Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:02 AM ET

Sponsor Check › Person

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Alan Andreini

Named as an officer, director or promoter on SEC Form D filings · CA · Feb 17, 2009 → Jan 14, 2010

2deals (issuers)

$103Mreported sold

60investors

9Form D filings

2009–2010years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Alan Andreini is listed as an executive officer on 9 SEC Form D filings by 2 issuers between Feb 2009 and Jan 2010: Armored Wolf Alpha Fund, LLC (Aliso Viejo, CA — pooled investment fund — 2009–2010; $52M reported sold to 47 investors) and Armored Wolf Alpha (Offshore) Fund, Ltd. (Aliso Viejo, CA — pooled investment fund — 2009–2010; $51M reported sold to 13 investors).

What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $103M sold in total.

Listed alongside Erik Carlson (9 shared filings), John Brynjolfsson (9 shared filings), Mohan Phansalkar (9 shared filings), Ronald Solberg (9 shared filings), Armored Wolf, LLC (8 shared filings, management entity) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Alan. Each name links to their own page.

All 2 issuers belong to the sponsor group Armored Wolf Alpha (2 issuers, $103M reported sold, 2009–2011).

What this means A sponsor group is one team that sets up a new company for each deal. Armored Wolf Alpha has 2 companies on file and $103M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 6 court cases matching the name, 8 bankruptcy cases matching the name listed in Key records below.

What this means 14 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 9 public filings for Alan Andreini and found 8 differences, 6 worth asking the sponsor about: 5 bankruptcy cases name the subject or team members; Paid seller listed without a CRD number: Chamberlain Group; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Alan Andreini has not run yet — it is joining a line of 45,673 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

6 cases: 4 closed (disposition not in docket feed), 1 dismissed, 1 judgment

Andreini v. Teva Pharmaceuticals USA, Inc. closed

District Court, N.D. Georgia · No. 1:26-cv-04878 · Filed Aug 27, 2026 · Closed Aug 27, 2026

Role of Andreini: Plaintiff · Outcome: Terminated 2026-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 18 federal dockets); surname only in the caption; court in GA (not a filing state)

Andreini & Company v. Pony Express Delivery Services, Inc. closed

District Court, N.D. Georgia · No. 1:04-cv-03505 · Filed Nov 30, 2004 · Closed Jun 28, 2005 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158

Role of Andreini & Company: Plaintiff · Outcome: Terminated 2005-06-28 — FJC Integrated Database disposition: Appeal affirmed (magistrate judge) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 18 federal dockets); surname only in the caption; court in GA (not a filing state)

Andreini & Company v. Pony Express Delivery Services, Inc. closed

District Court, N.D. Georgia · No. 1:04-cv-02629 · Filed Sep 8, 2004 · Closed Sep 21, 2004 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158

Role of Andreini & Company: Plaintiff · Outcome: Terminated 2004-09-21 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 18 federal dockets); surname only in the caption; court in GA (not a filing state)

JAGUAR PORTFOLIO, L.L.C. v. ANDREINI dismissed

District Court, E.D. Missouri · No. · Filed Aug 24, 2004 · Closed Dec 27, 2005 · Nature of suit: 190 Other contract actions

Role of ANDREINI: Defendant · Outcome: Terminated 2005-12-27 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 18 federal dockets); surname only in the caption; court in MO (not a filing state)

Dennis v. Andreini's, Inc. closed

District Court, W.D. Michigan · No. 2:88-cv-00380 · Filed Dec 16, 1988 · Closed Jun 14, 1990

Role of Andreini's, Inc.: Defendant · Outcome: Terminated 1990-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 18 federal dockets); surname only in the caption; court in MI (not a filing state)

ANDREINI & COMPANY, INC. v. CARL LINDNER judgment

District Court, N.D. California · No. · Filed Sep 16, 1988 · Closed Oct 13, 1989 · Nature of suit: 370 Other fraud

Role of ANDREINI & COMPANY, INC.: Plaintiff · Outcome: Terminated 1989-10-13 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 18 federal dockets); surname only in the caption; court in the person's filing state (CA)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Alan Andreini..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

8 cases: 8 closed (disposition not in docket feed)

JOHN P ANDREINI closed

United States Bankruptcy Court, D. Minnesota · No. 09-44729 · Filed Jul 20, 2009 · Closed Nov 6, 2009

