PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:21 AM ET

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BS
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Brian Smith

Named as an officer, director or promoter on SEC Form D filings · TN · Jul 29, 2019 → Jul 29, 2019

1deal (issuers)
$12Mreported sold
16investors
1Form D filing
2019year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:06 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Brian Smith is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Jul 2019: BAI Healthcare Services, Inc. (Franklin, TN — other health care — 2019; $12M reported sold to 16 investors).

What this means One deal on file with the SEC, filed Jul 2019. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Brooks Andrews (1 shared filing), E TOWNES DUNCAN (1 shared filing), George Carmany (1 shared filing), Michael G. Skiera (1 shared filing), Samuel D. Schmidt (1 shared filing) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brian. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 SEC release, 3 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Brian Smith and found 5 differences: Same name, different state: "Brian R. Smith" (TX or CA or UT) is a separate record; Same name, different state: "Brian K. Smith" (MN or SD) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Brian Smith has not run yet — it is joining a line of 22,169 names; searches run around the clock at the hosts' allowed rate. Searched so far: 479 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:06 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Jean-Paul Bolduc, Brian J. Smith, CPA, Richard N. Sukenik, CPA, Philip J. Ryan III, Constantine L. Hampers, A. Miles Nogelo, and Robert W. Armstrong III, CPA Administrative proceeding
SEC · Dec 22, 1998 · Parties as named in the release: Jean-Paul Bolduc, Brian J. Smith, CPA, Richard N. Sukenik, CPA, Philip J. Ryan III, Constantine L. Hampers, A. Miles Nogelo, and Robert W. Armstrong III, CPA Read the release ↗
same full name in the release title; 31 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Brian Smith..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Brian S Smith closed
United States Bankruptcy Court, M.D. Tennessee · No. 3:16-bk-07393 · Filed Oct 14, 2016 · Closed Jun 10, 2021
Role of Brian S Smith: Debtor · Outcome: Case closed 2021-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (TN)
Brian P. Smith and Karen M. Smith closed
United States Bankruptcy Court, E.D. Tennessee · No. 2:16-bk-51138 · Filed Aug 4, 2016 · Closed Nov 10, 2020
Role of Brian P. Smith and Karen M. Smith: Debtor · Outcome: Case closed 2020-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (TN)
Brian Smith closed
United States Bankruptcy Court, W.D. Tennessee · No. 13-33568 · Filed Dec 16, 2013 · Closed Aug 14, 2014
Role of Brian Smith: Debtor · Outcome: Case closed 2014-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (TN)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:06 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Brian Smith (compared 1 filing on Oct 24, 2026)

Note · Apr 23, 2009 – Sep 30, 2025

Same name, different state: "Brian R. Smith" (TX or CA or UT) is a separate record

This page covers filings where the address state is TN. A separate record, "Brian R. Smith" with address state TX or CA or UT, is listed on 170 filings — most recently by S3 Ventures Fund VIII, L.P. (Sep 30, 2025). Both records have filings in the same period (Jul 29, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian R. Smith (TX,CA,UT) — PartnerFacts page ↗Form D · Sep 30, 2025 ↗S3 Ventures Fund VIII, L.P. — PartnerFacts page ↗Brian Smith (TN) — this page ↗
Sources
Note · Dec 14, 2010 – Jul 19, 2023

Same name, different state: "Brian K. Smith" (MN or SD) is a separate record

This page covers filings where the address state is TN. A separate record, "Brian K. Smith" with address state MN or SD, is listed on 14 filings — most recently by Suburban Manufacturing Holdings, LLC (Jul 19, 2023). Both records have filings in the same period (Jul 29, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian K. Smith (MN,SD) — PartnerFacts page ↗Form D · Jul 19, 2023 ↗Suburban Manufacturing Holdings, LLC — PartnerFacts page ↗Brian Smith (TN) — this page ↗
Sources
Note · Jun 25, 2013 – Jul 19, 2019

Same name, different state: "Brian Smith" (AZ) is a separate record

This page covers filings where the address state is TN. A separate record, "Brian Smith" with address state AZ, is listed on 6 filings — most recently by National Mobility Eldercare Inc. (Jul 19, 2019). The two records do not overlap in time: this page has one filing dated Jul 29, 2019; the other runs Jun 25, 2013 to Jul 19, 2019.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Smith (AZ) — PartnerFacts page ↗Form D · Jul 19, 2019 ↗National Mobility Eldercare Inc. — PartnerFacts page ↗Brian Smith (TN) — this page ↗
Sources
Note · Jul 14, 2009 – Mar 15, 2016

