Sponsor Check › Person
Related person on Form D filings · address states as listed: TX, CA, UT · listed Apr 23, 2009 → Sep 30, 2025
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
16 of 122 offerings report sales commissions totalling $4,737,499; 2 report finder's fees totalling $120,002; 17 report proceeds to related persons totalling $15,575,400. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Sep 30, 2025 D File 021-559245 | $0 | $0 | $0 (est.) THE ISSUER'S GENERAL PARTNER, OR AN AFFILIATE OF THE ISSUER'S GENERAL PARTNER, MAY BE ENTITLED TO RECEIVE A MANAGEMENT FEE IN ACCORDANCE WITH THE ISSUER'S GOVERNING DOCUMENTATION, AS AMENDED FROM TIME TO TIME. | None listed on this filing |
| EDGAR ↗ | Mar 20, 2025 D File 021-541578 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 5, 2025 D File 021-539847 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 27, 2025 D File 021-536279 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 2, 2023 D File 021-493560 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 23, 2023 D/A File 021-479747 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 23, 2023 D File 021-485076 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 14, 2023 D/A File 021-454164 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 7, 2023 D File 021-472851 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 16, 2022 D File 021-464964 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 7, 2022 D File 021-451343 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 26, 2022 D File 021-447039 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 29, 2022 D File 021-443953 | $0 | $0 | $0 (est.) THE ISSUER'S GENERAL PARTNER, OR AN AFFILIATE OF THE ISSUER'S GENERAL PARTNER, MAY BE ENTITLED TO RECEIVE A MANAGEMENT FEE IN ACCORDANCE WITH THE ISSUER'S GOVERNING DOCUMENTATION, AS AMENDED FROM TIME TO TIME. | None listed on this filing |
| EDGAR ↗ | Feb 14, 2022 D File 021-433519 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 4, 2022 D/A File 021-427552 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 21, 2021 D File 021-426189 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Dec 7, 2021 D File 021-424010 | $6,250 | $0 | $24,250 REIT Funding will be paid a consulting fee of approximately $18,750 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and an annual fee of $4,500 for administration services | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jul 21, 2021 D File 021-407194 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 16, 2021 D File 021-403175 | $799,999 | $0 | $0 | The Benchmark Company, LLC BrokerCheck CRD 22982 ↗ |
| EDGAR ↗ | Mar 3, 2021 D File 021-391120 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 13, 2021 D File 021-386165 | $6,250 | $0 | $21,250 REIT Funding will be paid a consulting fee of approximately $15,750 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and annual fee of $4,500 for administration services. | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Dec 14, 2020 D/A File 021-326476 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 9, 2020 D File 021-377594 | $3,850,000 (est.) | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ |
| EDGAR ↗ | Sep 10, 2020 D File 021-375243 | $6,250 | $0 | $23,000 REIT Funding will be paid a consulting fee of approximately $17,500 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and an annual fee of $4,500 for administration services | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Sep 10, 2020 D File 021-375221 | $6,250 | $0 | $25,500 REIT Funding will be paid a consulting fee of approximately $20,000 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and an annual fee of $4,500 for administration services | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Sep 9, 2020 D File 021-375049 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 14, 2020 D File 021-373271 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 7, 2020 D File 021-357303 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 6, 2019 D File 021-352726 | $6,250 | $0 | $24,250 REIT Funding will be paid a consulting fee of approximately $18,750 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and an annual fee of $4,500 for administration services. | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Oct 24, 2019 D File 021-351792 | $6,250 | $0 | $24,250 REIT Funding will be paid a consulting fee of approximately $18,750 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and an annual fee of $4,500 for administrative services | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Sep 3, 2019 D File 021-347851 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 23, 2019 D File 021-347281 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 5, 2019 D File 021-341192 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 3, 2019 D/A File 021-320401 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 28, 2019 D File 021-335939 | $0 | $0 | $0 The Issuer is obligated to pay a management fee to the General Partner (or an affiliate thereof). | None listed on this filing |