Role of JOHN P ANDREINI: Debtor · Outcome: Case closed 2009-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 18 federal dockets); different first name (john); court in MN (not a filing state)

Steven D. Sass, as Trustee of the Proxim Creditors v. Andreini & Company closed

United States Bankruptcy Court, D. Delaware · No. 07-51492 · Filed Jun 9, 2007 · Closed Jan 23, 2008

Role of Andreini & Company: Defendant · Outcome: Case closed 2008-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 18 federal dockets); surname only in the caption; court in DE (not a filing state)

Usa Biomass Corporation v. Andreini & Company closed

United States Bankruptcy Court, C.D. California · No. 2:02-ap-02991 · Filed Dec 6, 2002 · Closed Feb 28, 2003

Role of Andreini & Company: Defendant · Outcome: Case closed 2003-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 18 federal dockets); surname only in the caption; court in the person's filing state (CA)

Pony Express Delivery Services, Inc. v. Andreini & Company closed

United States Bankruptcy Court, N.D. Georgia · No. 02-06276 · Filed May 31, 2002 · Closed Oct 2, 2006

Role of Andreini & Company: Defendant · Outcome: Case closed 2006-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 18 federal dockets); surname only in the caption; court in GA (not a filing state)

Taxel v. Andreini and Company, General Insurance Brokers et closed

United States Bankruptcy Court, S.D. California · No. 01-90556 · Filed Nov 29, 2001 · Closed Apr 24, 2002

Role of Andreini and Company, General Insurance Brokers et: Defendant · Outcome: Case closed 2002-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 18 federal dockets); surname only in the caption; court in the person's filing state (CA)

Gill v. Andreini & Company closed

United States Bankruptcy Court, C.D. California · No. 2:01-ap-01321 · Filed Feb 23, 2001 · Closed May 3, 2001

Role of Andreini & Company: Defendant · Outcome: Case closed 2001-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 18 federal dockets); surname only in the caption; court in the person's filing state (CA)

Broach v. Andreini and Company closed

United States Bankruptcy Court, N.D. California · No. 98-04587 · Filed Apr 24, 1998 · Closed Jun 30, 1998

Role of Andreini and Company: Defendant · Outcome: Case closed 1998-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 18 federal dockets); surname only in the caption; court in the person's filing state (CA)

George & Andreini Properties closed

United States Bankruptcy Court, N.D. California · No. 85-31487 · Filed Jul 23, 1985 · Closed May 19, 1997

Role of George & Andreini Properties: Debtor · Outcome: Case closed 1997-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (4 people in Form D filings, 18 federal dockets); surname only in the caption; court in the person's filing state (CA)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Alan Andreini — 6 worth asking about (compared 9 filings on Oct 24, 2026)

Worth asking · Jul 23, 1985 – Feb 28, 2003

5 bankruptcy cases name the subject or team members

Bankruptcy case: George & Andreini Properties — filed Jul 23, 1985 · Bankruptcy case: Usa Biomass Corporation v. Andreini & Company — filed Dec 6, 2002 · Bankruptcy case: Taxel v. Andreini and Company, General Insurance Brokers et — filed Nov 29, 2001 · Bankruptcy case: Gill v. Andreini & Company — filed Feb 23, 2001 · Bankruptcy case: Broach v. Andreini and Company — filed Apr 24, 1998

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗Docket · United States Bankruptcy Court, C.D. California ↗Docket · United States Bankruptcy Court, S.D. California ↗Docket · United States Bankruptcy Court, C.D. California ↗

Sources

Docket · United States Bankruptcy Court, N.D. California ↗ (Jul 23, 1985)
Docket · United States Bankruptcy Court, C.D. California ↗ (Dec 6, 2002)
Docket · United States Bankruptcy Court, S.D. California ↗ (Nov 29, 2001)
Docket · United States Bankruptcy Court, C.D. California ↗ (Feb 23, 2001)
Docket · United States Bankruptcy Court, N.D. California ↗ (Apr 24, 1998)

Worth asking · Jun 9, 2009 – Jan 18, 2011

Paid seller listed without a CRD number: Chamberlain Group — Armored Wolf Alpha Fund, LLC