Same name, different state: "Brian J. Smith" (SC) is a separate record

This page covers filings where the address state is TN. A separate record, "Brian J. Smith" with address state SC, is listed on 4 filings — most recently by Atlantic Bancshares, Inc. (Mar 15, 2016). The two records do not overlap in time: this page has one filing dated Jul 29, 2019; the other runs Jul 14, 2009 to Mar 15, 2016.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian J. Smith (SC) — PartnerFacts page ↗Form D/A · Mar 15, 2016 ↗Atlantic Bancshares, Inc. — PartnerFacts page ↗Brian Smith (TN) — this page ↗
Sources
Note · Jun 10, 2010 – Oct 1, 2012

Same name, different state: "Brian R.D. Smith" (A6 or A1) is a separate record

This page covers filings where the address state is TN. A separate record, "Brian R.D. Smith" with address state A6 or A1, is listed on 10 filings — most recently by Q-GOLD RESOURCES LTD. (Oct 1, 2012). The two records do not overlap in time: this page has one filing dated Jul 29, 2019; the other runs Jun 10, 2010 to Oct 1, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian R.D. Smith (A6,A1) — PartnerFacts page ↗Form D · Oct 1, 2012 ↗Q-GOLD RESOURCES LTD. — PartnerFacts page ↗Brian Smith (TN) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 29, 2019 D
BAI Healthcare Services, Inc.
File 021-345240
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Brian Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BH
Other Health Care

BAI Healthcare Services, Inc.

Franklin, TN · Jul 29, 2019
  • Jul 29, 2019 · D · $2,000,002 sold of $2,000,002 · 12 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $12M from 16 investors (100% of the $2M target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Brian R. Smith — TX, CA, UT, 52 issuers, Apr 23, 2009 → Sep 30, 2025 · no shared issuer
  • Brian K. Smith — MN, SD, 7 issuers, Dec 14, 2010 → Jul 19, 2023 · no shared issuer
  • Brian R.D. Smith — Ontario, Canada (as filed: A6), British Columbia, Canada (as filed: A1), 4 issuers, Jun 10, 2010 → Oct 1, 2012 · no shared issuer
  • Brian Smith — CT, Cayman Islands (as filed: E9), 3 issuers, Dec 27, 2012 → Mar 4, 2022 · no shared issuer
  • Brian M. Smith — IL, 3 issuers, Jan 31, 2023 → Feb 6, 2026 · no shared issuer
  • Brian S. Smith — AZ, 3 issuers, Mar 2, 2012 → Aug 16, 2021 · no shared issuer
  • Brian Smith — NY, 3 issuers, Feb 2, 2015 → Nov 1, 2019 · no shared issuer
  • Brian Smith — AZ, 2 issuers, Jun 25, 2013 → Jul 19, 2019 · no shared issuer
  • Brian Smith — MD, 2 issuers, Feb 4, 2011 → Jan 14, 2026 · no shared issuer
  • Brian C. Smith — NY, 2 issuers, Mar 29, 2019 → Apr 4, 2025 · no shared issuer
  • Brian L. Smith — GA, 2 issuers, Mar 21, 2016 → Jun 3, 2016 · no shared issuer
  • Brian Smith — NC, 2 issuers, Mar 28, 2018 → Jan 20, 2021 · no shared issuer
  • Brian R. Smith — MA, 2 issuers, Feb 12, 2020 → Feb 9, 2021 · no shared issuer
  • Brian R. Smith — CA, 2 issuers, Dec 4, 2025 → Oct 20, 2026 · no shared issuer
  • Brian Smith — MN, 2 issuers, Jun 24, 2016 → Oct 31, 2025 · no shared issuer
  • Brian J. Smith — NY, 2 issuers, Feb 17, 2015 → Mar 27, 2015 · no shared issuer
  • Brian Smith — IL, 2 issuers, Jun 14, 2016 → Jun 16, 2022 · no shared issuer
  • Brian A. Smith — CA, 2 issuers, Apr 1, 2016 → Dec 18, 2020 · no shared issuer
  • Brian J. Smith — SC, 1 issuer, Jul 14, 2009 → Mar 15, 2016 · no shared issuer
  • Brian Edward Smith — TN, 1 issuer, Dec 15, 2011 → Jan 17, 2013 · no shared issuer

People around Brian 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

ED
No photo found yet (own website and image search run after this page is viewed)
Person

E TOWNES DUNCAN

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Brian Smith. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

George Carmany

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Smith. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Samuel D. Schmidt

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Smith. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen A. Greene

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Smith. Their page shows their other deals.

BA
No photo found yet (own website and image search run after this page is viewed)
Person

Brooks Andrews

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Smith. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael G. Skiera

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Smith. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Brian Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Brian Smith is listed on: none on file. No website or social profile named in BAI Healthcare Services, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #231,002 of 374,652 in line (1,016 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Franklin, TN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Davidson County TN Circuit Court Clerk case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Tennessee Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

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