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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:40 AM ET

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Barbara E. Kocsis

Named as an officer, director or promoter on SEC Form D filings · NY · Apr 4, 2016 → Oct 28, 2022

22deals (issuers)
$2.42Breported sold
7,358investors
23Form D filings
2016–2022years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:36 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Barbara E. Kocsis is listed as an executive officer on 23 SEC Form D filings by 22 issuers between Apr 2016 and Oct 2022. Largest by amount reported sold: Blackstone Strategic Partners Secondaries VII Trust (New York, NY — pooled investment fund — 2016; $388.7M reported sold to 873 investors), Ares Senior Direct Lending Access Fund, L.P. (Wilmington, DE — pooled investment fund — 2018; $266.7M reported sold to 774 investors), KKR Infrastructure IV Global Access Fund, L.P. (New York, NY — pooled investment fund — 2022; $203.6M reported sold to 735 investors), Ares Senior Direct Lending Access Fund II, L.P. (New York, NY — pooled investment fund — 2021; $202.7M reported sold to 524 investors), Rocket Global Innovation Trust (New York, NY — pooled investment fund — 2016; $200M reported sold to 685 investors) and 17 more (all listed below).

What this means That is a lot of deals — 22 separate companies raised money with this person listed as executive officer, over about 6 years. Across those companies the filings report $2.42B sold in total.

Listed alongside Asterion Fund Services, L.L.C. (14 shared filings, management entity), Jeff McGoey (14 shared filings), John V. Leale (14 shared filings), Leslie Ross (14 shared filings), Nancy Fahmy (14 shared filings) and 18 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Barbara. Each name links to their own page.

The issuers belong to 3 sponsor groups: Icapital (262 issuers, $44.94B reported sold, 2009–2026), Ares Senior Direct (8 issuers, $614.7M reported sold, 2020–2024) and Llcp Structured (2 issuers, $154.8M reported sold, 2019).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 5 court cases matching the name, 10 bankruptcy cases matching the name listed in Key records below.

What this means 15 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 23 public filings for Barbara E. Kocsis and found 4 differences: Form D filed 17 days after the first sale; 14 offerings have no amendment in the last 12 months and may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Barbara E. Kocsis has not run yet — it is joining a line of 58,685 names; searches run around the clock at the hosts' allowed rate. Searched so far: 662 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

5 cases: 3 closed (disposition not in docket feed), 1 dismissed, 1 judgment

Kocsis v. Life Insurance Company of North America closed
District Court, D. Arizona · No. 2:23-cv-00983 · Filed Jun 1, 2023 · Closed Nov 3, 2023
Role of Kocsis: Plaintiff · Outcome: Terminated 2023-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 29 federal dockets); surname only in the caption; court in AZ (not a filing state)
Kocsis v. Otis Elevator Company closed
District Court, E.D. Michigan · No. 2:23-cv-10688 · Filed Mar 23, 2023 · Closed Jan 23, 2024
Role of Kocsis: Plaintiff · Outcome: Terminated 2024-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 29 federal dockets); surname only in the caption; court in MI (not a filing state)
KOCSIS v. ANTHIUM, LLC dismissed
District Court, E.D. Pennsylvania · No. 2:20-cv-00099 · Filed Jan 6, 2020 · Closed Nov 19, 2020 · Nature of suit: 430 Other Statutes: Banks and Banking · Cause: 15:1692 Fair Debt Collection Act
Role of KOCSIS: Plaintiff · Outcome: Terminated 2020-11-19 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 29 federal dockets); surname only in the caption; court in PA (not a filing state)
Kocsis v. Standard Ins Co judgment
District Court, D. Connecticut · No. 3:00-cv-00487 · Filed Mar 15, 2000 · Closed Apr 17, 2001 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Kocsis: Plaintiff · Outcome: Terminated 2001-04-17 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 29 federal dockets); surname only in the caption; court in CT (not a filing state)
Kocsis Brothers v. Rikker Technologies closed
District Court, N.D. Illinois · No. 1:91-cv-05642 · Filed Sep 5, 1991 · Closed Jan 23, 1992
Role of Kocsis Brothers: Plaintiff · Outcome: Terminated 1992-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 29 federal dockets); surname only in the caption; court in IL (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:36 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Barbara E. Kocsis..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

