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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:08 AM ET

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Brian R. Smith

Named as an officer, director or promoter on SEC Form D filings · TX, CA, UT · Apr 23, 2009 → Sep 30, 2025

52deals (issuers)
$831.9Mreported sold
1,628investors
170Form D filings
2009–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Brian R. Smith is listed as an executive officer, director, and promoter on 170 SEC Form D filings by 52 issuers between Apr 2009 and Sep 2025. Largest by amount reported sold: S3 VENTURES FUND VII, L.P. (Austin, TX — pooled investment fund — 2022; $150M reported sold to 1 investors), ALKAMI TECHNOLOGY, INC. (Plano, TX — computers — 2011–2020; $140M reported sold to 26 investors), Alleviant Medical, Inc. (Austin, TX — other health care — 2023–2025; $90.8M reported sold to 35 investors), MerchantWise Solutions, LLC (Houston, TX — industry reported as "Other" — 2018–2020; $87.4M reported sold to 21 investors), PIVOT3, INC. (Austin, TX — other technology — 2014–2017; $67.2M reported sold to 18 investors) and 47 more (all listed below).

What this means That is a lot of deals — 52 separate companies raised money with this person listed as executive officer, director, and promoter, over about 16 years. Across those companies the filings report $831.9M sold in total.

Listed alongside Reagan Sakai (23 shared filings), Charlie Plauche (18 shared filings), Michael K. Lowe (16 shared filings), Dennis Markus (14 shared filings), Gary Nelson (14 shared filings) and 264 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Brian. Each name links to their own page.

The issuers belong to 4 sponsor groups: Carmel (46 issuers, $4.76B reported sold, 2010–2025), S3 Ventures Gpgp (2 issuers, $150M reported sold, 2022–2025), Capstreet (12 issuers, $1.09B reported sold, 2009–2026) and Bv8im (5 issuers, $59.7M reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release, 20 bankruptcy cases matching the name listed in Key records below.

What this means 21 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 170 public filings for Brian R. Smith and found 11 differences, 1 worth asking the sponsor about: 6 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Brian R. Smith has not run yet — it is joining a line of 7,471 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Jean-Paul Bolduc, Brian J. Smith, CPA, Richard N. Sukenik, CPA, Philip J. Ryan III, Constantine L. Hampers, A. Miles Nogelo, and Robert W. Armstrong III, CPA Administrative proceeding
SEC · Dec 22, 1998 · Parties as named in the release: Jean-Paul Bolduc, Brian J. Smith, CPA, Richard N. Sukenik, CPA, Philip J. Ryan III, Constantine L. Hampers, A. Miles Nogelo, and Robert W. Armstrong III, CPA Read the release ↗
same full name in the release title; 31 people with this name in Form D filings; the person's filing state is not named; middle initial differs
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Brian R. Smith..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

20 cases: 19 closed (disposition not in docket feed), 1 open

Brian K Smith and Krystal L Smith closed
United States Bankruptcy Court, E.D. Texas · No. 23-90006 · Filed Jan 5, 2023 · Closed Feb 5, 2025
Role of Brian K Smith and Krystal L Smith: Debtor · Outcome: Case closed 2025-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Brian J Smith and Bailey J Smith closed
United States Bankruptcy Court, D. Minnesota · No. 20-60283 · Filed May 8, 2020 · Closed Aug 27, 2020
Role of Brian J Smith and Bailey J Smith: Debtor · Outcome: Case closed 2020-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (MN); middle initial differs
Brian Smith and Meagan Smith closed
United States Bankruptcy Court, D. Utah · No. 20-20680 · Filed Feb 4, 2020 · Closed Aug 9, 2021
Role of Brian Smith and Meagan Smith: Debtor · Outcome: Case closed 2021-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (UT); middle initial differs
Brian K Smith and Lisa R Smith closed
United States Bankruptcy Court, N.D. Texas · No. 19-32866 · Filed Aug 29, 2019 · Closed Jun 19, 2020
Role of Brian K Smith and Lisa R Smith: Debtor · Outcome: Case closed 2020-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Brian K. Smith and Colleen M. Smith closed
United States Bankruptcy Court, C.D. California · No. 9:19-bk-10604 · Filed Apr 2, 2019 · Closed Jul 23, 2019
Role of Brian K. Smith and Colleen M. Smith: Debtor · Outcome: Case closed 2019-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Brian K Smith and Carolyn A Smith open
United States Bankruptcy Court, E.D. Texas · No. 18-90202 · Filed Aug 7, 2018
Role of Brian K Smith and Carolyn A Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Brian J Smith closed
United States Bankruptcy Court, D. Utah · No. 17-26370 · Filed Jul 24, 2017 · Closed Oct 31, 2018
Role of Brian J Smith: Debtor · Outcome: Case closed 2018-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (UT); middle initial differs
Brian L Smith closed
United States Bankruptcy Court, C.D. California · No. 6:16-bk-20033 · Filed Nov 10, 2016 · Closed Feb 22, 2017
Role of Brian L Smith: Debtor · Outcome: Case closed 2017-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Cheri Smith and Brian Smith closed
United States Bankruptcy Court, C.D. California · No. 2:16-bk-21499 · Filed Aug 29, 2016 · Closed Dec 13, 2016
Role of Brian Smith: Debtor · Outcome: Case closed 2016-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (CA)
Brian H. Smith closed
United States Bankruptcy Court, E.D. California · No. 16-12119 · Filed Jun 13, 2016 · Closed Oct 14, 2016
Role of Brian H. Smith: Debtor · Outcome: Case closed 2016-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Brian Smith closed
United States Bankruptcy Court, S.D. California · No. 15-08135 · Filed Dec 29, 2015 · Closed Mar 1, 2016
Role of Brian Smith: Debtor · Outcome: Case closed 2016-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (CA)
Brian Smith and Brenda Hagas closed
United States Bankruptcy Court, C.D. California · No. 6:15-bk-20293 · Filed Oct 21, 2015 · Closed Apr 8, 2016
Role of Brian Smith and Brenda Hagas: Debtor · Outcome: Case closed 2016-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Brian Smith and Lauretta Shoop Smith closed
United States Bankruptcy Court, E.D. California · No. 15-13178 · Filed Aug 11, 2015 · Closed Dec 4, 2015
Role of Brian Smith and Lauretta Shoop Smith: Debtor · Outcome: Case closed 2015-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
BRIAN M SMITH closed
United States Bankruptcy Court, D. Minnesota · No. 15-32871 · Filed Aug 7, 2015 · Closed Dec 15, 2015
Role of BRIAN M SMITH: Debtor · Outcome: Case closed 2015-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (MN); middle initial differs
Brian Smith closed
United States Bankruptcy Court, N.D. Texas · No. 15-40697 · Filed Feb 18, 2015 · Closed Sep 15, 2015
Role of Brian Smith: Debtor · Outcome: Case closed 2015-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (TX)
Latassia Stevens and Brian Smith closed
United States Bankruptcy Court, C.D. California · No. 2:13-bk-39834 · Filed Dec 23, 2013 · Closed Apr 15, 2014
Role of Latassia Stevens and Brian Smith: Debtor · Outcome: Case closed 2014-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Brian K Smith and Lisa A Smith closed
United States Bankruptcy Court, S.D. California · No. 13-09529 · Filed Sep 27, 2013 · Closed Dec 30, 2013
Role of Brian K Smith and Lisa A Smith: Debtor · Outcome: Case closed 2013-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Brian J Smith and Christine M Smith closed
United States Bankruptcy Court, D. Minnesota · No. 13-32135 · Filed Apr 30, 2013 · Closed Aug 15, 2013
Role of Brian J Smith and Christine M Smith: Debtor · Outcome: Case closed 2013-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (MN); middle initial differs
Brian Smith closed
United States Bankruptcy Court, C.D. California · No. 2:13-bk-20248 · Filed Apr 19, 2013 · Closed Jul 11, 2013
Role of Brian Smith: Debtor · Outcome: Case closed 2013-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (CA)
Brian Smith closed
United States Bankruptcy Court, C.D. California · No. 8:13-bk-13089 · Filed Apr 8, 2013 · Closed Jul 23, 2013
Role of Brian Smith: Debtor · Outcome: Case closed 2013-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 2020 federal dockets); 31 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for Brian R. Smith — 1 worth asking about (compared the newest 50 of 170 filings on Oct 24, 2026; older filings not covered)

Worth asking · Oct 31, 2018 – Mar 20, 2025

6 Form Ds were filed more than 15 days after the first sale

Form D filed 71 days after the first sale — Winc, Inc. · Form D filed 22 days after the first sale — Alianza Inc · Form D filed 39 days after the first sale — Alleviant Medical, Inc. · Form D filed 19 days after the first sale — Bractlet, Inc. · Form D filed 19 days after the first sale — CP Investment VII REIT 1 · and 1 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jun 16, 2021 ↗Winc, Inc. — PartnerFacts page ↗Form D · Mar 20, 2025 ↗Alianza Inc — PartnerFacts page ↗
Sources
Note · Aug 30, 2018 – Aug 23, 2023

4 offerings changed their target amount between filings

Offering amount changed between filings — Alianza Inc · Offering amount changed between filings — Bacon Work, Inc. · Offering amount lowered between filings — CLOUDPLUS, INC. · Offering amount changed between filings — Briggo, Inc.

