Arthur Johnson is listed as an executive officer, director, and promoter on 7 SEC Form D filings by 6 issuers between Nov 2013 and Oct 2022. Largest by amount reported sold: 400 Claremont Holdings LLC (Jersey City, NJ — residential — 2019–2021; $22.9M reported sold to 13 investors), 70 Mallory Holdings LLC (Jersey City, NJ — commercial — 2022; $5.8M reported sold to 16 investors), Mallory Opportunity Zone LLC (Jersey City, NJ — commercial — 2022; $2.85M reported sold to 7 investors), 400 Claremont Ave. Opportunity Zone II LLC (Jersey City, NJ — residential — 2020; $500K reported sold to 1 investors), 400 Claremont Ave. Opportunity Zone III LLC (Jersey City, NJ — residential — 2020; $400K reported sold to 3 investors) and 1 more (all listed below).
What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer, director, and promoter, over about 9 years. Across those companies the filings report $32.5M sold in total.
Listed alongside DINO TOMASSETTI (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Arthur. Each name links to their own page.
5 of the issuers belong to the sponsor group 400 Claremont Ave (5 issuers, $32.5M reported sold, 2019–2022).
What this means A sponsor group is one team that sets up a new company for each deal. 400 Claremont Ave has 5 companies on file and $32.5M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 7 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 7 public filings for Arthur Johnson and found 9 differences, 1 worth asking the sponsor about: Arthur Johnson appears on 3 deals that stopped filing before reaching their target; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.