10 cases: 10 closed (disposition not in docket feed)

Barbara J Kocsis closed
United States Bankruptcy Court, D. New Jersey · No. 18-25745 · Filed Aug 6, 2018 · Closed Aug 16, 2021
Role of Barbara J Kocsis: Debtor · Outcome: Case closed 2021-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 29 federal dockets); first name matches; court in NJ (not a filing state); middle initial differs
James Kocsis closed
United States Bankruptcy Court, S.D. Ohio · No. 2:16-bk-50051 · Filed Jan 6, 2016 · Closed Apr 27, 2016
Role of James Kocsis: Debtor · Outcome: Case closed 2016-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 29 federal dockets); different first name (james); court in OH (not a filing state)
James Kocsis closed
United States Bankruptcy Court, E.D. Michigan · No. 11-70734 · Filed Nov 30, 2011 · Closed Aug 27, 2012
Role of James Kocsis: Debtor · Outcome: Case closed 2012-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 29 federal dockets); different first name (james); court in MI (not a filing state)
Keith C. Smith and Diane J. Kocsis-Smith closed
United States Bankruptcy Court, W.D. New York · No. 1-05-12029 · Filed Mar 18, 2005 · Closed Jul 12, 2005
Role of Keith C. Smith and Diane J. Kocsis-Smith: Debtor · Outcome: Case closed 2005-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 29 federal dockets); different first name (diane); court in the person's filing state (NY)
James Kocsis closed
United States Bankruptcy Court, W.D. Michigan · No. 04-07679 · Filed Jun 21, 2004 · Closed Feb 22, 2005
Role of James Kocsis: Debtor · Outcome: Case closed 2005-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 29 federal dockets); different first name (james); court in MI (not a filing state)
KOCSIS v. SOUTHERN LEASE MANAGEMENT, LLC, ASSIGNEE OF TOM HA closed
United States Bankruptcy Court, N.D. Alabama · No. 03-80174 · Filed Oct 15, 2003 · Closed Jan 27, 2004
Role of KOCSIS: Plaintiff · Outcome: Case closed 2004-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 29 federal dockets); surname only in the caption; court in AL (not a filing state)
James Kocsis closed
United States Bankruptcy Court, D. New Jersey · No. 03-31794 · Filed Jun 30, 2003 · Closed Oct 15, 2003
Role of James Kocsis: Debtor · Outcome: Case closed 2003-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 29 federal dockets); different first name (james); court in NJ (not a filing state)
James Gregory Kocsis closed
United States Bankruptcy Court, N.D. Indiana · No. 99-31770 · Filed May 6, 1999 · Closed Aug 13, 1999
Role of James Gregory Kocsis: Debtor · Outcome: Case closed 1999-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 29 federal dockets); different first name (gregory); court in IN (not a filing state)
James K. Kocsis and Josephine C. Kocsis closed
United States Bankruptcy Court, D. New Jersey · No. 97-54215 · Filed Dec 10, 1997 · Closed Apr 7, 1998
Role of James K. Kocsis and Josephine C. Kocsis: Debtor · Outcome: Case closed 1998-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 29 federal dockets); different first name (james); court in NJ (not a filing state)
Barnett Bank of South Florida NA v. Kocsis closed
United States Bankruptcy Court, S.D. Florida. · No. 94-00464 · Filed May 27, 1994 · Closed Aug 4, 1994
Role of Kocsis: Defendant · Outcome: Case closed 1994-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 29 federal dockets); surname only in the caption; court in FL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:36 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Barbara E. Kocsis (compared 23 filings on Oct 24, 2026)

Note · Mar 18, 2016 – Apr 4, 2016

Form D filed 17 days after the first sale — Rocket Global Innovation Fund (Offshore), L.P.