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · Apr 24, 2023 ↗Form D/A (later) · Aug 23, 2023 ↗Alianza Inc — PartnerFacts page ↗Form D (earlier) · Jul 29, 2022 ↗
Sources
Note · Dec 26, 2017 – Mar 20, 2025

23 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Alianza Inc (latest filing Mar 20, 2025) · No amendment in the last 12 months on an offering that may still be open — Bacon Work, Inc. (latest filing Mar 5, 2025) · No amendment in the last 12 months on an offering that may still be open — Alleviant Medical, Inc. (latest filing Jan 27, 2025) · No amendment in the last 12 months on an offering that may still be open — Axial Commerce, Inc. (latest filing Oct 2, 2023) · No amendment in the last 12 months on an offering that may still be open — Bacon Work, Inc. (latest filing Feb 14, 2023) · and 18 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Mar 20, 2025 ↗Alianza Inc — PartnerFacts page ↗Form D · Mar 5, 2025 ↗Bacon Work, Inc. — PartnerFacts page ↗
Sources
Note · Jan 9, 2018 – Jan 29, 2018

Brian R. Smith is written 2 different ways on the filings

listed as "Brian R. Smith" on 14 filings (from Jan 9, 2018), and "Brian Smith" on 36 filings (from Jan 29, 2018).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jan 9, 2018 ↗Form D · Jan 29, 2018 ↗Brian R. Smith — PartnerFacts page ↗
Sources
Note · Feb 4, 2011 – Jan 14, 2026

Same name, different state: "Brian Smith" (MD) is a separate record

This page covers filings where the address state is TX or CA or UT. A separate record, "Brian Smith" with address state MD, is listed on 4 filings — most recently by OrbiSharp Robotics, Inc. (Jan 14, 2026). Both records have filings in the same period (Feb 4, 2011 to Sep 30, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Smith (MD) — PartnerFacts page ↗Form D/A · Jan 14, 2026 ↗OrbiSharp Robotics, Inc. — PartnerFacts page ↗Brian R. Smith (TX,CA,UT) — this page ↗
Sources
Note · Dec 27, 2012 – Mar 4, 2022

Same name, different state: "Brian Smith" (CT or E9) is a separate record

This page covers filings where the address state is TX or CA or UT. A separate record, "Brian Smith" with address state CT or E9, is listed on 27 filings — most recently by Viking Global Equities III Ltd. (Mar 4, 2022). Both records have filings in the same period (Dec 27, 2012 to Mar 4, 2022).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Smith (CT,E9) — PartnerFacts page ↗Form D/A · Mar 4, 2022 ↗Viking Global Equities III Ltd. — PartnerFacts page ↗Brian R. Smith (TX,CA,UT) — this page ↗
Sources
Note · Jun 25, 2013 – Jul 19, 2019

Same name, different state: "Brian Smith" (AZ) is a separate record

This page covers filings where the address state is TX or CA or UT. A separate record, "Brian Smith" with address state AZ, is listed on 6 filings — most recently by National Mobility Eldercare Inc. (Jul 19, 2019). Both records have filings in the same period (Jun 25, 2013 to Jul 19, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Smith (AZ) — PartnerFacts page ↗Form D · Jul 19, 2019 ↗National Mobility Eldercare Inc. — PartnerFacts page ↗Brian R. Smith (TX,CA,UT) — this page ↗
Sources
Note · Oct 25, 2016

Same name, different state: "Brian Smith" (CO) is a separate record

This page covers filings where the address state is TX or CA or UT. A separate record, "Brian Smith" with address state CO, is listed on 1 filing — most recently by VantIQ, Inc. (Oct 25, 2016). Both records have filings in the same period (Oct 25, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian Smith (CO) — PartnerFacts page ↗Form D/A · Oct 25, 2016 ↗VantIQ, Inc. — PartnerFacts page ↗Brian R. Smith (TX,CA,UT) — this page ↗
Sources
Note · Jun 10, 2010 – Oct 1, 2012

Same name, different state: "Brian R.D. Smith" (A6 or A1) is a separate record

This page covers filings where the address state is TX or CA or UT. A separate record, "Brian R.D. Smith" with address state A6 or A1, is listed on 10 filings — most recently by Q-GOLD RESOURCES LTD. (Oct 1, 2012). Both records have filings in the same period (Jun 10, 2010 to Oct 1, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Brian R.D. Smith (A6,A1) — PartnerFacts page ↗Form D · Oct 1, 2012 ↗Q-GOLD RESOURCES LTD. — PartnerFacts page ↗Brian R. Smith (TX,CA,UT) — this page ↗
Sources
Note · Jan 9, 2018 – Mar 5, 2025

4 address changes between filings

Address moved from Provo, UT to American Fork, UT — Bacon Work, Inc. · Address moved from Lindon, UT to Pleasant Grove, UT — Alianza Inc · Address moved from Austin, TX to Plano, TX — ALKAMI TECHNOLOGY, INC. · Address moved from Plano, TX to Austin, TX — ALKAMI TECHNOLOGY, INC.

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Feb 14, 2023 ↗Form D · Mar 5, 2025 ↗Bacon Work, Inc. — PartnerFacts page ↗Form D · Sep 3, 2019 ↗
Sources
Note · Jan 9, 2018 – Sep 30, 2025

Brian R. Smith is listed with 3 different address states: TX, CA, UT

TX on 25 filings (Jan 9, 2018 to Sep 30, 2025); CA on 14 filings (Jan 29, 2018 to Jan 4, 2022); UT on 11 filings (Sep 3, 2019 to Mar 20, 2025).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jan 9, 2018 ↗Form D · Jan 29, 2018 ↗Form D · Sep 3, 2019 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 170 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

