address states: NM, CA

NM on 37 filings (Aug 19, 2014 to Nov 13, 2025); CA on 14 filings (Apr 1, 2015 to Feb 1, 2019).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Aug 19, 2014 ↗Form D · Apr 1, 2015 ↗

Sources

Form D · Aug 19, 2014 ↗ (Aug 19, 2014)
Form D · Apr 1, 2015 ↗ (Apr 1, 2015)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 72 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

1 of 59 offerings reports sales commissions totalling $58,734; 0 report finder's fees; 29 report proceeds to related persons totalling $17,163,266. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Nov 13, 2025 D/A Panamerican VC Investments, LP File 021-450852	$0	$0	$0	Calamar Financial Group, LLC BrokerCheck CRD 283992 ↗ Rodrigo Barco BrokerCheck CRD 6934739 ↗ via Calamar Financial Group, LLC (CRD 283992 ↗)	EDGAR ↗
Aug 17, 2023 D Sun Mountain Private Credit Fund II, LP File 021-490071	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 6, 2022 D Green Theme Technologies, Inc. File 021-460950	$0	$0	$300,000 (est.)	None listed on this filing	EDGAR ↗
Sep 9, 2022 D/A SUN MOUNTAIN PRIVATE CREDIT FUND I, L.P. File 021-317657	$0	$0	$0 CERTAIN PERSONS LISTED IN ITEM 3 MAY RECEIVE A MANAGEMENT FEE BASED ON THE VALUE OF THE ISSUER'S ASSETS	None listed on this filing	EDGAR ↗
Dec 6, 2021 D Green Theme Technologies, Inc. File 021-423797	$0	$0	$99,750 (est.)	None listed on this filing	EDGAR ↗
Jun 11, 2021 D Green Theme Technologies, Inc. File 021-402613	$0	$0	$267,500 (est.)	None listed on this filing	EDGAR ↗
May 3, 2021 D Avisa Pharma Inc. File 021-398010	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 21, 2020 D Avisa Pharma Inc. File 021-383797	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 21, 2020 D Avisa Pharma Inc. File 021-383800	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 22, 2020 D Avisa Pharma Inc. File 021-375941	$58,734 (est.)	$0	$51,150 (est.)	Haywood Securities (USA) Inc. BrokerCheck CRD 42072 ↗	EDGAR ↗
Apr 30, 2020 D New Mexico Recovery Fund, LP File 021-366070	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 30, 2020 D/A Avisa Pharma Inc. File 021-340814	$0	$0	$250,000 (est.)	None listed on this filing	EDGAR ↗
Aug 28, 2019 D/A AgilVax, Inc. File 021-312079	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 1, 2019 D EXAGEN INC. File 021-331950	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 31, 2018 D Green Theme Technologies, Inc. File 021-320500	$0	$0	$500,000 (est.)	None listed on this filing	EDGAR ↗
Jun 28, 2018 D/A Avisa Pharma Inc. File 021-261781	$0	$0	$300,000 (est.)	None listed on this filing	EDGAR ↗
Aug 16, 2017 D Armonica Technologies, Inc. File 021-292956	$0	$0	$70,000 (est.)	None listed on this filing	EDGAR ↗
Jul 11, 2017 D/A New Mexico Catalyst Fund LP File 021-267066	$0	$0	$0	None listed on this filing	EDGAR ↗
May 18, 2017 D EXAGEN INC. File 021-287083	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 26, 2017 D Respira Therapeutics, Inc. File 021-285508	$0	$0	$0 None, other than to executive officers in their roles as employees.	None listed on this filing	EDGAR ↗
Apr 10, 2017 D EXAGEN INC. File 021-284434	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 9, 2017 D EXAGEN INC. File 021-282126	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 1, 2017 D EXAGEN INC. File 021-279780	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 17, 2017 D Growstone, Inc. File 021-278536	$0	$0	$320,000 (est.)	None listed on this filing	EDGAR ↗
Dec 19, 2016 D EXAGEN INC. File 021-276560	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 10, 2016 D EXAGEN INC. File 021-274236	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 13, 2016 D Seamless Medical Systems Inc. File 021-272407	$0	$0	$100,000 (est.) Unknown	None listed on this filing	EDGAR ↗
Oct 11, 2016 D EXAGEN INC. File 021-272169	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 30, 2016 D EXAGEN INC. File 021-269762	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 24, 2016 D EXAGEN INC. File 021-265771	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 2, 2016 D Growstone, Inc. File 021-256528	$0	$0	$320,000 (est.)	None listed on this filing	EDGAR ↗
