PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:41 AM ET

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Arthur E Johnson

Named as an officer, director or promoter on SEC Form D filings · TX · Jan 5, 2017 → Feb 8, 2019

1deal (issuers)
$259.8Mreported sold
28investors
3Form D filings
2017–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:05 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Arthur E Johnson is listed as an executive officer and director on 3 SEC Form D filings by 1 issuer between Jan 2017 and Feb 2019: RECODE THERAPEUTICS, INC. (Menlo Park, CA — biotechnology — 2017–2019; $259.8M reported sold to 28 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

No other person or management entity is listed on the same filings.

What this means The filings name this person alone — no co-officers, directors or promoters were listed.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 25 bankruptcy cases matching the name listed in Key records below.

What this means 25 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Arthur E Johnson and found 7 differences: Form D filed 20 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Arthur E Johnson has not run yet — it is joining a line of 38,507 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:05 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Arthur E Johnson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

25 cases: 25 closed (disposition not in docket feed)

Arthur Johnson closed
United States Bankruptcy Court, W.D. Texas · No. 23-60307 · Filed Jun 29, 2023 · Closed Sep 29, 2023
Role of Arthur Johnson: Debtor · Outcome: Case closed 2023-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 550 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX)
Arthur Johnson closed
United States Bankruptcy Court, N.D. Texas · No. 11-37213 · Filed Nov 10, 2011 · Closed Mar 12, 2012
Role of Arthur Johnson: Debtor · Outcome: Case closed 2012-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 550 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX)
Arthur L. Johnson closed
United States Bankruptcy Court, W.D. Texas · No. 11-51814 · Filed May 25, 2011 · Closed Sep 15, 2011
Role of Arthur L. Johnson: Debtor · Outcome: Case closed 2011-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 550 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Arthur Johnson closed
United States Bankruptcy Court, N.D. Texas · No. 10-37089 · Filed Oct 5, 2010 · Closed Feb 9, 2011
Role of Arthur Johnson: Debtor · Outcome: Case closed 2011-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 550 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX)
Arthur Johnson and Lionyel B Johnson closed
United States Bankruptcy Court, S.D. Texas · No. 09-33375 · Filed May 14, 2009 · Closed Oct 30, 2009
Role of Arthur Johnson and Lionyel B Johnson: Debtor · Outcome: Case closed 2009-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 550 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Arthur L. Johnson closed
United States Bankruptcy Court, N.D. California · No. 08-50755 · Filed Feb 21, 2008 · Closed May 29, 2008
Role of Arthur L. Johnson: Debtor · Outcome: Case closed 2008-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 550 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Arthur A. Johnson closed
United States Bankruptcy Court, S.D. California · No. 05-13079 · Filed Oct 13, 2005 · Closed Jan 27, 2006
Role of Arthur A. Johnson: Debtor · Outcome: Case closed 2006-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 550 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Arthur L. Johnson, Jr. and Sally E. Johnson closed
United States Bankruptcy Court, E.D. Texas · No. 05-50065 · Filed Feb 27, 2005 · Closed Aug 12, 2010
Role of Arthur L. Johnson, Jr.: Debtor · Outcome: Case closed 2010-08-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 550 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Arthur Johnson closed
United States Bankruptcy Court, N.D. Texas · No. 04-34900 · Filed May 1, 2004 · Closed Jul 29, 2004
Role of Arthur Johnson: Debtor · Outcome: Case closed 2004-07-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 550 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX)
Arthur Johnson closed
United States Bankruptcy Court, N.D. Texas · No. 03-38909 · Filed Sep 1, 2003 · Closed Mar 2, 2004
Role of Arthur Johnson: Debtor · Outcome: Case closed 2004-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 550 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX)
Arthur Johnson closed
United States Bankruptcy Court, N.D. Texas · No. 03-35604 · Filed Jun 2, 2003 · Closed Dec 4, 2003