| EDGAR ↗ | Mar 12, 2019 D File 021-334583 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 6, 2019 D File 021-334205 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 7, 2019 D File 021-329767 | $6,250 | $0 | $23,250 REIT Funding will be paid a consulting fee of approximately $17,750 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and an annual fee of $4,500 for administrative services. | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 7, 2019 D File 021-329769 | $6,250 | $0 | $23,250 REIT Funding will be paid a consulting fee of approximately $17,750 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and an annual fee of $4,500 for administrative services. | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Dec 19, 2018 D File 021-328397 | $6,250 | $0 | $25,250 REIT Funding will be paid a consulting fee of approximately $19,750 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and an annual fee of $4,500 for administrative services. | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Dec 14, 2018 D File 021-328005 | $0 | $2 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 30, 2018 D File 021-318041 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 29, 2018 D File 021-304300 | $6,250 | $0 | $25,550 REIT Funding will be paid a consulting fee of approximately $19,750 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and an annual fee of $4,800 for administrative services. | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Johnson BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 9, 2018 D File 021-302742 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 21, 2017 D File 021-295145 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 24, 2017 D/A File 021-266706 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 23, 2017 D/A File 021-258828 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 20, 2017 D File 021-291123 | $6,250 | $0 | $27,800 REIT Funding will be paid a consulting fee of approximately $20,800 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and an annual fee of $6,000 for administrative services. | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Johnson BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jul 7, 2017 D File 021-290230 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 30, 2017 D File 021-287642 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 21, 2017 D File 021-281019 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 2, 2017 D/A File 021-237430 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 20, 2017 D File 021-278832 | $0 | $0 | $100,000 | None listed on this filing |
| EDGAR ↗ | Nov 10, 2016 D File 021-274258 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 9, 2016 D File 021-274141 | $6,250 (est.) | $0 | $29,200 REIT Funding will be paid a consulting fee of approximately $21,700 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and an annual fee of $6,500 for administrative services. | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Johnson BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Oct 11, 2016 D/A File 021-271691 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 30, 2016 D File 021-269759 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 23, 2016 D File 021-269419 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 8, 2016 D File 021-268499 | $0 | $0 | $0 None, other than to executive officers in their roles as employees. | None listed on this filing |
| EDGAR ↗ | May 12, 2016 D/A File 021-258983 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 22, 2016 D File 021-255828 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 16, 2015 D File 021-251315 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 13, 2015 D/A File 021-223113 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 13, 2015 D File 021-249206 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 13, 2015 D File 021-249171 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 16, 2015 D File 021-247747 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 2, 2015 D File 021-246900 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 22, 2015 D File 021-244229 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 14, 2015 D/A File 021-238660 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 14, 2015 D/A File 021-228243 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 4, 2015 D File 021-233458 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 30, 2015 D File 021-233143 | $6,250 | $0 | $52,400 REIT Funding will be paid a consulting fee of approx $21,700 per REIT from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 per REIT and a fee of $3,500 per REIT for admin services through 6-30-2015. | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Beck BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jan 29, 2015 D File 021-233137 | $6,250 | $0 | $26,200 REIT Funding will be paid a consulting fee of approximately $21,700 from which it will pay placement fees; an affiliate of REIT Funding will be paid an initial fee of $1,000 and a fee of $3,500 for administrative services through June 30, 2015. | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Beck BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Dec 29, 2014 D/A File 021-227411 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 22, 2014 D File 021-230637 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 