PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:22 AM ET

Sponsor Check › Person

AC
No photo found yet (own website and image search run after this page is viewed)

Andrew Cunningham

Named as an officer, director or promoter on SEC Form D filings · DC · Sep 15, 2022 → Mar 13, 2024

9deals (issuers)
$728Mreported sold
17investors
9Form D filings
2022–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:52 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Andrew Cunningham is listed as an executive officer on 9 SEC Form D filings by 9 issuers between Sep 2022 and Mar 2024. Largest by amount reported sold: Carlyle Credit Opportunities Fund III Private Securitization Vehicle Borrower, L.P. (Washington, DC — pooled investment fund — 2023; $633M reported sold to 9 investors), Carlyle Credit Opportunities Fund III Private Securitization Vehicle Feeder, L.P. (Washington, DC — pooled investment fund — 2023; $95M reported sold to 8 investors), CCOF III Nexus Co-invest Aggregator, L.P. (Washington, DC — pooled investment fund — 2024), CCOF Fleet Aggregator, L.P. (Washington, DC — pooled investment fund — 2023), CCOF Fleet Feeder, L.P. (Washington, DC — pooled investment fund — 2023) and 4 more (all listed below).

What this means A repeat sponsor — 9 separate companies raised money with this person listed as executive officer, over about 2 years. Across those companies the filings report $728M sold in total.

Listed alongside Christina von Poelnitz (9 shared filings), David Lobe (9 shared filings), Kristen Newville (9 shared filings), Christopher Finn (5 shared filings), CCOF III General Partner, L.P. (3 shared filings, management entity) and 12 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Andrew. Each name links to their own page.

All 9 issuers belong to the sponsor group Carlyle (556 issuers, $208.72B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Carlyle has 556 companies on file and $208.72B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 19 bankruptcy cases matching the name listed in Key records below.

What this means 19 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 9 public filings for Andrew Cunningham and found 3 differences, 2 worth asking the sponsor about: Andrew Cunningham is no longer listed on the Sep 16, 2024 amendment; Andrew Cunningham is no longer listed on the Sep 13, 2024 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Andrew Cunningham has not run yet — it is joining a line of 31,821 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:52 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Andrew Cunningham..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

19 cases: 19 closed (disposition not in docket feed)

