PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:26 AM ET

Sponsor Check › Sponsor group

T

Tudor

One sponsor team, 6 deal companies · Greenwich, CT

Grouped because: 12 shared people, same business address (6 issuers), similar issuer names (6) (automatic match from the filings) · not the same sponsor?

6deal companies
$1.41Breported sold
228investors
30Form D filings
2009–2017active
0new, last 12 mo

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Apr 21, 2017 · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Tudor is a sponsor group of 6 issuers that PartnerFacts links to one sponsor (shared people, same business address, similar issuer names; automatic match from the filings), filing 30 Form D filings between Mar 2009 and Apr 2017.

What this means One team, 6 deal companies, about 8 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $1.41B to 228 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (6). Issuers are based in CT (6).

What this means $1.41B raised across the group, about $6.17M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Andrew S. Paul (6 issuers, executive officer and director), John Torell (6 issuers, executive officer and director), Mark F. Dalton (6 issuers, executive officer and director), Mark R. Nicholson (6 issuers, director), Paul Tudor II Jones (6 issuers, executive officer and director) and 8 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Apr 21, 2017.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: TUDOR INVESTMENT CORPORATION.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 30 public filings for Tudor and found 13 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Tudor has not run yet — it is #1,329 of 16,148 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Tudor..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

13 differences found between the filings for Tudor — 5 worth asking about (compared 30 filings on Oct 24, 2026)

Worth asking · Nov 24, 2015 – Apr 28, 2016

Amount sold went down between filings — Tudor Global Investment Fund L.P.

The Nov 24, 2015 filing says $8,821,130 sold; the Apr 28, 2016 Form D/A says $2,525,000 sold — $6,296,130 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Nov 24, 2015 – Apr 28, 2016

Investor count went down between filings — Tudor Global Investment Fund L.P.

The Nov 24, 2015 filing reports 5 investors; the Apr 28, 2016 Form D/A reports 3 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Mar 13, 2009 – Mar 10, 2010

Investor count went down between filings — TUDOR FUTURES FUND /NY/

The Mar 13, 2009 filing reports 87 investors; the Mar 10, 2010 Form D/A reports 86 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Apr 1, 2008 – Mar 16, 2009

Form D filed 349 days after the first sale — Tudor Global Emerging Markets Fund L.P.

The filing says the first sale was Apr 1, 2008. The Form D was filed Mar 16, 2009 — 349 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 334 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Worth asking · Mar 13, 2009 – Apr 21, 2017

14 people are no longer listed on a later amendment

Andrew S. Paul is no longer listed on the Apr 21, 2017 amendment — Tudor Discretionary Macro Fund L.P. · Andrew S. Paul is no longer listed on the Apr 21, 2017 amendment — Tudor Global Investment Fund L.P. · Gavin S. Boyle is no longer listed on the Apr 21, 2017 amendment — Tudor Discretionary Macro Fund L.P. · Gavin S. Boyle is no longer listed on the Apr 21, 2017 amendment — Tudor Global Investment Fund L.P. · Tudor Investment Corporation is no longer listed on the Apr 28, 2016 amendment — Tudor Global Investment Fund L.P. · and 9 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
Note · Nov 1, 2015 – Nov 24, 2015

Form D filed 23 days after the first sale — Tudor Global Investment Fund L.P.

The filing says the first sale was Nov 1, 2015. The Form D was filed Nov 24, 2015 — 23 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 8 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Jul 1, 2012 – Jul 19, 2012

Form D filed 18 days after the first sale — Tudor Discretionary Macro Fund L.P.

The filing says the first sale was Jul 1, 2012. The Form D was filed Jul 19, 2012 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Apr 12, 2012 – Apr 23, 2013

4 role changes for the same people across filings

Gavin S. Boyle's role changed at Tudor Tensor Fund L.P.: director → executive officer, director · Gavin S. Boyle's role changed at TUDOR MOMENTUM FUND L.P.: director → executive officer, director · Gavin S. Boyle's role changed at TUDOR FUTURES FUND /NY/: director → executive officer, director · Gavin S. Boyle's role changed at Tudor Discretionary Macro Fund L.P.: director → executive officer, director

What this means Roles on Form D are self-reported. Ask who runs the company today.

Sources
Note · Sep 18, 1984 – Apr 21, 2017

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Tudor Discretionary Macro Fund L.P. (latest filing Apr 21, 2017) · No amendment in the last 12 months on an offering that may still be open — Tudor Global Investment Fund L.P. (latest filing Apr 21, 2017) · No amendment in the last 12 months on an offering that may still be open — TUDOR MOMENTUM FUND L.P. (latest filing Apr 28, 2016) · No amendment in the last 12 months on an offering that may still be open — TUDOR FUTURES FUND /NY/ (latest filing Apr 11, 2014) · No amendment in the last 12 months on an offering that may still be open — Tudor Tensor Fund L.P. (latest filing Apr 23, 2013) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Nov 24, 2015 – Apr 28, 2016

Minimum investment changed between filings — Tudor Global Investment Fund L.P.