The filing says the first sale was Mar 18, 2016. The Form D was filed Apr 4, 2016 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 4, 2016 ↗Rocket Global Innovation Fund (Offshore), L.P. — PartnerFacts page ↗
Sources
Note · Mar 18, 2016 – Apr 4, 2016

Form D filed 17 days after the first sale — Rocket Global Innovation Trust

The filing says the first sale was Mar 18, 2016. The Form D was filed Apr 4, 2016 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 4, 2016 ↗Rocket Global Innovation Trust — PartnerFacts page ↗
Sources
Note · Mar 18, 2016 – Jan 4, 2019

14 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — LLCP Structured Equity Access Fund VI (Offshore), L.P. (latest filing Jan 4, 2019) · No amendment in the last 12 months on an offering that may still be open — LLCP Structured Equity Access Fund VI, L.P. (latest filing Jan 4, 2019) · No amendment in the last 12 months on an offering that may still be open — Ares Senior Direct Lending Access Fund, L.P. (latest filing Nov 20, 2018) · No amendment in the last 12 months on an offering that may still be open — Carlyle European Opportunities Fund V (Offshore), L.P. (latest filing Nov 13, 2018) · No amendment in the last 12 months on an offering that may still be open — Carlyle European Opportunities Fund V, L.P. (latest filing Nov 13, 2018) · and 9 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jan 4, 2019 ↗LLCP Structured Equity Access Fund VI (Offshore), L.P. — PartnerFacts page ↗Form D · Jan 4, 2019 ↗LLCP Structured Equity Access Fund VI, L.P. — PartnerFacts page ↗
Sources
Note · Apr 4, 2016 – Mar 9, 2017

Barbara E. Kocsis is written 2 different ways on the filings

listed as "Barbara E. Kocsis" on 21 filings (from Apr 4, 2016), and "Barbara Kocsis" on 2 filings (from Mar 9, 2017).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Apr 4, 2016 ↗Form D · Mar 9, 2017 ↗Barbara E. Kocsis — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