Jan 26, 2016 D EXAGEN INC. File 021-255950	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 21, 2015 D EXAGEN INC. File 021-249805	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 6, 2015 D EXAGEN INC. File 021-243058	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 19, 2015 D BADGER FUND OF FUNDS I, L.P. File 021-242126	$0	$0	$0 A portion of the proceeds may be used to pay ordinary course management and/or maintenance fees earned by the general partner of the issuer.	N/A no CRD number reported	EDGAR ↗
Apr 16, 2015 D Growstone, Inc. File 021-238093	$0	$0	$130,000 (est.)	None listed on this filing	EDGAR ↗
Apr 1, 2015 D EXAGEN INC. File 021-237150	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 10, 2015 D Seamless Medical Systems Inc. File 021-235544	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 9, 2015 D/A Growstone, Inc. File 021-223254	$0	$0	$120,000 (est.)	None listed on this filing	EDGAR ↗
Oct 14, 2014 D ASPEN AVIONICS, INC. File 021-226364	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 14, 2014 D Mexico Ventures I Annex Fund, L.P. File 021-226392	$0	$0	$7,300,000 (est.)	None listed on this filing	EDGAR ↗
Jul 21, 2014 D EXAGEN INC. File 021-221476	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 12, 2014 D AgilVax, Inc. File 021-219029	$0	$0	$600,000 (est.)	None listed on this filing	EDGAR ↗
Feb 14, 2014 D Growstone, Inc. File 021-211960	$0	$0	$180,000 (est.)	None listed on this filing	EDGAR ↗
Oct 15, 2013 D EXAGEN INC. File 021-204515	$0	$0	$900,000 (est.)	None listed on this filing	EDGAR ↗
Oct 11, 2013 D Growstone, Inc. File 021-204405	$0	$0	$300,000 (est.)	None listed on this filing	EDGAR ↗
Nov 6, 2012 D/A Growstone, Inc. File 021-181693	$0	$0	$220,000 (est.)	None listed on this filing	EDGAR ↗
Nov 1, 2012 D EXAGEN INC. File 021-186398	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 11, 2012 D EXAGEN INC. File 021-183920	$0	$0	$530,000 (est.)	None listed on this filing	EDGAR ↗
Feb 15, 2012 D Growstone, Inc. File 021-173517	$0	$0	$423,866 (est.)	None listed on this filing	EDGAR ↗
Dec 22, 2011 D EXAGEN INC. File 021-170596	$0	$0	$1,600,000 (est.)	None listed on this filing	EDGAR ↗
Nov 18, 2011 D EXAGEN INC. File 021-168978	$0	$0	$96,000 (est.)	None listed on this filing	EDGAR ↗
Sep 27, 2011 D EXAGEN INC. File 021-166420	$0	$0	$350,000 (est.)	None listed on this filing	EDGAR ↗
Jun 29, 2011 D EXAGEN INC. File 021-162022	$0	$0	$460,000 (est.)	None listed on this filing	EDGAR ↗
Jun 27, 2011 D Growstone, LLC File 021-161860	$0	$0	$350,000 Proceeds identified above will be used to pay officer salaries.	None listed on this filing	EDGAR ↗
May 11, 2011 D/A EXAGEN INC. File 021-149543	$0	$0	$550,000 (est.)	None listed on this filing	EDGAR ↗
Apr 23, 2010 D LUMIDIGM INC File 021-141054	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 3, 2009 D JackRabbit Systems, Inc. File 021-135789	$0	$0	$135,000 (est.) Compensation for President, Secretary and Treasurer Andrew Van Luchene.	None listed on this filing	EDGAR ↗
May 26, 2009 D EXAGEN INC. File 021-61411	$0	$0	$340,000 (est.)	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 19

Every issuer that named Brian Birk on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund

Panamerican VC Investments, LP

Santa Fe, NM · Jun 30, 2022 → Nov 13, 2025 · 5 filings

Nov 13, 2025 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Nov 15, 2024 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Jun 21, 2024 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Jun 22, 2023 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Jun 30, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $50M from 1 investor as of the latest filing. Brian is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Sun Mountain

Sun Mountain Private Credit Fund II, LP

Santa Fe, NM · Aug 17, 2023

Aug 17, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Other Technology

Green Theme Technologies, Inc.