The Nov 24, 2015 filing lists a minimum of $250,000; the Apr 28, 2016 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Mar 16, 2009 – Apr 21, 2017

Member companies were formed in 3 different states

Delaware (4), De (1), New York (1) — out of 6 member issuers. The odd ones out: Tudor Global Emerging Markets Fund L.P. (De); TUDOR FUTURES FUND /NY/ (New York).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Sources
Note · Mar 13, 2009 – Apr 28, 2016

Issuer used a different name before — TUDOR MOMENTUM FUND L.P.

SEC records list prior names for this filer: TUDOR MOMENTUM FUND LP. The current name on file is "TUDOR MOMENTUM FUND L.P.".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

Sources
Note · Mar 13, 2009 – Apr 23, 2013

Issuer used a different name before — Tudor Tensor Fund L.P.

SEC records list prior names for this filer: Tudor Tensor Fund L P. The current name on file is "Tudor Tensor Fund L.P.".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 6 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 21, 2017 D/A
Tudor Discretionary Macro Fund L.P.
File 021-181492
$0$0$0None listed on this filingEDGAR ↗
Apr 21, 2017 D/A
Tudor Global Investment Fund L.P.
File 021-251807
$0$0$0None listed on this filingEDGAR ↗
Apr 28, 2016 D/A
TUDOR MOMENTUM FUND L.P.
File 021-125814
$0$0$0None listed on this filingEDGAR ↗
Apr 11, 2014 D/A
TUDOR FUTURES FUND /NY/
File 021-87008-8N
$0$0$0None listed on this filingEDGAR ↗
Apr 23, 2013 D/A
Tudor Tensor Fund L.P.
File 021-84602
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2009 D
Tudor Global Emerging Markets Fund L.P.
File 021-128023
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 6 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Tudor in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not covered). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗TF TUDOR FUTURES FUND /NY/shared people, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund6$483,566,196
offering Indefinite · similar: $155,000–$5,250,000
88
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2009–2014
EDGAR ↗TT Tudor Tensor Fund L.P.shared people, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund6$408,292,98787No minimum reported2009–2013
EDGAR ↗TM TUDOR MOMENTUM FUND L.P.shared people, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund8$110,409,200
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2009–2016
EDGAR ↗TG Tudor Global Emerging Markets Fund L.P.shared people, same business address, similar issuer namesGreenwich, CTPooled Investment Fund1$67,700,00014No minimum reported2009–2009
EDGAR ↗TD Tudor Discretionary Macro Fund L.P.shared people, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund6$328,634,350
offering Indefinite · similar: $155,000–$5,250,000
27
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2012–2017
EDGAR ↗TG Tudor Global Investment Fund L.P.shared people, same business address, similar issuer namesGREENWICH, CTPooled Investment Fund3$9,096,130
offering Indefinite · similar: $155,000–$5,250,000
6
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2015–2017

