PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:50 AM ET

Sponsor Check › Person

AS

Andrew Smith

Named as an officer, director or promoter on SEC Form D filings · PA · Aug 19, 2010 → Dec 19, 2023

10deals (issuers)
$32.33Breported sold
1,199investors
30Form D filings
2010–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: not yet

The short version

Andrew Smith is listed as an executive officer and director on 30 SEC Form D filings by 10 issuers between Aug 2010 and Dec 2023. Largest by amount reported sold: abrdn Institutional Commingled Funds, LLC (Philadelphia, PA — pooled investment fund — 2010–2016; $17.86B reported sold to 660 investors), Aberdeen Fixed Income Funds Pooled Trust (Philadelphia, PA — pooled investment fund — 2010–2016; $10.78B reported sold to 164 investors), Aberdeen Fixed Income Funds, LLC (Philadelphia, PA — pooled investment fund — 2010–2014; $3.38B reported sold to 165 investors), VICTOR EQUITY FUND LP (Bryn Mawr, PA — pooled investment fund — 2019–2023; $133.1M reported sold to 146 investors), Aberdeen European Opportunities Property Fund of Funds LLC (Philadelphia, PA — pooled investment fund — 2012–2016; $116M reported sold to 2 investors) and 5 more (all listed below).

What this means That is a lot of deals — 10 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $32.33B sold in total.

Listed alongside Alan Goodson (16 shared filings), Jennifer Nichols (16 shared filings), Andrea Melia (13 shared filings), Richard Fonash (13 shared filings), Aileen Strachan (12 shared filings) and 44 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Andrew. Each name links to their own page.

The issuers belong to 4 sponsor groups: Spouting Rock (9 issuers, $293.7M reported sold, 2009–2023), Aberdeen Fixed (3 issuers, $12.87B reported sold, 2010–2018), Flag (58 issuers, $28.02B reported sold, 2009–2026) and Boathouse (9 issuers, $270.2M reported sold, 2012–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release, 12 bankruptcy cases matching the name listed in Key records below. Not yet searched: SEC enforcement releases.

What this means 13 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

Andrew M. Smith, CPA Administrative proceeding
SEC · Sep 13, 2007 · Parties as named in the release: Andrew M. Smith, CPA Read the release ↗
same full name in the release title; 26 people with this name in Form D filings; the person's filing state is named in the release
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — matched Oct 23, 2026, 9:16 PM ET from the sec.gov index; a name search for this subject has not completed yet.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

12 cases: 2 open, 10 closed (disposition not in docket feed)