Rio Rancho, NM · Aug 31, 2018 → Oct 6, 2022 · 4 filings

Oct 6, 2022 · D · $5,469,321 sold of $7,099,322 · 23 investors · min. No minimum reported · role: Director EDGAR ↗
Dec 6, 2021 · D · $665,000 sold of $1,500,000 · 10 investors · min. $1,000 · role: Director EDGAR ↗
Jun 11, 2021 · D · $3,472,450 sold of $6,899,197 · 22 investors · min. No minimum reported · role: Director EDGAR ↗
Aug 31, 2018 · D · $6,880,503 sold of $7,380,503 · 20 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $6.88M from 23 investors (97% of the $7.1M target) as of the latest filing. Brian is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Sun Mountain

SUN MOUNTAIN PRIVATE CREDIT FUND I, L.P.

Santa Fe, NM · Jul 25, 2018 → Sep 9, 2022 · 2 filings

Sep 9, 2022 · D/A · $23,300,000 sold of $23,300,000 · 56 investors · min. $25,000 · role: Executive Officer EDGAR ↗
Jul 25, 2018 · D · $0 sold of Indefinite · 0 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $23.3M from 56 investors (100% of the $23.3M target) as of the latest filing. Brian is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Other Health Care

Avisa Pharma Inc.

Santa Fe, NM · Apr 21, 2016 → May 3, 2021 · 9 filings

May 3, 2021 · D · $693,336 sold of $693,336 · 21 investors · min. No minimum reported · role: Director EDGAR ↗
Dec 21, 2020 · D · $495,000 sold of $495,000 · 30 investors · min. No minimum reported · role: Director EDGAR ↗
Dec 21, 2020 · D · $200,000 sold of $200,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
Sep 22, 2020 · D · $734,177 sold of $734,177 · 23 investors · min. No minimum reported · role: Director EDGAR ↗
Mar 30, 2020 · D/A · $1,100,000 sold of $1,386,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
May 31, 2019 · D · $335,000 sold of $945,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
Jun 28, 2018 · D/A · $3,573,729 sold of $6,000,000 · 51 investors · min. No minimum reported · role: Director EDGAR ↗
Jan 4, 2018 · D/A · $3,444,729 sold of $5,000,000 · 48 investors · min. No minimum reported · role: Director EDGAR ↗
Apr 21, 2016 · D · $914,359 sold of $2,000,000 · 17 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.67M from 51 investors (100% of the $693K target) as of the latest filing. Brian is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

New Mexico Recovery Fund, LP

Santa Fe, NM · Apr 30, 2020

Apr 30, 2020 · D · $100,000,000 sold of $100,000,000 · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $100M from 1 investor (100% of the $100M target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Biotechnology

AgilVax, Inc.

Albuquerque, NM · Jun 12, 2014 → Aug 28, 2019 · 3 filings

Aug 28, 2019 · D/A · $3,000,000 sold of $7,500,000 · 2 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
May 10, 2018 · D · $500,000 sold of $2,500,000 · 2 investors · min. $100,000 · role: Executive Officer, Director EDGAR ↗
Jun 12, 2014 · D · $1,150,000 sold of $5,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3M from 4 investors (40% of the $7.5M target) as of the latest filing. Brian is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology

EXAGEN INC.