11, 2014 D File 021-229899 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 21, 2014 D/A File 021-218449 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 4, 2014 D File 021-227642 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 30, 2014 D File 021-225502 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 18, 2014 D File 021-223112 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 7, 2014 D File 021-222467 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 6, 2014 D File 021-216897 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 22, 2014 D File 021-215999 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 11, 2014 D File 021-215387 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 12, 2014 D/A File 021-204933 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 25, 2014 D/A File 021-209240 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 6, 2014 D File 021-211417 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 29, 2014 D/A File 021-205480 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 23, 2014 D File 021-210623 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 14, 2013 D File 021-206384 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 17, 2013 D File 021-199872 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 2, 2013 D/A File 021-188776 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 29, 2013 D/A File 021-177293 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 3, 2013 D File 021-189380 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 19, 2012 D File 021-188643 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 1, 2012 D File 021-186389 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 4, 2012 D/A File 021-181632 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 30, 2012 D File 021-183490 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 6, 2012 D/A File 021-149100 | $0 | $0 | $0 No such payments other than compensation to executive officers in their roles as employees. | None listed on this filing |
| EDGAR ↗ | Apr 10, 2012 D File 021-176435 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 5, 2012 D File 021-176245 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 5, 2012 D File 021-176248 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 5, 2012 D/A File 021-165456 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 9, 2012 D File 021-173143 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 27, 2011 D File 021-170709 | $0 | $0 | $15,000,000 All monies were paid as a dividend to the existing equity holders (who are also the 2 senior officers and are board members). | None listed on this filing |
| EDGAR ↗ | Oct 28, 2011 D File 021-167994 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 19, 2011 D/A File 021-166547 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 6, 2011 D File 021-165405 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 8, 2011 D File 021-164054 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 20, 2011 D File 021-158651 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 24, 2011 D File 021-154288 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 12, 2010 D/A File 021-146549 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 4, 2010 D File 021-150029 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 30, 2010 D/A File 021-145712 | $0 | $0 | $0 (est.) Proceeds used for working capital including ordinary course executive compensation. | None listed on this filing |
| EDGAR ↗ | Aug 17, 2010 D File 021-146557 | $0 | $0 | $0 No such payments other than compensation to executive officers in their roles as employees. | None listed on this filing |
| EDGAR ↗ | Jul 28, 2010 D File 021-145591 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 8, 2010 D File 021-143108 | $0 | $0 | $0 (est.) Proceeds used for working capital including ordinary course executive compensation. | None listed on this filing |
| EDGAR ↗ | May 27, 2010 D File 021-142653 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 21, 2010 D File 021-142399 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 22, 2009 D/A File 021-132615 | $0 | $0 | $0 Proceeds will be used for working capital, including ordinary course salaries of management. | None listed on this filing |
| EDGAR ↗ | Aug 5, 2009 D File 021-133384 | $0 | $120,000 | $100,000 | None listed on this filing |
| EDGAR ↗ | Apr 23, 2009 D File 021-86139 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | S3 Ventures Fund VIII, L.P. group: S3 Ventures Gpgp | Promoter MANAGING DIRECTOR OF THE GP OF THE GP OF THE ISSUER | Sep 30, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Alianza Inc | Director | Mar 20, 2025 | D | $14,999,985 similar: $1,000,000–$10,000,000 | $12,499,985 | 7 similar: 1–11 | $200,000 similar: $5,000–$65,000 |
| EDGAR ↗ | Bacon Work, Inc. | Director | Mar 5, 2025 | D | $2,000,000 similar: $500,000–$5,000,000 | $593,891 | 10 similar: 2–15 | No minimum reported similar: $6,225–$50,000 |