Andrew Smith open
United States Bankruptcy Court, E.D. Pennsylvania · No. 25-10529 · Filed Feb 7, 2025
Role of Andrew Smith: Debtor · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (PA)
Andrew Smith and Mary Lombardi-Smith open
United States Bankruptcy Court, D. Colorado · No. 24-17219 · Filed Dec 5, 2024
Role of Andrew Smith and Mary Lombardi-Smith: Debtor · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (CO)
Andrew Smith and Katherine Smith closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 20-23101 · Filed Oct 31, 2020 · Closed Mar 11, 2021
Role of Andrew Smith and Katherine Smith: Debtor · Outcome: Case closed 2021-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (PA)
Andrew Smith closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 19-16396 · Filed Oct 10, 2019 · Closed Feb 18, 2022
Role of Andrew Smith: Debtor · Outcome: Case closed 2022-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (PA)
Andrew N. Smith and Sherri L. Smith closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 16-22470 · Filed Jul 1, 2016 · Closed Oct 27, 2016
Role of Andrew N. Smith and Sherri L. Smith: Debtor · Outcome: Case closed 2016-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (PA)
Andrew Smith closed
United States Bankruptcy Court, D. Colorado · No. 11-37023 · Filed Nov 17, 2011 · Closed Oct 28, 2015
Role of Andrew Smith: Debtor · Outcome: Case closed 2015-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (CO)
Andrew J. Smith and Stacy L. Smith closed
United States Bankruptcy Court, D. Colorado · No. 10-23046 · Filed May 26, 2010 · Closed Nov 12, 2010
Role of Andrew J. Smith and Stacy L. Smith: Debtor · Outcome: Case closed 2010-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (CO)
Andrew C. Smith closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 05-36263 · Filed Oct 12, 2005 · Closed Feb 27, 2006
Role of Andrew C. Smith: Debtor · Outcome: Case closed 2006-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (PA)
Andrew Smith and Veola Smith closed
United States Bankruptcy Court, D. Colorado · No. 05-30860 · Filed Aug 18, 2005 · Closed Aug 24, 2011
Role of Andrew Smith and Veola Smith: Debtor · Outcome: Case closed 2011-08-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (CO)
Andrew T. Smith closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 05-16673 · Filed May 9, 2005 · Closed Sep 6, 2005
Role of Andrew T. Smith: Debtor · Outcome: Case closed 2005-09-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (PA)
Andrew J Smith closed
United States Bankruptcy Court, M.D. Pennsylvania · No. 5:03-bk-53780 · Filed Aug 6, 2003 · Closed Nov 21, 2003
Role of Andrew J Smith: Debtor · Outcome: Case closed 2003-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (PA)
Andrew M. Smith and Elizabeth A. Smith closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 03-31322 · Filed Jul 31, 2003 · Closed Nov 24, 2003
Role of Andrew M. Smith and Elizabeth A. Smith: Debtor · Outcome: Case closed 2003-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 779 federal dockets); 26 people with this name in Form D filings; court in the person's filing state (PA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

0 of 10 offerings report sales commissions; 2 report finder's fees totalling $2,813,074; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 19, 2023 D
ACI Learning Holdings, LLC
File 021-500136
$0$0$0None listed on this filingEDGAR ↗
Aug 22, 2023 D/A
VICTOR EQUITY FUND LP
File 021-334883
$0$990,753$0BLACKWOOD INVESTMENTS, LTD. no CRD number reportedEDGAR ↗
Aug 22, 2023 D/A
VICTOR EQUITY FUND LTD
File 021-334943
$0$1,822,321$0BLACKWOOD INVESTMENTS, LTD. no CRD number reported
DUNCAN FINANCIAL SERVICES, S.A. no CRD number reported		EDGAR ↗
Aug 22, 2023 D/A
Longmark Partners, LP
File 021-389202
$0$0$0None listed on this filingEDGAR ↗
Aug 22, 2023 D/A
Spouting Rock I, L.P. - Series B
File 021-456559
$0$0$0None listed on this filingEDGAR ↗
Aug 23, 2022 D
Spouting Rock I, L.P. - Series C
File 021-456681
$0$0$0None listed on this filingEDGAR ↗
Jun 2, 2016 D/A
abrdn Institutional Commingled Funds, LLC
File 021-148934
$0$0$0None listed on this filingEDGAR ↗
May 25, 2016 D/A
Aberdeen European Opportunities Property Fund of Funds LLC
File 021-173593
$0$0$0None listed on this filingEDGAR ↗
May 4, 2016 D/A
Aberdeen Fixed Income Funds Pooled Trust
File 021-146673
$0$0$0None listed on this filingEDGAR ↗
May 6, 2014 D/A
Aberdeen Fixed Income Funds, LLC
File 021-146670
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 10

Every issuer that named Andrew Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AL
Other · group: Boathouse

ACI Learning Holdings, LLC

Centennial, CO · Dec 19, 2023
  • Dec 19, 2023 · D · $4,000,000 sold of $4,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4M from 2 investors (100% of the $4M target) as of the latest filing. Andrew is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LP
Pooled Investment Fund · group: Spouting Rock

