BRIAN MURPHY is listed as a director on 2 SEC Form D filings by 1 issuer between Apr 2009 and Oct 2009: CHATA BIOSYSTEMS INC (Fort Collins, CO — manufacturing — 2009; $1.45M reported sold to 16 investors).
What this means One deal on file with the SEC, filed Oct 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Alan Smith (2 shared filings), BOB KALI (2 shared filings), DOUGLAS CODER (2 shared filings), Dennis Templar (2 shared filings), EDWIN NEAS (2 shared filings) and 4 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around BRIAN. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for BRIAN MURPHY and found 15 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.