Mohan Phansalkar is listed as an executive officer on 11 SEC Form D filings by 2 issuers between Feb 2009 and Jan 2011: Armored Wolf Alpha Fund, LLC (Aliso Viejo, CA — pooled investment fund — 2009–2011; $52M reported sold to 47 investors) and Armored Wolf Alpha (Offshore) Fund, Ltd. (Aliso Viejo, CA — pooled investment fund — 2009–2011; $51M reported sold to 13 investors).
What this means 2 separate companies raised money with this person listed as executive officer, over about 2 years. Across those companies the filings report $103M sold in total.
Listed alongside Erik Carlson (11 shared filings), John Brynjolfsson (11 shared filings), Ronald Solberg (11 shared filings), Armored Wolf, LLC (10 shared filings, management entity), Alan Andreini (9 shared filings) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mohan. Each name links to their own page.
All 2 issuers belong to the sponsor group Armored Wolf Alpha (2 issuers, $103M reported sold, 2009–2011).
What this means A sponsor group is one team that sets up a new company for each deal. Armored Wolf Alpha has 2 companies on file and $103M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 11 public filings for Mohan Phansalkar and found 5 differences, 3 worth asking the sponsor about: Paid seller listed without a CRD number: Chamberlain Group; Paid seller listed without a CRD number: Mia Sette; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.