16 of 122 offerings report sales commissions totalling $4,737,499; 2 report finder's fees totalling $120,002; 17 report proceeds to related persons totalling $15,575,400. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 30, 2025 D
S3 Ventures Fund VIII, L.P.
File 021-559245
$0$0$0 (est.)
THE ISSUER'S GENERAL PARTNER, OR AN AFFILIATE OF THE ISSUER'S GENERAL PARTNER, MAY BE ENTITLED TO RECEIVE A MANAGEMENT FEE IN ACCORDANCE WITH THE ISSUER'S GOVERNING DOCUMENTATION, AS AMENDED FROM TIME TO TIME.
None listed on this filingEDGAR ↗
Mar 20, 2025 D
Alianza Inc
File 021-541578
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2025 D
Bacon Work, Inc.
File 021-539847
$0$0$0None listed on this filingEDGAR ↗
Jan 27, 2025 D
Alleviant Medical, Inc.
File 021-536279
$0$0$0None listed on this filingEDGAR ↗
Oct 2, 2023 D
Axial Commerce, Inc.
File 021-493560
$0$0$0None listed on this filingEDGAR ↗
Aug 23, 2023 D/A
Alianza Inc
File 021-479747
$0$0$0None listed on this filingEDGAR ↗
Jun 23, 2023 D
Claravine, Inc.
File 021-485076
$0$0$0None listed on this filingEDGAR ↗
Feb 14, 2023 D/A
Bacon Work, Inc.
File 021-454164
$0$0$0None listed on this filingEDGAR ↗
Feb 7, 2023 D
Alleviant Medical, Inc.
File 021-472851
$0$0$0None listed on this filingEDGAR ↗
Nov 16, 2022 D
VUV Analytics, Inc.
File 021-464964
$0$0$0None listed on this filingEDGAR ↗
Jul 7, 2022 D
Next One's On Me, Inc.
File 021-451343
$0$0$0None listed on this filingEDGAR ↗
May 26, 2022 D
Claravine, Inc.
File 021-447039
$0$0$0None listed on this filingEDGAR ↗
Apr 29, 2022 D
S3 VENTURES FUND VII, L.P.
File 021-443953
$0$0$0 (est.)
THE ISSUER'S GENERAL PARTNER, OR AN AFFILIATE OF THE ISSUER'S GENERAL PARTNER, MAY BE ENTITLED TO RECEIVE A MANAGEMENT FEE IN ACCORDANCE WITH THE ISSUER'S GOVERNING DOCUMENTATION, AS AMENDED FROM TIME TO TIME.
None listed on this filingEDGAR ↗
Feb 14, 2022 D
VUV Analytics, Inc.
File 021-433519
$0$0$0None listed on this filingEDGAR ↗
Jan 4, 2022 D/A
CLOUDPLUS, INC.
File 021-427552
$0$0$0None listed on this filingEDGAR ↗
Dec 21, 2021 D
Heritage Grove Commercial Condominiums LLC
File 021-426189
$0$0$0 (est.)None listed on this filingEDGAR ↗
Dec 7, 2021 D
CP Investment VII REIT 5
File 021-424010
$6,250$0$24,250
REIT Funding will be paid a consulting fee of approximately $18,750 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and an annual fee of $4,500 for administration services
Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jul 21, 2021 D
Saranas Inc.
File 021-407194
$0$0$0None listed on this filingEDGAR ↗
Jun 16, 2021 D
Winc, Inc.
File 021-403175
$799,999$0$0The Benchmark Company, LLC BrokerCheck CRD 22982 ↗EDGAR ↗
Mar 3, 2021 D
Alianza Inc
File 021-391120
$0$0$0None listed on this filingEDGAR ↗
Jan 13, 2021 D
CP Investment VII REIT 4
File 021-386165
$6,250$0$21,250
REIT Funding will be paid a consulting fee of approximately $15,750 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and annual fee of $4,500 for administration services.
Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Dec 14, 2020 D/A
MerchantWise Solutions, LLC
File 021-326476
$0$0$0None listed on this filingEDGAR ↗
Oct 9, 2020 D
ALKAMI TECHNOLOGY, INC.
File 021-377594
$3,850,000 (est.)$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗EDGAR ↗
Sep 10, 2020 D
CP Investment VII REIT 3
File 021-375243
$6,250$0$23,000
REIT Funding will be paid a consulting fee of approximately $17,500 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and an annual fee of $4,500 for administration services
Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Sep 10, 2020 D
CP Investment VII REIT 2
File 021-375221
$6,250$0$25,500
REIT Funding will be paid a consulting fee of approximately $20,000 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and an annual fee of $4,500 for administration services
Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Sep 9, 2020 D
Claravine, Inc.
File 021-375049
$0$0$0None listed on this filingEDGAR ↗
Aug 14, 2020 D
ALKAMI TECHNOLOGY, INC.
File 021-373271
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2020 D
Bractlet, Inc.
File 021-357303
$0$0$0None listed on this filingEDGAR ↗
Nov 6, 2019 D
CP Investment VII REIT 1
File 021-352726
$6,250$0$24,250
REIT Funding will be paid a consulting fee of approximately $18,750 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and an annual fee of $4,500 for administration services.
Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Oct 24, 2019 D
CP Investment V REIT 4
File 021-351792
$6,250$0$24,250
REIT Funding will be paid a consulting fee of approximately $18,750 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and an annual fee of $4,500 for administrative services
Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Sep 3, 2019 D
Alianza Inc
File 021-347851
$0$0$0None listed on this filingEDGAR ↗
Aug 23, 2019 D
Briggo, Inc.
File 021-347281
$0$0$0None listed on this filingEDGAR ↗
Jun 5, 2019 D
ALKAMI TECHNOLOGY, INC.
File 021-341192
$0$0$0None listed on this filingEDGAR ↗
Apr 3, 2019 D/A
Briggo, Inc.
File 021-320401
$0$0$0None listed on this filingEDGAR ↗
Mar 28, 2019 D
Decisive Ventures Private Fund I (Cayman), LP
File 021-335939
$0$0$0
The Issuer is obligated to pay a management fee to the General Partner (or an affiliate thereof).
None listed on this filingEDGAR ↗
Mar 12, 2019 D
Datical Inc
File 021-334583
$0$0$0None listed on this filingEDGAR ↗
Mar 6, 2019 D
VUV Analytics, Inc.
File 021-334205
$0$0$0None listed on this filingEDGAR ↗
Jan 7, 2019 D
CPK 300 Morse VI REIT 1
File 021-329767
$6,250$0$23,250
REIT Funding will be paid a consulting fee of approximately $17,750 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and an annual fee of $4,500 for administrative services.
Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 7, 2019 D
CPK 350 Morse VI REIT 2
File 021-329769
$6,250$0$23,250
REIT Funding will be paid a consulting fee of approximately $17,750 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and an annual fee of $4,500 for administrative services.
Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Dec 19, 2018 D
CP Investment VI REIT 4
File 021-328397
$6,250$0$25,250
REIT Funding will be paid a consulting fee of approximately $19,750 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and an annual fee of $4,500 for administrative services.
Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Dec 14, 2018 D
Bractlet, Inc.
File 021-328005
$0$2$0None listed on this filingEDGAR ↗
Jul 30, 2018 D
VUV Analytics, Inc.
File 021-318041
$0$0$0None listed on this filingEDGAR ↗
Jan 29, 2018 D
CP Investment VI REIT 3
File 021-304300
$6,250$0$25,550
REIT Funding will be paid a consulting fee of approximately $19,750 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and an annual fee of $4,800 for administrative services.
Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 9, 2018 D
ALKAMI TECHNOLOGY, INC.
File 021-302742
$0$0$0None listed on this filingEDGAR ↗
Sep 21, 2017 D
VUV Analytics, Inc.
File 021-295145
$0$0$0None listed on this filingEDGAR ↗
Aug 24, 2017 D/A
ALKAMI TECHNOLOGY, INC.
File 021-266706
$0$0$0None listed on this filingEDGAR ↗
Aug 23, 2017 D/A
PIVOT3, INC.
File 021-258828
$0$0$0None listed on this filingEDGAR ↗
Jul 20, 2017 D
CP Investment VI REIT 2
File 021-291123
$6,250$0$27,800
REIT Funding will be paid a consulting fee of approximately $20,800 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and an annual fee of $6,000 for administrative services.
Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jul 7, 2017 D
Acessa Health Inc.
File 021-290230
$0$0$0None listed on this filingEDGAR ↗
May 30, 2017 D
Datical Inc
File 021-287642
$0$0$0None listed on this filingEDGAR ↗
Feb 21, 2017 D
Briggo, Inc.
File 021-281019
$0$0$0None listed on this filingEDGAR ↗
Feb 2, 2017 D/A
Alianza Inc
File 021-237430
$0$0$0None listed on this filingEDGAR ↗
Jan 20, 2017 D
OrthoAccel Technologies, Inc.
File 021-278832
$0$0$100,000None listed on this filingEDGAR ↗
Nov 10, 2016 D
Pristine, Inc.
File 021-274258
$0$0$0None listed on this filingEDGAR ↗
Nov 9, 2016 D
CP Investment VI REIT 1
File 021-274141
$6,250 (est.)$0$29,200
REIT Funding will be paid a consulting fee of approximately $21,700 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and an annual fee of $6,500 for administrative services.
Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Johnson BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Oct 11, 2016 D/A
Bractlet, Inc.
File 021-271691
$0$0$0None listed on this filingEDGAR ↗
Aug 30, 2016 D
VUV Analytics, Inc.
File 021-269759
$0$0$0None listed on this filingEDGAR ↗
Aug 23, 2016 D
CLUB W, INC.
File 021-269419
$0$0$0None listed on this filingEDGAR ↗
Aug 8, 2016 D
Pristine, Inc.
File 021-268499
$0$0$0
None, other than to executive officers in their roles as employees.
None listed on this filingEDGAR ↗
May 12, 2016 D/A
OrthoAccel Technologies, Inc.
File 021-258983
$0$0$0None listed on this filingEDGAR ↗
Jan 22, 2016 D
Datical Inc
File 021-255828
$0$0$0None listed on this filingEDGAR ↗
Nov 16, 2015 D
METAL NETWORKS, INC.
File 021-251315
$0$0$0None listed on this filingEDGAR ↗
Oct 13, 2015 D/A
PIVOT3, INC.
File 021-223113
$0$0$0None listed on this filingEDGAR ↗
Oct 13, 2015 D
Numeracy, Inc.
File 021-249206
$0$0$0None listed on this filingEDGAR ↗
Oct 13, 2015 D
TVA Medical, Inc.
File 021-249171
$0$0$0None listed on this filingEDGAR ↗
Sep 16, 2015 D
ALKAMI TECHNOLOGY, INC.
File 021-247747
$0$0$0None listed on this filingEDGAR ↗
Sep 2, 2015 D
BlueCava, Inc.
File 021-246900
$0$0$0None listed on this filingEDGAR ↗
Jul 22, 2015 D
BlueCava, Inc.
File 021-244229
$0$0$0None listed on this filingEDGAR ↗
Jul 14, 2015 D/A
BlueCava, Inc.
File 021-238660
$0$0$0None listed on this filingEDGAR ↗
Apr 14, 2015 D/A
Bractlet, Inc.
File 021-228243
$0$0$0None listed on this filingEDGAR ↗
Feb 4, 2015 D
Tango Health Inc
File 021-233458
$0$0$0None listed on this filingEDGAR ↗
Jan 30, 2015 D
CP Investment IV REIT II
File 021-233143
$6,250$0$52,400
REIT Funding will be paid a consulting fee of approx $21,700 per REIT from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 per REIT and a fee of $3,500 per REIT for admin services through 6-30-2015.
Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 29, 2015 D
CP Investment V REIT 2
File 021-233137
$6,250$0$26,200
REIT Funding will be paid a consulting fee of approximately $21,700 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and a fee of $3,500 for administrative services through June 30, 2015.
Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Phyllis Beck BrokerCheck CRD 1020488 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Dec 29, 2014 D/A
ALKAMI TECHNOLOGY, INC.
File 021-227411
$0$0$0None listed on this filingEDGAR ↗
Dec 22, 2014 D
OrthoAccel Technologies, Inc.
File 021-230637
$0$0$0None listed on this filingEDGAR ↗
Dec 11, 2014 D
Alianza Inc
File 021-229899
$0$0$0None listed on this filingEDGAR ↗
Nov 21, 2014 D/A
BlueCava, Inc.
File 021-218449
$0$0$0None listed on this filingEDGAR ↗
Nov 4, 2014 D
Gravitant, Inc.
File 021-227642
$0$0$0None listed on this filingEDGAR ↗
Sep 30, 2014 D
Pristine, Inc.
File 021-225502
$0$0$0None listed on this filingEDGAR ↗
Aug 18, 2014 D
PIVOT3, INC.
File 021-223112
$0$0$0None listed on this filingEDGAR ↗
Aug 7, 2014 D
METAL NETWORKS, INC.
File 021-222467
$0$0$0None listed on this filingEDGAR ↗
May 6, 2014 D
Bractlet, Inc.
File 021-216897
$0$0$0None listed on this filingEDGAR ↗
Apr 22, 2014 D
KIMBIA INC
File 021-215999
$0$0$0None listed on this filingEDGAR ↗
Apr 11, 2014 D
VUV Analytics, Inc.
File 021-215387
$0$0$0None listed on this filingEDGAR ↗
Mar 12, 2014 D/A
ALKAMI TECHNOLOGY, INC.
File 021-204933
$0$0$0None listed on this filingEDGAR ↗
Feb 25, 2014 D/A
BlueCava, Inc.
File 021-209240
$0$0$0None listed on this filingEDGAR ↗
Feb 6, 2014 D
BlueCava, Inc.
File 021-211417
$0$0$0None listed on this filingEDGAR ↗
Jan 29, 2014 D/A
Gravitant, Inc.
File 021-205480
$0$0$0None listed on this filingEDGAR ↗
Jan 23, 2014 D
OrthoAccel Technologies, Inc.
File 021-210623
$0$0$0None listed on this filingEDGAR ↗
Nov 14, 2013 D
OrthoAccel Technologies, Inc.
File 021-206384
$0$0$0None listed on this filingEDGAR ↗
Jul 17, 2013 D
BlueCava, Inc.
File 021-199872
$0$0$0None listed on this filingEDGAR ↗
Jul 2, 2013 D/A
BlueCava, Inc.
File 021-188776
$0$0$0None listed on this filingEDGAR ↗
May 29, 2013 D/A
OrthoAccel Technologies, Inc.
File 021-177293
$0$0$0None listed on this filingEDGAR ↗
Jan 3, 2013 D
Tango Health Inc
File 021-189380
$0$0$0None listed on this filingEDGAR ↗
Dec 19, 2012 D
ALKAMI TECHNOLOGY, INC.
File 021-188643
$0$0$0None listed on this filingEDGAR ↗
Nov 1, 2012 D
Integrated PhotoVoltaics, Inc.
File 021-186389
$0$0$0None listed on this filingEDGAR ↗
Sep 4, 2012 D/A
BlueCava, Inc.
File 021-181632
$0$0$0None listed on this filingEDGAR ↗
Aug 30, 2012 D
Gravitant, Inc.
File 021-183490
$0$0$0None listed on this filingEDGAR ↗
Aug 6, 2012 D/A
STOREDIQ, INC.
File 021-149100
$0$0$0
No such payments other than compensation to executive officers in their roles as employees.
None listed on this filingEDGAR ↗
Apr 10, 2012 D
30 SECOND SOFTWARE, INC.
File 021-176435
$0$0$0None listed on this filingEDGAR ↗
Apr 5, 2012 D
BlueCava, Inc.
File 021-176245
$0$0$0None listed on this filingEDGAR ↗
Apr 5, 2012 D
BlueCava, Inc.
File 021-176248
$0$0$0None listed on this filingEDGAR ↗
Mar 5, 2012 D/A
OrthoAccel Technologies, Inc.
File 021-165456
$0$0$0None listed on this filingEDGAR ↗
Feb 9, 2012 D
Tango Health Inc
File 021-173143
$0$0$0None listed on this filingEDGAR ↗
Dec 27, 2011 D
ANYTIME WORLDWIDE LLC
File 021-170709
$0$0$15,000,000
All monies were paid as a dividend to the existing equity holders (who are also the 2 senior officers and are board members).
None listed on this filingEDGAR ↗
Oct 28, 2011 D
BlueCava, Inc.
File 021-167994
$0$0$0None listed on this filingEDGAR ↗
Oct 19, 2011 D/A
Integrated PhotoVoltaics, Inc.
File 021-166547
$0$0$0None listed on this filingEDGAR ↗
Sep 6, 2011 D
ALKAMI TECHNOLOGY, INC.
File 021-165405
$0$0$0None listed on this filingEDGAR ↗
Aug 8, 2011 D
KIMBIA INC
File 021-164054
$0$0$0None listed on this filingEDGAR ↗
Apr 20, 2011 D
30 SECOND SOFTWARE, INC.
File 021-158651
$0$0$0None listed on this filingEDGAR ↗
Jan 24, 2011 D
LIBREDIGITAL INC
File 021-154288
$0$0$0None listed on this filingEDGAR ↗
Nov 12, 2010 D/A
Tango Health Inc
File 021-146549
$0$0$0None listed on this filingEDGAR ↗
Nov 4, 2010 D
BroadHop, Inc.
File 021-150029
$0$0$0None listed on this filingEDGAR ↗
Aug 30, 2010 D/A
OrthoAccel Technologies, Inc.
File 021-145712
$0$0$0 (est.)
Proceeds used for working capital including ordinary course executive compensation.
None listed on this filingEDGAR ↗
Aug 17, 2010 D
STOREDIQ, INC.
File 021-146557
$0$0$0
No such payments other than compensation to executive officers in their roles as employees.
None listed on this filingEDGAR ↗
Jul 28, 2010 D
30 SECOND SOFTWARE, INC.
File 021-145591
$0$0$0None listed on this filingEDGAR ↗
Jun 8, 2010 D
OrthoAccel Technologies, Inc.
File 021-143108
$0$0$0 (est.)
Proceeds used for working capital including ordinary course executive compensation.
None listed on this filingEDGAR ↗
May 27, 2010 D
SIPERA SYSTEMS INC
File 021-142653
$0$0$0None listed on this filingEDGAR ↗
May 21, 2010 D
LIBREDIGITAL INC
File 021-142399
$0$0$0None listed on this filingEDGAR ↗
Dec 22, 2009 D/A
OrthoAccel Technologies, Inc.
File 021-132615
$0$0$0
Proceeds will be used for working capital, including ordinary course salaries of management.
None listed on this filingEDGAR ↗
Aug 5, 2009 D
BroadHop, Inc.
File 021-133384
$0$120,000$100,000None listed on this filingEDGAR ↗
Apr 23, 2009 D
STOREDIQ, INC.
File 021-86139
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 52

