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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:19 AM ET

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Brian Lee

Named as an officer, director or promoter on SEC Form D filings · CA · Jun 6, 2012 → Feb 20, 2025

13deals (issuers)
$405.7Mreported sold
246investors
33Form D filings
2012–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Brian Lee is listed as an executive officer, director, and promoter on 33 SEC Form D filings by 13 issuers between Nov 2009 and Feb 2026. Largest by amount reported sold: Just Fabulous, Inc. (El Segundo, CA — industry reported as "Other" — 2013; $106M reported sold to 36 investors), Honest Company, Inc. (Los Angeles, CA — industry reported as "Other" — 2011–2017; $100M reported sold to 34 investors), BAM Ventures Partners IV, L.P. (Los Angeles, CA — pooled investment fund — 2024–2026; $56.6M reported sold to 62 investors), SHOEDAZZLE.COM INC (Santa Monica, CA — other technology — 2009–2012; $40M reported sold to 11 investors), PBS Biotech, Inc. (Camarillo, CA — biotechnology — 2023–2024; $34.7M reported sold to 3 investors) and 8 more (all listed below).

What this means That is a lot of deals — 13 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $405.7M sold in total.

Listed alongside Jeremy Liew (17 shared filings), Danny Rimer (6 shared filings), David Yeom (6 shared filings), Jessica Warren (6 shared filings), Richard C. Jun (6 shared filings) and 63 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brian. Each name links to their own page.

The issuers belong to 3 sponsor groups: Bam (4 issuers, $60.6M reported sold, 2014–2026), Science (11 issuers, $103M reported sold, 2012–2026) and Just (2 issuers, $173.5M reported sold, 2010–2013).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 4 SEC releases, 1 state regulator order, 23 bankruptcy cases matching the name listed in Key records below.

What this means 29 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 33 public filings for Brian Lee and found 21 differences, 5 worth asking the sponsor about: 6 regulator actions name the subject or team members; TX securities regulator cease and desist naming a team member (Mar 18, 2016); and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Brian Lee has not run yet — it is #15,987 of 51,538 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 open

Brian J. Lee v. Blue Cross of California open
District Court, C.D. California · No. 8:24-cv-02500 · Filed Nov 15, 2024
Role of Brian J. Lee: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

4 SEC releases; 1 state regulator order

Brian Lee Administrative proceeding
SEC · Aug 17, 2007 · Parties as named in the release: Brian Lee Read the release ↗
same full name in the release title; 8 people with this name in Form D filings; the person's filing state is named in the release
Brian Lee and Todd DiRoberto, et al. Litigation release
SEC · Aug 14, 2007 · Parties as named in the release: Brian Lee and Todd DiRoberto, et al. Read the release ↗
same full name in the release title; 8 people with this name in Form D filings; the person's filing state is named in the release
Individuals Suspended Pursuant to NASD Rule Series 9510 for Failure to Comply with an Arbitration Award or a Settlement Agreement FINRA · Financial Industry Regulatory Authority (FINRA)
Order date Jun 20, 2005 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Bartlett, Brian Lee
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 8 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
Brian Lee (aka Brian Lee Petrosian), Todd DiRoberto, Lonnie Dragon and Trevor Watson Litigation release
SEC · Aug 19, 2004 · Parties as named in the release: Brian Lee (aka Brian Lee Petrosian), Todd DiRoberto, Lonnie Dragon and Trevor Watson Read the release ↗
same full name in the release title; 8 people with this name in Form D filings; the person's filing state is named in the release
Brian Lee, Todd DiRoberto, Lonnie Dragon and Trevor Watson Litigation release
SEC · Oct 3, 2003 · Parties as named in the release: Brian Lee, Todd DiRoberto, Lonnie Dragon and Trevor Watson Read the release ↗
same full name in the release title; 8 people with this name in Form D filings; the person's filing state is named in the release
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Brian Lee..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

23 cases: 23 closed (disposition not in docket feed)

