Brian S. Murphy is listed as an executive officer, director, and promoter on 13 SEC Form D filings by 4 issuers between Jun 2009 and Nov 2018: Skye Bioscience, Inc. (San Diego, CA — biotechnology — 2014–2018; $62.3M reported sold to 43 investors), Exara, Inc. (San Juan Capistrano, CA — other technology — 2016; $3.13M reported sold to 13 investors), Nemus (Costa Mesa, CA — pharmaceuticals — 2014; $1.49M reported sold to 18 investors) and BURST COM INC (Santa Rosa, CA — other technology — 2009).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer, director, and promoter, over about 9 years. Across those companies the filings report $66.9M sold in total.
1 of the issuers belongs to the sponsor group Frost (13 issuers, $102.5M reported sold, 2009–2020).
What this means A sponsor group is one team that sets up a new company for each deal. Frost has 13 companies on file and $102.5M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 9 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 13 public filings for Brian S. Murphy and found 11 differences, 1 worth asking the sponsor about: Form D filed 931 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.