Every issuer that named Brian R. Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SV
Pooled Investment Fund · group: S3 Ventures Gpgp

S3 Ventures Fund VIII, L.P.

Austin, TX · Sep 30, 2025
  • Sep 30, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Promoter (MANAGING DIRECTOR OF THE GP OF THE GP OF THE ISSUER) EDGAR ↗

No sales reported yet as of the latest filing. Brian is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A
Telecommunications

Alianza Inc

Pleasant Grove, UT · Dec 11, 2014 → Mar 20, 2025 · 9 filings
  • Mar 20, 2025 · D · $12,499,985 sold of $14,999,985 · 7 investors · min. $200,000 · role: Director EDGAR ↗
  • Aug 23, 2023 · D/A · $30,999,993 sold of $30,999,993 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 24, 2023 · D · $21,499,993 sold of $28,999,990 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 3, 2021 · D · $15,999,996 sold of $15,999,996 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 3, 2019 · D · $8,000,000 sold of $8,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 2, 2017 · D/A · $9,915,764 sold of $9,915,764 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 27, 2015 · D/A · $8,915,764 sold of $9,412,900 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 7, 2015 · D · $5,690,765 sold of $6,644,400 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 11, 2014 · D · $1,200,000 sold of $1,200,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $31M from 11 investors (100% of the $15M target) as of the latest filing. Brian is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Telecommunications / 506(b) (293 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BW
Business Services

Bacon Work, Inc.

American Fork, UT · Jul 29, 2022 → Mar 5, 2025 · 3 filings
  • Mar 5, 2025 · D · $593,891 sold of $2,000,000 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 14, 2023 · D/A · $8,886,773 sold of $9,299,998 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 29, 2022 · D · $6,792,780 sold of $8,300,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $8.89M from 11 investors (100% of the $2M target) as of the latest filing. Brian is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Business Services / 506(b) (965 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AM
Other Health Care

Alleviant Medical, Inc.

Austin, TX · Feb 7, 2023 → Jan 27, 2025 · 2 filings
  • Jan 27, 2025 · D · $90,799,983 sold of $91,399,982 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 7, 2023 · D · $43,901,405 sold of $88,334,339 · 35 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $90.8M from 35 investors (99% of the $91.4M target) as of the latest filing. Brian is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AC
Other Technology

Axial Commerce, Inc.

