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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:21 AM ET

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Andrew Smith

Named as an officer, director or promoter on SEC Form D filings · NY · Jul 2, 2009 → May 14, 2026

7deals (issuers)
$47.8Mreported sold
419investors
8Form D filings
2009–2026years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Andrew Smith is listed as an executive officer, director, and promoter on 8 SEC Form D filings by 7 issuers between Jul 2009 and May 2026. Largest by amount reported sold: Aqua BlueGate CMBS Venture II, L.P. (New York, NY — pooled investment fund — 2010; $25.7M reported sold to 16 investors), HazelTree Fund Services, Inc. (New York, NY — other technology — 2022–2024; $14M reported sold to 36 investors), Aqua BlueGate CMBS Venture I, L.P. (New York, NY — pooled investment fund — 2009; $7.77M reported sold to 14 investors), Peakstone Realty Trust (New York, NY — reits and finance — 2026; $123K reported sold to 123 investors), IV3 STOUGHTON LOGISTICS REIT LLC (Atlanta, GA — reits and finance — 2023; $115K reported sold to 115 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $47.8M sold in total.

Listed alongside Devin Barnwell (3 shared filings), Zachary Cohn (3 shared filings), Charles Obert (2 shared filings), Daniel Sachs (2 shared filings), Doug Haynes (2 shared filings) and 22 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Andrew. Each name links to their own page.

The issuers belong to 2 sponsor groups: Brookfield (322 issuers, $177.24B reported sold, 2009–2026) and Atlantic Creek (6 issuers, $285.8M reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 SEC release, 2 state regulator orders, 28 bankruptcy cases matching the name listed in Key records below.

What this means 31 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for Andrew Smith and found 12 differences, 2 worth asking the sponsor about: Andrew Smith appears on 3 deals that stopped filing before reaching their target; Form D filed 64 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Andrew Smith has not run yet — it is joining a line of 31,355 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release; 2 state regulator orders

Individuals Suspended for Failure to Comply with an Arbitration Award or Related Settlement or an Order of Restitution or Settlement Providing for Restitution Pursuant to FINRA Rule Series 9554 FINRA · Financial Industry Regulatory Authority (FINRA)
Order date May 2, 2024 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Andrew Smith (CRD #4358601)
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 26 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
Individuals Suspended for Failure to Comply with an Arbitration Award or Related Settlement or an Order of Restitution or Settlement Providing for Restitution Pursuant to FINRA Rule Series 9554 FINRA · Financial Industry Regulatory Authority (FINRA)
Order date May 2, 2024 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Andrew Smith (CRD #4358601)
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 26 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
Andrew M. Smith, CPA Administrative proceeding
SEC · Sep 13, 2007 · Parties as named in the release: Andrew M. Smith, CPA Read the release ↗
same full name in the release title; 26 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Andrew Smith..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

28 cases: 2 open, 26 closed (disposition not in docket feed)