Longmark Partners, LP

Bryn Mawr, PA · Aug 22, 2022 → Aug 22, 2023 · 2 filings
  • Aug 22, 2023 · D/A · $3,255,000 sold of Indefinite · 10 investors · min. $500,000 · role: Executive Officer (EO OF ISSUER'S INVESTMENT ADVISER) EDGAR ↗
  • Aug 22, 2022 · D/A · $3,055,000 sold of Indefinite · 10 investors · min. $500,000 · role: Executive Officer (EO OF ISSUER'S INVESTMENT ADVISER) EDGAR ↗

Raised $3.25M from 10 investors as of the latest filing. Andrew is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VE
Pooled Investment Fund · group: Spouting Rock

VICTOR EQUITY FUND LTD

George Town, Cayman Islands (as filed: E9) · Mar 15, 2019 → Aug 22, 2023 · 4 filings
  • Aug 22, 2023 · D/A · $36,131,080 sold of Indefinite · 38 investors · min. $300,000 · role: Director EDGAR ↗
  • Aug 19, 2022 · D/A · $36,131,080 sold of Indefinite · 38 investors · min. $300,000 · role: Director EDGAR ↗
  • Apr 17, 2020 · D/A · $36,131,080 sold of Indefinite · 38 investors · min. $300,000 · role: Director EDGAR ↗
  • Mar 15, 2019 · D · $36,131,080 sold of Indefinite · 38 investors · min. $300,000 · role: Director EDGAR ↗

Raised $42M from 38 investors as of the latest filing. Andrew is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

VE
Pooled Investment Fund · group: Spouting Rock

VICTOR EQUITY FUND LP

Bryn Mawr, PA · Mar 14, 2019 → Aug 22, 2023 · 4 filings
  • Aug 22, 2023 · D/A · $99,962,350 sold of Indefinite · 146 investors · min. $1,000,000 · role: Executive Officer (EO OF ISSUER'S GENERAL PARTNER) EDGAR ↗
  • Aug 19, 2022 · D/A · $99,962,350 sold of Indefinite · 146 investors · min. $1,000,000 · role: Executive Officer (EO OF ISSUER'S GENERAL PARTNER) EDGAR ↗
  • Apr 17, 2020 · D/A · $99,962,350 sold of Indefinite · 146 investors · min. $1,000,000 · role: Executive Officer (OFFICER OF GENERAL PARTNER) EDGAR ↗
  • Mar 14, 2019 · D · $99,777,350 sold of Indefinite · 146 investors · min. $1,000,000 · role: Executive Officer (OFFICER OF GENERAL PARTNER) EDGAR ↗

Raised $133.1M from 146 investors as of the latest filing. Andrew is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SR
Pooled Investment Fund · group: Spouting Rock

Spouting Rock I, L.P. - Series B

Bryn Mawr, PA · Aug 22, 2022 → Aug 22, 2023 · 2 filings
  • Aug 22, 2023 · D/A · $650,000 sold of Indefinite · 2 investors · min. $250,000 · role: Executive Officer (EO OF ISSUER'S INVESTMENT ADVISER) EDGAR ↗
  • Aug 22, 2022 · D · $650,000 sold of Indefinite · 2 investors · min. $250,000 · role: Executive Officer (EO OF ISSUER'S INVESTMENT ADVISER) EDGAR ↗

Raised $650K from 2 investors as of the latest filing. Andrew is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SR
Pooled Investment Fund · group: Spouting Rock

Spouting Rock I, L.P. - Series C

Bryn Mawr, PA · Aug 23, 2022
  • Aug 23, 2022 · D · $410,000 sold of $410,000 · 10 investors · min. $10,000 · role: Executive Officer (EO OF ISSUER'S INVESTMENT ADVISER) EDGAR ↗