Austin, TX · Oct 2, 2023
  • Oct 2, 2023 · D · $5,461,821 sold of $7,601,565 · 34 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.46M from 34 investors (72% of the $7.6M target) as of the latest filing. Brian is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

C
Other Technology

Claravine, Inc.

Lehi, UT · Sep 9, 2020 → Jun 23, 2023 · 3 filings
  • Jun 23, 2023 · D · $2,300,001 sold of $2,300,001 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 26, 2022 · D · $15,500,000 sold of $15,500,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 9, 2020 · D · $5,000,000 sold of $5,250,002 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $15.5M from 11 investors (100% of the $2.3M target) as of the latest filing. Brian is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VA
Other Technology

VUV Analytics, Inc.

Cedar Park, TX · Apr 11, 2014 → Nov 16, 2022 · 7 filings
  • Nov 16, 2022 · D · $875,000 sold of $3,000,000 · 4 investors · min. $31,250 · role: Director EDGAR ↗
  • Feb 14, 2022 · D · $2,000,000 sold of $4,000,000 · 3 investors · min. $50,000 · role: Director EDGAR ↗
  • Mar 6, 2019 · D · $2,750,000 sold of $6,000,000 · 3 investors · min. $175,000 · role: Director EDGAR ↗
  • Jul 30, 2018 · D · $2,022,463 sold of $6,000,000 · 4 investors · min. $60,000 · role: Director EDGAR ↗
  • Sep 21, 2017 · D · $2,263,026 sold of $4,000,000 · 5 investors · min. $25,000 · role: Director EDGAR ↗
  • Aug 30, 2016 · D · $1,988,360 sold of $6,500,000 · 6 investors · min. $30,000 · role: Director EDGAR ↗
  • Apr 11, 2014 · D · $3,532,055 sold of $5,932,055 · 3 investors · min. $200,000 · role: Director EDGAR ↗

Raised $3.53M from 6 investors (100% of the $3M target) as of the latest filing. Brian is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NO
Other Technology

Next One's On Me, Inc.

Houston, TX · Jul 7, 2022
  • Jul 7, 2022 · D · $4,080,932 sold of $4,080,932 · 21 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.08M from 52 investors (100% of the $4.08M target) as of the latest filing. Brian is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SV
Pooled Investment Fund · group: S3 Ventures Gpgp

S3 VENTURES FUND VII, L.P.

Austin, TX · Apr 29, 2022
  • Apr 29, 2022 · D · $150,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Promoter (MANAGING DIRECTOR OF THE GP OF THE GP OF THE ISSUER) EDGAR ↗

Raised $150M from 1 investor as of the latest filing. Brian is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

C
Other Technology

CLOUDPLUS, INC.

San Francisco, CA · Jan 3, 2022 → Jan 4, 2022 · 2 filings
  • Jan 4, 2022 · D/A · $8,000,001 sold of $8,000,001 · 14 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 3, 2022 · D · $4,700,001 sold of $8,000,002 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $8M from 49 investors (100% of the $8M target) as of the latest filing. Brian is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HG
Commercial

Heritage Grove Commercial Condominiums LLC

Austin, TX · Dec 21, 2021
  • Dec 21, 2021 · D · $1,800,000 sold of $3,000,000 · 12 investors · min. $25,000 · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $1.8M from 12 investors (60% of the $3M target) as of the latest filing. Brian is listed as executive officer, director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
REITS and Finance · group: Carmel

CP Investment VII REIT 5

San Francisco, CA · Dec 7, 2021
  • Dec 7, 2021 · D · $0 sold of Indefinite · 0 investors · min. $1,000 · role: Executive Officer (Senior Vice President, Assistant Secretary and Assistant Treasurer) EDGAR ↗

No sales reported yet as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

S
Other

Saranas Inc.

Houston, TX · Jul 21, 2021
  • Jul 21, 2021 · D · $15,484,793 sold of $20,508,704 · 65 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $15.5M from 65 investors (76% of the $20.5M target) as of the latest filing. Brian is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

W
Retailing

Winc, Inc.

Los Angeles,, CA · Jun 16, 2021
  • Jun 16, 2021 · D · $9,999,999 sold of $13,999,998 · 27 investors · min. $9,999 · role: Executive Officer, Director EDGAR ↗

Raised $10M from 27 investors (71% of the $14M target) as of the latest filing. Brian is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Retailing / 506(b) (959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
REITS and Finance · group: Carmel

CP Investment VII REIT 4

San Francisco, CA · Jan 13, 2021
  • Jan 13, 2021 · D · $0 sold of Indefinite · 0 investors · min. $1,000 · role: Executive Officer (Senior Vice President, Assistant Secretary and Assistant Treasurer) EDGAR ↗

No sales reported yet as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MS
Other · group: Capstreet

MerchantWise Solutions, LLC

Houston, TX · Nov 26, 2018 → Dec 14, 2020 · 3 filings
  • Dec 14, 2020 · D/A · $87,356,025 sold of Indefinite · 21 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 18, 2019 · D/A · $80,856,025 sold of Indefinite · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 26, 2018 · D · $79,856,025 sold of Indefinite · 18 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $87.4M from 21 investors as of the latest filing. Brian is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AT
Computers

ALKAMI TECHNOLOGY, INC.

Plano, TX · Sep 6, 2011 → Oct 9, 2020 · 14 filings
  • Oct 9, 2020 · D · $140,000,000 sold of $140,000,000 · 15 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 14, 2020 · D · $29,674,103 sold of $53,174,121 · 26 investors · min. $7,497 · role: Director EDGAR ↗
  • Jun 5, 2019 · D · $18,250,000 sold of $55,000,000 · 3 investors · min. $25,000 · role: Director EDGAR ↗
  • Jan 9, 2018 · D · $40,000,000 sold of $70,000,000 · 2 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Aug 24, 2017 · D/A · $38,000,000 sold of $44,500,000 · 17 investors · min. $300 · role: Director EDGAR ↗
  • May 12, 2017 · D/A · $28,500,000 sold of $42,500,000 · 15 investors · min. $300 · role: Director EDGAR ↗
  • Jul 11, 2016 · D · $2,750,008 sold of $5,500,000 · 13 investors · min. $300 · role: Director EDGAR ↗
  • Sep 16, 2015 · D · $11,000,000 sold of $12,900,000 · 3 investors · min. $10,000 · role: Director EDGAR ↗
  • Dec 29, 2014 · D/A · $23,732,200 sold of $23,732,200 · 8 investors · min. $5,000 · role: Director EDGAR ↗
  • Oct 30, 2014 · D · $17,000,000 sold of $22,000,000 · 2 investors · min. $5,000 · role: Director EDGAR ↗
  • Mar 12, 2014 · D/A · $9,611,670 sold of $14,000,000 · 6 investors · min. $50,000 · role: Director EDGAR ↗
  • Oct 21, 2013 · D · $2,000,000 sold of $9,000,000 · 1 investors · min. $50,000 · role: Director EDGAR ↗
  • Dec 19, 2012 · D · $1,000,000 sold of $4,308,420 · 2 investors · min. $5,000 · role: Director EDGAR ↗
  • Sep 6, 2011 · D · $3,700,000 sold of $4,700,000 · 3 investors · min. $90,000 · role: Director EDGAR ↗

Raised $140M from 26 investors (100% of the $140M target) as of the latest filing. Brian is listed as director on 14 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Computers / 506(b) (499 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
REITS and Finance · group: Carmel

CP Investment VII REIT 3

San Francisco, CA · Sep 10, 2020
  • Sep 10, 2020 · D · $0 sold of Indefinite · 0 investors · min. $1,000 · role: Executive Officer (Senior Vice President, Assistant Secretary and Assistant Treasurer) EDGAR ↗

No sales reported yet as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
REITS and Finance · group: Carmel

CP Investment VII REIT 2

San Francisco, CA · Sep 10, 2020
  • Sep 10, 2020 · D · $0 sold of Indefinite · 0 investors · min. $1,000 · role: Executive Officer (Senior Vice President, Assistant Secretary and Assistant Treasurer) EDGAR ↗

No sales reported yet as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

B
Other Technology

Bractlet, Inc.

Austin, TX · May 6, 2014 → Jan 7, 2020 · 7 filings
  • Jan 7, 2020 · D · $607,466 sold of $1,000,000 · 8 investors · min. $5,000 · role: Executive Officer EDGAR ↗
  • Dec 14, 2018 · D · $1,170,000 sold of $1,500,000 · 2 investors · min. $4,000 · role: Executive Officer EDGAR ↗
  • Oct 11, 2016 · D/A · $755,000 sold of $2,000,000 · 2 investors · min. $5,000 · role: Executive Officer EDGAR ↗
  • Oct 3, 2016 · D · $755,000 sold of $2,000,000 · 2 investors · min. $5,000 · role: Executive Officer EDGAR ↗
  • Apr 14, 2015 · D/A · $200,000 sold of $1,850,000 · 5 investors · min. $10,000 · role: Executive Officer, Director EDGAR ↗
  • Nov 13, 2014 · D · $85,000 sold of $500,000 · 4 investors · min. $12,500 · role: Executive Officer, Director EDGAR ↗
  • May 6, 2014 · D · $300,000 sold of $300,000 · 7 investors · min. $12,500 · role: Executive Officer, Director EDGAR ↗

Raised $1.17M from 8 investors (100% of the $1M target) as of the latest filing. Brian is listed as executive officer, director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
REITS and Finance · group: Carmel

CP Investment VII REIT 1

San Francisco, CA · Nov 6, 2019
  • Nov 6, 2019 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Senior Vice President, Assistant Secretary and Assistant Treasurer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
REITS and Finance · group: Carmel

CP Investment V REIT 4

San Francisco, CA · Oct 24, 2019
  • Oct 24, 2019 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Senior Vice President, Assistant Secretary and Assistant Treasurer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

B
Other Technology

Briggo, Inc.

Austin, TX · Feb 21, 2017 → Aug 23, 2019 · 4 filings
  • Aug 23, 2019 · D · $1,500,000 sold of $15,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 3, 2019 · D/A · $7,000,000 sold of $10,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 30, 2018 · D · $1,500,000 sold of $5,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 21, 2017 · D · $3,450,000 sold of $10,050,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7M from 38 investors (47% of the $15M target) as of the latest filing. Brian is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DV
Pooled Investment Fund

Decisive Ventures Private Fund I (Cayman), LP

San Francisco, CA · Mar 28, 2019
  • Mar 28, 2019 · D · $7,500,000 sold of $7,500,000 · 12 investors · min. No minimum reported · role: Director (Manager of the General Partner of the Issuer) EDGAR ↗

Raised $7.5M from 12 investors (100% of the $7.5M target) as of the latest filing. Brian is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

D
Other Technology

Datical Inc

Austin, TX · Jan 22, 2016 → Mar 12, 2019 · 3 filings
  • Mar 12, 2019 · D · $10,000,000 sold of $10,000,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 30, 2017 · D · $2,104,369 sold of $2,999,993 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 22, 2016 · D · $7,779,625 sold of $7,779,625 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10M from 18 investors (100% of the $10M target) as of the latest filing. Brian is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

C3
REITS and Finance · group: Carmel

CPK 350 Morse VI REIT 2

San Francisco, CA · Jan 7, 2019
  • Jan 7, 2019 · D · $0 sold of Indefinite · 0 investors · min. $1,000 · role: Executive Officer (Senior Vice President, Assistant Secretary and Assistant Treasurer) EDGAR ↗

No sales reported yet as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

C3
REITS and Finance · group: Carmel

CPK 300 Morse VI REIT 1

San Francisco, CA · Jan 7, 2019
  • Jan 7, 2019 · D · $0 sold of Indefinite · 0 investors · min. $1,000 · role: Executive Officer (Senior Vice President, Assistant Secretary and Assistant Treasurer) EDGAR ↗

No sales reported yet as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
REITS and Finance · group: Carmel

CP Investment VI REIT 4

San Francisco, CA · Dec 19, 2018
  • Dec 19, 2018 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Senior Vice President, Assistant Secretary and Assistant Treasurer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
REITS and Finance · group: Carmel

CP Investment VI REIT 3

San Francisco, CA · Jan 29, 2018
  • Jan 29, 2018 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Senior Vice President, Assistant Secretary and Assistant Treasurer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

P
Other Technology

PIVOT3, INC.

Austin, TX · Aug 18, 2014 → Aug 23, 2017 · 9 filings
  • Aug 23, 2017 · D/A · $67,181,719 sold of $73,191,689 · 17 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 20, 2016 · D/A · $44,252,482 sold of $58,159,582 · 17 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 8, 2016 · D · $19,127,475 sold of $43,127,477 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 13, 2015 · D/A · $31,177,922 sold of $37,544,925 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 5, 2015 · D/A · $27,927,922 sold of $32,927,925 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 26, 2015 · D/A · $11,327,925 sold of $12,077,925 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 27, 2014 · D/A · $10,077,925 sold of $10,077,925 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 18, 2014 · D · $8,077,922 sold of $8,077,925 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 18, 2014 · D · $6,502,709 sold of $6,502,709 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $67.2M from 18 investors (92% of the $73.2M target) as of the latest filing. Brian is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
REITS and Finance · group: Carmel

CP Investment VI REIT 2

San Francisco, CA · Jul 20, 2017
  • Jul 20, 2017 · D · $88,000 sold of $125,000 · 88 investors · min. $1,000 · role: Executive Officer (Senior Vice President, Assistant Secretary and Assistant Treasurer) EDGAR ↗

Raised $88K from 88 investors (70% of the $125K target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AH
Other Health Care

Acessa Health Inc.

Austin, TX · Jul 7, 2017
  • Jul 7, 2017 · D · $9,025,798 sold of $32,325,786 · 15 investors · min. $2,400 · role: Director EDGAR ↗

Raised $9.03M from 15 investors (28% of the $32.3M target) as of the latest filing. Brian is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OT
Manufacturing

OrthoAccel Technologies, Inc.

Bellaire, TX · Jul 10, 2009 → Jan 20, 2017 · 19 filings
  • Jan 20, 2017 · D · $4,999,985 sold of $18,200,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 12, 2016 · D/A · $11,999,955 sold of $11,999,955 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 10, 2016 · D · $4,999,975 sold of $4,999,975 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 22, 2014 · D · $5,000,000 sold of $5,000,000 · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 23, 2014 · D · $5,000,000 sold of $5,000,000 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 14, 2013 · D · $80,000 sold of $80,000 · 1 investors · min. $80,000 · role: Director EDGAR ↗
  • May 29, 2013 · D/A · $12,500,000 sold of $12,500,000 · 18 investors · min. $750 · role: Director EDGAR ↗
  • Apr 26, 2012 · D · $11,105,340 sold of $14,105,340 · 20 investors · min. $750 · role: Director EDGAR ↗
  • Mar 5, 2012 · D/A · $1,545,215 sold of $1,550,000 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 7, 2011 · D · $491,000 sold of $1,500,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 30, 2010 · D/A · $4,607,575 sold of $5,292,429 · 29 investors · min. $1 · role: Director EDGAR ↗
  • Jul 30, 2010 · D · $4,133,263 sold of $5,292,429 · 14 investors · min. $1 · role: Director EDGAR ↗
  • Jun 8, 2010 · D · $500,000 sold of $500,000 · 1 investors · min. $1 · role: Director EDGAR ↗
  • Dec 22, 2009 · D/A · $2,000,000 sold of $2,000,000 · 14 investors · min. $1 · role: Director EDGAR ↗
  • Aug 7, 2009 · D/A · $125,000 sold of $125,000 · 3 investors · min. $1 · role: Director EDGAR ↗
  • Aug 7, 2009 · D/A · $1,000,000 sold of $2,000,000 · 2 investors · min. $1 · role: Director EDGAR ↗
  • Jul 10, 2009 · D/A · $100,000 sold of $100,000 · 4 investors · min. $1 · role: Director EDGAR ↗
  • Jul 10, 2009 · D · $75,000 sold of $75,000 · 3 investors · min. $1 · role: Director EDGAR ↗
  • Jul 10, 2009 · D · $715,000 sold of $2,000,000 · 2 investors · min. $1 · role: Director EDGAR ↗

Raised $12.5M from 29 investors (69% of the $18.2M target) as of the latest filing. Brian is listed as director on 19 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

P
Other Technology

Pristine, Inc.

Austin, TX · Sep 30, 2014 → Nov 10, 2016 · 3 filings
  • Nov 10, 2016 · D · $1,283,510 sold of $2,020,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 8, 2016 · D · $518,126 sold of $750,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 30, 2014 · D · $5,073,213 sold of $5,348,215 · 30 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.07M from 30 investors (100% of the $2.02M target) as of the latest filing. Brian is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
REITS and Finance · group: Carmel

CP Investment VI REIT 1

San Francisco, CA · Nov 9, 2016
  • Nov 9, 2016 · D · $100,000 sold of $125,000 · 100 investors · min. $1,000 · role: Executive Officer (Senior Vice President, Assistant Secretary and Assistant Treasurer) EDGAR ↗

Raised $100K from 100 investors (80% of the $125K target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CW
Retailing

CLUB W, INC.

Los Angeles, CA · Aug 23, 2016
  • Aug 23, 2016 · D · $17,500,000 sold of $17,500,000 · 12 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $17.5M from 27 investors (100% of the $17.5M target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Retailing / 506(b) (959 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MN
Other

METAL NETWORKS, INC.

Houston, TX · Aug 7, 2014 → Nov 16, 2015 · 2 filings
  • Nov 16, 2015 · D · $1,450,000 sold of $1,450,000 · 14 investors · min. $10,000 · role: Director EDGAR ↗
  • Aug 7, 2014 · D · $3,833,092 sold of $4,849,845 · 21 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.83M from 21 investors (100% of the $1.45M target) as of the latest filing. Brian is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

N
Other Technology

Numeracy, Inc.

San Francisco, CA · Oct 13, 2015
  • Oct 13, 2015 · D · $1,500,000 sold of $2,000,000 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $1.5M from 2 investors (75% of the $2M target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TM
Other Health Care

TVA Medical, Inc.

Austin, TX · Oct 13, 2015
  • Oct 13, 2015 · D · $15,273,377 sold of $15,306,672 · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $15.3M from 9 investors (100% of the $15.3M target) as of the latest filing. Brian is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

B
Other Technology

BlueCava, Inc.

Irvine, CA · Oct 28, 2011 → Sep 2, 2015 · 25 filings
  • Sep 2, 2015 · D · $9,795,818 sold of $12,220,892 · 3 investors · min. $10,000 · role: Director EDGAR ↗
  • Jul 22, 2015 · D · $1,500,000 sold of $2,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 14, 2015 · D/A · $4,450,000 sold of $4,450,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 24, 2015 · D · $3,000,000 sold of $3,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 21, 2014 · D/A · $3,497,927 sold of $3,497,927 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 4, 2014 · D/A · $1,497,927 sold of $1,497,927 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 1, 2014 · D/A · $1,347,927 sold of $1,347,927 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 23, 2014 · D/A · $947,926 sold of $947,926 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 3, 2014 · D · $772,926 sold of $772,926 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 25, 2014 · D/A · $705,000 sold of $750,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 6, 2014 · D · $3,005,562 sold of $3,005,562 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 3, 2014 · D · $705,000 sold of $750,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 17, 2013 · D · $10,114,259 sold of $10,114,259 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 2, 2013 · D/A · $4,550,000 sold of $4,550,000 · 1 investors · min. $1,250,000 · role: Director EDGAR ↗
  • Jun 12, 2013 · D/A · $4,250,000 sold of $4,250,000 · 1 investors · min. $1,250,000 · role: Director EDGAR ↗
  • May 23, 2013 · D/A · $3,750,000 sold of $3,750,000 · 1 investors · min. $1,250,000 · role: Director EDGAR ↗
  • Apr 16, 2013 · D/A · $3,125,000 sold of $3,125,000 · 1 investors · min. $1,250,000 · role: Director EDGAR ↗
  • Mar 26, 2013 · D/A · $2,500,000 sold of $2,500,000 · 1 investors · min. $1,250,000 · role: Director EDGAR ↗
  • Feb 25, 2013 · D/A · $1,875,000 sold of $1,875,000 · 1 investors · min. $1,250,000 · role: Director EDGAR ↗
  • Dec 20, 2012 · D · $1,250,000 sold of $1,250,000 · 1 investors · min. $1,250,000 · role: Director EDGAR ↗
  • Sep 4, 2012 · D/A · $2,500,000 sold of $2,500,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 23, 2012 · D · $1,250,000 sold of $1,250,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 5, 2012 · D · $75,000 sold of $75,000 · 1 investors · min. $75,000 · role: Director EDGAR ↗
  • Apr 5, 2012 · D · $2,018,000 sold of $2,018,000 · 2 investors · min. $10,000 · role: Director EDGAR ↗
  • Oct 28, 2011 · D · $5,560,780 sold of $9,499,999 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10.1M from 9 investors (83% of the $12.2M target) as of the latest filing. Brian is listed as director on 25 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TH
Other Technology

Tango Health Inc

Austin, TX · Aug 17, 2010 → Feb 4, 2015 · 5 filings
  • Feb 4, 2015 · D · $2,173,807 sold of $3,012,135 · 1 investors · min. $5,000 · role: Director EDGAR ↗
  • Jan 3, 2013 · D · $1,000,000 sold of $1,000,000 · 9 investors · min. $15,000 · role: Director EDGAR ↗
  • Feb 9, 2012 · D · $4,000,000 sold of $4,000,000 · 7 investors · min. $50,000 · role: Director EDGAR ↗
  • Nov 12, 2010 · D/A · $3,124,992 sold of $3,124,999 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 17, 2010 · D · $1,999,999 sold of $3,000,011 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4M from 9 investors (100% of the $3.01M target) as of the latest filing. Brian is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
REITS and Finance · group: Carmel

CP Investment IV REIT II

San Francisco, CA · Jan 30, 2015
  • Jan 30, 2015 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Senior Vice President, Assistant Secretary and Assistant Treasurer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
REITS and Finance · group: Carmel

CP Investment V REIT 2

San Francisco, CA · Jan 29, 2015
  • Jan 29, 2015 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Senior Vice President, Assistant Secretary and Assistant Treasurer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Brian is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

G
Other Technology

Gravitant, Inc.

Austin, TX · Aug 30, 2012 → Nov 4, 2014 · 4 filings
  • Nov 4, 2014 · D · $18,068,212 sold of $25,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 29, 2014 · D/A · $10,259,004 sold of $12,258,996 · 23 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 30, 2013 · D · $7,715,000 sold of $10,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 30, 2012 · D · $3,774,999 sold of $5,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $18.1M from 23 investors (72% of the $25M target) as of the latest filing. Brian is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

K
Other Technology

KIMBIA INC

Austin, TX · Aug 8, 2011 → Apr 22, 2014 · 2 filings
  • Apr 22, 2014 · D · $674,999 sold of $674,999 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 8, 2011 · D · $3,000,000 sold of $4,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3M from 7 investors (100% of the $675K target) as of the latest filing. Brian is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IP
Energy Conservation

Integrated PhotoVoltaics, Inc.

San Jose, CA · Sep 29, 2011 → Nov 1, 2012 · 3 filings
  • Nov 1, 2012 · D · $3,010,515 sold of $3,030,032 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 19, 2011 · D/A · $3,053,050 sold of $3,053,050 · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 29, 2011 · D · $2,877,964 sold of $3,053,050 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10.5M from 13 investors (100% of the $3.03M target) as of the latest filing. Brian is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

S
Other Technology

STOREDIQ, INC.

Austin, TX · Apr 23, 2009 → Aug 6, 2012 · 6 filings
  • Aug 6, 2012 · D/A · $10,736,657 sold of $11,453,809 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 14, 2011 · D/A · $9,986,657 sold of $11,453,809 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 16, 2010 · D/A · $4,986,655 sold of $11,453,809 · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 14, 2010 · D · $4,750,002 sold of $11,453,809 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 17, 2010 · D · $2,705,000 sold of $3,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 23, 2009 · D · $7,628,823 sold of $7,628,823 · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10.7M from 12 investors (94% of the $11.5M target) as of the latest filing. Brian is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

3S
Other Technology

30 SECOND SOFTWARE, INC.

Austin, TX · Jul 28, 2010 → Apr 10, 2012 · 3 filings
  • Apr 10, 2012 · D · $750,000 sold of $3,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 20, 2011 · D · $7,767,999 sold of $8,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 28, 2010 · D · $2,000,000 sold of $3,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7.77M from 8 investors (100% of the $3M target) as of the latest filing. Brian is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

AW
Other

ANYTIME WORLDWIDE LLC

Hastings, MN · Dec 27, 2011
  • Dec 27, 2011 · D · $15,000,000 sold of $15,000,000 · 3 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $15M from 3 investors (100% of the $15M target) as of the latest filing. Brian is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

L
Other

LIBREDIGITAL INC

Austin, TX · May 21, 2010 → Jan 24, 2011 · 2 filings
  • Jan 24, 2011 · D · $1,350,000 sold of $4,050,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 21, 2010 · D · $8,100,000 sold of $8,100,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $8.1M from 5 investors (100% of the $4.05M target) as of the latest filing. Brian is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

B
Computers · group: Bv8im

BroadHop, Inc.

