Lisa Smithson is listed as an executive officer, director, and promoter on 5 SEC Form D filings by 4 issuers between Jul 2011 and Aug 2019: Florida Bank Group, Inc. (Tampa, FL — commercial banking — 2011–2013; $33M reported sold to 170 investors), SecurityPoint Holdings, Inc. (St. Petersburg, FL — industry reported as "Other" — 2011; $4M reported sold to 2 investors), Winking Starfish, LLC (St. Petersburg, FL — restaurants — 2019; $2.26M reported sold to 13 investors) and Blowfish Holdings LLC (St. Petersburg, FL — restaurants — 2014).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer, director, and promoter, over about 8 years. Across those companies the filings report $39.3M sold in total.
Listed alongside Charles Tomm (2 shared filings), D. Scott Luttrell (2 shared filings), Eddie Wright (2 shared filings), Gary Hardie (2 shared filings), Gary Ward (2 shared filings) and 18 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Lisa. Each name links to their own page.
3 of the issuers belong to the sponsor group Securitypoint (3 issuers, $6.26M reported sold, 2011–2019).
What this means A sponsor group is one team that sets up a new company for each deal. Securitypoint has 3 companies on file and $6.26M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Lisa Smithson and found 1 difference: No amendment in the last 12 months on an offering that may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.