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Apr 21, 2017Tudor Discretionary Macro Fund L.P.D/APooled Investment FundIndefinite$328,634,350
EDGAR ↗Apr 21, 2017Tudor Global Investment Fund L.P.D/APooled Investment FundIndefinite$9,096,130
EDGAR ↗Apr 28, 2016Tudor Global Investment Fund L.P.D/APooled Investment FundIndefinite$2,525,000
EDGAR ↗Apr 28, 2016TUDOR MOMENTUM FUND L.P.D/APooled Investment FundIndefinite$110,409,200
EDGAR ↗Apr 28, 2016Tudor Discretionary Macro Fund L.P.D/APooled Investment FundIndefinite$301,454,350
EDGAR ↗Nov 24, 2015Tudor Global Investment Fund L.P.DPooled Investment FundIndefinite$8,821,130
EDGAR ↗Apr 20, 2015TUDOR MOMENTUM FUND L.P.D/APooled Investment FundIndefinite$109,409,200
EDGAR ↗Apr 20, 2015Tudor Discretionary Macro Fund L.P.D/APooled Investment FundIndefinite$292,429,350
EDGAR ↗Apr 11, 2014TUDOR MOMENTUM FUND L.P.D/APooled Investment FundIndefinite$103,659,200
EDGAR ↗Apr 11, 2014TUDOR FUTURES FUND /NY/D/APooled Investment FundIndefinite$483,566,196
EDGAR ↗Apr 11, 2014Tudor Discretionary Macro Fund L.P.D/APooled Investment FundIndefinite$267,709,350
EDGAR ↗Apr 23, 2013Tudor Tensor Fund L.P.D/APooled Investment FundIndefinite$408,292,987
EDGAR ↗Apr 23, 2013TUDOR MOMENTUM FUND L.P.D/APooled Investment FundIndefinite$98,659,200
EDGAR ↗Apr 23, 2013TUDOR FUTURES FUND /NY/D/APooled Investment FundIndefinite$483,566,196
EDGAR ↗Apr 23, 2013Tudor Discretionary Macro Fund L.P.D/APooled Investment FundIndefinite$101,024,250
EDGAR ↗Jul 19, 2012Tudor Discretionary Macro Fund L.P.DPooled Investment FundIndefinite$25,500,000
EDGAR ↗Apr 12, 2012TUDOR MOMENTUM FUND L.P.D/APooled Investment FundIndefinite$98,659,200
EDGAR ↗Apr 12, 2012Tudor Tensor Fund L.P.D/APooled Investment FundIndefinite$398,107,987
EDGAR ↗Apr 12, 2012TUDOR FUTURES FUND /NY/D/APooled Investment FundIndefinite$483,566,196
EDGAR ↗Sep 13, 2011Tudor Tensor Fund L.P.D/APooled Investment FundIndefinite$351,497,987
EDGAR ↗Mar 8, 2011Tudor Tensor Fund L.P.D/APooled Investment FundIndefinite$351,497,987
EDGAR ↗Mar 8, 2011TUDOR FUTURES FUND /NY/D/APooled Investment FundIndefinite$171,285,620
EDGAR ↗Mar 8, 2011TUDOR MOMENTUM FUND L.P.D/APooled Investment FundIndefinite$56,101,000
EDGAR ↗Mar 10, 2010Tudor Tensor Fund L.P.D/APooled Investment FundIndefinite$324,201,987
EDGAR ↗Mar 10, 2010TUDOR MOMENTUM FUND L.P.D/APooled Investment FundIndefinite$52,101,000
EDGAR ↗Mar 10, 2010TUDOR FUTURES FUND /NY/D/APooled Investment FundIndefinite$171,030,620
EDGAR ↗Mar 16, 2009Tudor Global Emerging Markets Fund L.P.DPooled Investment FundIndefinite$67,700,000
EDGAR ↗Mar 13, 2009Tudor Tensor Fund L.P.D/APooled Investment FundIndefinite$234,649,987
EDGAR ↗Mar 13, 2009TUDOR MOMENTUM FUND L.P.D/APooled Investment FundIndefinite$52,100,000
EDGAR ↗Mar 13, 2009TUDOR FUTURES FUND /NY/D/APooled Investment FundIndefinite$163,606,340

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Apr 21, 2017. Industry history, as reported on each offering's latest filing: All 6 offerings reported: Pooled Investment Fund (2009–2015).

People across the group

NameRolesIssuers hereFirst → last listed
MN Mark R. NicholsonDirector6Mar 13, 2009 → Apr 21, 2017
MD Mark F. DaltonDirector, Executive Officer6Mar 13, 2009 → Apr 21, 2017
PJ Paul Tudor II JonesDirector, Executive Officer6Mar 13, 2009 → Apr 21, 2017
JT John TorellDirector, Executive Officer6Mar 13, 2009 → Apr 21, 2017
RF Richard L. FisherDirector6Mar 13, 2009 → Apr 21, 2017
AP Andrew S. PaulDirector, Executive Officer6Mar 13, 2009 → Apr 28, 2016
MR Michael RiccardiExecutive Officer, Director5Apr 12, 2012 → Apr 21, 2017
GB Gavin S. BoyleExecutive Officer, Director5Mar 10, 2010 → Apr 28, 2016
RF Robert P. ForlenzaDirector, Executive Officer5Mar 13, 2009 → Apr 23, 2013
JM John G III MacfarlaneDirector, Executive Officer4Mar 13, 2009 → Sep 13, 2011
MB Mark V. Houghton-BerryDirector4Mar 13, 2009 → Mar 16, 2009
SK Shaun KingExecutive Officer, Director2Apr 21, 2017 → Apr 21, 2017
TI Tudor Investment Corporation entityExecutive Officer1Nov 24, 2015 → Nov 24, 2015

Adviser registration (Form ADV)

TUDOR INVESTMENT CORPORATION — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Mar 30, 2012 · SEC file 801-73474 · Main office: STAMFORD, CT · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $106,842,033,000 as reported on Form ADV filed Mar 30, 2026 (Item 5.F(2)(c)) · 22 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): WWW.TUDOR.COM ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 30, 2026: 1 of 24 answered “Yes”
  • Yes — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (1 disclosure reported) — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (CT) · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

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