| EDGAR ↗ | Alleviant Medical, Inc. | Director | Jan 27, 2025 | D | $91,399,982 similar: $829,831–$9,999,998 | $90,799,983 | 12 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Axial Commerce, Inc. | Director | Oct 2, 2023 | D | $7,601,565 similar: $1,100,015–$10,001,163 | $5,461,821 | 34 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Alianza Inc | Director | Aug 23, 2023 | D/A | $30,999,993 similar: $1,000,000–$10,000,000 | $30,999,993 | 6 similar: 1–11 | No minimum reported similar: $5,000–$65,000 |
| EDGAR ↗ | Claravine, Inc. | Director | Jun 23, 2023 | D | $2,300,001 similar: $1,100,015–$10,001,163 | $2,300,001 | 6 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Alianza Inc | Director | Apr 24, 2023 | D | $28,999,990 similar: $1,000,000–$10,000,000 | $21,499,993 | 4 similar: 1–11 | No minimum reported similar: $5,000–$65,000 |
| EDGAR ↗ | Bacon Work, Inc. | Director | Feb 14, 2023 | D/A | $9,299,998 similar: $500,000–$5,000,000 | $8,886,773 | 11 similar: 2–15 | No minimum reported similar: $6,225–$50,000 |
| EDGAR ↗ | Alleviant Medical, Inc. | Director | Feb 7, 2023 | D | $88,334,339 similar: $829,831–$9,999,998 | $43,901,405 | 35 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | VUV Analytics, Inc. | Director | Nov 16, 2022 | D | $3,000,000 similar: $1,100,015–$10,001,163 | $875,000 | 4 similar: 2–14 | $31,250 similar: $5,000–$50,000 |
| EDGAR ↗ | Bacon Work, Inc. | Director | Jul 29, 2022 | D | $8,300,000 similar: $500,000–$5,000,000 | $6,792,780 | 6 similar: 2–15 | No minimum reported similar: $6,225–$50,000 |
| EDGAR ↗ | Next One's On Me, Inc. | Director | Jul 7, 2022 | D | $4,080,932 similar: $1,100,015–$10,001,163 | $4,080,932 | 21 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Claravine, Inc. | Director | May 26, 2022 | D | $15,500,000 similar: $1,100,015–$10,001,163 | $15,500,000 | 11 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | S3 VENTURES FUND VII, L.P. group: S3 Ventures Gpgp | Promoter MANAGING DIRECTOR OF THE GP OF THE GP OF THE ISSUER | Apr 29, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $150,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | VUV Analytics, Inc. | Director | Feb 14, 2022 | D | $4,000,000 similar: $1,100,015–$10,001,163 | $2,000,000 | 3 similar: 2–14 | $50,000 similar: $5,000–$50,000 |
| EDGAR ↗ | CLOUDPLUS, INC. | Director | Jan 4, 2022 | D/A | $8,000,001 similar: $1,100,015–$10,001,163 | $8,000,001 | 14 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | CLOUDPLUS, INC. | Director | Jan 3, 2022 | D | $8,000,002 similar: $1,100,015–$10,001,163 | $4,700,001 | 10 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Heritage Grove Commercial Condominiums LLC | Executive Officer, Director, Promoter | Dec 21, 2021 | D | $3,000,000 similar: $1,815,000–$10,000,000 | $1,800,000 | 12 similar: 7–33 | $25,000 similar: $20,000–$50,000 |
| EDGAR ↗ | CP Investment VII REIT 5 group: Carmel | Executive Officer Senior Vice President, Assistant Secretary and Assistant Treasurer | Dec 7, 2021 | D | Indefinite similar: $125,000–$125,000 | $0 | 0 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Saranas Inc. | Director | Jul 21, 2021 | D | $20,508,704 similar: $500,000–$7,000,000 | $15,484,793 | 65 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Winc, Inc. | Executive Officer, Director | Jun 16, 2021 | D | $13,999,998 similar: $650,000–$6,000,000 | $9,999,999 | 27 similar: 1–11 | $9,999 similar: $9,999–$50,000 |
| EDGAR ↗ | Alianza Inc | Director | Mar 3, 2021 | D | $15,999,996 similar: $1,000,000–$10,000,000 | $15,999,996 | 6 similar: 1–11 | No minimum reported similar: $5,000–$65,000 |
| EDGAR ↗ | CP Investment VII REIT 4 group: Carmel | Executive Officer Senior Vice President, Assistant Secretary and Assistant Treasurer | Jan 13, 2021 | D | Indefinite similar: $125,000–$125,000 | $0 | 0 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | MerchantWise Solutions, LLC group: Capstreet | Director | Dec 14, 2020 | D/A | Indefinite similar: $500,000–$7,000,000 | $87,356,025 | 21 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | ALKAMI TECHNOLOGY, INC. | Director | Oct 9, 2020 | D | $140,000,000 similar: $480,782–$5,000,000 | $140,000,000 | 15 similar: 1–9 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | CP Investment VII REIT 3 group: Carmel | Executive Officer Senior Vice President, Assistant Secretary and Assistant Treasurer | Sep 10, 2020 | D | Indefinite similar: $125,000–$125,000 | $0 | 0 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | CP Investment VII REIT 2 group: Carmel | Executive Officer Senior Vice President, Assistant Secretary and Assistant Treasurer | Sep 10, 2020 | D | Indefinite similar: $125,000–$125,000 | $0 | 0 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Claravine, Inc. | Director | Sep 9, 2020 | D | $5,250,002 similar: $1,100,015–$10,001,163 | $5,000,000 | 7 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | ALKAMI TECHNOLOGY, INC. | Director | Aug 14, 2020 | D | $53,174,121 similar: $480,782–$5,000,000 | $29,674,103 | 26 similar: 1–9 | $7,497 similar: $5,000–$50,000 |
| EDGAR ↗ | Bractlet, Inc. | Executive Officer | Jan 7, 2020 | D | $1,000,000 similar: $1,100,015–$10,001,163 | $607,466 | 8 similar: 2–14 | $5,000 similar: $5,000–$50,000 |