19 of 22 offerings report sales commissions totalling $36,660,618; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 28, 2022 D
Riverside Micro Cap Access Fund VI, L.P.
File 021-463245
$0$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗EDGAR ↗
Oct 27, 2022 D/A
Brookfield Opp Real Estate IV Access Fund, L.P.
File 021-460711
$190,005$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗EDGAR ↗
Oct 4, 2022 D
Brookfield Opp Real Estate IV Access Fund (Offshore), L.P.
File 021-460720
$178,600$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗EDGAR ↗
Jul 7, 2022 D
Pharos Healthcare IV Access Fund, L.P.
File 021-451524
$126,475$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗EDGAR ↗
Mar 9, 2022 D
KKR Infrastructure IV Global Access Fund, L.P.
File 021-436437
$1,225,125$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗EDGAR ↗
Nov 22, 2021 D
Ares Senior Direct Lending Access Fund II, L.P.
File 021-421975
$1,217,425$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗EDGAR ↗
May 10, 2021 D
Sageview Software & Technology Partners III, L.P.
File 021-398705
$686,783$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗EDGAR ↗
Dec 18, 2020 D
KKR Asia IV Buyout Access Fund, L.P.
File 021-383721
$825,850$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗EDGAR ↗
Jan 4, 2019 D
LLCP Structured Equity Access Fund VI, L.P.
File 021-329739
$3,000,000 (est.)$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗)
EDGAR ↗
Jan 4, 2019 D
LLCP Structured Equity Access Fund VI (Offshore), L.P.
File 021-329743
$200,000 (est.)$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗)
EDGAR ↗
Nov 20, 2018 D
Ares Senior Direct Lending Access Fund, L.P.
File 021-326156
$6,750,000 (est.)$0 (est.)$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
via Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD 7691 ↗)
EDGAR ↗
Nov 13, 2018 D
Carlyle European Opportunities Fund V, L.P.
File 021-325624
$4,550,000 (est.)$0$0Merrill Lynch, Pierce, Fenner & Smith Incoporated BrokerCheck CRD 7691 ↗
via Merrill Lynch, Pierce, Fenner & Smith Incoporated (CRD 7691 ↗)
EDGAR ↗
Nov 13, 2018 D
Carlyle European Opportunities Fund V (Offshore), L.P.
File 021-325621
$400,000 (est.)$0$0Merrill Lynch, Pierce, Fenner & Smith Incoporated BrokerCheck CRD 7691 ↗
via Merrill Lynch, Pierce, Fenner & Smith Incoporated (CRD 7691 ↗)
EDGAR ↗
Mar 9, 2017 D
Clareant European Strategic Credit (Offshore) Fund, L.P.
File 021-282135
$84,850$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗EDGAR ↗
Mar 9, 2017 D
Clareant European Strategic Credit Fund, L.P.
File 021-282139
$423,855$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗EDGAR ↗
Mar 2, 2017 D
Pretium SFR Real Estate II L.P.
File 021-281622
$546,600$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗EDGAR ↗
Jul 7, 2016 D
GSO Credit Alpha Annex Trust
File 021-266511
$4,271,625$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗EDGAR ↗
Jul 7, 2016 D
GSO Credit Alpha Annex Fund (Offshore) L.P.
File 021-266525
$915,925$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗EDGAR ↗
May 31, 2016 D
Blackstone Strategic Partners Secondaries VII Trust
File 021-264110
$9,718,175$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗EDGAR ↗
May 31, 2016 D
Blackstone Strategic Partners Secondaries VII Fund (Offshore), L.P.
File 021-264122
$1,349,325$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗EDGAR ↗
Apr 4, 2016 D
Rocket Global Innovation Trust
File 021-260601
$0$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗EDGAR ↗
Apr 4, 2016 D
Rocket Global Innovation Fund (Offshore), L.P.
File 021-260609
$0$0$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 22

Every issuer that named Barbara E. Kocsis on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RM
Pooled Investment Fund · group: Ares Senior Direct

Riverside Micro Cap Access Fund VI, L.P.

New York, NY · Oct 28, 2022
  • Oct 28, 2022 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Barbara is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BO
Pooled Investment Fund · group: Ares Senior Direct

Brookfield Opp Real Estate IV Access Fund, L.P.

New York, NY · Oct 4, 2022 → Oct 27, 2022 · 2 filings
  • Oct 27, 2022 · D/A · $47,538,000 sold of $47,538,000 · 155 investors · min. $100,000 · role: Executive Officer EDGAR ↗
  • Oct 4, 2022 · D · $47,538,000 sold of $47,538,000 · 155 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $47.5M from 155 investors (100% of the $47.5M target) as of the latest filing. Barbara is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BO
Pooled Investment Fund · group: Ares Senior Direct

Brookfield Opp Real Estate IV Access Fund (Offshore), L.P.

New York, NY · Oct 4, 2022
  • Oct 4, 2022 · D · $20,260,000 sold of $20,260,000 · 38 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $20.3M from 38 investors (100% of the $20.3M target) as of the latest filing. Barbara is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PH
Pooled Investment Fund · group: Ares Senior Direct

Pharos Healthcare IV Access Fund, L.P.

New York, NY · Jul 7, 2022
  • Jul 7, 2022 · D · $35,990,000 sold of $35,990,000 · 152 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $36M from 152 investors (100% of the $36M target) as of the latest filing. Barbara is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KI
Pooled Investment Fund

KKR Infrastructure IV Global Access Fund, L.P.