Vista, CA · May 26, 2009 → Feb 1, 2019 · 25 filings

Feb 1, 2019 · D · $6,586,411 sold of $16,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
May 18, 2017 · D · $3,749,993 sold of $13,179,796 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
Apr 10, 2017 · D · $1,314,500 sold of $1,314,500 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
Mar 9, 2017 · D · $1,453,000 sold of $1,453,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
Feb 1, 2017 · D · $995,889 sold of $995,889 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
Dec 19, 2016 · D · $995,889 sold of $995,889 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
Nov 10, 2016 · D · $995,889 sold of $995,889 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
Oct 11, 2016 · D · $995,889 sold of $995,889 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
Aug 30, 2016 · D · $1,000,000 sold of $1,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
Jun 24, 2016 · D · $2,100,000 sold of $2,100,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
Jan 26, 2016 · D · $16,817,541 sold of $30,852,618 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
Oct 21, 2015 · D · $2,999,766 sold of $4,500,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
Jul 6, 2015 · D · $3,000,000 sold of $3,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
Apr 1, 2015 · D · $1,818,767 sold of $4,547,811 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
Jul 21, 2014 · D · $3,950,000 sold of $3,950,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
Oct 15, 2013 · D · $5,016,977 sold of $5,016,977 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
Nov 1, 2012 · D · $123,745 sold of $679,407 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
Sep 11, 2012 · D · $5,306,834 sold of $5,306,834 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
Dec 22, 2011 · D · $11,986,707 sold of $24,709,488 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
Nov 18, 2011 · D · $1,000,000 sold of $1,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
Sep 27, 2011 · D · $4,910,423 sold of $6,450,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
Jun 29, 2011 · D · $4,910,490 sold of $5,799,998 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
May 11, 2011 · D/A · $5,427,984 sold of $5,427,984 · 17 investors · min. No minimum reported · role: Director EDGAR ↗
Oct 25, 2010 · D · $1,999,995 sold of $3,548,404 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
May 26, 2009 · D · $1,000,000 sold of $2,000,000 · 15 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $16.8M from 17 investors (100% of the $16M target) as of the latest filing. Brian is listed as director on 25 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology

Armonica Technologies, Inc.

Albuquerque, NM · Aug 16, 2017

Aug 16, 2017 · D · $764,633 sold of $2,014,633 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.21M from 8 investors (100% of the $2.01M target) as of the latest filing. Brian is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

New Mexico Catalyst Fund LP

Santa Fe, NM · Jul 15, 2016 → Jul 11, 2017 · 2 filings

Jul 11, 2017 · D/A · $19,000,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗
Jul 15, 2016 · D · $15,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner) EDGAR ↗

Raised $19M from 4 investors as of the latest filing. Brian is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pharmaceuticals

Respira Therapeutics, Inc.

Albuquerque, NM · Apr 26, 2017

Apr 26, 2017 · D · $9,105,810 sold of $9,408,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $9.11M from 3 investors (97% of the $9.41M target) as of the latest filing. Brian is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Manufacturing · group: Triton Pacific

Growstone, Inc.

Santa Fe, NM · Feb 15, 2012 → Jan 17, 2017 · 10 filings

Jan 17, 2017 · D · $1,200,000 sold of $1,700,000 · 2 investors · min. $2 · role: Director EDGAR ↗
Feb 2, 2016 · D · $1,350,000 sold of $1,500,000 · 2 investors · min. $2 · role: Director EDGAR ↗
Apr 16, 2015 · D · $2,500,000 sold of $2,500,000 · 1 investors · min. $2,500,000 · role: Director EDGAR ↗
Mar 9, 2015 · D/A · $1,300,000 sold of $2,025,000 · 8 investors · min. $2 · role: Director EDGAR ↗
Aug 19, 2014 · D · $600,000 sold of $1,000,000 · 2 investors · min. $2 · role: Director EDGAR ↗
Feb 14, 2014 · D · $1,200,000 sold of $1,500,000 · 2 investors · min. $2 · role: Director EDGAR ↗
Oct 11, 2013 · D · $2,500,780 sold of $2,800,000 · 9 investors · min. $5,036 · role: Director EDGAR ↗
Nov 6, 2012 · D/A · $980,000 sold of $1,500,000 · 14 investors · min. $10,000 · role: Director EDGAR ↗
Jul 24, 2012 · D · $585,000 sold of $1,000,000 · 10 investors · min. $10,000 · role: Director EDGAR ↗
Feb 15, 2012 · D · $999,998 sold of $3,000,000 · 7 investors · min. $3 · role: Director EDGAR ↗

Raised $2.5M from 14 investors (100% of the $1.7M target) as of the latest filing. Brian is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology · group: Seamless Medical

Seamless Medical Systems Inc.