Raised $410K from 10 investors (100% of the $410K target) as of the latest filing. Andrew is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AI
Pooled Investment Fund · group: Flag

abrdn Institutional Commingled Funds, LLC

Philadelphia, PA · Oct 13, 2010 → Jun 2, 2016 · 6 filings
  • Jun 2, 2016 · D/A · $12,353,960,794 sold of Indefinite · 543 investors · min. No minimum reported · role: Executive Officer, Director (Director, Co-Chief Executive Officer and Chief Operating Officer of the Manager) EDGAR ↗
  • Sep 22, 2015 · D/A · $11,790,837,654 sold of Indefinite · 525 investors · min. No minimum reported · role: Executive Officer, Director (Co-Chairman of the Board of Directors, Director and Chief Operating Officer of the Manager) EDGAR ↗
  • Sep 19, 2014 · D/A · $6,537,401,268 sold of Indefinite · 443 investors · min. No minimum reported · role: Executive Officer, Director (Co-Chairman of the Board of Directors, Director and Chief Operating Officer of the Manager) EDGAR ↗
  • Sep 23, 2013 · D/A · $8,130,762,781 sold of Indefinite · 313 investors · min. No minimum reported · role: Executive Officer, Director (Director, Chief Financial Officer and Chief Operating Officer of the Manager) EDGAR ↗
  • Aug 10, 2012 · D/A · $6,478,244,852 sold of Indefinite · 261 investors · min. No minimum reported · role: Executive Officer, Director (Director, Chief Financial Officer and Chief Operating Officer of the Manager) EDGAR ↗
  • Oct 13, 2010 · D · $3,589,064,976 sold of Indefinite · 153 investors · min. No minimum reported · role: Executive Officer, Director (Director, Chief Financial Officer and Chief Operating Officer of the Manager) EDGAR ↗

Raised $17.86B from 660 investors as of the latest filing. Andrew is listed as executive officer, director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AE
Pooled Investment Fund · group: Aberdeen Fixed

Aberdeen European Opportunities Property Fund of Funds LLC

Philadelphia, PA · Feb 16, 2012 → May 25, 2016 · 4 filings
  • May 25, 2016 · D/A · $116,025,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer, Director (Director, Co-Chief Executive Officer and Chief Operating Officer of the Manager.) EDGAR ↗
  • Jun 5, 2015 · D/A · $116,025,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer, Director (Co-Chairman of the Board of Directors, Director and Chief Operating Officer of the Manager.) EDGAR ↗
  • Jun 5, 2014 · D/A · $116,025,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer, Director (Director, Treasurer, Chief Financial Officer, and Chief Operating Officer of the Manager.) EDGAR ↗
  • Feb 16, 2012 · D · $116,025,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer, Director (Director,Treasurer, Chief Financial Officer, and Chief Operating Officer) EDGAR ↗

Raised $116M from 2 investors as of the latest filing. Andrew is listed as executive officer, director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AF
Pooled Investment Fund · group: Aberdeen Fixed

Aberdeen Fixed Income Funds Pooled Trust

Philadelphia, PA · Aug 19, 2010 → May 4, 2016 · 4 filings
  • May 4, 2016 · D/A · $9,355,292,616 sold of Indefinite · 153 investors · min. No minimum reported · role: Executive Officer, Director (Director, Co-Chief Executive Officer and Chief Operating Officer of the Manager) EDGAR ↗
  • May 6, 2015 · D/A · $10,783,388,836 sold of Indefinite · 164 investors · min. No minimum reported · role: Executive Officer, Director (Co-Chairman of the Board of Directors, Director and Chief Operating Officer of the Manager) EDGAR ↗
  • May 6, 2014 · D/A · $10,700,607,054 sold of Indefinite · 164 investors · min. No minimum reported · role: Executive Officer, Director (Director, Chief Financial Officer and Chief Operating Officer of the Manager) EDGAR ↗
  • Aug 19, 2010 · D · $9,130,525,435 sold of Indefinite · 39 investors · min. $100,000 · role: Executive Officer, Director (Director, Chief Financial Officer and Chief Operating Officer of the Manager) EDGAR ↗

Raised $10.78B from 164 investors as of the latest filing. Andrew is listed as executive officer, director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