Andrew W Cunningham closed
United States Bankruptcy Court, N.D. Illinois · No. 23-14605 · Filed Oct 31, 2023 · Closed Feb 1, 2024
Role of Andrew W Cunningham: Debtor · Outcome: Case closed 2024-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Andrew C. Cunningham closed
United States Bankruptcy Court, D. New Jersey · No. 20-20802 · Filed Sep 21, 2020 · Closed Dec 23, 2020
Role of Andrew C. Cunningham: Debtor · Outcome: Case closed 2020-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
Andrew J. Cunningham closed
United States Bankruptcy Court, N.D. Ohio · No. 20-11119 · Filed Feb 28, 2020 · Closed Jun 16, 2020
Role of Andrew J. Cunningham: Debtor · Outcome: Case closed 2020-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Andrew Cunningham closed
United States Bankruptcy Court, N.D. Ohio · No. 20-30192 · Filed Jan 24, 2020 · Closed Jun 9, 2020
Role of Andrew Cunningham: Debtor · Outcome: Case closed 2020-06-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Andrew W. Cunningham closed
United States Bankruptcy Court, N.D. Illinois · No. 15-25299 · Filed Jul 24, 2015 · Closed Oct 30, 2015
Role of Andrew W. Cunningham: Debtor · Outcome: Case closed 2015-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Andrew B Cunningham and Charity R Cunningham closed
United States Bankruptcy Court, S.D. Ohio · No. 3:14-bk-31801 · Filed May 20, 2014 · Closed Sep 10, 2014
Role of Andrew B Cunningham and Charity R Cunningham: Debtor · Outcome: Case closed 2014-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Andrew Q Cunningham and Melinda M Cunningham closed
United States Bankruptcy Court, D. Minnesota · No. 11-34001 · Filed Jun 16, 2011 · Closed Dec 6, 2016
Role of Andrew Q Cunningham and Melinda M Cunningham: Debtor · Outcome: Case closed 2016-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 2 people with this name in Form D filings; court in MN (not a filing state)
Andrew P. Cunningham and Sabrina M. Cunningham closed
United States Bankruptcy Court, E.D. California · No. 09-30562 · Filed May 26, 2009 · Closed Nov 16, 2009
Role of Andrew P. Cunningham and Sabrina M. Cunningham: Debtor · Outcome: Case closed 2009-11-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Andrew M Cunningham and Lynetta L Cunningham closed
United States Bankruptcy Court, N.D. Ohio · No. 08-33067 · Filed Jun 12, 2008 · Closed Oct 21, 2008
Role of Andrew M Cunningham and Lynetta L Cunningham: Debtor · Outcome: Case closed 2008-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Andrew M Cunningham and Lynetta L Cunningham closed
United States Bankruptcy Court, N.D. Ohio · No. 06-31121 · Filed May 17, 2006 · Closed May 27, 2008
Role of Andrew M Cunningham and Lynetta L Cunningham: Debtor · Outcome: Case closed 2008-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Andrew Cunningham closed
United States Bankruptcy Court, D. Massachusetts · No. 05-20260 · Filed Oct 7, 2005 · Closed Feb 23, 2006
Role of Andrew Cunningham: Debtor · Outcome: Case closed 2006-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)
Andrew R. Cunningham closed
United States Bankruptcy Court, S.D. Ohio · No. 1:05-bk-18709 · Filed Sep 21, 2005 · Closed Mar 1, 2006
Role of Andrew R. Cunningham: Debtor · Outcome: Case closed 2006-03-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 2 people with this name in Form D filings; court in OH (not a filing state)
Andrew L Cunningham closed
United States Bankruptcy Court, N.D. Illinois · No. 03-02977 · Filed Jan 21, 2003 · Closed May 10, 2006
Role of Andrew L Cunningham: Debtor · Outcome: Case closed 2006-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
Andrew J Cunningham and Tricia L Cunningham closed
United States Bankruptcy Court, C.D. California · No. 2:01-bk-21985 · Filed Apr 18, 2001 · Closed Aug 17, 2001
Role of Andrew J Cunningham and Tricia L Cunningham: Debtor · Outcome: Case closed 2001-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
Andrew D. Cunningham and Dale L. Cunningham closed
United States Bankruptcy Court, D. Maine · No. 00-10880 · Filed May 31, 2000 · Closed Sep 18, 2000
Role of Andrew D. Cunningham and Dale L. Cunningham: Debtor · Outcome: Case closed 2000-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 2 people with this name in Form D filings; court in ME (not a filing state)
Andrew M. Cunningham closed
United States Bankruptcy Court, D. Massachusetts · No. 97-12485 · Filed Mar 17, 1997 · Closed Jun 30, 1997
Role of Andrew M. Cunningham: Debtor · Outcome: Case closed 1997-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)
Andrew P. Cunningham and Jo Anne R. Cunningham closed
United States Bankruptcy Court, M.D. Florida · No. 2:91-bk-06185 · Filed May 10, 1991 · Closed Jan 14, 1992
Role of Andrew P. Cunningham and Jo Anne R. Cunningham: Debtor · Outcome: Case closed 1992-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)
ANDREW CUNNINGHAM closed
United States Bankruptcy Court, N.D. Alabama · No. 90-03266 · Filed Mar 19, 1990 · Closed Jul 2, 1990
Role of ANDREW CUNNINGHAM: Debtor · Outcome: Case closed 1990-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 2 people with this name in Form D filings; court in AL (not a filing state)
Andrew L Cunningham closed
United States Bankruptcy Court, N.D. Illinois · No. 85-14143 · Filed Oct 21, 1985 · Closed Aug 15, 1988
Role of Andrew L Cunningham: Debtor · Outcome: Case closed 1988-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 41 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:52 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Andrew Cunningham — 2 worth asking about (compared 9 filings on Oct 24, 2026)

Worth asking · Sep 14, 2023 – Sep 16, 2024

Andrew Cunningham is no longer listed on the Sep 16, 2024 amendment — Carlyle Credit Opportunities Fund III Private Securitization Vehicle Feeder, L.P.

Andrew Cunningham appears on the Sep 14, 2023 Form D (executive officer) but not on the Sep 16, 2024 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Sep 14, 2023 ↗Form D/A · Sep 16, 2024 ↗Andrew Cunningham — PartnerFacts page ↗Carlyle Credit Opportunities Fund III Private Securitization Vehicle Feeder, L.P. — PartnerFacts page ↗
Sources
Worth asking · Sep 14, 2023 – Sep 13, 2024

Andrew Cunningham is no longer listed on the Sep 13, 2024 amendment — Carlyle Credit Opportunities Fund III Private Securitization Vehicle Borrower, L.P.