New York, NY · Mar 9, 2022
  • Mar 9, 2022 · D · $203,560,000 sold of $203,560,000 · 735 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $203.6M from 735 investors (100% of the $203.6M target) as of the latest filing. Barbara is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund · group: Ares Senior Direct

Ares Senior Direct Lending Access Fund II, L.P.

New York, NY · Nov 22, 2021
  • Nov 22, 2021 · D · $202,657,000 sold of $202,657,000 · 524 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $202.7M from 524 investors (100% of the $202.7M target) as of the latest filing. Barbara is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SS
Pooled Investment Fund · group: Ares Senior Direct

Sageview Software & Technology Partners III, L.P.

New York, NY · May 10, 2021
  • May 10, 2021 · D · $129,657,000 sold of $129,657,000 · 431 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $129.7M from 431 investors (100% of the $129.7M target) as of the latest filing. Barbara is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KA
Pooled Investment Fund · group: Ares Senior Direct

KKR Asia IV Buyout Access Fund, L.P.

New York, NY · Dec 18, 2020
  • Dec 18, 2020 · D · $142,815,000 sold of $142,815,000 · 474 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $142.8M from 474 investors (100% of the $142.8M target) as of the latest filing. Barbara is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LS
Pooled Investment Fund · group: Llcp Structured

LLCP Structured Equity Access Fund VI (Offshore), L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 4, 2019
  • Jan 4, 2019 · D · $13,225,000 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (of MLAI) EDGAR ↗

Raised $13.2M from 11 investors as of the latest filing. Barbara is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LS
Pooled Investment Fund · group: Llcp Structured

LLCP Structured Equity Access Fund VI, L.P.

Wilmington, DE · Jan 4, 2019
  • Jan 4, 2019 · D · $141,525,000 sold of Indefinite · 452 investors · min. No minimum reported · role: Executive Officer (of MLAI) EDGAR ↗

Raised $141.5M from 452 investors as of the latest filing. Barbara is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AS
Pooled Investment Fund

Ares Senior Direct Lending Access Fund, L.P.

Wilmington, DE · Nov 20, 2018
  • Nov 20, 2018 · D · $266,739,000 sold of Indefinite · 774 investors · min. No minimum reported · role: Executive Officer (of MLAI) EDGAR ↗

Raised $266.7M from 774 investors as of the latest filing. Barbara is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CE
Pooled Investment Fund · group: Icapital

Carlyle European Opportunities Fund V, L.P.

Wilmington, DE · Nov 13, 2018
  • Nov 13, 2018 · D · $186,465,000 sold of Indefinite · 498 investors · min. No minimum reported · role: Executive Officer (of MLAI) EDGAR ↗

Raised $186.5M from 498 investors as of the latest filing. Barbara is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CE
Pooled Investment Fund · group: Icapital

Carlyle European Opportunities Fund V (Offshore), L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Nov 13, 2018
  • Nov 13, 2018 · D · $12,250,000 sold of Indefinite · 27 investors · min. No minimum reported · role: Executive Officer (of MLAI) EDGAR ↗

Raised $12.3M from 27 investors as of the latest filing. Barbara is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CE
Pooled Investment Fund · group: Icapital

Clareant European Strategic Credit Fund, L.P.

Wilmington, DE · Mar 9, 2017
  • Mar 9, 2017 · D · $57,893,000 sold of Indefinite · 202 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $57.9M from 202 investors as of the latest filing. Barbara is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CE
Pooled Investment Fund · group: Icapital

Clareant European Strategic Credit (Offshore) Fund, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 9, 2017
  • Mar 9, 2017 · D · $10,775,000 sold of Indefinite · 53 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $10.8M from 53 investors as of the latest filing. Barbara is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PS
Pooled Investment Fund

Pretium SFR Real Estate II L.P.

Wilmington, DE · Mar 2, 2017
  • Mar 2, 2017 · D · $53,992,000 sold of Indefinite · 235 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $54M from 235 investors as of the latest filing. Barbara is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GC
Pooled Investment Fund · group: Icapital

GSO Credit Alpha Annex Fund (Offshore) L.P.