Andrew T. Smith and Lindy S. Smith open
United States Bankruptcy Court, W.D. New York · No. 2-26-20256 · Filed Apr 10, 2026
Role of Andrew T. Smith and Lindy S. Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Andrew Smith open
United States Bankruptcy Court, M.D. Georgia · No. 22-70989 · Filed Nov 11, 2022
Role of Andrew Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (GA)
Andrew J. Smith closed
United States Bankruptcy Court, N.D. New York · No. 21-60297 · Filed Apr 7, 2021 · Closed Aug 10, 2021
Role of Andrew J. Smith: Debtor · Outcome: Case closed 2021-08-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Susan M. Sweeney-Smith and Andrew J. Smith closed
United States Bankruptcy Court, N.D. New York · No. 20-60843 · Filed Jul 30, 2020 · Closed Aug 9, 2024
Role of Andrew J. Smith: Debtor · Outcome: Case closed 2024-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Andrew R Smith closed
United States Bankruptcy Court, W.D. New York · No. 1-18-11668 · Filed Aug 27, 2018 · Closed Dec 26, 2018
Role of Andrew R Smith: Debtor · Outcome: Case closed 2018-12-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Andrew A. Smith closed
United States Bankruptcy Court, M.D. Georgia · No. 17-10340 · Filed Mar 27, 2017 · Closed Feb 23, 2022
Role of Andrew A. Smith: Debtor · Outcome: Case closed 2022-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (GA)
Andrew Smith and Lindy Smith closed
United States Bankruptcy Court, W.D. New York · No. 1-17-10019 · Filed Jan 5, 2017 · Closed Aug 2, 2022
Role of Andrew Smith and Lindy Smith: Debtor · Outcome: Case closed 2022-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Andrew J Smith closed
United States Bankruptcy Court, S.D. New York · No. 16-36293 · Filed Jul 14, 2016 · Closed Nov 16, 2016
Role of Andrew J Smith: Debtor · Outcome: Case closed 2016-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Andrew Smith closed
United States Bankruptcy Court, E.D. New York · No. 8-15-71445 · Filed Apr 7, 2015 · Closed Jul 21, 2015
Role of Andrew Smith: Debtor · Outcome: Case closed 2015-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Andrew M Smith and Angelica N Smith closed
United States Bankruptcy Court, M.D. Georgia · No. 15-30286 · Filed Mar 16, 2015 · Closed Jul 21, 2015
Role of Andrew M Smith and Angelica N Smith: Debtor · Outcome: Case closed 2015-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (GA)
Andrew B Smith and Amy M. Smith closed
United States Bankruptcy Court, N.D. New York · No. 13-12855 · Filed Nov 25, 2013 · Closed Mar 7, 2014
Role of Andrew B Smith and Amy M. Smith: Debtor · Outcome: Case closed 2014-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Andrew O. Smith and Jennifer M. Smith closed
United States Bankruptcy Court, W.D. New York · No. 2-13-20317 · Filed Feb 28, 2013 · Closed Jun 27, 2013
Role of Andrew O. Smith and Jennifer M. Smith: Debtor · Outcome: Case closed 2013-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Andrew J. Smith and Keri E. Smith closed
United States Bankruptcy Court, N.D. New York · No. 12-30158 · Filed Feb 1, 2012 · Closed Jul 13, 2012
Role of Andrew J. Smith and Keri E. Smith: Debtor · Outcome: Case closed 2012-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Andrew L. Smith and Marsha L. Smith closed
United States Bankruptcy Court, M.D. Georgia · No. 09-11392 · Filed Jul 30, 2009 · Closed May 28, 2015
Role of Andrew L. Smith and Marsha L. Smith: Debtor · Outcome: Case closed 2015-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (GA)
Andrew Smith and Rhonda Smith closed
United States Bankruptcy Court, E.D. New York · No. 8-09-70150 · Filed Jan 12, 2009 · Closed Jul 22, 2010
Role of Andrew Smith and Rhonda Smith: Debtor · Outcome: Case closed 2010-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Andrew D. Smith closed
United States Bankruptcy Court, N.D. New York · No. 08-33090 · Filed Dec 5, 2008 · Closed Jul 30, 2009
Role of Andrew D. Smith: Debtor · Outcome: Case closed 2009-07-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Andrew A. Smith closed
United States Bankruptcy Court, M.D. Georgia · No. 08-31211 · Filed Oct 3, 2008 · Closed Jan 21, 2009
Role of Andrew A. Smith: Debtor · Outcome: Case closed 2009-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (GA)
Andrew H. Smith closed
United States Bankruptcy Court, N.D. Georgia · No. 08-79214 · Filed Sep 30, 2008 · Closed Jul 24, 2009
Role of Andrew H. Smith: Debtor · Outcome: Case closed 2009-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (GA)
Andrew J. Smith and Margaret A. Smith closed
United States Bankruptcy Court, W.D. New York · No. 1-07-03495 · Filed Aug 31, 2007 · Closed Jan 15, 2008
Role of Andrew J. Smith and Margaret A. Smith: Debtor · Outcome: Case closed 2008-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Andrew Smith closed
United States Bankruptcy Court, E.D. New York · No. 8-06-72793 · Filed Oct 31, 2006 · Closed Feb 13, 2007
Role of Andrew Smith: Debtor · Outcome: Case closed 2007-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Andrew J Smith and Ruth Loretta Smith closed
United States Bankruptcy Court, S.D. New York · No. 05-38554 · Filed Oct 12, 2005 · Closed Feb 23, 2006
Role of Andrew J Smith and Ruth Loretta Smith: Debtor · Outcome: Case closed 2006-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Andrew R. Smith and Alissa M. Smith closed
United States Bankruptcy Court, S.D. New York · No. 05-36923 · Filed Jul 8, 2005 · Closed Nov 8, 2005
Role of Andrew R. Smith and Alissa M. Smith: Debtor · Outcome: Case closed 2005-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Andrew L. Smith closed
United States Bankruptcy Court, N.D. Georgia · No. 05-69100 · Filed May 17, 2005 · Closed Aug 24, 2005
Role of Andrew L. Smith: Debtor · Outcome: Case closed 2005-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (GA)
Andrew J Smith and Ruth Loretta Smith closed
United States Bankruptcy Court, S.D. New York · No. 05-36295 · Filed May 13, 2005 · Closed Sep 21, 2005
Role of Andrew J Smith and Ruth Loretta Smith: Debtor · Outcome: Case closed 2005-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Andrew Smith closed
United States Bankruptcy Court, E.D. New York · No. 1-05-17520 · Filed May 10, 2005 · Closed Aug 31, 2005
Role of Andrew Smith: Debtor · Outcome: Case closed 2005-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Andrew Smith closed
United States Bankruptcy Court, M.D. Georgia · No. 04-42775 · Filed Nov 18, 2004 · Closed Mar 9, 2005
Role of Andrew Smith: Debtor · Outcome: Case closed 2005-03-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (GA)
Andrew J. Smith and Cheryl L. Smith closed
United States Bankruptcy Court, W.D. New York · No. 1-04-13264 · Filed May 5, 2004 · Closed Sep 21, 2004
Role of Andrew J. Smith and Cheryl L. Smith: Debtor · Outcome: Case closed 2004-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
Andrew T. Smith and Rebecca R. Smith closed
United States Bankruptcy Court, W.D. New York · No. 1-03-18744 · Filed Nov 24, 2003 · Closed Mar 23, 2009
Role of Andrew T. Smith and Rebecca R. Smith: Debtor · Outcome: Case closed 2009-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (NY)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Andrew Smith — 2 worth asking about (compared 8 filings on Oct 24, 2026)