Chamberlain Group is listed as receiving sales compensation on 4 filings (Jun 9, 2009 to Jan 18, 2011) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Jan 18, 2011 ↗BrokerCheck search: Chamberlain Group ↗Armored Wolf Alpha Fund, LLC — PartnerFacts page ↗

Sources

Form D/A · Jan 18, 2011 ↗ (Jan 18, 2011)
BrokerCheck search: Chamberlain Group ↗
Armored Wolf Alpha Fund, LLC — PartnerFacts page ↗ (Jan 18, 2011)

Worth asking · Aug 11, 2009 – Jan 18, 2011

Paid seller listed without a CRD number: Mia Sette — Armored Wolf Alpha Fund, LLC

Mia Sette is listed as receiving sales compensation on 3 filings (Aug 11, 2009 to Jan 18, 2011) with no FINRA CRD number given.

Form D/A · Jan 18, 2011 ↗BrokerCheck search: Mia Sette ↗Armored Wolf Alpha Fund, LLC — PartnerFacts page ↗

Sources

Form D/A · Jan 18, 2011 ↗ (Jan 18, 2011)
BrokerCheck search: Mia Sette ↗
Armored Wolf Alpha Fund, LLC — PartnerFacts page ↗ (Jan 18, 2011)

Worth asking · Apr 16, 2009 – Jan 18, 2011

Paid seller listed without a CRD number: Chamberlain Group — Armored Wolf Alpha (Offshore) Fund, Ltd.

Chamberlain Group is listed as receiving sales compensation on 5 filings (Apr 16, 2009 to Jan 18, 2011) with no FINRA CRD number given.

Form D/A · Jan 18, 2011 ↗BrokerCheck search: Chamberlain Group ↗Armored Wolf Alpha (Offshore) Fund, Ltd. — PartnerFacts page ↗

Sources

Form D/A · Jan 18, 2011 ↗ (Jan 18, 2011)
BrokerCheck search: Chamberlain Group ↗
Armored Wolf Alpha (Offshore) Fund, Ltd. — PartnerFacts page ↗ (Jan 18, 2011)

Worth asking · Jan 14, 2010 – Jan 18, 2011

Alan Andreini is no longer listed on the Jan 18, 2011 amendment — Armored Wolf Alpha (Offshore) Fund, Ltd.

Alan Andreini appears on the Jan 14, 2010 Form D/A (executive officer) but not on the Jan 18, 2011 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jan 14, 2010 ↗Form D/A · Jan 18, 2011 ↗Alan Andreini — PartnerFacts page ↗Armored Wolf Alpha (Offshore) Fund, Ltd. — PartnerFacts page ↗

Sources

Form D/A · Jan 14, 2010 ↗ (Jan 14, 2010)
Form D/A · Jan 18, 2011 ↗ (Jan 18, 2011)
Alan Andreini — PartnerFacts page ↗
Armored Wolf Alpha (Offshore) Fund, Ltd. — PartnerFacts page ↗ (Jan 18, 2011)

Worth asking · Jan 14, 2010 – Jan 18, 2011

Alan Andreini is no longer listed on the Jan 18, 2011 amendment — Armored Wolf Alpha Fund, LLC

Alan Andreini appears on the Jan 14, 2010 Form D/A (executive officer) but not on the Jan 18, 2011 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jan 14, 2010 ↗Form D/A · Jan 18, 2011 ↗Alan Andreini — PartnerFacts page ↗Armored Wolf Alpha Fund, LLC — PartnerFacts page ↗

Sources

Form D/A · Jan 14, 2010 ↗ (Jan 14, 2010)
Form D/A · Jan 18, 2011 ↗ (Jan 18, 2011)
Alan Andreini — PartnerFacts page ↗
Armored Wolf Alpha Fund, LLC — PartnerFacts page ↗ (Jan 18, 2011)

Note · Feb 19, 2020 – Feb 3, 2022

Same name, different state: "Alan Andreini" (MN) is a separate record

This page covers filings where the address state is CA. A separate record, "Alan Andreini" with address state MN, is listed on 4 filings — most recently by Boon Logic, Inc. (Feb 3, 2022). The two records do not overlap in time: this page runs Feb 17, 2009 to Jan 14, 2010; the other runs Feb 19, 2020 to Feb 3, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Alan Andreini (MN) — PartnerFacts page ↗Form D · Feb 3, 2022 ↗Boon Logic, Inc. — PartnerFacts page ↗Alan Andreini (CA) — this page ↗