| EDGAR ↗ | MerchantWise Solutions, LLC group: Capstreet | Director | Nov 18, 2019 | D/A | Indefinite similar: $500,000–$7,000,000 | $80,856,025 | 19 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | CP Investment VII REIT 1 group: Carmel | Executive Officer Senior Vice President, Assistant Secretary and Assistant Treasurer | Nov 6, 2019 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | CP Investment V REIT 4 group: Carmel | Executive Officer Senior Vice President, Assistant Secretary and Assistant Treasurer | Oct 24, 2019 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Alianza Inc | Director | Sep 3, 2019 | D | $8,000,000 similar: $1,000,000–$10,000,000 | $8,000,000 | 3 similar: 1–11 | No minimum reported similar: $5,000–$65,000 |
| EDGAR ↗ | Briggo, Inc. | Director | Aug 23, 2019 | D | $15,000,000 similar: $1,100,015–$10,001,163 | $1,500,000 | 3 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | ALKAMI TECHNOLOGY, INC. | Director | Jun 5, 2019 | D | $55,000,000 similar: $480,782–$5,000,000 | $18,250,000 | 3 similar: 1–9 | $25,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Briggo, Inc. | Director | Apr 3, 2019 | D/A | $10,000,000 similar: $1,100,015–$10,001,163 | $7,000,000 | 3 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Decisive Ventures Private Fund I (Cayman), LP | Director Manager of the General Partner of the Issuer | Mar 28, 2019 | D | $7,500,000 similar: $155,000–$5,250,000 | $7,500,000 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Datical Inc | Director | Mar 12, 2019 | D | $10,000,000 similar: $1,100,015–$10,001,163 | $10,000,000 | 11 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | VUV Analytics, Inc. | Director | Mar 6, 2019 | D | $6,000,000 similar: $1,100,015–$10,001,163 | $2,750,000 | 3 similar: 2–14 | $175,000 similar: $5,000–$50,000 |
| EDGAR ↗ | CPK 350 Morse VI REIT 2 group: Carmel | Executive Officer Senior Vice President, Assistant Secretary and Assistant Treasurer | Jan 7, 2019 | D | Indefinite similar: $125,000–$125,000 | $0 | 0 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | CPK 300 Morse VI REIT 1 group: Carmel | Executive Officer Senior Vice President, Assistant Secretary and Assistant Treasurer | Jan 7, 2019 | D | Indefinite similar: $125,000–$125,000 | $0 | 0 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | CP Investment VI REIT 4 group: Carmel | Executive Officer Senior Vice President, Assistant Secretary and Assistant Treasurer | Dec 19, 2018 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Bractlet, Inc. | Executive Officer | Dec 14, 2018 | D | $1,500,000 similar: $1,100,015–$10,001,163 | $1,170,000 | 2 similar: 2–14 | $4,000 similar: $5,000–$50,000 |
| EDGAR ↗ | MerchantWise Solutions, LLC group: Capstreet | Director | Nov 26, 2018 | D | Indefinite similar: $500,000–$7,000,000 | $79,856,025 | 18 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Briggo, Inc. | Director | Aug 30, 2018 | D | $5,000,000 similar: $1,100,015–$10,001,163 | $1,500,000 | 3 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | VUV Analytics, Inc. | Director | Jul 30, 2018 | D | $6,000,000 similar: $1,100,015–$10,001,163 | $2,022,463 | 4 similar: 2–14 | $60,000 similar: $5,000–$50,000 |
| EDGAR ↗ | CP Investment VI REIT 3 group: Carmel | Executive Officer Senior Vice President, Assistant Secretary and Assistant Treasurer | Jan 29, 2018 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | ALKAMI TECHNOLOGY, INC. | Director | Jan 9, 2018 | D | $70,000,000 similar: $480,782–$5,000,000 | $40,000,000 | 2 similar: 1–9 | $1,000,000 similar: $5,000–$50,000 |
| EDGAR ↗ | VUV Analytics, Inc. | Director | Sep 21, 2017 | D | $4,000,000 similar: $1,100,015–$10,001,163 | $2,263,026 | 5 similar: 2–14 | $25,000 similar: $5,000–$50,000 |
| EDGAR ↗ | ALKAMI TECHNOLOGY, INC. | Director | Aug 24, 2017 | D/A | $44,500,000 similar: $480,782–$5,000,000 | $38,000,000 | 17 similar: 1–9 | $300 similar: $5,000–$50,000 |
| EDGAR ↗ | PIVOT3, INC. | Director | Aug 23, 2017 | D/A | $73,191,689 similar: $1,100,015–$10,001,163 | $67,181,719 | 17 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | CP Investment VI REIT 2 group: Carmel | Executive Officer Senior Vice President, Assistant Secretary and Assistant Treasurer | Jul 20, 2017 | D | $125,000 similar: $125,000–$125,000 | $88,000 | 88 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Acessa Health Inc. | Director | Jul 7, 2017 | D | $32,325,786 similar: $829,831–$9,999,998 | $9,025,798 | 15 similar: 2–15 | $2,400 similar: $10,000–$54,310 |
| EDGAR ↗ | Datical Inc | Director | May 30, 2017 | D | $2,999,993 similar: $1,100,015–$10,001,163 | $2,104,369 | 7 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | ALKAMI TECHNOLOGY, INC. | Director | May 12, 2017 | D/A | $42,500,000 similar: $480,782–$5,000,000 | $28,500,000 | 15 similar: 1–9 | $300 similar: $5,000–$50,000 |
| EDGAR ↗ | Briggo, Inc. | Director | Feb 21, 2017 | D | $10,050,000 similar: $1,100,015–$10,001,163 | $3,450,000 | 3 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Alianza Inc | Director | Feb 2, 2017 | D/A | $9,915,764 similar: $1,000,000–$10,000,000 | $9,915,764 | 11 similar: 1–11 | No minimum reported similar: $5,000–$65,000 |
| EDGAR ↗ | OrthoAccel Technologies, Inc. | Director | Jan 20, 2017 | D | $18,200,000 similar: $1,000,000–$7,247,539 | $4,999,985 | 6 similar: 2–13 | No minimum reported similar: $10,000–$60,000 |