Brian Lee closed
United States Bankruptcy Court, C.D. California · No. 2:24-bk-13878 · Filed May 17, 2024 · Closed Aug 20, 2024
Role of Brian Lee: Debtor · Outcome: Case closed 2024-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Brian K Lee closed
United States Bankruptcy Court, C.D. California · No. 2:23-bk-14239 · Filed Jul 7, 2023 · Closed Jul 5, 2024
Role of Brian K Lee: Debtor · Outcome: Case closed 2024-07-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Brian Lee closed
United States Bankruptcy Court, C.D. California · No. 2:15-bk-27153 · Filed Nov 9, 2015 · Closed Apr 10, 2019
Role of Brian Lee: Debtor · Outcome: Case closed 2019-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Brian Y. Lee closed
United States Bankruptcy Court, S.D. California · No. 15-05228 · Filed Aug 6, 2015 · Closed Nov 2, 2015
Role of Brian Y. Lee: Debtor · Outcome: Case closed 2015-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Brian Lee closed
United States Bankruptcy Court, C.D. California · No. 8:14-bk-17191 · Filed Dec 11, 2014 · Closed Apr 17, 2015
Role of Brian Lee: Debtor · Outcome: Case closed 2015-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Brian Lee closed
United States Bankruptcy Court, C.D. California · No. 2:14-bk-27787 · Filed Sep 18, 2014 · Closed Dec 1, 2014
Role of Brian Lee: Debtor · Outcome: Case closed 2014-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Brian Lee closed
United States Bankruptcy Court, N.D. California · No. 14-50178 · Filed Jan 17, 2014 · Closed Apr 30, 2014
Role of Brian Lee: Debtor · Outcome: Case closed 2014-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Brian Lee closed
United States Bankruptcy Court, C.D. California · No. 2:13-bk-30468 · Filed Aug 14, 2013 · Closed Nov 19, 2013
Role of Brian Lee: Debtor · Outcome: Case closed 2013-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Brian C. Lee closed
United States Bankruptcy Court, C.D. California · No. 2:12-bk-15744 · Filed Feb 17, 2012 · Closed Jun 29, 2012
Role of Brian C. Lee: Debtor · Outcome: Case closed 2012-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Brian G Lee and Jennie A Lee closed
United States Bankruptcy Court, C.D. California · No. 8:10-bk-24151 · Filed Oct 4, 2010 · Closed Apr 25, 2012
Role of Brian G Lee and Jennie A Lee: Debtor · Outcome: Case closed 2012-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Brian Lee closed
United States Bankruptcy Court, E.D. California · No. 10-92921 · Filed Jul 29, 2010 · Closed Nov 12, 2010
Role of Brian Lee: Debtor · Outcome: Case closed 2010-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Brian Lee closed
United States Bankruptcy Court, C.D. California · No. 6:10-bk-30582 · Filed Jul 1, 2010 · Closed Nov 18, 2010
Role of Brian Lee: Debtor · Outcome: Case closed 2010-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Rachel Lee and Brian Lee closed
United States Bankruptcy Court, C.D. California · No. 2:10-bk-22381 · Filed Mar 31, 2010 · Closed Aug 27, 2010
Role of Brian Lee: Debtor · Outcome: Case closed 2010-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Brian Lee and Grace Lee closed
United States Bankruptcy Court, C.D. California · No. 8:09-bk-23539 · Filed Dec 4, 2009 · Closed Jun 8, 2010
Role of Brian Lee and Grace Lee: Debtor · Outcome: Case closed 2010-06-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Brian Lee closed
United States Bankruptcy Court, N.D. California · No. 09-31010 · Filed Apr 21, 2009 · Closed Aug 3, 2009
Role of Brian Lee: Debtor · Outcome: Case closed 2009-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Brian S. Lee and Elizabeth L. Lee closed
United States Bankruptcy Court, E.D. California · No. 08-29303 · Filed Jul 10, 2008 · Closed Oct 24, 2008
Role of Brian S. Lee and Elizabeth L. Lee: Debtor · Outcome: Case closed 2008-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Brian Lee and Sandra Lee closed
United States Bankruptcy Court, C.D. California · No. 6:03-bk-28042 · Filed Dec 22, 2003 · Closed Jul 7, 2004
Role of Brian Lee and Sandra Lee: Debtor · Outcome: Case closed 2004-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Brian E Lee closed
United States Bankruptcy Court, C.D. California · No. 2:03-bk-23032 · Filed May 12, 2003 · Closed Aug 7, 2003
Role of Brian E Lee: Debtor · Outcome: Case closed 2003-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Brian E. Lee closed
United States Bankruptcy Court, N.D. California · No. 99-32597 · Filed Aug 5, 1999 · Closed Nov 3, 1999
Role of Brian E. Lee: Debtor · Outcome: Case closed 1999-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Brian Lee closed
United States Bankruptcy Court, S.D. California · No. 98-16609 · Filed Dec 15, 1998 · Closed Apr 5, 2000
Role of Brian Lee: Debtor · Outcome: Case closed 2000-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Brian D. Lee and Claudette Lee closed
United States Bankruptcy Court, E.D. California · No. 98-93766 · Filed Aug 3, 1998 · Closed Jan 20, 2000
Role of Brian D. Lee and Claudette Lee: Debtor · Outcome: Case closed 2000-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Brian T Lee closed
United States Bankruptcy Court, C.D. California · No. 6:97-bk-32512 · Filed Dec 30, 1997 · Closed Apr 28, 1998
Role of Brian T Lee: Debtor · Outcome: Case closed 1998-04-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Brian Lee closed
United States Bankruptcy Court, C.D. California · No. 8:97-bk-30675 · Filed Dec 30, 1997 · Closed Apr 23, 1998
Role of Brian Lee: Debtor · Outcome: Case closed 1998-04-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 317 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

21 differences found between the filings for Brian Lee — 5 worth asking about (compared 33 filings on Oct 24, 2026)

Worth asking · Oct 3, 2003 – May 1, 2017

6 regulator actions name the subject or team members

Regulator action naming a team member: Michael Andre Jones (May 1, 2017) · Regulator action naming a team member: Michael Andre Jones (Apr 27, 2017) · Regulator action: Brian Lee (Aug 17, 2007) · Regulator action: Brian Lee and Todd DiRoberto, et al. (Aug 14, 2007) · Regulator action: Brian Lee (aka Brian Lee Petrosian), Todd DiRoberto, Lonnie Dragon and Trevor Watson (Aug 19, 2004) · and 1 more

What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.