Role of Arthur Johnson: Debtor · Outcome: Case closed 2003-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 550 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX)
Arthur Johnson closed
United States Bankruptcy Court, C.D. California · No. 6:03-bk-16163 · Filed Apr 23, 2003 · Closed Jan 27, 2004
Role of Arthur Johnson: Debtor · Outcome: Case closed 2004-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 550 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Arthur Johnson and Naomi Johnson closed
United States Bankruptcy Court, C.D. California · No. 6:02-bk-21838 · Filed Jul 22, 2002 · Closed Nov 21, 2002
Role of Arthur Johnson and Naomi Johnson: Debtor · Outcome: Case closed 2002-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 550 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Arthur F Johnson and Teresa Johnson closed
United States Bankruptcy Court, C.D. California · No. 1:01-bk-19002 · Filed Sep 21, 2001 · Closed Jan 25, 2002
Role of Arthur F Johnson and Teresa Johnson: Debtor · Outcome: Case closed 2002-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 550 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Arthur E Johnson and Gloria R Johnson closed
United States Bankruptcy Court, S.D. Texas · No. 01-32268 · Filed Mar 5, 2001 · Closed Jun 25, 2001
Role of Arthur E Johnson and Gloria R Johnson: Debtor · Outcome: Case closed 2001-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 550 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX)
Arthur A. Johnson and Hazel L. Johnson closed
United States Bankruptcy Court, E.D. California · No. 00-10843 · Filed Feb 3, 2000 · Closed May 16, 2000
Role of Arthur A. Johnson and Hazel L. Johnson: Debtor · Outcome: Case closed 2000-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 550 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Arthur Johnson closed
United States Bankruptcy Court, S.D. Texas · No. 98-41768 · Filed Nov 4, 1998 · Closed Mar 11, 1999
Role of Arthur Johnson: Debtor · Outcome: Case closed 1999-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 550 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX)
Arthur J Johnson closed
United States Bankruptcy Court, C.D. California · No. 1:98-bk-23676 · Filed Oct 2, 1998 · Closed Jan 25, 1999
Role of Arthur J Johnson: Debtor · Outcome: Case closed 1999-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 550 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA); middle initial differs
Arthur E Johnson and Sharon R Johnson closed
United States Bankruptcy Court, C.D. California · No. 6:97-bk-21144 · Filed Jun 25, 1997 · Closed Dec 17, 1997
Role of Arthur E Johnson and Sharon R Johnson: Debtor · Outcome: Case closed 1997-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 550 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Arthur M. Johnson and Alberta K. Johnson closed
United States Bankruptcy Court, E.D. Texas · No. 96-61766 · Filed Jul 22, 1996 · Closed Aug 27, 2002
Role of Arthur M. Johnson and Alberta K. Johnson: Debtor · Outcome: Case closed 2002-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 550 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Arthur Johnson closed
United States Bankruptcy Court, C.D. California · No. 1:96-bk-17713 · Filed Jul 9, 1996 · Closed Aug 9, 1997
Role of Arthur Johnson: Debtor · Outcome: Case closed 1997-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 550 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Arthur Johnson closed
United States Bankruptcy Court, C.D. California · No. 1:96-bk-15835 · Filed May 24, 1996 · Closed Aug 27, 1996
Role of Arthur Johnson: Debtor · Outcome: Case closed 1996-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 550 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Arthur Johnson closed
United States Bankruptcy Court, C.D. California · No. 8:95-bk-15369 · Filed May 25, 1995 · Closed Jun 24, 1996
Role of Arthur Johnson: Debtor · Outcome: Case closed 1996-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 550 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Arthur Johnson closed
United States Bankruptcy Court, C.D. California · No. 1:92-bk-88342 · Filed Dec 17, 1992 · Closed Aug 4, 1993
Role of Arthur Johnson: Debtor · Outcome: Case closed 1993-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 550 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
Arthur Johnson closed
United States Bankruptcy Court, C.D. California · No. 1:92-bk-52042 · Filed Nov 2, 1992 · Closed Aug 23, 1993
Role of Arthur Johnson: Debtor · Outcome: Case closed 1993-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 550 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:05 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Arthur E Johnson (compared 3 filings on Oct 24, 2026)