Note · Mar 29, 2017 – Nov 5, 2018

Bankruptcy case: Gavin/Solmonese LLC v. Trafelet — filed Mar 29, 2017

United States Bankruptcy Court, D. Delaware docket "Gavin/Solmonese LLC v. Trafelet" filed Mar 29, 2017, closed Nov 5, 2018. Remy W. Trafelet (listed on the same filings) is listed as Defendant ("Trafelet"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Nov 8, 2004 – Sep 28, 2006

Bankruptcy case: USG Corporation, a Delaware corporation v. Trafelet — filed Nov 8, 2004

United States Bankruptcy Court, D. Delaware docket "USG Corporation, a Delaware corporation v. Trafelet" filed Nov 8, 2004, closed Sep 28, 2006. Remy W. Trafelet (listed on the same filings) is listed as Defendant ("Trafelet"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Feb 9, 1998 – Mar 8, 2002

Bankruptcy case: National Union Fire Insurance Company v. DeLillo — filed Feb 9, 1998

United States Bankruptcy Court, S.D. Florida. docket "National Union Fire Insurance Company v. DeLillo" filed Feb 9, 1998, closed Mar 8, 2002. Mark DeLillo (listed on the same filings) is listed as Defendant ("DeLillo"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Jul 2, 2009 – Feb 20, 2020

Andrew Smith appears on 3 deals that stopped filing before reaching their target

Alpha Funding-001 LLC (last filing Feb 20, 2020; $0 sold of $15,000,000); Aqua BlueGate CMBS Venture II, L.P. (last filing Jan 27, 2010; $25,717,000 sold of $100,000,000); Aqua BlueGate CMBS Venture I, L.P. (last filing Jul 2, 2009; $7,773,569 sold of $50,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Worth asking · Aug 17, 2022 – Oct 20, 2022

Form D filed 64 days after the first sale — HazelTree Fund Services, Inc.

The filing says the first sale was Aug 17, 2022. The Form D was filed Oct 20, 2022 — 64 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 49 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jun 16, 2009 – Jul 2, 2009

Form D filed 16 days after the first sale — Aqua BlueGate CMBS Venture I, L.P.