Denver, CO · Aug 5, 2009 → Nov 4, 2010 · 2 filings
  • Nov 4, 2010 · D · $1,500,000 sold of $1,500,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 5, 2009 · D · $4,250,095 sold of $4,250,095 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.25M from 3 investors (100% of the $1.5M target) as of the latest filing. Brian is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SS
Other

SIPERA SYSTEMS INC

Richardson, TX · May 27, 2010
  • May 27, 2010 · D · $10,031,429 sold of $10,232,768 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $10M from 10 investors (98% of the $10.2M target) as of the latest filing. Brian is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Brian K. Smith — MN, SD, 7 issuers, Dec 14, 2010 → Jul 19, 2023 · no shared issuer
  • Brian R.D. Smith — Ontario, Canada (as filed: A6), British Columbia, Canada (as filed: A1), 4 issuers, Jun 10, 2010 → Oct 1, 2012 · no shared issuer
  • Brian Smith — CT, Cayman Islands (as filed: E9), 3 issuers, Dec 27, 2012 → Mar 4, 2022 · no shared issuer
  • Brian M. Smith — IL, 3 issuers, Jan 31, 2023 → Feb 6, 2026 · no shared issuer
  • Brian S. Smith — AZ, 3 issuers, Mar 2, 2012 → Aug 16, 2021 · no shared issuer
  • Brian Smith — NY, 3 issuers, Feb 2, 2015 → Nov 1, 2019 · no shared issuer
  • Brian Smith — AZ, 2 issuers, Jun 25, 2013 → Jul 19, 2019 · no shared issuer
  • Brian Smith — MD, 2 issuers, Feb 4, 2011 → Jan 14, 2026 · no shared issuer
  • Brian C. Smith — NY, 2 issuers, Mar 29, 2019 → Apr 4, 2025 · no shared issuer
  • Brian L. Smith — GA, 2 issuers, Mar 21, 2016 → Jun 3, 2016 · no shared issuer
  • Brian Smith — NC, 2 issuers, Mar 28, 2018 → Jan 20, 2021 · no shared issuer
  • Brian R. Smith — MA, 2 issuers, Feb 12, 2020 → Feb 9, 2021 · no shared issuer
  • Brian R. Smith — CA, 2 issuers, Dec 4, 2025 → Oct 20, 2026 · no shared issuer
  • Brian Smith — MN, 2 issuers, Jun 24, 2016 → Oct 31, 2025 · no shared issuer
  • Brian J. Smith — NY, 2 issuers, Feb 17, 2015 → Mar 27, 2015 · no shared issuer
  • Brian Smith — IL, 2 issuers, Jun 14, 2016 → Jun 16, 2022 · no shared issuer
  • Brian A. Smith — CA, 2 issuers, Apr 1, 2016 → Dec 18, 2020 · no shared issuer
  • Brian J. Smith — SC, 1 issuer, Jul 14, 2009 → Mar 15, 2016 · no shared issuer
  • Brian Edward Smith — TN, 1 issuer, Dec 15, 2011 → Jan 17, 2013 · no shared issuer
  • Brian Smith — CO, 1 issuer, Oct 25, 2016 → Oct 25, 2016 · no shared issuer

People around Brian 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

RF
Management entity

REIT Funding, LLC

Promoter · 13 shared filings (13 issuers) · also on 10 other issuers

REIT Funding, LLC is on 23 issuers in total — a repeat sponsor. Their page lists every one.

DV
Management entity

Decisive Ventures GP I, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian R. Smith. Their page shows their other deals.

DV
Management entity

Decisive Ventures, LLC

Director · 1 shared filing (1 issuer)

Listed on the same filings as Brian R. Smith. Their page shows their other deals.

SR
Management entity

S. REIT Funding, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Brian R. Smith. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Reagan Sakai

Executive Officer · 23 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Brian R. Smith. Their page shows their other deals.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Charlie Plauche

Director · 18 shared filings (3 issuers) · also on 9 other issuers

Charlie Plauche is on 12 issuers in total — a repeat sponsor. Their page lists every one.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Michael K. Lowe

Executive Officer, Director · 16 shared filings (1 issuer)

Listed on the same filings as Brian R. Smith. Their page shows their other deals.

RZ
No photo found yet (own website and image search run after this page is viewed)
Person

Ron Zeff

Executive Officer · 14 shared filings (14 issuers) · also on 31 other issuers

Ron Zeff is on 45 issuers in total — a repeat sponsor. Their page lists every one.

GN
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Nelson

Executive Officer, Director · 14 shared filings (1 issuer)

Listed on the same filings as Brian R. Smith. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Markus

Executive Officer · 14 shared filings (14 issuers) · also on 20 other issuers

Dennis Markus is on 34 issuers in total — a repeat sponsor. Their page lists every one.

QB
No photo found yet (own website and image search run after this page is viewed)
Person

Quinn Barton

Executive Officer · 13 shared filings (13 issuers) · also on 4 other issuers

Quinn Barton is on 17 issuers in total — a repeat sponsor. Their page lists every one.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Michael LaHorgue

Executive Officer · 13 shared filings (13 issuers) · also on 4 other issuers

Michael LaHorgue is on 17 issuers in total — a repeat sponsor. Their page lists every one.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Linda Spain

Director · 12 shared filings (1 issuer) · also on 4 other issuers

Linda Spain is on 5 issuers in total — a repeat sponsor. Their page lists every one.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Philip J Myers

Executive Officer, Director · 12 shared filings (1 issuer)

Listed on the same filings as Brian R. Smith. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Garibaldi

Executive Officer · 12 shared filings (12 issuers) · also on 8 other issuers

Daniel Garibaldi is on 20 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Banks

Director · 11 shared filings (1 issuer)

Listed on the same filings as Brian R. Smith. Their page shows their other deals.

TC
No photo found yet (own website and image search run after this page is viewed)
Person

Todd Cooper

Director · 10 shared filings (1 issuer)

Listed on the same filings as Brian R. Smith. Their page shows their other deals.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Michael G. Halper

Executive Officer · 9 shared filings (9 issuers) · also on 21 other issuers

Michael G. Halper is on 30 issuers in total — a repeat sponsor. Their page lists every one.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Petty

Director · 9 shared filings (1 issuer) · also on 25 other issuers

Scott Petty is on 26 issuers in total — a repeat sponsor. Their page lists every one.

WG
No photo found yet (own website and image search run after this page is viewed)
Person

William C. Galloway

Executive Officer · 9 shared filings (1 issuer)

Listed on the same filings as Brian R. Smith. Their page shows their other deals.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Alan J. Higginson

Director · 9 shared filings (1 issuer)

Listed on the same filings as Brian R. Smith. Their page shows their other deals.

BB
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Beutler

Executive Officer, Director · 9 shared filings (1 issuer)

Listed on the same filings as Brian R. Smith. Their page shows their other deals.

MZ
No photo found yet (own website and image search run after this page is viewed)
Person

Marc Zionts

Director · 9 shared filings (1 issuer)

Listed on the same filings as Brian R. Smith. Their page shows their other deals.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

Donna Troy

Director · 9 shared filings (1 issuer)

Listed on the same filings as Brian R. Smith. Their page shows their other deals.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Pamela Westbrook

Executive Officer · 8 shared filings (1 issuer)

Listed on the same filings as Brian R. Smith. Their page shows their other deals.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Michael P. Turner

Director · 8 shared filings (2 issuers)

Listed on the same filings as Brian R. Smith. Their page shows their other deals.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Darviche

Executive Officer, Director · 8 shared filings (1 issuer)

Listed on the same filings as Brian R. Smith. Their page shows their other deals.

HM
No photo found yet (own website and image search run after this page is viewed)
Person

Hansen C. Michael

Executive Officer, Director · 8 shared filings (1 issuer)

Listed on the same filings as Brian R. Smith. Their page shows their other deals.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Bob Hernandez

Executive Officer · 8 shared filings (8 issuers)

Bob Hernandez is on 8 issuers in total — a repeat sponsor. Their page lists every one.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Mitchell

Director · 8 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Brian R. Smith. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John C. McCormick

Director · 8 shared filings (1 issuer)

Listed on the same filings as Brian R. Smith. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Becker

Executive Officer · 7 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Brian R. Smith. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Susan Sheskey

Director · 7 shared filings (2 issuers)

Listed on the same filings as Brian R. Smith. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Alec L. Manfre

Executive Officer, Director · 7 shared filings (1 issuer)

Listed on the same filings as Brian R. Smith. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew J. Lynch

Executive Officer, Director · 7 shared filings (1 issuer)

Listed on the same filings as Brian R. Smith. Their page shows their other deals.

CJ
No photo found yet (own website and image search run after this page is viewed)
Person

Clark Jernigan

Executive Officer, Director · 6 shared filings (1 issuer) · also on 8 other issuers

Clark Jernigan is on 9 issuers in total — a repeat sponsor. Their page lists every one.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

John Kelley

Director · 6 shared filings (1 issuer)

Listed on the same filings as Brian R. Smith. Their page shows their other deals.

The team behind the deals

C
Sponsor group

Carmel

46 issuers · 51 filings · $4.76B reported sold · 2010–2025

One team, 46 deal companies. Brian R. Smith is listed on 14 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Brian R. Smith.

SV
Sponsor group

S3 Ventures Gpgp

2 issuers · 2 filings · $150M reported sold · 2022–2025

One team, 2 deal companies. Brian R. Smith is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Brian R. Smith.

C
Sponsor group

Capstreet

12 issuers · 29 filings · $1.09B reported sold · 2009–2026

One team, 12 deal companies. Brian R. Smith is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Brian R. Smith.

B
Sponsor group

Bv8im

5 issuers · 10 filings · $59.7M reported sold · 2009–2026

One team, 5 deal companies. Brian R. Smith is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Brian R. Smith.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 52 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Brian R. Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 52 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Brian R. Smith is listed on: none on file. No website or social profile named in S3 VENTURES FUND VII, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #157,665 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Austin, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Texas re:SearchTX court records ↗California — find the county court ↗Los Angeles Superior Court case search ↗Utah state courts — find the court ↗Colorado state courts — find the court ↗Minnesota court records online ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Texas Secretary of State business search ↗California Secretary of State business search ↗Utah Secretary of State business search ↗Colorado Secretary of State business search ↗Minnesota Secretary of State business search ↗OpenCorporates ↗

Change history

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