Note · Dec 16, 2016 – Jan 5, 2017

Form D filed 20 days after the first sale — RECODE THERAPEUTICS, INC.

The filing says the first sale was Dec 16, 2016. The Form D was filed Jan 5, 2017 — 20 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 5 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 5, 2017 ↗RECODE THERAPEUTICS, INC. — PartnerFacts page ↗
Sources
Note · Dec 16, 2016 – Feb 8, 2019

No amendment in the last 12 months on an offering that may still be open — RECODE THERAPEUTICS, INC. (latest filing Feb 8, 2019)

The latest filing for this offering is dated Feb 8, 2019 (first sale Dec 16, 2016). It reports $2,000,000 sold of $3,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Feb 8, 2019 ↗RECODE THERAPEUTICS, INC. — PartnerFacts page ↗
Sources
Note · Jan 5, 2017 – Feb 8, 2019

Reported revenue range changed between filings — RECODE THERAPEUTICS, INC.

"No Revenues" (Jan 5, 2017); then "$1 - $1,000,000" (Feb 8, 2019).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jan 5, 2017 ↗Form D/A · Feb 8, 2019 ↗RECODE THERAPEUTICS, INC. — PartnerFacts page ↗
Sources
Note · Nov 12, 2013 – Oct 12, 2022

Same name, different state: "Arthur Johnson" (NJ) is a separate record

This page covers filings where the address state is TX. A separate record, "Arthur Johnson" with address state NJ, is listed on 7 filings — most recently by Mallory Opportunity Zone LLC (Oct 12, 2022). Both records have filings in the same period (Jan 5, 2017 to Feb 8, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Arthur Johnson (NJ) — PartnerFacts page ↗Form D · Oct 12, 2022 ↗Mallory Opportunity Zone LLC — PartnerFacts page ↗Arthur E Johnson (TX) — this page ↗
Sources
Note · Apr 12, 2018

Same name, different state: "ARTHUR JOHNSON" (CA) is a separate record

This page covers filings where the address state is TX. A separate record, "ARTHUR JOHNSON" with address state CA, is listed on 1 filing — most recently by OPPORTUNITY FUND COMMUNITY DEVELOPMENT (Apr 12, 2018). Both records have filings in the same period (Apr 12, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

ARTHUR JOHNSON (CA) — PartnerFacts page ↗Form D · Apr 12, 2018 ↗OPPORTUNITY FUND COMMUNITY DEVELOPMENT — PartnerFacts page ↗Arthur E Johnson (TX) — this page ↗
Sources
Note · May 28, 2013

Same name, different state: "Arthur E. Johnson" (VA) is a separate record

This page covers filings where the address state is TX. A separate record, "Arthur E. Johnson" with address state VA, is listed on 2 filings — most recently by Booz Allen Hamilton Inc. (May 28, 2013). The two records do not overlap in time: this page runs Jan 5, 2017 to Feb 8, 2019; the other has one filing dated May 28, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Arthur E. Johnson (VA) — PartnerFacts page ↗Form D/A · May 28, 2013 ↗Booz Allen Hamilton Inc. — PartnerFacts page ↗Arthur E Johnson (TX) — this page ↗
Sources
Note · Sep 15, 2011

Same name, different state: "Arthur E. Johnson" (GA) is a separate record

This page covers filings where the address state is TX. A separate record, "Arthur E. Johnson" with address state GA, is listed on 1 filing — most recently by AGL CAPITAL CORP (Sep 15, 2011). The two records do not overlap in time: this page runs Jan 5, 2017 to Feb 8, 2019; the other has one filing dated Sep 15, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Arthur E. Johnson (GA) — PartnerFacts page ↗Form D · Sep 15, 2011 ↗AGL CAPITAL CORP — PartnerFacts page ↗Arthur E Johnson (TX) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 8, 2019 D/A
RECODE THERAPEUTICS, INC.
File 021-277752
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Arthur E Johnson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

RT
Other Health Care

RECODE THERAPEUTICS, INC.

Menlo Park, CA · Jan 5, 2017 → Feb 8, 2019 · 3 filings
  • Feb 8, 2019 · D/A · $2,000,000 sold of $3,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 2, 2017 · D/A · $1,000,000 sold of $3,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 5, 2017 · D · $500,000 sold of $3,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $259.8M from 28 investors (100% of the $3M target) as of the latest filing. Arthur is listed as executive officer, director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (7)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Arthur Johnson — NJ, 6 issuers, Nov 12, 2013 → Oct 12, 2022 · no shared issuer
  • Arthur E. Johnson — GA, 1 issuer, Sep 15, 2011 → Sep 15, 2011 · no shared issuer
  • Arthur Quicke Johnson — CA, 1 issuer, Jul 7, 2014 → Jul 7, 2014 · no shared issuer
  • ARTHUR JAMES JOHNSON — TX, 1 issuer, Aug 3, 2022 → Jun 4, 2026 · no shared issuer
  • Arthur E. Johnson — VA, 1 issuer, May 28, 2013 → May 28, 2013 · no shared issuer
  • ARTHUR JOHNSON — CA, 1 issuer, Apr 12, 2018 → Apr 12, 2018 · no shared issuer
  • Arthur Johnson — TX, 1 issuer, Sep 24, 2025 → Sep 11, 2026 · no shared issuer

People around Arthur 0

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No other person or management entity is named on the same filings.

The team behind the deals

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Arthur E Johnson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Arthur E Johnson is listed on: none on file. No website or social profile named in RECODE THERAPEUTICS, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #56,319 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Menlo Park, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Texas re:SearchTX court records ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Texas Secretary of State business search ↗California Secretary of State business search ↗OpenCorporates ↗

Change history

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