Michael Andre Jones ↗Michael Jones — PartnerFacts page ↗Michael Andre Jones ↗Brian Lee ↗
Sources
Worth asking · Mar 18, 2016

TX securities regulator cease and desist naming a team member (Mar 18, 2016)

Texas State Securities Board (TSSB) issued a Cease and Desist dated Mar 18, 2016. Respondents as listed: Woodbridge Mortgage Investment Fund 3 LLC and Robert H. Shapiro. Matched to Robert Shapiro (listed on the same filings).

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

TX order · Cease and Desist ↗Robert Shapiro — PartnerFacts page ↗
Sources
Note · Aug 12, 1988 – Dec 8, 1988

Bankruptcy case: Thomas Dare — filed Aug 12, 1988

United States Bankruptcy Court, C.D. California docket "Thomas Dare" filed Aug 12, 1988, closed Dec 8, 1988. Thomas Dare (listed on the same filings) is listed as Debtor ("Thomas Dare"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗Thomas Dare — PartnerFacts page ↗
Sources
Worth asking · Nov 17, 2009

29% of the money raised went to insiders — SHOEDAZZLE.COM INC

The Nov 17, 2009 Form D reports $7,000,000 sold and $2,000,000 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Two million dollars ($2,000,000.00) used to redeem the Common Stock of the Related Persons listed in Item 3 through stock redemption agreements dated November 9, 2009.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Nov 17, 2009 ↗SHOEDAZZLE.COM INC — PartnerFacts page ↗
Sources
Worth asking · Dec 15, 2014 – Sep 29, 2020

Brian Lee appears on 3 deals that stopped filing before reaching their target

BAM Ventures Partners III, L.P. (last filing Sep 29, 2020; $0 sold of $50,000,000); BAM Ventures Partners II, L.P. (last filing Nov 30, 2017; $0 sold of $30,000,000); Bam Ventures Partners, L.P. (last filing Dec 15, 2014; $4,035,000 sold of $10,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

BAM Ventures Partners III, L.P. — PartnerFacts page ↗BAM Ventures Partners II, L.P. — PartnerFacts page ↗Bam Ventures Partners, L.P. — PartnerFacts page ↗
Sources
Worth asking · Sep 9, 2011 – Feb 20, 2025

8 Form Ds were filed more than 15 days after the first sale

Form D filed 218 days after the first sale — Tapiture, Inc. · Form D filed 23 days after the first sale — Arenaclub.com, Inc. · Form D filed 35 days after the first sale — PBS Biotech, Inc. · Form D filed 24 days after the first sale — Hollar Inc. · Form D filed 25 days after the first sale — Hollar Inc. · and 3 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · May 8, 2015 ↗Tapiture, Inc. — PartnerFacts page ↗Form D · Feb 20, 2025 ↗Arenaclub.com, Inc. — PartnerFacts page ↗
Sources
Note · May 9, 2011 – Sep 24, 2024

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — PBS Biotech, Inc. (latest filing Sep 24, 2024) · No amendment in the last 12 months on an offering that may still be open — Hollar Inc. (latest filing Dec 12, 2017) · No amendment in the last 12 months on an offering that may still be open — Honest Company, Inc. (latest filing Oct 13, 2017) · No amendment in the last 12 months on an offering that may still be open — Gumhouse, Inc. (latest filing Jun 6, 2012) · No amendment in the last 12 months on an offering that may still be open — SHOEDAZZLE.COM INC (latest filing May 20, 2011)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Sep 24, 2024 ↗PBS Biotech, Inc. — PartnerFacts page ↗Form D · Dec 12, 2017 ↗Hollar Inc. — PartnerFacts page ↗
Sources
Note · May 20, 2011 – Aug 19, 2025

5 role changes for the same people across filings

Brian Lee's role changed at BAM Ventures Partners IV, L.P.: director → executive officer · Brian Lee's role changed at Honest Company, Inc.: executive officer, director, promoter → director · Brian Lee's role changed at Honest Company, Inc.: executive officer, director → executive officer, director, promoter · Brian Lee's role changed at SHOEDAZZLE.COM INC: executive officer, director → director · Brian Lee's role changed at Honest Company, Inc.: director → executive officer, director

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D · Aug 7, 2024 ↗Form D/A · Aug 19, 2025 ↗Brian Lee — PartnerFacts page ↗BAM Ventures Partners IV, L.P. — PartnerFacts page ↗
Sources
Note · Sep 27, 2013 – Feb 10, 2026

