Steve A. Thomas is listed as an executive officer on 3 SEC Form D filings by 3 issuers in Mar 2017: Clareant European Strategic Credit Fund, L.P. (Wilmington, DE — pooled investment fund — 2017; $57.9M reported sold to 202 investors), Pretium SFR Real Estate II L.P. (Wilmington, DE — pooled investment fund — 2017; $54M reported sold to 235 investors) and Clareant European Strategic Credit (Offshore) Fund, L.P. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2017; $10.8M reported sold to 53 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer. Across those companies the filings report $122.7M sold in total.
2 of the issuers belong to the sponsor group Icapital (262 issuers, $44.94B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Icapital has 262 companies on file and $44.94B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Steve A. Thomas and found 3 differences: No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.