Andrew Cunningham appears on the Sep 14, 2023 Form D (executive officer) but not on the Sep 13, 2024 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D · Sep 14, 2023 ↗Form D/A · Sep 13, 2024 ↗Andrew Cunningham — PartnerFacts page ↗Carlyle Credit Opportunities Fund III Private Securitization Vehicle Borrower, L.P. — PartnerFacts page ↗
Sources
Note · Oct 7, 2019 – Sep 23, 2020

Same name, different state: "Andrew Cunningham" (WA) is a separate record

This page covers filings where the address state is DC. A separate record, "Andrew Cunningham" with address state WA, is listed on 2 filings — most recently by Asynchronous Inc. (Sep 23, 2020). The two records do not overlap in time: this page runs Sep 15, 2022 to Mar 13, 2024; the other runs Oct 7, 2019 to Sep 23, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Andrew Cunningham (WA) — PartnerFacts page ↗Form D · Sep 23, 2020 ↗Asynchronous Inc. — PartnerFacts page ↗Andrew Cunningham (DC) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 9 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 13, 2024 D
CCOF III Nexus Co-invest Aggregator, L.P.
File 021-507420
$0 (est.)$0 (est.)$0 (est.)Not Applicable no CRD number reported
via TCG Capital Markets L.L.C. (CRD 291767 ↗)
EDGAR ↗
Nov 28, 2023 D
CCOF Fleet Aggregator, L.P.
File 021-498234
$0 (est.)$0 (est.)$0 (est.)Not Applicable no CRD number reported
via TCG Capital Markets L.L.C. (CRD 291767 ↗)
EDGAR ↗
Nov 28, 2023 D
CCOF Fleet Feeder, L.P.
File 021-498236
$0 (est.)$0 (est.)$0 (est.)Not Applicable no CRD number reported
via TCG Capital Markets L.L.C. (CRD 291767 ↗)
EDGAR ↗
Sep 14, 2023 D
Carlyle Credit Opportunities Fund III Private Securitization Vehicle Feeder, L.P.
File 021-492093
$0 (est.)$0 (est.)$0 (est.)Not Applicable no CRD number reported
via TCG CAPITAL MARKETS L.L.C. (CRD 291767 ↗)
EDGAR ↗
Sep 14, 2023 D
Carlyle Credit Opportunities Fund III Private Securitization Vehicle Borrower, L.P.
File 021-492099
$0 (est.)$0 (est.)$0 (est.)Not Applicable no CRD number reported
via TCG CAPITAL MARKETS L.L.C. (CRD 291767 ↗)
EDGAR ↗
Jul 28, 2023 D
Carlyle Credit Opportunities CRHQ, SCSp
File 021-488224
$0 (est.)$0 (est.)$0 (est.)Not Applicable no CRD number reported
via TCG Capital Markets L.L.C. (CRD 291767 ↗)
EDGAR ↗
Apr 24, 2023 D
CCOF Alera Aggregator, L.P.
File 021-479789
$0$0$0 (est.)None listed on this filingEDGAR ↗
Mar 30, 2023 D
TCG Credit KFA Co-Invest, LLC
File 021-477455
$0 (est.)$0 (est.)$0 (est.)Not Applicable no CRD number reported
via TCG Capital Markets L.L.C. (CRD 291767 ↗)
EDGAR ↗
Sep 15, 2022 D
Carlyle Credit Opportunities TX Co-Invest, L.L.C.
File 021-458973
$0 (est.)$0 (est.)$0 (est.)Not Applicable no CRD number reported
via TCG Capital Markets L.L.C. (CRD 291767 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 9

Every issuer that named Andrew Cunningham on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CN
Pooled Investment Fund · group: Carlyle

CCOF III Nexus Co-invest Aggregator, L.P.

Washington, DC · Mar 13, 2024
  • Mar 13, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Authorized Person of the General Partner of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Andrew is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CF
Pooled Investment Fund · group: Carlyle

CCOF Fleet Feeder, L.P.

Washington, DC · Nov 28, 2023
  • Nov 28, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Authorized Person of the General Partner of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Andrew is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CF
Pooled Investment Fund · group: Carlyle

CCOF Fleet Aggregator, L.P.

Washington, DC · Nov 28, 2023
  • Nov 28, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Authorized Person of the General Partner of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Andrew is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Carlyle

Carlyle Credit Opportunities Fund III Private Securitization Vehicle Borrower, L.P.