6 offerings changed their target amount between filings

Offering amount changed between filings — BAM Ventures Partners IV, L.P. · Offering amount changed between filings — AOS Group Inc. · Offering amount lowered between filings — BAM Ventures Partners II, L.P. · Offering amount changed between filings — Hollar Inc. · Offering amount lowered between filings — Bam Ventures Partners, L.P. · and 1 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Aug 19, 2025 ↗Form D/A (later) · Feb 10, 2026 ↗BAM Ventures Partners IV, L.P. — PartnerFacts page ↗Form D (earlier) · Sep 2, 2020 ↗
Sources
Note · Nov 17, 2009 – Jun 6, 2012

Brian Lee is written 2 different ways on the filings

listed as "Brian S. Lee" on 13 filings (from Nov 17, 2009), and "Brian Lee" on 20 filings (from Jun 6, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Nov 17, 2009 ↗Form D · Jun 6, 2012 ↗Brian Lee — PartnerFacts page ↗
Sources
Note · Sep 26, 2011 – Nov 14, 2013

Industry group changed between filings — Honest Company, Inc.

"Retailing" (Sep 26, 2011 to Apr 9, 2012); then "Other" (Nov 14, 2013 to Oct 13, 2017).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Sep 26, 2011 ↗Form D · Nov 14, 2013 ↗Honest Company, Inc. — PartnerFacts page ↗
Sources
Note · Nov 17, 2009 – Oct 2, 2012

Industry group changed between filings — SHOEDAZZLE.COM INC

"Retailing" (Nov 17, 2009 to May 20, 2011); then "Other Technology" (Oct 2, 2012).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Nov 17, 2009 ↗Form D · Oct 2, 2012 ↗SHOEDAZZLE.COM INC — PartnerFacts page ↗
Sources
Note · Feb 12, 2014 – May 8, 2015

Reported revenue range changed between filings — Tapiture, Inc.

"$1,000,001 - $5,000,000" (Feb 12, 2014); then "Decline to Disclose" (May 8, 2015).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Feb 12, 2014 ↗Form D · May 8, 2015 ↗Tapiture, Inc. — PartnerFacts page ↗
Sources
Note · Sep 26, 2011 – Apr 9, 2012

Reported revenue range changed between filings — Honest Company, Inc.

"No Revenues" (Sep 26, 2011); then "Decline to Disclose" (Apr 9, 2012).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Sep 26, 2011 ↗Form D · Apr 9, 2012 ↗Honest Company, Inc. — PartnerFacts page ↗
Sources
Note · Nov 17, 2009 – Apr 27, 2010

Reported revenue range changed between filings — SHOEDAZZLE.COM INC

"$1 - $1,000,000" (Nov 17, 2009); then "Decline to Disclose" (Apr 27, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Nov 17, 2009 ↗Form D · Apr 27, 2010 ↗SHOEDAZZLE.COM INC — PartnerFacts page ↗
Sources
Note · Jun 22, 2011 – Jul 14, 2026

Same name, different state: "Brian Lee" (NY) is a separate record

This page covers filings where the address state is CA. A separate record, "Brian Lee" with address state NY, is listed on 14 filings — most recently by Brooklyn 1938 Ltd Liability Co (Jul 14, 2026). Both records have filings in the same period (Jun 6, 2012 to Feb 20, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Lee (NY) — PartnerFacts page ↗Form D · Jul 14, 2026 ↗Brooklyn 1938 Ltd Liability Co — PartnerFacts page ↗Brian Lee (CA) — this page ↗
Sources
Note · Jan 8, 2020 – Jan 7, 2025

Same name, different state: "Brian Lee" (MA) is a separate record

This page covers filings where the address state is CA. A separate record, "Brian Lee" with address state MA, is listed on 6 filings — most recently by PRESIDENT & FELLOWS OF HARVARD COLLEGE (Jan 7, 2025). Both records have filings in the same period (Jan 8, 2020 to Jan 7, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Lee (MA) — PartnerFacts page ↗Form D/A · Jan 7, 2025 ↗PRESIDENT & FELLOWS OF HARVARD COLLEGE — PartnerFacts page ↗Brian Lee (CA) — this page ↗
Sources
Note · May 11, 2022

Same name, different state: "Brian Lee" (NJ) is a separate record

This page covers filings where the address state is CA. A separate record, "Brian Lee" with address state NJ, is listed on 1 filing — most recently by Hero Gear Inc. (May 11, 2022). Both records have filings in the same period (May 11, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Lee (NJ) — PartnerFacts page ↗Form D · May 11, 2022 ↗Hero Gear Inc. — PartnerFacts page ↗Brian Lee (CA) — this page ↗
Sources
Note · May 10, 2012 – Jan 30, 2013