Sources

Alan Andreini (MN) — PartnerFacts page ↗ (Feb 3, 2022)
Form D · Feb 3, 2022 ↗ (Feb 3, 2022)
Boon Logic, Inc. — PartnerFacts page ↗ (Feb 3, 2022)
Alan Andreini (CA) — this page ↗ (Jan 14, 2010)

Note · Sep 17, 2015

Same name, different state: "Alan Andreini" (NY) is a separate record

This page covers filings where the address state is CA. A separate record, "Alan Andreini" with address state NY, is listed on 1 filing — most recently by Michaelson Capital Special Finance Fund, LP (Sep 17, 2015). The two records do not overlap in time: this page runs Feb 17, 2009 to Jan 14, 2010; the other has one filing dated Sep 17, 2015.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Alan Andreini (NY) — PartnerFacts page ↗Form D · Sep 17, 2015 ↗Michaelson Capital Special Finance Fund, LP — PartnerFacts page ↗Alan Andreini (CA) — this page ↗

Sources

Alan Andreini (NY) — PartnerFacts page ↗ (Sep 17, 2015)
Form D · Sep 17, 2015 ↗ (Sep 17, 2015)
Michaelson Capital Special Finance Fund, LP — PartnerFacts page ↗ (Sep 17, 2015)
Alan Andreini (CA) — this page ↗ (Jan 14, 2010)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 2 offerings report sales commissions; 2 report finder's fees totalling $32,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jan 14, 2010 D/A Armored Wolf Alpha Fund, LLC File 021-126995	$0	$22,000 (est.)	$0	Chamberlain Group no CRD number reported Mia Sette no CRD number reported	EDGAR ↗
Jan 14, 2010 D/A Armored Wolf Alpha (Offshore) Fund, Ltd. File 021-130312	$0	$10,000 (est.)	$0	Chamberlain Group no CRD number reported	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Alan Andreini on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Armored Wolf Alpha

Armored Wolf Alpha (Offshore) Fund, Ltd.

Aliso Viejo, CA · Apr 16, 2009 → Jan 14, 2010 · 4 filings

Jan 14, 2010 · D/A · $49,430,000 sold of Indefinite · 11 investors · min. $100,000 · role: Executive Officer (Managing Director and Chief Executive Officer of the Investment Advisor) EDGAR ↗
Aug 11, 2009 · D/A · $6,480,000 sold of Indefinite · 6 investors · min. $100,000 · role: Executive Officer EDGAR ↗
Jun 8, 2009 · D/A · $1,850,000 sold of Indefinite · 4 investors · min. $100,000 · role: Executive Officer EDGAR ↗
Apr 16, 2009 · D · $1,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $51M from 13 investors as of the latest filing. Alan is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Armored Wolf Alpha

Armored Wolf Alpha Fund, LLC

Aliso Viejo, CA · Feb 17, 2009 → Jan 14, 2010 · 5 filings

Jan 14, 2010 · D/A · $49,800,000 sold of Indefinite · 38 investors · min. $100,000 · role: Executive Officer (Managing Director and Chief Executive Officer of the Investment Advisor) EDGAR ↗
Aug 11, 2009 · D/A · $29,750,000 sold of Indefinite · 22 investors · min. $100,000 · role: Executive Officer (Managing Director and Chief Executive Officer of the Managing Member) EDGAR ↗
Jun 9, 2009 · D/A · $15,600,000 sold of Indefinite · 17 investors · min. $100,000 · role: Executive Officer (Managing Director and Chief Executive Officer of the Managing Member) EDGAR ↗
Apr 10, 2009 · D/A · $12,250,000 sold of Indefinite · 10 investors · min. $100,000 · role: Executive Officer (Managing Director and Chief Executive Officer of the Managing Member) EDGAR ↗
Feb 17, 2009 · D · $5,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Executive Officer (Managing Director and Chief Executive Officer of the Managing Member) EDGAR ↗

Raised $52M from 47 investors as of the latest filing. Alan is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Alan Andreini — NY, 1 issuer, Sep 17, 2015 → Sep 17, 2015 · no shared issuer
Alan Andreini — MN, 1 issuer, Feb 19, 2020 → Feb 3, 2022 · no shared issuer

People around Alan 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity