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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:07 AM ET

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Brian K. Smith

Named as an officer, director or promoter on SEC Form D filings · MN, SD · Dec 14, 2010 → Jul 19, 2023

7deals (issuers)
$101.4Mreported sold
130investors
14Form D filings
2010–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Brian K. Smith is listed as an executive officer, director, and promoter on 14 SEC Form D filings by 7 issuers between Dec 2010 and Jul 2023. Largest by amount reported sold: PCM Companies, LLC (Eagan, MN — pooled investment fund — 2010–2014; $27.3M reported sold to 58 investors), Shur-Co, LLC (Yankton, SD — manufacturing — 2011–2014; $21.7M reported sold to 13 investors), BC Acquisition, LLC (Eagan, MN — industry reported as "Other" — 2014; $18.8M reported sold to 10 investors), Gary Platt Manufacturing, LLC (Reno, NV — manufacturing — 2012–2014; $17.3M reported sold to 6 investors), Suburban Manufacturing Holdings, LLC (St. Paul, MN — industry reported as "Other" — 2023; $15.5M reported sold to 34 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer, director, and promoter, over about 13 years. Across those companies the filings report $101.4M sold in total.

Listed alongside Michael T. Davies (13 shared filings), Scott L. Becker (5 shared filings), Calvin G. Robertson (4 shared filings), Edward H. Hamm, Jr. (4 shared filings), William C. Peterson (4 shared filings) and 14 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brian. Each name links to their own page.

3 of the issuers belong to the sponsor group Pcm (3 issuers, $32.4M reported sold, 2010–2014).

What this means A sponsor group is one team that sets up a new company for each deal. Pcm has 3 companies on file and $32.4M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 1 SEC release, 8 bankruptcy cases matching the name listed in Key records below.

What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 14 public filings for Brian K. Smith and found 15 differences, 1 worth asking the sponsor about: 5 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Brian K. Smith has not run yet — it is joining a line of 7,251 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

Brian Smith v. State of Nevada closed
District Court, D. Nevada · No. 3:20-cv-00671 · Filed Dec 2, 2020 · Closed Aug 25, 2021
Role of Brian Smith: Plaintiff · Outcome: Terminated 2021-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (NV)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Jean-Paul Bolduc, Brian J. Smith, CPA, Richard N. Sukenik, CPA, Philip J. Ryan III, Constantine L. Hampers, A. Miles Nogelo, and Robert W. Armstrong III, CPA Administrative proceeding
SEC · Dec 22, 1998 · Parties as named in the release: Jean-Paul Bolduc, Brian J. Smith, CPA, Richard N. Sukenik, CPA, Philip J. Ryan III, Constantine L. Hampers, A. Miles Nogelo, and Robert W. Armstrong III, CPA Read the release ↗
same full name in the release title; 31 people with this name in Form D filings; the person's filing state is not named; middle initial differs
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Brian K. Smith..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

8 cases: 1 open, 7 closed (disposition not in docket feed)

BRIAN T. SMITH open
United States Bankruptcy Court, D. Nevada · No. 23-10087 · Filed Jan 12, 2023
Role of BRIAN T. SMITH: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (NV); middle initial differs
Brian J Smith and Bailey J Smith closed
United States Bankruptcy Court, D. Minnesota · No. 20-60283 · Filed May 8, 2020 · Closed Aug 27, 2020
Role of Brian J Smith and Bailey J Smith: Debtor · Outcome: Case closed 2020-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (MN); middle initial differs
BRIAN K. SMITH closed
United States Bankruptcy Court, D. Nevada · No. 18-17481 · Filed Dec 21, 2018 · Closed Apr 8, 2019
Role of BRIAN K. SMITH: Debtor · Outcome: Case closed 2019-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (NV)
KATALINA MOORE-SMITH and BRIAN K. SMITH closed
United States Bankruptcy Court, D. Nevada · No. 17-51358 · Filed Dec 5, 2017 · Closed Mar 16, 2018
Role of BRIAN K. SMITH: Debtor · Outcome: Case closed 2018-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (NV)
BRIAN L. SMITH closed
United States Bankruptcy Court, D. Nevada · No. 15-16583 · Filed Nov 24, 2015 · Closed Mar 4, 2016
Role of BRIAN L. SMITH: Debtor · Outcome: Case closed 2016-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (NV); middle initial differs
BRIAN M SMITH closed
United States Bankruptcy Court, D. Minnesota · No. 15-32871 · Filed Aug 7, 2015 · Closed Dec 15, 2015
Role of BRIAN M SMITH: Debtor · Outcome: Case closed 2015-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (MN); middle initial differs
Brian J Smith and Christine M Smith closed
United States Bankruptcy Court, D. Minnesota · No. 13-32135 · Filed Apr 30, 2013 · Closed Aug 15, 2013
Role of Brian J Smith and Christine M Smith: Debtor · Outcome: Case closed 2013-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (MN); middle initial differs
JILL D SMITH and BRIAN S SMITH closed
United States Bankruptcy Court, D. Nevada · No. 13-11409 · Filed Feb 25, 2013 · Closed Jun 6, 2013
Role of BRIAN S SMITH: Debtor · Outcome: Case closed 2013-06-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (NV); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for Brian K. Smith — 1 worth asking about (compared 14 filings on Oct 24, 2026)

Worth asking · Mar 9, 2012 – Mar 27, 2017

5 Form Ds were filed more than 15 days after the first sale

Form D filed 85 days after the first sale — Birchwood Casey, LLC · Form D filed 81 days after the first sale — Birchwood Casey, LLC · Form D filed 239 days after the first sale — Gary Platt Manufacturing, LLC · Form D filed 250 days after the first sale — PCM Companies, LLC · Form D filed 43 days after the first sale — Norse Management Company, Inc.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Mar 27, 2017 ↗Birchwood Casey, LLC — PartnerFacts page ↗Form D · Mar 22, 2016 ↗Form D · Nov 14, 2012 ↗
Sources
Note · Nov 14, 2012 – Jul 22, 2014

Brian K. Smith's role changed at Gary Platt Manufacturing, LLC: executive officer, director → director

The Nov 14, 2012 filing lists Brian K. Smith as executive officer, director; the Jul 22, 2014 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Nov 14, 2012 ↗Form D · Jul 22, 2014 ↗Brian K. Smith — PartnerFacts page ↗Gary Platt Manufacturing, LLC — PartnerFacts page ↗
Sources
Note · Dec 21, 2012 – Apr 4, 2014

Brian K. Smith's role changed at Shur-Co, LLC: executive officer, director → executive officer, director, promoter

The Dec 21, 2012 filing lists Brian K. Smith as executive officer, director; the Apr 4, 2014 Form D lists executive officer, director, promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Dec 21, 2012 ↗Form D · Apr 4, 2014 ↗Brian K. Smith — PartnerFacts page ↗Shur-Co, LLC — PartnerFacts page ↗
Sources
Note · Oct 17, 2014 – Oct 23, 2014

No amendment in the last 12 months on an offering that may still be open — BC Acquisition, LLC (latest filing Oct 23, 2014)

The latest filing for this offering is dated Oct 23, 2014 (first sale Oct 17, 2014). It reports $18,751,000 sold of $20,626,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Oct 23, 2014 ↗BC Acquisition, LLC — PartnerFacts page ↗
Sources
Note · Jul 7, 2014 – Jul 22, 2014

No amendment in the last 12 months on an offering that may still be open — Gary Platt Manufacturing, LLC (latest filing Jul 22, 2014)

The latest filing for this offering is dated Jul 22, 2014 (first sale Jul 7, 2014). It reports $0 sold of $200,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jul 22, 2014 ↗Gary Platt Manufacturing, LLC — PartnerFacts page ↗
Sources
Note · Dec 6, 2010 – Dec 14, 2010

No amendment in the last 12 months on an offering that may still be open — PCM Companies, LLC (latest filing Dec 14, 2010)

The latest filing for this offering is dated Dec 14, 2010 (first sale Dec 6, 2010). It reports $27,318,000 sold of $27,750,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Dec 14, 2010 ↗PCM Companies, LLC — PartnerFacts page ↗
Sources
Note · Nov 14, 2012 – Jul 22, 2014

Industry group changed between filings — Gary Platt Manufacturing, LLC

"Pooled Investment Fund" (Nov 14, 2012); then "Manufacturing" (Jul 22, 2014).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Nov 14, 2012 ↗Form D · Jul 22, 2014 ↗Gary Platt Manufacturing, LLC — PartnerFacts page ↗
Sources
Note · Feb 4, 2011 – Jan 14, 2026

Same name, different state: "Brian Smith" (MD) is a separate record

This page covers filings where the address state is MN or SD. A separate record, "Brian Smith" with address state MD, is listed on 4 filings — most recently by OrbiSharp Robotics, Inc. (Jan 14, 2026). Both records have filings in the same period (Feb 4, 2011 to Jul 19, 2023).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Smith (MD) — PartnerFacts page ↗Form D/A · Jan 14, 2026 ↗OrbiSharp Robotics, Inc. — PartnerFacts page ↗Brian K. Smith (MN,SD) — this page ↗
Sources
Note · Dec 27, 2012 – Mar 4, 2022

Same name, different state: "Brian Smith" (CT or E9) is a separate record

This page covers filings where the address state is MN or SD. A separate record, "Brian Smith" with address state CT or E9, is listed on 27 filings — most recently by Viking Global Equities III Ltd. (Mar 4, 2022). Both records have filings in the same period (Dec 27, 2012 to Mar 4, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Smith (CT,E9) — PartnerFacts page ↗Form D/A · Mar 4, 2022 ↗Viking Global Equities III Ltd. — PartnerFacts page ↗Brian K. Smith (MN,SD) — this page ↗
Sources
Note · Mar 28, 2018 – Jan 20, 2021

Same name, different state: "Brian Smith" (NC) is a separate record

This page covers filings where the address state is MN or SD. A separate record, "Brian Smith" with address state NC, is listed on 2 filings — most recently by Performance Culture Holdings, Inc. (Jan 20, 2021). Both records have filings in the same period (Mar 28, 2018 to Jan 20, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Smith (NC) — PartnerFacts page ↗Form D · Jan 20, 2021 ↗Performance Culture Holdings, Inc. — PartnerFacts page ↗Brian K. Smith (MN,SD) — this page ↗
Sources
Note · Jun 25, 2013 – Jul 19, 2019

Same name, different state: "Brian Smith" (AZ) is a separate record

This page covers filings where the address state is MN or SD. A separate record, "Brian Smith" with address state AZ, is listed on 6 filings — most recently by National Mobility Eldercare Inc. (Jul 19, 2019). Both records have filings in the same period (Jun 25, 2013 to Jul 19, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Smith (AZ) — PartnerFacts page ↗Form D · Jul 19, 2019 ↗National Mobility Eldercare Inc. — PartnerFacts page ↗Brian K. Smith (MN,SD) — this page ↗
Sources
Note · Oct 25, 2016

Same name, different state: "Brian Smith" (CO) is a separate record

This page covers filings where the address state is MN or SD. A separate record, "Brian Smith" with address state CO, is listed on 1 filing — most recently by VantIQ, Inc. (Oct 25, 2016). Both records have filings in the same period (Oct 25, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Smith (CO) — PartnerFacts page ↗Form D/A · Oct 25, 2016 ↗VantIQ, Inc. — PartnerFacts page ↗Brian K. Smith (MN,SD) — this page ↗
Sources
Note · Dec 14, 2010 – Jul 19, 2023

Brian K. Smith is listed with 2 different address states: MN, SD

MN on 11 filings (Dec 14, 2010 to Jul 19, 2023); SD on 3 filings (Jan 4, 2011 to Apr 4, 2014).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Dec 14, 2010 ↗Form D · Jan 4, 2011 ↗
Sources
Note · Nov 14, 2012 – Jul 22, 2014

Reported revenue range changed between filings — Gary Platt Manufacturing, LLC

"Not Applicable" (Nov 14, 2012); then "Decline to Disclose" (Jul 22, 2014).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Nov 14, 2012 ↗Form D · Jul 22, 2014 ↗Gary Platt Manufacturing, LLC — PartnerFacts page ↗
Sources
Note · Dec 14, 2010 – Nov 14, 2012

Reported revenue range changed between filings — PCM Companies, LLC

"Not Applicable" (Dec 14, 2010); then "Decline to Disclose" (Nov 14, 2012).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Dec 14, 2010 ↗Form D · Nov 14, 2012 ↗PCM Companies, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 14 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 19, 2023 D
Suburban Manufacturing Holdings, LLC
File 021-487340
$0$0$0None listed on this filingEDGAR ↗
Mar 27, 2017 D
Birchwood Casey, LLC
File 021-283382
$0$0$0None listed on this filingEDGAR ↗
Mar 22, 2016 D
Birchwood Casey, LLC
File 021-259743
$0$0$0None listed on this filingEDGAR ↗
Nov 19, 2014 D
Norse Management Company, Inc.
File 021-228690
$0$0$0None listed on this filingEDGAR ↗
Oct 23, 2014 D
BC Acquisition, LLC
File 021-227003
$0$0$0None listed on this filingEDGAR ↗
Oct 21, 2014 D
PCM Companies, LLC
File 021-226862
$0$0$0None listed on this filingEDGAR ↗
Jul 22, 2014 D
Gary Platt Manufacturing, LLC
File 021-221498
$0$0$0None listed on this filingEDGAR ↗
Apr 4, 2014 D
Shur-Co, LLC
File 021-214891
$0$0$0None listed on this filingEDGAR ↗
Dec 21, 2012 D
Shur-Co, LLC
File 021-188901
$0$0$0None listed on this filingEDGAR ↗
Dec 11, 2012 D
PCM Companies, LLC
File 021-188149
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2012 D
PCM Companies, LLC
File 021-186904
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2012 D
Gary Platt Manufacturing, LLC
File 021-186967
$0$0$0None listed on this filingEDGAR ↗
Jan 4, 2011 D
Shur-Co, LLC
File 021-152922
$0$0$0None listed on this filingEDGAR ↗
Dec 14, 2010 D
PCM Companies, LLC
File 021-151870
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named Brian K. Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SM
Other

Suburban Manufacturing Holdings, LLC

St. Paul, MN · Jul 19, 2023
  • Jul 19, 2023 · D · $15,480,000 sold of $15,480,000 · 34 investors · min. $10,000 · role: Director, Promoter EDGAR ↗

Raised $15.5M from 34 investors (100% of the $15.5M target) as of the latest filing. Brian is listed as director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Other

Birchwood Casey, LLC

Eden Prairie, MN · Mar 22, 2016 → Mar 27, 2017 · 2 filings
  • Mar 27, 2017 · D · $699,776 sold of $699,776 · 5 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Mar 22, 2016 · D · $541,687 sold of $541,687 · 5 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $700K from 5 investors (100% of the $700K target) as of the latest filing. Brian is listed as executive officer, director, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NM
Business Services · group: Pcm

Norse Management Company, Inc.

Eagan, MN · Nov 19, 2014
  • Nov 19, 2014 · D · $100,000 sold of $100,000 · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $100K from 4 investors (100% of the $100K target) as of the latest filing. Brian is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Business Services / 506(b) (965 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BA
Other · group: Pcm

BC Acquisition, LLC

Eagan, MN · Oct 23, 2014
  • Oct 23, 2014 · D · $18,751,000 sold of $20,626,000 · 10 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $18.8M from 10 investors (91% of the $20.6M target) as of the latest filing. Brian is listed as executive officer, director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pcm

PCM Companies, LLC

Eagan, MN · Dec 14, 2010 → Oct 21, 2014 · 4 filings
  • Oct 21, 2014 · D · $13,500,891 sold of $13,500,891 · 55 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Dec 11, 2012 · D · $4,000,000 sold of $4,000,000 · 58 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Nov 14, 2012 · D · $10,251,266 sold of $10,251,266 · 58 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Dec 14, 2010 · D · $27,318,000 sold of $27,750,000 · 50 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $27.3M from 58 investors (100% of the $13.5M target) as of the latest filing. Brian is listed as executive officer, director, promoter on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GP
Manufacturing

Gary Platt Manufacturing, LLC

Reno, NV · Nov 14, 2012 → Jul 22, 2014 · 2 filings
  • Jul 22, 2014 · D · $0 sold of $200,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 14, 2012 · D · $17,315,000 sold of $17,315,000 · 6 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $17.3M from 6 investors (100% of the $200K target) as of the latest filing. Brian is listed as director, executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SC
Manufacturing

Shur-Co, LLC

Yankton, SD · Jan 4, 2011 → Apr 4, 2014 · 3 filings
  • Apr 4, 2014 · D · $0 sold of $150,000 · 0 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Dec 21, 2012 · D · $7,750,000 sold of $7,750,000 · 9 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 4, 2011 · D · $21,705,000 sold of $21,705,000 · 13 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $21.7M from 13 investors (100% of the $150K target) as of the latest filing. Brian is listed as executive officer, director, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Brian R. Smith — TX, CA, UT, 52 issuers, Apr 23, 2009 → Sep 30, 2025 · no shared issuer
  • Brian R.D. Smith — Ontario, Canada (as filed: A6), British Columbia, Canada (as filed: A1), 4 issuers, Jun 10, 2010 → Oct 1, 2012 · no shared issuer
  • Brian Smith — CT, Cayman Islands (as filed: E9), 3 issuers, Dec 27, 2012 → Mar 4, 2022 · no shared issuer
  • Brian M. Smith — IL, 3 issuers, Jan 31, 2023 → Feb 6, 2026 · no shared issuer
  • Brian S. Smith — AZ, 3 issuers, Mar 2, 2012 → Aug 16, 2021 · no shared issuer
  • Brian Smith — NY, 3 issuers, Feb 2, 2015 → Nov 1, 2019 · no shared issuer
  • Brian Smith — AZ, 2 issuers, Jun 25, 2013 → Jul 19, 2019 · no shared issuer
  • Brian Smith — MD, 2 issuers, Feb 4, 2011 → Jan 14, 2026 · no shared issuer
  • Brian C. Smith — NY, 2 issuers, Mar 29, 2019 → Apr 4, 2025 · no shared issuer
  • Brian L. Smith — GA, 2 issuers, Mar 21, 2016 → Jun 3, 2016 · no shared issuer
  • Brian Smith — NC, 2 issuers, Mar 28, 2018 → Jan 20, 2021 · no shared issuer
  • Brian R. Smith — MA, 2 issuers, Feb 12, 2020 → Feb 9, 2021 · no shared issuer
  • Brian R. Smith — CA, 2 issuers, Dec 4, 2025 → Oct 20, 2026 · no shared issuer
  • Brian Smith — MN, 2 issuers, Jun 24, 2016 → Oct 31, 2025 · no shared issuer
  • Brian J. Smith — NY, 2 issuers, Feb 17, 2015 → Mar 27, 2015 · no shared issuer
  • Brian Smith — IL, 2 issuers, Jun 14, 2016 → Jun 16, 2022 · no shared issuer
  • Brian A. Smith — CA, 2 issuers, Apr 1, 2016 → Dec 18, 2020 · no shared issuer
  • Brian J. Smith — SC, 1 issuer, Jul 14, 2009 → Mar 15, 2016 · no shared issuer
  • Brian Edward Smith — TN, 1 issuer, Dec 15, 2011 → Jan 17, 2013 · no shared issuer
  • Brian Smith — CO, 1 issuer, Oct 25, 2016 → Oct 25, 2016 · no shared issuer

People around Brian 19

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael T. Davies

Promoter, Executive Officer, Director · 13 shared filings (6 issuers)

Michael T. Davies is on 6 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Scott L. Becker

Director · 5 shared filings (2 issuers) · also on 3 other issuers

Scott L. Becker is on 5 issuers in total — a repeat sponsor. Their page lists every one.

WP
No photo found yet (own website and image search run after this page is viewed)
Person

William C. Peterson

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Brian K. Smith. Their page shows their other deals.

CR
No photo found yet (own website and image search run after this page is viewed)
Person

Calvin G. Robertson

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Brian K. Smith. Their page shows their other deals.

EH
No photo found yet (own website and image search run after this page is viewed)
Person

Edward H. Hamm, Jr.

Director · 4 shared filings (1 issuer)

Listed on the same filings as Brian K. Smith. Their page shows their other deals.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

Terry Tennant

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Brian K. Smith. Their page shows their other deals.

CE
No photo found yet (own website and image search run after this page is viewed)
Person

Carla Ewald

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Brian K. Smith. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Dale Lundeen

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Brian K. Smith. Their page shows their other deals.

BY
No photo found yet (own website and image search run after this page is viewed)
Person

Bob H. Yabroff

Director · 2 shared filings (1 issuer)

Listed on the same filings as Brian K. Smith. Their page shows their other deals.

WD
No photo found yet (own website and image search run after this page is viewed)
Person

Wendell Davis

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Brian K. Smith. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Steven E. Halverson

Executive Officer, Director, Promoter · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Brian K. Smith. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Rod Garbe

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Brian K. Smith. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Michael D. Wenner

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Brian K. Smith. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel A. Brooks

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Brian K. Smith. Their page shows their other deals.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

William Shorma

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian K. Smith. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Spencer Campbell

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian K. Smith. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

Dan Waller

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian K. Smith. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Angela Kammerzell

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian K. Smith. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jean V. Kolstad

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Brian K. Smith. Their page shows their other deals.

The team behind the deals

P
Sponsor group

Pcm

3 issuers · 6 filings · $32.4M reported sold · 2010–2014

One team, 3 deal companies. Brian K. Smith is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Brian K. Smith.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 7 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Brian K. Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Brian K. Smith is listed on: none on file. No website or social profile named in PCM Companies, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #312,599 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Eagan, MN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Minnesota court records online ↗South Dakota state courts — find the court ↗Clark County NV District Court portal ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Minnesota Secretary of State business search ↗South Dakota Secretary of State business search ↗Nevada Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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