New York, NY · Jul 7, 2016
  • Jul 7, 2016 · D · $36,637,000 sold of Indefinite · 137 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $36.6M from 137 investors as of the latest filing. Barbara is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GC
Pooled Investment Fund · group: Icapital

GSO Credit Alpha Annex Trust

New York, NY · Jul 7, 2016
  • Jul 7, 2016 · D · $170,865,000 sold of Indefinite · 473 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $170.9M from 473 investors as of the latest filing. Barbara is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
Pooled Investment Fund · group: Icapital

Blackstone Strategic Partners Secondaries VII Fund (Offshore), L.P.

New York, NY · May 31, 2016
  • May 31, 2016 · D · $53,973,000 sold of Indefinite · 211 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $54M from 211 investors as of the latest filing. Barbara is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
Pooled Investment Fund · group: Icapital

Blackstone Strategic Partners Secondaries VII Trust

New York, NY · May 31, 2016
  • May 31, 2016 · D · $388,727,000 sold of Indefinite · 873 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $388.7M from 873 investors as of the latest filing. Barbara is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RG
Pooled Investment Fund · group: Icapital

Rocket Global Innovation Fund (Offshore), L.P.

New York, NY · Apr 4, 2016
  • Apr 4, 2016 · D · $39,860,000 sold of Indefinite · 218 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $39.9M from 218 investors as of the latest filing. Barbara is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RG
Pooled Investment Fund · group: Icapital

Rocket Global Innovation Trust

New York, NY · Apr 4, 2016
  • Apr 4, 2016 · D · $199,971,000 sold of Indefinite · 685 investors · min. $250,000 · role: Executive Officer EDGAR ↗

Raised $200M from 685 investors as of the latest filing. Barbara is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Barbara 23

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

AF
Management entity

Asterion Fund Services, L.L.C.

Executive Officer, Director, Promoter · 14 shared filings (13 issuers) · also on 155 other issuers

Asterion Fund Services, L.L.C. is on 168 issuers in total — a repeat sponsor. Their page lists every one.

MF
Management entity

Maples Fiduciary Services (Delaware), Inc.

Director, Executive Officer · 11 shared filings (10 issuers) · also on 106 other issuers

Maples Fiduciary Services (Delaware), Inc. is on 116 issuers in total — a repeat sponsor. Their page lists every one.

IA
Management entity

iCapital Alternative Investments LLC

Executive Officer · 9 shared filings (8 issuers) · also on 118 other issuers

iCapital Alternative Investments LLC is on 126 issuers in total — a repeat sponsor. Their page lists every one.

AF
Management entity

Asterion Fund Services (Offshore) Ltd.

Executive Officer, Director · 4 shared filings (4 issuers) · also on 72 other issuers

Asterion Fund Services (Offshore) Ltd. is on 76 issuers in total — a repeat sponsor. Their page lists every one.

MD
Management entity

MaplesFS Directors Limited

Director · 1 shared filing (1 issuer) · also on 38 other issuers

MaplesFS Directors Limited is on 39 issuers in total — a repeat sponsor. Their page lists every one.

NF
No photo found yet (own website and image search run after this page is viewed)
Person

Nancy Fahmy

Executive Officer · 14 shared filings (14 issuers) · also on 129 other issuers

Nancy Fahmy is on 143 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff McGoey

Executive Officer · 14 shared filings (14 issuers) · also on 127 other issuers

Jeff McGoey is on 141 issuers in total — a repeat sponsor. Their page lists every one.

LR
No photo found yet (own website and image search run after this page is viewed)
Person

Leslie Ross

Executive Officer · 14 shared filings (14 issuers) · also on 82 other issuers

Leslie Ross is on 96 issuers in total — a repeat sponsor. Their page lists every one.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

John V. Leale

Executive Officer · 14 shared filings (14 issuers) · also on 53 other issuers

John V. Leale is on 67 issuers in total — a repeat sponsor. Their page lists every one.