Same name, different state: "BRIAN LEE" (TX) is a separate record

This page covers filings where the address state is CA. A separate record, "BRIAN LEE" with address state TX, is listed on 5 filings — most recently by 2013 MULTI-FAMILY REAL ESTATE FUND I, LLC (Jan 30, 2013). Both records have filings in the same period (Jun 6, 2012 to Jan 30, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

BRIAN LEE (TX) — PartnerFacts page ↗Form D · Jan 30, 2013 ↗2013 MULTI-FAMILY REAL ESTATE FUND I, LLC — PartnerFacts page ↗Brian Lee (CA) — this page ↗
Sources
Note · Dec 18, 2009

Same name, different state: "Brian Choon Hung Lee" (K3) is a separate record

This page covers filings where the address state is CA. A separate record, "Brian Choon Hung Lee" with address state K3, is listed on 1 filing — most recently by Capital Globe Ltd (Dec 18, 2009). The two records do not overlap in time: this page runs Jun 6, 2012 to Feb 20, 2025; the other has one filing dated Dec 18, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Choon Hung Lee (K3) — PartnerFacts page ↗Form D · Dec 18, 2009 ↗Capital Globe Ltd — PartnerFacts page ↗Brian Lee (CA) — this page ↗
Sources
Note · May 20, 2011 – Dec 12, 2017

6 address changes between filings

Address moved from Santa Monica, CA to Commerce, CA — Hollar Inc. · Address moved from Playa Vista, CA to Los Angeles, CA — BAM Ventures Partners II, L.P. · Address moved from Santa Monica, CA to Los Angeles, CA — Honest Company, Inc. · Address moved from Sherman Oaks, CA to Santa Monica, CA — Hollar Inc. · Address moved from Venice, CA to Santa Monica, CA — Tapiture, Inc. · and 1 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D · Nov 21, 2016 ↗Form D · Dec 12, 2017 ↗Hollar Inc. — PartnerFacts page ↗Form D · Dec 1, 2016 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 27 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $2,000,000.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 10, 2026 D/A
BAM Ventures Partners IV, L.P.
File 021-520853
$0$0$0
The Issuer's General Partner (or its designee) is entitled to a management fee payable by the Issuer.
None listed on this filingEDGAR ↗
Feb 20, 2025 D
Arenaclub.com, Inc.
File 021-538835
$0$0$0None listed on this filingEDGAR ↗
Sep 24, 2024 D
PBS Biotech, Inc.
File 021-524806
$0$0$0None listed on this filingEDGAR ↗
Jan 20, 2023 D
PBS Biotech, Inc.
File 021-471259
$0$0$0None listed on this filingEDGAR ↗
Dec 29, 2020 D/A
AOS Group Inc.
File 021-374704
$0$0$0None listed on this filingEDGAR ↗
Sep 29, 2020 D
BAM Ventures Partners III, L.P.
File 021-376648
$0$0$0
The Issuer's General Partner (or its designee) is entitled to a management fee payable by the Issuer.
None listed on this filingEDGAR ↗
Dec 12, 2017 D
Hollar Inc.
File 021-300474
$0$0$0None listed on this filingEDGAR ↗
Nov 30, 2017 D/A
BAM Ventures Partners II, L.P.
File 021-275517
$0$0$0
An affiliate of the General Partner is entitled to a management fee payable by the Issuer.
None listed on this filingEDGAR ↗
Oct 13, 2017 D
Honest Company, Inc.
File 021-296651
$0$0$0None listed on this filingEDGAR ↗
Nov 21, 2016 D
Hollar Inc.
File 021-274841
$0$0$0None listed on this filingEDGAR ↗
Feb 9, 2016 D
Hollar Inc.
File 021-256992
$0$0$0None listed on this filingEDGAR ↗
Dec 8, 2015 D/A
Hollar Inc.
File 021-252278
$0$0$0None listed on this filingEDGAR ↗
Dec 2, 2015 D/A
Hollar Inc.
File 021-244980
$0$0$0None listed on this filingEDGAR ↗
Aug 25, 2015 D
Honest Company, Inc.
File 021-246418
$0$0$0None listed on this filingEDGAR ↗
May 8, 2015 D
Tapiture, Inc.
File 021-239510
$0$0$0None listed on this filingEDGAR ↗
Dec 15, 2014 D/A
Bam Ventures Partners, L.P.
File 021-221788
$0$0$0
An affiliate of the General Partner is entitled to a management fee payable by the Issuers.
None listed on this filingEDGAR ↗
Aug 29, 2014 D
Honest Company, Inc.
File 021-223864
$0$0$0None listed on this filingEDGAR ↗
Feb 12, 2014 D
Tapiture, Inc.
File 021-211758
$0$0$0None listed on this filingEDGAR ↗
Dec 6, 2013 D/A
Just Fabulous, Inc.
File 021-203661
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2013 D
Honest Company, Inc.
File 021-206345
$0$0$0None listed on this filingEDGAR ↗
Oct 2, 2012 D
SHOEDAZZLE.COM INC
File 021-184920
$0$0$0None listed on this filingEDGAR ↗
Jun 6, 2012 D
Gumhouse, Inc.
File 021-179315
$0$0$0None listed on this filingEDGAR ↗
Apr 9, 2012 D
Honest Company, Inc.
File 021-176320
$0$0$0
N/A
None listed on this filingEDGAR ↗
Sep 26, 2011 D
Honest Company, Inc.
File 021-166332
$0$0$0
N/A
None listed on this filingEDGAR ↗
May 20, 2011 D
SHOEDAZZLE.COM INC
File 021-160126
$0$0$0None listed on this filingEDGAR ↗
Apr 27, 2010 D
SHOEDAZZLE.COM INC
File 021-141145
$0$0$0None listed on this filingEDGAR ↗
Nov 17, 2009 D
SHOEDAZZLE.COM INC
File 021-123270
$0$0$2,000,000
Two million dollars ($2,000,000.00) used to redeem the Common Stock of the Related Persons listed in Item 3 through stock redemption agreements dated November 9, 2009.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 13