Santa Fe, NM · Mar 10, 2015 → Oct 13, 2016 · 2 filings

Oct 13, 2016 · D · $4,558,435 sold of $4,558,435 · 19 investors · min. $2,500 · role: Director EDGAR ↗
Mar 10, 2015 · D · $0 sold of $4,000,000 · 0 investors · min. $25,000 · role: Director EDGAR ↗

Raised $4.56M from 19 investors (100% of the $4.56M target) as of the latest filing. Brian is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

BADGER FUND OF FUNDS I, L.P.

Madison, WI · Jun 19, 2015

Jun 19, 2015 · D · $25,500,000 sold of $50,000,000 · 2 investors · min. $250,000 · role: Promoter (President and Manager of the General Partner) EDGAR ↗

Raised $25.5M from 2 investors (51% of the $50M target) as of the latest filing. Brian is listed as promoter.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund

Mexico Ventures I Annex Fund, L.P.

Santa Fe, NM · Oct 14, 2014

Oct 14, 2014 · D · $22,568,730 sold of $50,000,000 · 3 investors · min. $10,000 · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $22.6M from 3 investors (45% of the $50M target) as of the latest filing. Brian is listed as executive officer, director, promoter.

Latest filing on EDGAR ↗

Sources

Other Technology

ASPEN AVIONICS, INC.

Albuquerque, NM · Oct 14, 2014

Oct 14, 2014 · D · $2,132,595 sold of $3,450,000 · 10 investors · min. $9,000 · role: Director EDGAR ↗

Raised $2.13M from 10 investors (62% of the $3.45M target) as of the latest filing. Brian is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Manufacturing · group: Triton Pacific

Growstone, LLC

Santa Fe, NM · Jun 27, 2011

Jun 27, 2011 · D · $2,126,380 sold of $3,236,380 · 12 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $2.13M from 12 investors (66% of the $3.24M target) as of the latest filing. Brian is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Technology

LUMIDIGM INC

Albuquerque, NM · Apr 23, 2010

Apr 23, 2010 · D · $2,099,997 sold of $3,064,750 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.1M from 2 investors (69% of the $3.06M target) as of the latest filing. Brian is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Tourism and Travel Services

JackRabbit Systems, Inc.

Santa Fe, NM · Nov 3, 2009

Nov 3, 2009 · D · $200,000 sold of $1,499,998 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.88M from 28 investors (100% of the $1.5M target) as of the latest filing. Brian is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Brian 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

SUN MOUNTAIN PRIVATE CREDIT INVESTORS, LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Brian Birk. Their page shows their other deals.

Management entity

SUN MOUNTAIN CAPITAL, LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Brian Birk. Their page shows their other deals.

Management entity

Sun Mountain Kegonsa, LLC

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Brian Birk. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Thierry Dervieux

Executive Officer · 22 shared filings (1 issuer)

Listed on the same filings as Brian Birk. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Wendy Swedick

Executive Officer · 22 shared filings (1 issuer)

Listed on the same filings as Brian Birk. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Fortunato R. Rocca

Executive Officer, Director · 19 shared filings (1 issuer)

Listed on the same filings as Brian Birk. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ebetuel Pallares

Director, Executive Officer · 16 shared filings (2 issuers) · also on 5 other issuers

Ebetuel Pallares is on 7 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Arthur Weinstein

Director · 15 shared filings (1 issuer)

Listed on the same filings as Brian Birk. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

John M. Radak

Director · 13 shared filings (1 issuer)

Listed on the same filings as Brian Birk. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Frank Witney

Director · 13 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Brian Birk. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

James L.L. Tullis

Director · 13 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Brian Birk. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Lee Rand

Executive Officer, Director, Promoter · 12 shared filings (6 issuers) · also on 5 other issuers

Lee Rand is on 11 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Matt Culler

Director, Executive Officer · 11 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Brian Birk. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ivan Faggen