The filing says the first sale was Jun 16, 2009. The Form D was filed Jul 2, 2009 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jun 16, 2009 – Jul 27, 2023

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — IV1 CHERRY VALLEY REIT LLC (latest filing Jul 27, 2023) · No amendment in the last 12 months on an offering that may still be open — IV3 STOUGHTON LOGISTICS REIT LLC (latest filing Jul 27, 2023) · No amendment in the last 12 months on an offering that may still be open — Aqua BlueGate CMBS Venture II, L.P. (latest filing Jan 27, 2010) · No amendment in the last 12 months on an offering that may still be open — Aqua BlueGate CMBS Venture I, L.P. (latest filing Jul 2, 2009)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Nov 4, 2020 – Nov 26, 2025

Same name, different state: "Andrew Smith" (AL) is a separate record

This page covers filings where the address state is NY. A separate record, "Andrew Smith" with address state AL, is listed on 3 filings — most recently by AI Metrics, Inc. (Nov 26, 2025). Both records have filings in the same period (Nov 4, 2020 to Nov 26, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Oct 17, 2025

Same name, different state: "Andrew Toby Smith" (N4 or X0) is a separate record

This page covers filings where the address state is NY. A separate record, "Andrew Toby Smith" with address state N4 or X0, is listed on 2 filings — most recently by TN Co-Investment Vehicle SCSp (Mar 31, 2026). Both records have filings in the same period (Oct 17, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 26, 2009 – Oct 8, 2025

Same name, different state: "Andrew Lee Smith" (A1 or TN) is a separate record

This page covers filings where the address state is NY. A separate record, "Andrew Lee Smith" with address state A1 or TN, is listed on 13 filings — most recently by Canary Gold Corp. (Oct 8, 2025). Both records have filings in the same period (Jul 2, 2009 to Oct 8, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Sep 18, 2009 – May 12, 2015

Same name, different state: "ANDREW S.C. SMITH" (CT) is a separate record

This page covers filings where the address state is NY. A separate record, "ANDREW S.C. SMITH" with address state CT, is listed on 36 filings — most recently by VENTURE CORE FUND VI, L.P. (May 12, 2015). Both records have filings in the same period (Sep 18, 2009 to May 12, 2015).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Apr 6, 2009 – Nov 19, 2010

Same name, different state: "Andrew Smith" (AZ) is a separate record

This page covers filings where the address state is NY. A separate record, "Andrew Smith" with address state AZ, is listed on 2 filings — most recently by INFOARMOR INC (Nov 19, 2010). Both records have filings in the same period (Jul 2, 2009 to Nov 19, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 8 offerings report sales commissions totalling $17,650; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 14, 2026 D
Peakstone Realty Trust
File 021-583941
$6,150$0$0ICA, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 20, 2024 D
HazelTree Fund Services, Inc.
File 021-532879
$0$0$0None listed on this filingEDGAR ↗
Jul 27, 2023 D
IV3 STOUGHTON LOGISTICS REIT LLC
File 021-488022
$5,750$0$0ICA, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Jul 27, 2023 D
IV1 CHERRY VALLEY REIT LLC
File 021-488021
$5,750$0$0ICA, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Oct 20, 2022 D
HazelTree Fund Services, Inc.
File 021-462323
$0$0$0None listed on this filingEDGAR ↗
Feb 20, 2020 D
Alpha Funding-001 LLC
File 021-361019
$0$0$0None listed on this filingEDGAR ↗
Jan 27, 2010 D
Aqua BlueGate CMBS Venture II, L.P.
File 021-138214
$0$0$0None listed on this filingEDGAR ↗
Jul 2, 2009 D
Aqua BlueGate CMBS Venture I, L.P.
File 021-132407
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named Andrew Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

REITS and Finance · group: Brookfield

Peakstone Realty Trust

New York, NY · May 14, 2026
  • May 14, 2026 · D · $123,000 sold of $125,000 · 123 investors · min. $1,000 · role: Executive Officer (Managing Partner) EDGAR ↗

Raised $123K from 123 investors (98% of the $125K target) as of the latest filing. Andrew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

HazelTree Fund Services, Inc.