AF
Pooled Investment Fund · group: Aberdeen Fixed

Aberdeen Fixed Income Funds, LLC

Philadelphia, PA · Aug 19, 2010 → May 6, 2014 · 2 filings
  • May 6, 2014 · D/A · $3,381,779,364 sold of Indefinite · 165 investors · min. No minimum reported · role: Executive Officer, Director (Director, Chief Financial Officer and Chief Operating Officer of the Manager) EDGAR ↗
  • Aug 19, 2010 · D · $3,105,784,845 sold of Indefinite · 38 investors · min. $100,000 · role: Executive Officer, Director (Director, Chief Financial Officer and Chief Operating Officer of the Manager) EDGAR ↗

Raised $3.38B from 165 investors as of the latest filing. Andrew is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • ANDREW S.C. SMITH — CT, 16 issuers, Sep 18, 2009 → May 12, 2015 · no shared issuer
  • Andrew K. Smith — UT, Taiwan (as filed: F5), NV, 15 issuers, Apr 10, 2014 → Oct 1, 2026 · no shared issuer
  • Andrew Lee Smith — British Columbia, Canada (as filed: A1), TN, 8 issuers, Jun 26, 2009 → Oct 8, 2025 · no shared issuer
  • Andrew Smith — NY, 7 issuers, Jul 2, 2009 → May 14, 2026 · no shared issuer
  • ANDREW SMITH — CA, 6 issuers, Jul 26, 2011 → Apr 23, 2025 · no shared issuer
  • Andrew Toby Smith — Luxembourg (as filed: N4), United Kingdom (as filed: X0), 2 issuers, Oct 17, 2025 → Oct 17, 2025 · no shared issuer
  • Andrew Smith — FL, 2 issuers, Feb 6, 2015 → Jun 28, 2024 · no shared issuer
  • Andrew Smith — AL, 1 issuer, Nov 4, 2020 → Nov 26, 2025 · no shared issuer
  • Andrew Smith — AZ, 1 issuer, Apr 6, 2009 → Nov 19, 2010 · no shared issuer
  • Andrew Smith — MD, 1 issuer, Mar 15, 2011 → Sep 28, 2011 · no shared issuer
  • Andrew F. Smith — OR, CO, 1 issuer, Feb 19, 2020 → Apr 28, 2026 · no shared issuer
  • Andrew Smith — MI, 1 issuer, Mar 23, 2015 → Apr 28, 2016 · no shared issuer
  • Andrew D. Smith — NV, 1 issuer, May 14, 2015 → Oct 24, 2017 · no shared issuer
  • Andrew P. Smith — NH, 1 issuer, Aug 6, 2015 → Apr 5, 2021 · no shared issuer
  • Andrew Smith — IL, 1 issuer, Oct 14, 2015 → Oct 14, 2015 · no shared issuer
  • Andrew Smith — Australia (as filed: C3), 1 issuer, Sep 15, 2016 → Sep 15, 2016 · no shared issuer
  • Andrew Smith — WA, 1 issuer, Mar 26, 2018 → Aug 13, 2019 · no shared issuer
  • Andrew Smith — MA, 1 issuer, Apr 24, 2018 → Apr 24, 2018 · no shared issuer
  • Andrew J. Smith — MN, 1 issuer, Nov 18, 2020 → Nov 18, 2020 · no shared issuer
  • Andrew B. Smith — SC, 1 issuer, Mar 24, 2022 → Mar 24, 2022 · no shared issuer

People around Andrew 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

SR
Management entity

Spouting Rock Asset Management, LLC

Executive Officer · 8 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Andrew Smith. Their page shows their other deals.

SR
Management entity

SPOUTING ROCK GP, LLC

Executive Officer · 5 shared filings (3 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

AA
Management entity

Aberdeen Asset Management Inc.

Promoter · 2 shared filings (2 issuers) · also on 6 other issuers

Aberdeen Asset Management Inc. is on 8 issuers in total — a repeat sponsor. Their page lists every one.