Director · 10 shared filings (2 issuers) · also on 17 other issuers

Ivan Faggen is on 19 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Walsh

Director · 10 shared filings (1 issuer) · also on 19 other issuers

Michael Walsh is on 20 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael Langone

Executive Officer, Director · 10 shared filings (1 issuer)

Listed on the same filings as Brian Birk. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David S. Joseph

Executive Officer, Director · 9 shared filings (1 issuer) · also on 5 other issuers

David S. Joseph is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

William A. Miller

Director · 9 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Brian Birk. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Thomas Morse

Director · 9 shared filings (1 issuer) · also on 4 other issuers

Thomas Morse is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

David Blivin

Director · 7 shared filings (4 issuers) · also on 12 other issuers

David Blivin is on 16 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Waneta Tuttle

Director · 7 shared filings (3 issuers) · also on 11 other issuers

Waneta Tuttle is on 14 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Dinesh Patel

Director · 7 shared filings (1 issuer) · also on 16 other issuers

Dinesh Patel is on 17 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Mark Hollis

Director · 7 shared filings (1 issuer)

Listed on the same filings as Brian Birk. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Geoffrey Flagg

Executive Officer · 6 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Brian Birk. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Sally Corning

Promoter, Executive Officer · 6 shared filings (4 issuers) · also on 6 other issuers

Sally Corning is on 10 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Sam Riccitelli

Director · 6 shared filings (1 issuer)

Listed on the same filings as Brian Birk. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Drummond Pike

Director · 6 shared filings (1 issuer)

Listed on the same filings as Brian Birk. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Thomas M. Lopez

Director · 6 shared filings (2 issuers) · also on 3 other issuers

Thomas M. Lopez is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Catriona Forrester

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Brian Birk. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Scott L. Glenn

Executive Officer, Director · 5 shared filings (1 issuer) · also on 12 other issuers

Scott L. Glenn is on 13 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Stephanie Spong

Director · 5 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Brian Birk. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Allan Bedwick

Director · 5 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Brian Birk. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Stuart Schoenmann

Director · 5 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Brian Birk. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jason Dvorchak

Director · 5 shared filings (1 issuer)

Listed on the same filings as Brian Birk. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Curt LaBelle

Director · 5 shared filings (1 issuer) · also on 9 other issuers

Curt LaBelle is on 10 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Curtis LaBelle

Director · 4 shared filings (1 issuer)

Listed on the same filings as Brian Birk. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

WILLIAM CALDWELL KESSINGER

Director · 4 shared filings (1 issuer) · also on 17 other issuers

WILLIAM CALDWELL KESSINGER is on 18 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Zachariah Jonasson

Director · 4 shared filings (1 issuer) · also on 4 other issuers

Zachariah Jonasson is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Beto Pallares

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Brian Birk. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Tina Gibson

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Brian Birk. Their page shows their other deals.

The team behind the deals

Sponsor group

Sun Mountain

2 issuers · 3 filings · $23.3M reported sold · 2018–2023

SM Sun Mountain Private Credit Fund II, LP Pooled Investment Fund · 2023 · listed
SM SUN MOUNTAIN PRIVATE CREDIT FUND I, L.P. Pooled Investment Fund · $23.3M sold · 2018 · listed

One team, 2 deal companies. Brian Birk is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Brian Birk.

