Brian Lee

United States Bankruptcy Court, S.D. New York docket "Jay B. Gutterman and Cindy R. Gutterman" filed Nov 18, 2002, closed Mar 26, 2003. Jay Gutterman (listed on the same filings) is listed as Debtor ("Jay B. Gutterman and Cindy R. Gutterman"). Our match estimate: 90%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

United States Bankruptcy Court, N.D. New York docket "Richard C. Breeden, Esq. v. Borowsky" filed Feb 11, 1998, closed Jun 13, 2001. Shaun Borowsky (listed on the same filings) is listed as Defendant ("Borowsky"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

United States Bankruptcy Court, D. New Jersey docket "Jay Bruce Gutterman and Cindy R. Gutterman" filed Jun 2, 1992, closed Feb 25, 1993. Cindy Gutterman (listed on the same filings) is listed as Debtor ("Cindy R. Gutterman"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

The filing says the first sale was May 27, 2011. The Form D was filed Jun 22, 2011 — 26 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 11 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

The latest filing for this offering is dated Nov 16, 2022 (first sale Oct 21, 2020). It reports $3,581,500 sold of $4,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

The latest filing for this offering is dated Apr 24, 2020 (first sale Apr 13, 2020). It reports $250,000 sold of $2,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

The May 3, 2023 filing says $7,500,000 offered; the Jan 2, 2025 Form D/A says $4,000,000.

What this means The target raise got smaller. That can mean the plan shrank or the sponsor stopped early. Ask what changed in the deal.

This page covers filings where the address state is NY. A separate record, "Brian Lee" with address state CA, is listed on 33 filings — most recently by BAM Ventures Partners IV, L.P. (Feb 10, 2026). Both records have filings in the same period (Jun 6, 2012 to Feb 20, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is NY. A separate record, "Brian Lee" with address state MA, is listed on 6 filings — most recently by PRESIDENT & FELLOWS OF HARVARD COLLEGE (Jan 7, 2025). Both records have filings in the same period (Jan 8, 2020 to Jan 7, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is NY. A separate record, "Brian Lee" with address state NJ, is listed on 1 filing — most recently by Hero Gear Inc. (May 11, 2022). Both records have filings in the same period (May 11, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is NY. A separate record, "BRIAN LEE" with address state TX, is listed on 5 filings — most recently by 2013 MULTI-FAMILY REAL ESTATE FUND I, LLC (Jan 30, 2013). Both records have filings in the same period (May 10, 2012 to Jan 30, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is NY. A separate record, "Brian Choon Hung Lee" with address state K3, is listed on 1 filing — most recently by Capital Globe Ltd (Dec 18, 2009). The two records do not overlap in time: this page runs Jun 22, 2011 to Jul 14, 2026; the other has one filing dated Dec 18, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

The people listed on the Nov 18, 2021 filing give New York, NY; on the Nov 16, 2022 filing they give Astoria, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.