Every issuer that named Brian Lee on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BV
Pooled Investment Fund · group: Bam

BAM Ventures Partners IV, L.P.

Los Angeles, CA · Aug 7, 2024 → Feb 10, 2026 · 3 filings
  • Feb 10, 2026 · D/A · $56,595,361 sold of $56,595,361 · 62 investors · min. No minimum reported · role: Executive Officer (Managing Director of the General Partner of the Issuers) EDGAR ↗
  • Aug 19, 2025 · D/A · $29,100,000 sold of $50,000,000 · 30 investors · min. No minimum reported · role: Executive Officer (Managing Director of the General Partner of the Issuer) EDGAR ↗
  • Aug 7, 2024 · D · $0 sold of $50,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Director of the General Partner of the Issuer) EDGAR ↗

Raised $56.6M from 62 investors (100% of the $56.6M target) as of the latest filing. Brian is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Other

Arenaclub.com, Inc.

Los Angeles, CA · Feb 20, 2025
  • Feb 20, 2025 · D · $6,499,963 sold of $6,499,963 · 7 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $6.5M from 7 investors (100% of the $6.5M target) as of the latest filing. Brian is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PB
Biotechnology

PBS Biotech, Inc.

Camarillo, CA · Jan 20, 2023 → Sep 24, 2024 · 2 filings
  • Sep 24, 2024 · D · $8,499,999 sold of $16,999,997 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 20, 2023 · D · $34,706,776 sold of $34,706,776 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $34.7M from 3 investors (100% of the $17M target) as of the latest filing. Brian is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AG
Other

AOS Group Inc.

Los Angeles, CA · Sep 2, 2020 → Dec 29, 2020 · 2 filings
  • Dec 29, 2020 · D/A · $18,894,474 sold of $18,894,474 · 19 investors · min. $1 · role: Director EDGAR ↗
  • Sep 2, 2020 · D · $18,644,477 sold of $18,644,477 · 18 investors · min. $1 · role: Director EDGAR ↗

Raised $18.9M from 19 investors (100% of the $18.9M target) as of the latest filing. Brian is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BV
Pooled Investment Fund · group: Bam

BAM Ventures Partners III, L.P.

Los Angeles, CA · Sep 29, 2020
  • Sep 29, 2020 · D · $0 sold of $50,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Director of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Brian is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

H
Other

Hollar Inc.

Commerce, CA · Dec 2, 2015 → Dec 12, 2017 · 6 filings
  • Dec 12, 2017 · D · $29,999,995 sold of $40,331,760 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 21, 2016 · D · $29,999,993 sold of $29,999,993 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 9, 2016 · D · $25,000 sold of $25,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 8, 2015 · D/A · $12,000,012 sold of $12,000,012 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 2, 2015 · D · $12,000,012 sold of $12,000,012 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 2, 2015 · D/A · $5,550,000 sold of $5,550,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $30M from 12 investors (74% of the $40.3M target) as of the latest filing. Brian is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BV
Pooled Investment Fund · group: Bam

BAM Ventures Partners II, L.P.

Los Angeles, CA · Dec 1, 2016 → Nov 30, 2017 · 2 filings
  • Nov 30, 2017 · D/A · $0 sold of $20,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Director of the General Partner of the Issuer) EDGAR ↗
  • Dec 1, 2016 · D · $0 sold of $30,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Director of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Brian is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HC
Other

Honest Company, Inc.

