Alfred Dort is listed as an executive officer and director on 17 SEC Form D filings by 13 issuers between Nov 2009 and Feb 2022. Largest by amount reported sold: U. S. REAL ESTATE INCOME & GROWTH FINANCE CORP. (CAYMAN) (Georgetown, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2010–2013; $154.5M reported sold to 19 investors), JPMorgan AIRRO India SideCar Fund US, LLC (New York, United States (as filed: X1) — pooled investment fund — 2011–2012; $95.1M reported sold to 4 investors), I&G Lux FIV REIT, LLC (New York, NY — reits and finance — 2022; $125K reported sold to 125 investors), Knickerbocker Properties, Inc. XXXIII (New York, NY — reits and finance — 2021; $125K reported sold to 125 investors), HB Acquisition 1 Investor REIT LLC (New York, NY — reits and finance — 2021; $125K reported sold to 125 investors) and 8 more (all listed below).
What this means That is a lot of deals — 13 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $250.5M sold in total.
12 of the issuers belong to the sponsor group J P Morgan (681 issuers, $310.46B reported sold, 2008–2026).
What this means A sponsor group is one team that sets up a new company for each deal. J P Morgan has 681 companies on file and $310.46B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 5 court cases matching the name, 7 bankruptcy cases matching the name listed in Key records below.
What this means 12 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 17 public filings for Alfred Dort and found 11 differences, 1 worth asking the sponsor about: Alfred Dort is no longer listed on the May 22, 2013 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.