| EDGAR ↗ | PIVOT3, INC. | Director | Dec 20, 2016 | D/A | $58,159,582 similar: $1,100,015–$10,001,163 | $44,252,482 | 17 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Pristine, Inc. | Director | Nov 10, 2016 | D | $2,020,000 similar: $1,100,015–$10,001,163 | $1,283,510 | 7 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | CP Investment VI REIT 1 group: Carmel | Executive Officer Senior Vice President, Assistant Secretary and Assistant Treasurer | Nov 9, 2016 | D | $125,000 similar: $125,000–$125,000 | $100,000 | 100 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Bractlet, Inc. | Executive Officer | Oct 11, 2016 | D/A | $2,000,000 | $755,000 | 2 | $5,000 |
| EDGAR ↗ | Bractlet, Inc. | Executive Officer | Oct 3, 2016 | D | $2,000,000 similar: $1,100,015–$10,001,163 | $755,000 | 2 similar: 2–14 | $5,000 similar: $5,000–$50,000 |
| EDGAR ↗ | VUV Analytics, Inc. | Director | Aug 30, 2016 | D | $6,500,000 similar: $1,100,015–$10,001,163 | $1,988,360 | 6 similar: 2–14 | $30,000 similar: $5,000–$50,000 |
| EDGAR ↗ | CLUB W, INC. | Executive Officer | Aug 23, 2016 | D | $17,500,000 similar: $650,000–$6,000,000 | $17,500,000 | 12 similar: 1–11 | No minimum reported similar: $9,999–$50,000 |
| EDGAR ↗ | Pristine, Inc. | Director | Aug 8, 2016 | D | $750,000 similar: $1,100,015–$10,001,163 | $518,126 | 2 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | ALKAMI TECHNOLOGY, INC. | Director | Jul 11, 2016 | D | $5,500,000 similar: $480,782–$5,000,000 | $2,750,008 | 13 similar: 1–9 | $300 similar: $5,000–$50,000 |
| EDGAR ↗ | OrthoAccel Technologies, Inc. | Director | May 12, 2016 | D/A | $11,999,955 similar: $1,000,000–$7,247,539 | $11,999,955 | 11 similar: 2–13 | No minimum reported similar: $10,000–$60,000 |
| EDGAR ↗ | OrthoAccel Technologies, Inc. | Director | Mar 10, 2016 | D | $4,999,975 similar: $1,000,000–$7,247,539 | $4,999,975 | 11 similar: 2–13 | No minimum reported similar: $10,000–$60,000 |
| EDGAR ↗ | PIVOT3, INC. | Director | Mar 8, 2016 | D | $43,127,477 similar: $1,100,015–$10,001,163 | $19,127,475 | 13 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Datical Inc | Director | Jan 22, 2016 | D | $7,779,625 similar: $1,100,015–$10,001,163 | $7,779,625 | 10 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | METAL NETWORKS, INC. | Director | Nov 16, 2015 | D | $1,450,000 similar: $500,000–$7,000,000 | $1,450,000 | 14 similar: 2–14 | $10,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Numeracy, Inc. | Executive Officer | Oct 13, 2015 | D | $2,000,000 similar: $1,100,015–$10,001,163 | $1,500,000 | 2 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | PIVOT3, INC. | Director | Oct 13, 2015 | D/A | $37,544,925 similar: $1,100,015–$10,001,163 | $31,177,922 | 8 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | TVA Medical, Inc. | Director | Oct 13, 2015 | D | $15,306,672 similar: $829,831–$9,999,998 | $15,273,377 | 9 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | ALKAMI TECHNOLOGY, INC. | Director | Sep 16, 2015 | D | $12,900,000 similar: $480,782–$5,000,000 | $11,000,000 | 3 similar: 1–9 | $10,000 similar: $5,000–$50,000 |
| EDGAR ↗ | BlueCava, Inc. | Director | Sep 2, 2015 | D | $12,220,892 similar: $1,100,015–$10,001,163 | $9,795,818 | 3 similar: 2–14 | $10,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Alianza Inc | Director | Jul 27, 2015 | D/A | $9,412,900 similar: $1,000,000–$10,000,000 | $8,915,764 | 10 similar: 1–11 | No minimum reported similar: $5,000–$65,000 |
| EDGAR ↗ | BlueCava, Inc. | Director | Jul 22, 2015 | D | $2,000,000 similar: $1,100,015–$10,001,163 | $1,500,000 | 4 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | BlueCava, Inc. | Director | Jul 14, 2015 | D/A | $4,450,000 similar: $1,100,015–$10,001,163 | $4,450,000 | 2 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | BlueCava, Inc. | Director | Apr 24, 2015 | D | $3,000,000 similar: $1,100,015–$10,001,163 | $3,000,000 | 1 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Bractlet, Inc. | Executive Officer, Director | Apr 14, 2015 | D/A | $1,850,000 | $200,000 | 5 | $10,000 |
| EDGAR ↗ | Alianza Inc | Director | Apr 7, 2015 | D | $6,644,400 similar: $1,000,000–$10,000,000 | $5,690,765 | 8 similar: 1–11 | No minimum reported similar: $5,000–$65,000 |
| EDGAR ↗ | PIVOT3, INC. | Director | Mar 5, 2015 | D/A | $32,927,925 similar: $1,100,015–$10,001,163 | $27,927,922 | 8 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Tango Health Inc | Director | Feb 4, 2015 | D | $3,012,135 similar: $1,100,015–$10,001,163 | $2,173,807 | 1 similar: 2–14 | $5,000 similar: $5,000–$50,000 |
| EDGAR ↗ | CP Investment IV REIT II group: Carmel | Executive Officer Senior Vice President, Assistant Secretary and Assistant Treasurer | Jan 30, 2015 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | CP Investment V REIT 2 group: Carmel | Executive Officer Senior Vice President, Assistant Secretary and Assistant Treasurer | Jan 29, 2015 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | PIVOT3, INC. | Director | Jan 26, 2015 | D/A | $12,077,925 similar: $1,100,015–$10,001,163 | $11,327,925 | 6 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | ALKAMI TECHNOLOGY, INC. | Director | Dec 29, 2014 | D/A | $23,732,200 similar: $480,782–$5,000,000 | $23,732,200 | 8 similar: 1–9 | $5,000 similar: $5,000–$50,000 |