New York, NY · Oct 20, 2022 → Dec 20, 2024 · 2 filings
  • Dec 20, 2024 · D · $9,957,794 sold of $9,957,794 · 36 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 20, 2022 · D · $14,000,000 sold of $14,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $14M from 36 investors (100% of the $9.96M target) as of the latest filing. Andrew is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Brookfield

IV3 STOUGHTON LOGISTICS REIT LLC

Atlanta, GA · Jul 27, 2023
  • Jul 27, 2023 · D · $115,000 sold of $125,000 · 115 investors · min. $1,000 · role: Executive Officer (Global Head of Investments) EDGAR ↗

Raised $115K from 115 investors (92% of the $125K target) as of the latest filing. Andrew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Brookfield

IV1 CHERRY VALLEY REIT LLC

Atlanta, GA · Jul 27, 2023
  • Jul 27, 2023 · D · $115,000 sold of $125,000 · 115 investors · min. $1,000 · role: Executive Officer (Global Head of Investments) EDGAR ↗

Raised $115K from 115 investors (92% of the $125K target) as of the latest filing. Andrew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund

Alpha Funding-001 LLC

West Hempstead, NY · Feb 20, 2020
  • Feb 20, 2020 · D · $0 sold of $15,000,000 · 0 investors · min. $25,000 · role: Executive Officer, Director, Promoter (Director and Chairperson of Alpha Funding Partners LLC, Manager) EDGAR ↗

No sales reported yet as of the latest filing. Andrew is listed as executive officer, director, promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Atlantic Creek

Aqua BlueGate CMBS Venture II, L.P.

New York, NY · Jan 27, 2010
  • Jan 27, 2010 · D · $25,717,000 sold of $100,000,000 · 16 investors · min. $5,000,000 · role: Executive Officer (Treasurer of Aqua BlueGate Ventures II GP, LLC, GP of Issuer) EDGAR ↗

Raised $25.7M from 16 investors (26% of the $100M target) as of the latest filing. Andrew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Atlantic Creek

Aqua BlueGate CMBS Venture I, L.P.

New York, NY · Jul 2, 2009
  • Jul 2, 2009 · D · $7,773,569 sold of $50,000,000 · 14 investors · min. $50,000 · role: Executive Officer (Treasurer of Aqua BlueGate Ventures I GP, LLC, GP of Issuer) EDGAR ↗

Raised $7.77M from 14 investors (16% of the $50M target) as of the latest filing. Andrew is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • ANDREW S.C. SMITH — CT, 16 issuers, Sep 18, 2009 → May 12, 2015 · no shared issuer
  • Andrew K. Smith — UT, Taiwan (as filed: F5), NV, 15 issuers, Apr 10, 2014 → Oct 1, 2026 · no shared issuer
  • Andrew Smith — PA, 10 issuers, Aug 19, 2010 → Dec 19, 2023 · no shared issuer
  • Andrew Lee Smith — British Columbia, Canada (as filed: A1), TN, 8 issuers, Jun 26, 2009 → Oct 8, 2025 · no shared issuer
  • ANDREW SMITH — CA, 6 issuers, Jul 26, 2011 → Apr 23, 2025 · no shared issuer
  • Andrew Toby Smith — Luxembourg (as filed: N4), United Kingdom (as filed: X0), 2 issuers, Oct 17, 2025 → Oct 17, 2025 · no shared issuer
  • Andrew Smith — FL, 2 issuers, Feb 6, 2015 → Jun 28, 2024 · no shared issuer
  • Andrew Smith — AL, 1 issuer, Nov 4, 2020 → Nov 26, 2025 · no shared issuer
  • Andrew Smith — AZ, 1 issuer, Apr 6, 2009 → Nov 19, 2010 · no shared issuer
  • Andrew Smith — MD, 1 issuer, Mar 15, 2011 → Sep 28, 2011 · no shared issuer
  • Andrew F. Smith — OR, CO, 1 issuer, Feb 19, 2020 → Apr 28, 2026 · no shared issuer
  • Andrew Smith — MI, 1 issuer, Mar 23, 2015 → Apr 28, 2016 · no shared issuer
  • Andrew D. Smith — NV, 1 issuer, May 14, 2015 → Oct 24, 2017 · no shared issuer
  • Andrew P. Smith — NH, 1 issuer, Aug 6, 2015 → Apr 5, 2021 · no shared issuer
  • Andrew Smith — IL, 1 issuer, Oct 14, 2015 → Oct 14, 2015 · no shared issuer
  • Andrew Smith — Australia (as filed: C3), 1 issuer, Sep 15, 2016 → Sep 15, 2016 · no shared issuer
  • Andrew Smith — WA, 1 issuer, Mar 26, 2018 → Aug 13, 2019 · no shared issuer
  • Andrew Smith — MA, 1 issuer, Apr 24, 2018 → Apr 24, 2018 · no shared issuer
  • Andrew J. Smith — MN, 1 issuer, Nov 18, 2020 → Nov 18, 2020 · no shared issuer
  • Andrew B. Smith — SC, 1 issuer, Mar 24, 2022 → Mar 24, 2022 · no shared issuer