Washington, DC · Sep 14, 2023
  • Sep 14, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Authorized Person of the General Partner of the General Partner.) EDGAR ↗

Raised $633M from 9 investors as of the latest filing. Andrew is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Carlyle

Carlyle Credit Opportunities Fund III Private Securitization Vehicle Feeder, L.P.

Washington, DC · Sep 14, 2023
  • Sep 14, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Authorized Person of the General Partner of the General Partner.) EDGAR ↗

Raised $95M from 8 investors as of the latest filing. Andrew is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Carlyle

Carlyle Credit Opportunities CRHQ, SCSp

Washington, DC · Jul 28, 2023
  • Jul 28, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Andrew is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CA
Pooled Investment Fund · group: Carlyle

CCOF Alera Aggregator, L.P.

Washington, DC · Apr 24, 2023
  • Apr 24, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Authorized Person of the General Partner of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Andrew is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

TC
Pooled Investment Fund · group: Carlyle

TCG Credit KFA Co-Invest, LLC

Washington, DC · Mar 30, 2023
  • Mar 30, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the Manager of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Andrew is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CC
Pooled Investment Fund · group: Carlyle

Carlyle Credit Opportunities TX Co-Invest, L.L.C.

Washington, DC · Sep 15, 2022
  • Sep 15, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the Manager of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Andrew is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Andrew 17

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CG
Management entity

CCOF III General Partner, L.P.

Promoter · 3 shared filings (3 issuers) · also on 5 other issuers

CCOF III General Partner, L.P. is on 8 issuers in total — a repeat sponsor. Their page lists every one.

CL
Management entity

CCOF III L.L.C.

Promoter · 3 shared filings (3 issuers) · also on 5 other issuers

CCOF III L.L.C. is on 8 issuers in total — a repeat sponsor. Their page lists every one.

CP
Management entity

CCOF III PSV L.L.C.

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as Andrew Cunningham. Their page shows their other deals.

CG
Management entity

CCOF General Partner, L.P.

Promoter · 1 shared filing (1 issuer) · also on 7 other issuers

CCOF General Partner, L.P. is on 8 issuers in total — a repeat sponsor. Their page lists every one.

CL
Management entity

CCOF L.L.C.

Promoter · 1 shared filing (1 issuer) · also on 7 other issuers

CCOF L.L.C. is on 8 issuers in total — a repeat sponsor. Their page lists every one.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

David Lobe

Executive Officer · 9 shared filings (9 issuers) · also on 116 other issuers

David Lobe is on 125 issuers in total — a repeat sponsor. Their page lists every one.

KN
No photo found yet (own website and image search run after this page is viewed)
Person

Kristen Newville

Executive Officer · 9 shared filings (9 issuers) · also on 68 other issuers

Kristen Newville is on 77 issuers in total — a repeat sponsor. Their page lists every one.

CP
No photo found yet (own website and image search run after this page is viewed)
Person

Christina von Poelnitz

Executive Officer · 9 shared filings (9 issuers) · also on 39 other issuers

Christina von Poelnitz is on 48 issuers in total — a repeat sponsor. Their page lists every one.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Finn

Executive Officer · 5 shared filings (5 issuers) · also on 115 other issuers

Christopher Finn is on 120 issuers in total — a repeat sponsor. Their page lists every one.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Jin Guo

Executive Officer · 3 shared filings (3 issuers) · also on 23 other issuers

Jin Guo is on 26 issuers in total — a repeat sponsor. Their page lists every one.

MJ
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Jenkins

Executive Officer · 2 shared filings (2 issuers) · also on 34 other issuers

Mark Jenkins is on 36 issuers in total — a repeat sponsor. Their page lists every one.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Popov

Executive Officer · 2 shared filings (2 issuers) · also on 15 other issuers

Alexander Popov is on 17 issuers in total — a repeat sponsor. Their page lists every one.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Mary Hsu

Executive Officer · 2 shared filings (2 issuers) · also on 6 other issuers

Mary Hsu is on 8 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

C
Sponsor group

Carlyle

556 issuers · 1294 filings · $208.72B reported sold · 2009–2026

One team, 556 deal companies. Andrew Cunningham is listed on 9 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Andrew Cunningham.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 9 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Andrew Cunningham by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 9 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Andrew Cunningham is listed on: none on file. No website or social profile named in CCOF III Nexus Co-invest Aggregator, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #104,021 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Washington, DC). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗District of Columbia state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when Andrew Cunningham appears on a new Form D, or when a court case or SEC action is matched to them. See plans →