Sponsor group

Triton Pacific

29 issuers · 50 filings · $268.2M reported sold · 2009–2025

TS Tasty Select III LLC Restaurants · 2025
TS Tasty Select II LLC Restaurants · 2025
TH Tasty Hut Franchise Investors LP Restaurants · 2025
TI TPHP I Investors LP Pooled Investment Fund · $4.13M sold · 2025
AI ABI Investors, LP Pooled Investment Fund · 2025
TB Tasty Brands Special Opportunity I, LP Restaurants · 2024
II IPA Investors, LP Pooled Investment Fund · 2022
TE Tasty Essential Income REIT, Inc. REITS and Finance · 2022
TB Tasty Brands II, LP Restaurants · $45.9M sold · 2021
TB Tasty Brands, LP Restaurants · $150M sold · 2017
G Growstone, Inc. Manufacturing · $2.5M sold · 2012 · listed
BT BM Tigers, LP Pooled Investment Fund · $11.5M sold · 2016
TP Triton Pacific Adviser, LLC Investing · $100K sold · 2016
EI EARTHSTONE INTERNATIONAL LLC Other Technology · $64K sold · 2014
BB Blue Bridge Investors, LP Pooled Investment Fund · $1.25M sold · 2013
TP Triton Pacific Income & Growth Fund IV, LP Pooled Investment Fund · $7.25M sold · 2012
TP Triton Pacific Platinum Fund IV, LP Pooled Investment Fund · $3.51M sold · 2012
G Growstone, LLC Manufacturing · $2.13M sold · 2010 · listed
MC MyPrint Capital, LP Pooled Investment Fund · $557K sold · 2011
DC DLR Capital, LP Pooled Investment Fund · $551K sold · 2011
LC Liberty Capital, LP Pooled Investment Fund · $7.02M sold · 2010
AC AssetPoint Capital, LP Pooled Investment Fund · $875K sold · 2010
GI Growstone Investors II, LP Investing · $1M sold · 2010
TP TRITON PACIFIC PLATINUM FUND III LP Pooled Investment Fund · $7.93M sold · 2009
TP TRITON PACIFIC INCOME & GROWTH FUND III LP Pooled Investment Fund · $9.25M sold · 2009
GI Growstone Investors, LP Investing · $2.55M sold · 2009
MI MedKnowledge Investors II, LP Investing · $6.85M sold · 2009
MI MyPrint Investors, LP Investing · $4M sold · 2009
EI Earthstone Investors IV, LP Investing · $660K sold · 2009

One team, 29 deal companies. Brian Birk is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Brian Birk.

Sponsor group

Seamless Medical

2 issuers · 6 filings · $5.33M reported sold · 2013–2016

SM Seamless Medical Systems Inc. Other Technology · $4.56M sold · 2014 · listed
SM Seamless Medical Systems, LLC Other Technology · $2.11M sold · 2013

One team, 2 deal companies. Brian Birk is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Brian Birk.

Same business address

12 other issuers file from the same address

Telemetry Insight Inc Albuquerque, NM · 2022
mPower Technology, Inc. Albuquerque, NM · 2017
Cottonwood Technology Fund IV, LP Santa Fe, NM · 2025
Tramway Venture Partners III, LP Albuquerque, NM · 2023
Circular Genomics Inc. Albuquerque, NM · 2021
TS-NANO, INC. Albuquerque, NM · 2022
Integrated Deposition Solutions Inc. Albuquerque, NM · 2020
CleanSpot, Inc. Albuquerque, NM · 2012
Stealth Therapeutics, Inc. Madison, WI · 2012
ElectroSeq Inc. Albuquerque, NM · 2015
EARTHSTONE INTERNATIONAL LLC Santa Fe, NM · 2014
SolaranRx, Inc. Albuquerque, NM · 2014

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 19 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): SUN MOUNTAIN PRIVATE CREDIT FUND I, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Brian Birk by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 19 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Brian Birk is listed on: none on file. No website or social profile named in New Mexico Recovery Fund, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #215,711 of 374,652 in line (1,346 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Santa Fe, NM). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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Brian Birk

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

4 court cases name Brian Birk

7 filings report more than 10% of the money raised going to insiders

Brian Birk appears on 2 deals that stopped filing before reaching their target

Paid seller listed without a CRD number: DP Diligentia Partners, S.C. — Panamerican VC Investments, LP

8 Form Ds were filed more than 15 days after the first sale

20 offerings have no amendment in the last 12 months and may still be open

6 offerings changed their target amount between filings

Minimum investment changed between filings — SUN MOUNTAIN PRIVATE CREDIT FUND I, L.P.

Brian Birk is written 2 different ways on the filings

Reported revenue range changed between filings — Seamless Medical Systems Inc.

Address moved from Rio Rancho, NM to Santa Fe, NM — Green Theme Technologies, Inc.

Address moved from Santa Fe, NM to Rio Rancho, NM — Green Theme Technologies, Inc.

Brian Birk is listed with 2 different address states: NM, CA

5. Money to insiders

Deals 19

People around Brian 40

The team behind the deals

12 other issuers file from the same address

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person