Los Angeles, CA · Sep 26, 2011 → Oct 13, 2017 · 6 filings
  • Oct 13, 2017 · D · $67,815,033 sold of $74,999,927 · 20 investors · min. $1 · role: Director EDGAR ↗
  • Aug 25, 2015 · D · $99,999,841 sold of $99,999,841 · 34 investors · min. $1 · role: Executive Officer, Director, Promoter EDGAR ↗
  • Aug 29, 2014 · D · $70,000,005 sold of $70,000,005 · 26 investors · min. $1 · role: Executive Officer, Director EDGAR ↗
  • Nov 14, 2013 · D · $24,999,964 sold of $24,999,964 · 8 investors · min. $1 · role: Executive Officer, Director EDGAR ↗
  • Apr 9, 2012 · D · $21,000,001 sold of $21,000,001 · 5 investors · min. $50,000 · role: Executive Officer, Director EDGAR ↗
  • Sep 26, 2011 · D · $6,000,000 sold of $6,000,000 · 2 investors · min. $50,000 · role: Director EDGAR ↗

Raised $100M from 34 investors (100% of the $75M target) as of the latest filing. Brian is listed as director, executive officer, promoter on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

T
Other

Tapiture, Inc.

Santa Monica, CA · Feb 12, 2014 → May 8, 2015 · 2 filings
  • May 8, 2015 · D · $2,750,000 sold of $2,750,000 · 15 investors · min. $25,000 · role: Director EDGAR ↗
  • Feb 12, 2014 · D · $2,339,667 sold of $2,339,667 · 33 investors · min. $25,000 · role: Director EDGAR ↗

Raised $2.75M from 33 investors (100% of the $2.75M target) as of the latest filing. Brian is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BV
Pooled Investment Fund · group: Bam

Bam Ventures Partners, L.P.

Los Angeles, CA · Jul 25, 2014 → Dec 15, 2014 · 2 filings
  • Dec 15, 2014 · D/A · $4,035,000 sold of $4,035,000 · 8 investors · min. No minimum reported · role: Director (Managing Director of the General Partner of the Issuers) EDGAR ↗
  • Jul 25, 2014 · D · $0 sold of $10,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Director of the General Partner of the Issuers) EDGAR ↗

Raised $4.04M from 8 investors (100% of the $4.04M target) as of the latest filing. Brian is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JF
Other · group: Just

Just Fabulous, Inc.

El Segundo, CA · Dec 6, 2013
  • Dec 6, 2013 · D/A · $106,000,000 sold of $106,000,000 · 36 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $106M from 36 investors (100% of the $106M target) as of the latest filing. Brian is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SC
Other Technology

SHOEDAZZLE.COM INC

Santa Monica, CA · Nov 17, 2009 → Oct 2, 2012 · 4 filings
  • Oct 2, 2012 · D · $6,000,000 sold of $6,000,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 20, 2011 · D · $39,999,979 sold of $40,000,000 · 11 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 27, 2010 · D · $12,624,992 sold of $12,624,992 · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Nov 17, 2009 · D · $7,000,000 sold of $7,000,000 · 8 investors · min. $2,500 · role: Executive Officer, Director (N/A) EDGAR ↗

Raised $40M from 11 investors (100% of the $6M target) as of the latest filing. Brian is listed as director, executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

G
Other Technology · group: Science

Gumhouse, Inc.

Santa Monica, CA · Jun 6, 2012
  • Jun 6, 2012 · D · $6,249,988 sold of $6,299,988 · 21 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $6.25M from 21 investors (99% of the $6.3M target) as of the latest filing. Brian is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (7)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Brian Lee — NY, 10 issuers, Jun 22, 2011 → Jul 14, 2026 · no shared issuer
  • BRIAN LEE — TX, 4 issuers, May 10, 2012 → Jan 30, 2013 · no shared issuer
  • Brian Choon Hung Lee — Hong Kong (as filed: K3), 1 issuer, Dec 18, 2009 → Dec 18, 2009 · no shared issuer
  • Brian Lee — MA, 1 issuer, Jan 8, 2020 → Jan 7, 2025 · no shared issuer
  • Brian Lee — NJ, 1 issuer, May 11, 2022 → May 11, 2022 · no shared issuer
  • Brian Lee — MN, 1 issuer, Feb 6, 2025 → Feb 6, 2025 · no shared issuer
  • Brian Elan Lee — CA, 1 issuer, May 3, 2019 → May 3, 2019 · no shared issuer

People around Brian 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

BV
Management entity

BAM Ventures GP IV, LLC

Director · 3 shared filings (1 issuer)

Listed on the same filings as Brian Lee. Their page shows their other deals.

BV
Management entity

Bam Ventures GP, LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Brian Lee. Their page shows their other deals.

BV
Management entity

BAM Ventures GP II, LLC

Promoter, Director · 2 shared filings (1 issuer)

Listed on the same filings as Brian Lee. Their page shows their other deals.

BV
Management entity

BAM Ventures GP III, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian Lee. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jeremy Liew

Director · 17 shared filings (5 issuers) · also on 29 other issuers

Jeremy Liew is on 34 issuers in total — a repeat sponsor. Their page lists every one.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Danny Rimer

Director, Executive Officer · 6 shared filings (1 issuer) · also on 11 other issuers

Danny Rimer is on 12 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jessica Warren

Executive Officer, Director, Promoter · 6 shared filings (1 issuer)

Listed on the same filings as Brian Lee. Their page shows their other deals.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

Richard C. Jun

Executive Officer, Director · 6 shared filings (4 issuers)

Listed on the same filings as Brian Lee. Their page shows their other deals.