| EDGAR ↗ | OrthoAccel Technologies, Inc. | Director | Dec 22, 2014 | D | $5,000,000 similar: $1,000,000–$7,247,539 | $5,000,000 | 20 similar: 2–13 | No minimum reported similar: $10,000–$60,000 |
| EDGAR ↗ | Alianza Inc | Director | Dec 11, 2014 | D | $1,200,000 similar: $1,000,000–$10,000,000 | $1,200,000 | 6 similar: 1–11 | No minimum reported similar: $5,000–$65,000 |
| EDGAR ↗ | BlueCava, Inc. | Director | Nov 21, 2014 | D/A | $3,497,927 similar: $1,100,015–$10,001,163 | $3,497,927 | 9 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Bractlet, Inc. | Executive Officer, Director | Nov 13, 2014 | D | $500,000 similar: $1,100,015–$10,001,163 | $85,000 | 4 similar: 2–14 | $12,500 similar: $5,000–$50,000 |
| EDGAR ↗ | Gravitant, Inc. | Director | Nov 4, 2014 | D | $25,000,000 similar: $1,100,015–$10,001,163 | $18,068,212 | 3 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | ALKAMI TECHNOLOGY, INC. | Director | Oct 30, 2014 | D | $22,000,000 similar: $480,782–$5,000,000 | $17,000,000 | 2 similar: 1–9 | $5,000 similar: $5,000–$50,000 |
| EDGAR ↗ | PIVOT3, INC. | Director | Oct 27, 2014 | D/A | $10,077,925 similar: $1,100,015–$10,001,163 | $10,077,925 | 6 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Pristine, Inc. | Director | Sep 30, 2014 | D | $5,348,215 similar: $1,100,015–$10,001,163 | $5,073,213 | 30 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | BlueCava, Inc. | Director | Sep 4, 2014 | D/A | $1,497,927 similar: $1,100,015–$10,001,163 | $1,497,927 | 9 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | PIVOT3, INC. | Director | Aug 18, 2014 | D | $8,077,925 similar: $1,100,015–$10,001,163 | $8,077,922 | 6 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | PIVOT3, INC. | Director | Aug 18, 2014 | D | $6,502,709 similar: $1,100,015–$10,001,163 | $6,502,709 | 4 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | METAL NETWORKS, INC. | Director | Aug 7, 2014 | D | $4,849,845 similar: $500,000–$7,000,000 | $3,833,092 | 21 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | BlueCava, Inc. | Director | Aug 1, 2014 | D/A | $1,347,927 similar: $1,100,015–$10,001,163 | $1,347,927 | 9 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | BlueCava, Inc. | Director | Jul 23, 2014 | D/A | $947,926 similar: $1,100,015–$10,001,163 | $947,926 | 9 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | BlueCava, Inc. | Director | Jun 3, 2014 | D | $772,926 similar: $1,100,015–$10,001,163 | $772,926 | 7 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Bractlet, Inc. | Executive Officer, Director | May 6, 2014 | D | $300,000 | $300,000 | 7 | $12,500 |
| EDGAR ↗ | KIMBIA INC | Director | Apr 22, 2014 | D | $674,999 similar: $1,100,015–$10,001,163 | $674,999 | 3 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | VUV Analytics, Inc. | Director | Apr 11, 2014 | D | $5,932,055 similar: $1,100,015–$10,001,163 | $3,532,055 | 3 similar: 2–14 | $200,000 similar: $5,000–$50,000 |
| EDGAR ↗ | ALKAMI TECHNOLOGY, INC. | Director | Mar 12, 2014 | D/A | $14,000,000 similar: $480,782–$5,000,000 | $9,611,670 | 6 similar: 1–9 | $50,000 similar: $5,000–$50,000 |
| EDGAR ↗ | BlueCava, Inc. | Director | Feb 25, 2014 | D/A | $750,000 similar: $1,100,015–$10,001,163 | $705,000 | 3 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | BlueCava, Inc. | Director | Feb 6, 2014 | D | $3,005,562 similar: $1,100,015–$10,001,163 | $3,005,562 | 7 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Gravitant, Inc. | Director | Jan 29, 2014 | D/A | $12,258,996 similar: $1,100,015–$10,001,163 | $10,259,004 | 23 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | OrthoAccel Technologies, Inc. | Director | Jan 23, 2014 | D | $5,000,000 similar: $1,000,000–$7,247,539 | $5,000,000 | 18 similar: 2–13 | No minimum reported similar: $10,000–$60,000 |
| EDGAR ↗ | BlueCava, Inc. | Director | Jan 3, 2014 | D | $750,000 similar: $1,100,015–$10,001,163 | $705,000 | 3 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | OrthoAccel Technologies, Inc. | Director | Nov 14, 2013 | D | $80,000 similar: $1,000,000–$7,247,539 | $80,000 | 1 similar: 2–13 | $80,000 similar: $10,000–$60,000 |
| EDGAR ↗ | Gravitant, Inc. | Director | Oct 30, 2013 | D | $10,000,000 similar: $1,100,015–$10,001,163 | $7,715,000 | 5 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | ALKAMI TECHNOLOGY, INC. | Director | Oct 21, 2013 | D | $9,000,000 similar: $480,782–$5,000,000 | $2,000,000 | 1 similar: 1–9 | $50,000 similar: $5,000–$50,000 |
| EDGAR ↗ | BlueCava, Inc. | Director | Jul 17, 2013 | D | $10,114,259 | $10,114,259 | 7 | No minimum reported |
| EDGAR ↗ | BlueCava, Inc. | Director | Jul 2, 2013 | D/A | $4,550,000 | $4,550,000 | 1 | $1,250,000 |
| EDGAR ↗ | BlueCava, Inc. | Director | Jun 12, 2013 | D/A | $4,250,000 | $4,250,000 | 1 | $1,250,000 |
| EDGAR ↗ | OrthoAccel Technologies, Inc. | Director | May 29, 2013 | D/A | $12,500,000 | $12,500,000 | 18 | $750 |
| EDGAR ↗ | BlueCava, Inc. | Director | May 23, 2013 | D/A | $3,750,000 | $3,750,000 | 1 | $1,250,000 |
| EDGAR ↗ | BlueCava, Inc. | Director | Apr 16, 2013 | D/A | $3,125,000 | $3,125,000 | 1 | $1,250,000 |
| EDGAR ↗ | BlueCava, Inc. | Director | Mar 26, 2013 | D/A | $2,500,000 | $2,500,000 | 1 | $1,250,000 |