People around Andrew 27

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Devin Barnwell

Executive Officer · 3 shared filings (3 issuers) · also on 7 other issuers

Devin Barnwell is on 10 issuers in total — a repeat sponsor. Their page lists every one.

ZC
No photo found yet (own website and image search run after this page is viewed)
Person

Zachary Cohn

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Sara Beugelmans

Executive Officer · 2 shared filings (2 issuers) · also on 19 other issuers

Sara Beugelmans is on 21 issuers in total — a repeat sponsor. Their page lists every one.

RT
No photo found yet (own website and image search run after this page is viewed)
Person

Remy W. Trafelet

Director · 2 shared filings (1 issuer) · also on 10 other issuers

Remy W. Trafelet is on 11 issuers in total — a repeat sponsor. Their page lists every one.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Bylin

Executive Officer · 2 shared filings (2 issuers) · also on 4 other issuers

Eric Bylin is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Sachs

Executive Officer · 2 shared filings (2 issuers) · also on 3 other issuers

Daniel Sachs is on 5 issuers in total — a repeat sponsor. Their page lists every one.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Karen Kulvin

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John Morgan

Executive Officer · 2 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Andrew Smith. Their page shows their other deals.

CO
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Obert

Executive Officer · 2 shared filings (2 issuers) · also on 5 other issuers

Charles Obert is on 7 issuers in total — a repeat sponsor. Their page lists every one.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Rick Kushel

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Andrew Smith. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Doug Haynes

Director · 2 shared filings (1 issuer)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Sambuco

Director · 2 shared filings (1 issuer)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

Gautam Huded

Executive Officer · 1 shared filing (1 issuer) · also on 9 other issuers

Gautam Huded is on 10 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Hicks

Executive Officer · 1 shared filing (1 issuer) · also on 7 other issuers

Jason Hicks is on 8 issuers in total — a repeat sponsor. Their page lists every one.

KE
No photo found yet (own website and image search run after this page is viewed)
Person

Keith Edwards

Executive Officer · 1 shared filing (1 issuer) · also on 7 other issuers

Keith Edwards is on 8 issuers in total — a repeat sponsor. Their page lists every one.

EH
No photo found yet (own website and image search run after this page is viewed)
Person

Ethan Han

Executive Officer · 1 shared filing (1 issuer) · also on 13 other issuers

Ethan Han is on 14 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Mark DeLillo

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as Andrew Smith. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

MARK DE LILLO

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Andrew Smith. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Callazo

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

FA
No photo found yet (own website and image search run after this page is viewed)
Person

Fred Assini

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

David Hansel

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

PK
No photo found yet (own website and image search run after this page is viewed)
Person

Pierre Khemdoudi

Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

TA
No photo found yet (own website and image search run after this page is viewed)
Person

Tushar Amin

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Jennifer Theiss

Director · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

JL
No photo found yet (own website and image search run after this page is viewed)
Person

Jake Lewit

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

PT
No photo found yet (own website and image search run after this page is viewed)
Person

Priyank Taneja

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Erica Segal

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

The team behind the deals

Sponsor group

Brookfield

322 issuers · 531 filings · $177.24B reported sold · 2009–2026

One team, 322 deal companies. Andrew Smith is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Andrew Smith.

Sponsor group

Atlantic Creek

6 issuers · 10 filings · $285.8M reported sold · 2009–2026

One team, 6 deal companies. Andrew Smith is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Andrew Smith.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 7 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Andrew Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Andrew Smith is listed on: none on file. No website or social profile named in Aqua BlueGate CMBS Venture II, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #364,789 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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