Charles Tomm is listed as a director on 3 SEC Form D filings by 1 issuer between Jun 2009 and Aug 2013: Florida Bank Group, Inc. (Tampa, FL — commercial banking — 2009–2013; $33M reported sold to 170 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside D. Scott Luttrell (3 shared filings), John Garthwaite (3 shared filings), Kim Buchanan (3 shared filings), Lewis S. Lee (3 shared filings), N. Troy Fowler (3 shared filings) and 10 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Charles. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, LA, ME, MO, MS, MT, NASAA, NC, NH, NM, OR, RI, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Charles Tomm and found 2 differences: Bankruptcy case: Tomm v. Gregory A. Anderson; Charles Tomm is written 2 different ways on the filings.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.