| EDGAR ↗ | BlueCava, Inc. | Director | Feb 25, 2013 | D/A | $1,875,000 | $1,875,000 | 1 | $1,250,000 |
| EDGAR ↗ | Tango Health Inc | Director | Jan 3, 2013 | D | $1,000,000 | $1,000,000 | 9 | $15,000 |
| EDGAR ↗ | BlueCava, Inc. | Director | Dec 20, 2012 | D | $1,250,000 | $1,250,000 | 1 | $1,250,000 |
| EDGAR ↗ | ALKAMI TECHNOLOGY, INC. | Director | Dec 19, 2012 | D | $4,308,420 | $1,000,000 | 2 | $5,000 |
| EDGAR ↗ | Integrated PhotoVoltaics, Inc. | Director | Nov 1, 2012 | D | $3,030,032 | $3,010,515 | 8 | No minimum reported |
| EDGAR ↗ | BlueCava, Inc. | Director | Sep 4, 2012 | D/A | $2,500,000 | $2,500,000 | 2 | No minimum reported |
| EDGAR ↗ | Gravitant, Inc. | Director | Aug 30, 2012 | D | $5,000,000 | $3,774,999 | 3 | No minimum reported |
| EDGAR ↗ | STOREDIQ, INC. | Director | Aug 6, 2012 | D/A | $11,453,809 | $10,736,657 | 12 | No minimum reported |
| EDGAR ↗ | BlueCava, Inc. | Director | Jul 23, 2012 | D | $1,250,000 | $1,250,000 | 1 | No minimum reported |
| EDGAR ↗ | OrthoAccel Technologies, Inc. | Director | Apr 26, 2012 | D | $14,105,340 | $11,105,340 | 20 | $750 |
| EDGAR ↗ | 30 SECOND SOFTWARE, INC. | Director | Apr 10, 2012 | D | $3,000,000 | $750,000 | 6 | No minimum reported |
| EDGAR ↗ | BlueCava, Inc. | Director | Apr 5, 2012 | D | $75,000 | $75,000 | 1 | $75,000 |
| EDGAR ↗ | BlueCava, Inc. | Director | Apr 5, 2012 | D | $2,018,000 | $2,018,000 | 2 | $10,000 |
| EDGAR ↗ | OrthoAccel Technologies, Inc. | Director | Mar 5, 2012 | D/A | $1,550,000 | $1,545,215 | 18 | No minimum reported |
| EDGAR ↗ | Tango Health Inc | Director | Feb 9, 2012 | D | $4,000,000 | $4,000,000 | 7 | $50,000 |
| EDGAR ↗ | ANYTIME WORLDWIDE LLC | Director | Dec 27, 2011 | D | $15,000,000 | $15,000,000 | 3 | $1,000,000 |
| EDGAR ↗ | BlueCava, Inc. | Director | Oct 28, 2011 | D | $9,499,999 | $5,560,780 | 7 | No minimum reported |
| EDGAR ↗ | Integrated PhotoVoltaics, Inc. | Director | Oct 19, 2011 | D/A | $3,053,050 | $3,053,050 | 13 | No minimum reported |
| EDGAR ↗ | Integrated PhotoVoltaics, Inc. | Director | Sep 29, 2011 | D | $3,053,050 | $2,877,964 | 7 | No minimum reported |
| EDGAR ↗ | OrthoAccel Technologies, Inc. | Director | Sep 7, 2011 | D | $1,500,000 | $491,000 | 2 | No minimum reported |
| EDGAR ↗ | ALKAMI TECHNOLOGY, INC. | Director | Sep 6, 2011 | D | $4,700,000 | $3,700,000 | 3 | $90,000 |
| EDGAR ↗ | KIMBIA INC | Director | Aug 8, 2011 | D | $4,000,000 | $3,000,000 | 2 | No minimum reported |
| EDGAR ↗ | 30 SECOND SOFTWARE, INC. | Director | Apr 20, 2011 | D | $8,000,000 | $7,767,999 | 8 | No minimum reported |
| EDGAR ↗ | STOREDIQ, INC. | Director | Apr 14, 2011 | D/A | $11,453,809 | $9,986,657 | 10 | No minimum reported |
| EDGAR ↗ | LIBREDIGITAL INC | Director | Jan 24, 2011 | D | $4,050,000 | $1,350,000 | 4 | No minimum reported |
| EDGAR ↗ | STOREDIQ, INC. | Director | Nov 16, 2010 | D/A | $11,453,809 | $4,986,655 | 10 | No minimum reported |
| EDGAR ↗ | Tango Health Inc | Director | Nov 12, 2010 | D/A | $3,124,999 | $3,124,992 | 8 | No minimum reported |
| EDGAR ↗ | BroadHop, Inc. group: Bv8im | Director | Nov 4, 2010 | D | $1,500,000 | $1,500,000 | 3 | No minimum reported |
| EDGAR ↗ | STOREDIQ, INC. | Director | Oct 14, 2010 | D | $11,453,809 | $4,750,002 | 7 | No minimum reported |
| EDGAR ↗ | OrthoAccel Technologies, Inc. | Director | Aug 30, 2010 | D/A | $5,292,429 | $4,607,575 | 29 | $1 |
| EDGAR ↗ | STOREDIQ, INC. | Director | Aug 17, 2010 | D | $3,000,000 | $2,705,000 | 5 | No minimum reported |
| EDGAR ↗ | Tango Health Inc | Director | Aug 17, 2010 | D | $3,000,011 | $1,999,999 | 2 | No minimum reported |
| EDGAR ↗ | OrthoAccel Technologies, Inc. | Director | Jul 30, 2010 | D | $5,292,429 | $4,133,263 | 14 | $1 |
| EDGAR ↗ | 30 SECOND SOFTWARE, INC. | Director | Jul 28, 2010 | D | $3,000,000 | $2,000,000 | 4 | No minimum reported |
| EDGAR ↗ | OrthoAccel Technologies, Inc. | Director | Jun 8, 2010 | D | $500,000 | $500,000 | 1 | $1 |
| EDGAR ↗ | SIPERA SYSTEMS INC | Director | May 27, 2010 | D | $10,232,768 | $10,031,429 | 10 | No minimum reported |
| EDGAR ↗ | LIBREDIGITAL INC | Director | May 21, 2010 | D | $8,100,000 | $8,100,000 | 5 | No minimum reported |
| EDGAR ↗ | OrthoAccel Technologies, Inc. | Director | Dec 22, 2009 | D/A | $2,000,000 | $2,000,000 | 14 | $1 |
| EDGAR ↗ | OrthoAccel Technologies, Inc. | Director | Aug 7, 2009 | D/A | $125,000 | $125,000 | 3 | $1 |
| EDGAR ↗ | OrthoAccel Technologies, Inc. | Director | Aug 7, 2009 | D/A | $2,000,000 | $1,000,000 | 2 | $1 |
| EDGAR ↗ | BroadHop, Inc. group: Bv8im | Director | Aug 5, 2009 | D | $4,250,095 | $4,250,095 | 3 | No minimum reported |
| EDGAR ↗ | OrthoAccel Technologies, Inc. | Director | Jul 10, 2009 | D/A | $100,000 | $100,000 | 4 | $1 |
| EDGAR ↗ | OrthoAccel Technologies, Inc. | Director | Jul 10, 2009 | D | $75,000 | $75,000 | 3 | $1 |
| EDGAR ↗ | OrthoAccel Technologies, Inc. | Director | Jul 10, 2009 | D | $2,000,000 | $715,000 | 2 | $1 |
| EDGAR ↗ | STOREDIQ, INC. | Director | Apr 23, 2009 | D | $7,628,823 | $7,628,823 | 9 | No minimum reported |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (11 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Brian R. Smith. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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