SH
No photo found (searched own website, image search on Oct 24, 2026)
Person

Scott Huff

Executive Officer · 12 shared filings (11 issuers) · also on 358 other issuers

Scott Huff is on 369 issuers in total — a repeat sponsor. Their page lists every one.

ET
No photo found yet (own website and image search run after this page is viewed)
Person

Edward L. Truitt, Jr.

Executive Officer · 12 shared filings (11 issuers) · also on 145 other issuers

Edward L. Truitt, Jr. is on 156 issuers in total — a repeat sponsor. Their page lists every one.

GP
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Parets

Executive Officer · 8 shared filings (8 issuers) · also on 29 other issuers

Gregory Parets is on 37 issuers in total — a repeat sponsor. Their page lists every one.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth P. Martin

Executive Officer · 8 shared filings (8 issuers) · also on 8 other issuers

Kenneth P. Martin is on 16 issuers in total — a repeat sponsor. Their page lists every one.

BW
No photo found yet (own website and image search run after this page is viewed)
Person

Brian Woldow

Executive Officer · 6 shared filings (6 issuers) · also on 54 other issuers

Brian Woldow is on 60 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Devesh Saksena

Executive Officer · 6 shared filings (6 issuers) · also on 49 other issuers

Devesh Saksena is on 55 issuers in total — a repeat sponsor. Their page lists every one.

CT
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Thomas

Director · 3 shared filings (3 issuers) · also on 139 other issuers

Charles Thomas is on 142 issuers in total — a repeat sponsor. Their page lists every one.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Dominick Carlino

Executive Officer · 3 shared filings (3 issuers) · also on 54 other issuers

Dominick Carlino is on 57 issuers in total — a repeat sponsor. Their page lists every one.

NM
No photo found yet (own website and image search run after this page is viewed)
Person

Ninon B. Marapachi

Executive Officer · 3 shared filings (3 issuers) · also on 69 other issuers

Ninon B. Marapachi is on 72 issuers in total — a repeat sponsor. Their page lists every one.

ST
No photo found yet (own website and image search run after this page is viewed)
Person

Steve A. Thomas

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Barbara E. Kocsis. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Priscilla L. Baldari

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Barbara E. Kocsis. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Brian M. Maune

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Barbara E. Kocsis. Their page shows their other deals.

The team behind the deals

I
Sponsor group

Icapital

262 issuers · 953 filings · $44.94B reported sold · 2009–2026

One team, 262 deal companies. Barbara E. Kocsis is listed on 10 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Barbara E. Kocsis.

AS
Sponsor group

Ares Senior Direct

8 issuers · 9 filings · $614.7M reported sold · 2020–2024

One team, 8 deal companies. Barbara E. Kocsis is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Barbara E. Kocsis.

LS
Sponsor group

Llcp Structured

2 issuers · 2 filings · $154.8M reported sold · 2019–2019

One team, 2 deal companies. Barbara E. Kocsis is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Barbara E. Kocsis.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 8 of the 22 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Riverside Micro Cap Access Fund VI, L.P., Brookfield Opp Real Estate IV Access Fund, L.P., Brookfield Opp Real Estate IV Access Fund (Offshore), L.P., Pharos Healthcare IV Access Fund, L.P., KKR Infrastructure IV Global Access Fund, L.P., Ares Senior Direct Lending Access Fund II, L.P., Sageview Software & Technology Partners III, L.P., KKR Asia IV Buyout Access Fund, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Barbara E. Kocsis by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 22 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Barbara E. Kocsis is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

icapital.com ↗ found on Carlyle European Opportunities Fund V, L.P. (icapital.com — same registered sponsor family (group "Icapital"); known from issuer CIK 1995981 (search:bing))

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Delaware CourtConnect ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Delaware Secretary of State business search ↗OpenCorporates ↗

Change history

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