DY
No photo found yet (own website and image search run after this page is viewed)
Person

David Yeom

Executive Officer, Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Brian Lee. Their page shows their other deals.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Thanh Khuu

Executive Officer · 6 shared filings (1 issuer)

Listed on the same filings as Brian Lee. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Shamin Rostami Walsh

Director, Executive Officer · 5 shared filings (3 issuers)

Listed on the same filings as Brian Lee. Their page shows their other deals.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Gavigan

Executive Officer, Promoter · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Brian Lee. Their page shows their other deals.

NS
No photo found yet (own website and image search run after this page is viewed)
Person

Neil Sequeria

Director · 4 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Brian Lee. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

David Parker

Executive Officer · 3 shared filings (1 issuer) · also on 4 other issuers

David Parker is on 5 issuers in total — a repeat sponsor. Their page lists every one.

CG
No photo found yet (own website and image search run after this page is viewed)
Person

Craig Gatarz

Executive Officer · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Brian Lee. Their page shows their other deals.

ME
No photo found yet (own website and image search run after this page is viewed)
Person

MJ ENG

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Brian Lee. Their page shows their other deals.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Sean Kane

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Brian Lee. Their page shows their other deals.

YM
No photo found yet (own website and image search run after this page is viewed)
Person

Youngme Moon

Director · 3 shared filings (1 issuer) · also on 5 other issuers

Youngme Moon is on 6 issuers in total — a repeat sponsor. Their page lists every one.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Randall Kaplan

Director · 2 shared filings (1 issuer) · also on 6 other issuers

Randall Kaplan is on 7 issuers in total — a repeat sponsor. Their page lists every one.

RT
No photo found yet (own website and image search run after this page is viewed)
Person

ROBERT G. TREVISAN

Director · 2 shared filings (1 issuer)

Listed on the same filings as Brian Lee. Their page shows their other deals.

RJ
No photo found yet (own website and image search run after this page is viewed)
Person

RICH JUN

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Brian Lee. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Shapiro

Director · 2 shared filings (1 issuer) · also on 23 other issuers

Robert Shapiro is on 24 issuers in total — a repeat sponsor. Their page lists every one.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Greg Stanger

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Brian Lee. Their page shows their other deals.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Fenton

Director · 2 shared filings (1 issuer) · also on 5 other issuers

Dennis Fenton is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

John Ellis

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Brian Lee. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Trevisan

Director · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Brian Lee. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jang Lee

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Brian Lee. Their page shows their other deals.

LR
No photo found yet (own website and image search run after this page is viewed)
Person

Leo Resig

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Brian Lee. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

John Resig

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Brian Lee. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Matthias Metternich

Executive Officer, Director, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Brian Lee. Their page shows their other deals.

LF
No photo found yet (own website and image search run after this page is viewed)
Person

Leland foster

Director · 2 shared filings (1 issuer)

Listed on the same filings as Brian Lee. Their page shows their other deals.

XL
No photo found yet (own website and image search run after this page is viewed)
Person

Xiaoshen (Jerry) Liao

Director · 2 shared filings (1 issuer)

Listed on the same filings as Brian Lee. Their page shows their other deals.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

Dave Alberga

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Brian Lee. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Leschly

Director · 1 shared filing (1 issuer) · also on 10 other issuers

Mark Leschly is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

John O'Farrell

Director · 1 shared filing (1 issuer) · also on 5 other issuers

John O'Farrell is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MJ
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Jones

Executive Officer, Director · 1 shared filing (1 issuer) · also on 28 other issuers

Michael Jones is on 29 issuers in total — a repeat sponsor. Their page lists every one.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Donald Ressler

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Brian Lee. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Adam Goldenberg

Executive Officer, Director · 1 shared filing (1 issuer) · also on 4 other issuers

Adam Goldenberg is on 5 issuers in total — a repeat sponsor. Their page lists every one.

HC
No photo found yet (own website and image search run after this page is viewed)
Person

Heidi Crane

Executive Officer · 1 shared filing (1 issuer) · also on 4 other issuers

Heidi Crane is on 5 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

B
Sponsor group

Bam

4 issuers · 8 filings · $60.6M reported sold · 2014–2026

One team, 4 deal companies. Brian Lee is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Brian Lee.

S
Sponsor group

Science

11 issuers · 15 filings · $103M reported sold · 2012–2026

One team, 11 deal companies. Brian Lee is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Brian Lee.

J
Sponsor group

Just

2 issuers · 5 filings · $173.5M reported sold · 2010–2013

One team, 2 deal companies. Brian Lee is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Brian Lee.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 13 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Bam Ventures Partners, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Brian Lee by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 13 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Brian Lee is listed on: none on file. No website or social profile named in Just Fabulous, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #323,415 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (El Segundo, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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