AG
Person

Alan Goodson

Executive Officer, Director · 16 shared filings (4 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

JN
Person

Jennifer Nichols

Executive Officer, Director · 16 shared filings (4 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

RF
Person

Richard Fonash

Executive Officer · 13 shared filings (4 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

AM
Person

Andrea Melia

Executive Officer · 13 shared filings (4 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

PA
Person

Paul Atkinson

Executive Officer, Director · 12 shared filings (4 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

AS
Person

Aileen Strachan

Executive Officer · 12 shared filings (4 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

JC
Person

Jeffrey Cotton

Executive Officer, Director · 12 shared filings (4 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

MG
Person

Martin Gilbert

Executive Officer, Director · 9 shared filings (4 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

GM
Person

Gary Marshall

Executive Officer, Director · 9 shared filings (4 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

SM
Person

Sue Mullin

Executive Officer · 8 shared filings (4 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

CE
Person

Christopher Edwards

Executive Officer · 8 shared filings (4 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

TG
Person

Tracey Grant

Executive Officer · 7 shared filings (4 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

MT
Person

Marika Tooze

Executive Officer · 7 shared filings (4 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

AD
Person

ANDREW MCLEAN DALY

Executive Officer · 7 shared filings (4 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

JS
Person

JENNIFER MEREDITH SHIELDS

Executive Officer · 7 shared filings (4 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

MB
Person

MARC JEROLD BROOKMAN

Executive Officer · 7 shared filings (4 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

MJ
Person

Mickey Janvier

Executive Officer · 6 shared filings (3 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

BH
Person

Beverley Hendry

Executive Officer, Director · 6 shared filings (3 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

CG
Person

Chris Gagnier

Director, Executive Officer · 5 shared filings (4 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

NS
Person

Nigel Storer

Executive Officer · 5 shared filings (4 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

CG
Person

Christopher Gagnier

Executive Officer, Director · 4 shared filings (4 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

SM
Person

Susan Mullin

Executive Officer · 4 shared filings (3 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

LK
Person

Lisa Kupper

Executive Officer · 4 shared filings (3 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

CT
Person

Charles Tan

Executive Officer, Director · 4 shared filings (3 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

RW
Person

RYS H WILLIAMS

Director, Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

JM
Person

JAMES JOHN MCDERMOTT

Executive Officer · 4 shared filings (4 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

BP
Person

BLAKELY CHAPMAN PAGE

Executive Officer · 3 shared filings (3 issuers) · also on 3 other issuers

BLAKELY CHAPMAN PAGE is on 6 issuers in total — a repeat sponsor. Their page lists every one.

BR
Person

Bruce Rodio

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

JW
Person

JAMES ANDREW WYLIE

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

SR
Person

Sofia Rosala

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

CD
Person

Christopher Thomas Demetriou

Executive Officer, Director · 3 shared filings (3 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

PB
Person

PAGE BLAKELY

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

RW
Person

Rhys H. Williams

Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Andrew Smith. Their page shows their other deals.

RB
Person

Ralph Bassett

Executive Officer, Director · 2 shared filings (2 issuers)

Listed on the same filings as Andrew Smith. Their page shows their other deals.

The team behind the deals

SR
Sponsor group

Spouting Rock

9 issuers · 35 filings · $293.7M reported sold · 2009–2023

One team, 9 deal companies. Andrew Smith is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Andrew Smith.

AF
Sponsor group

Aberdeen Fixed

3 issuers · 13 filings · $12.87B reported sold · 2010–2018

One team, 3 deal companies. Andrew Smith is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Andrew Smith.

F
Sponsor group

Flag

58 issuers · 153 filings · $28.02B reported sold · 2009–2026

One team, 58 deal companies. Andrew Smith is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Andrew Smith.

B
Sponsor group

Boathouse

9 issuers · 14 filings · $270.2M reported sold · 2012–2026

One team, 9 deal companies. Andrew Smith is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Andrew Smith.

Same business address

20 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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