PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 2:23 AM ET

Sponsor Check › Person

Mark R. Nicholson

Related person on Form D filings · address state/country as listed: Australia (as filed: C3) · listed Mar 13, 2009 → Apr 21, 2017

10issuers
44Form D filings
2009–2017years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 10 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Apr 21, 2017 D/A
File 021-42635
$0$0$0None listed on this filing
EDGAR ↗Apr 21, 2017 D/A
File 021-181492
$0$0$0None listed on this filing
EDGAR ↗Apr 21, 2017 D/A
File 021-251807
$0$0$0None listed on this filing
EDGAR ↗Apr 21, 2017 D/A
File 021-265508
$0$0$0None listed on this filing
EDGAR ↗Apr 21, 2017 D/A
File 021-84892
$0$0$0None listed on this filing
EDGAR ↗Apr 28, 2016 D/A
File 021-125814
$0$0$0None listed on this filing
EDGAR ↗Apr 11, 2014 D/A
File 021-87008-8N
$0$0$0None listed on this filing
EDGAR ↗Apr 23, 2013 D/A
File 021-84602
$0$0$0None listed on this filing
EDGAR ↗Mar 10, 2010 D/A
File 021-126800
$0$0$0None listed on this filing
EDGAR ↗Mar 16, 2009 D
File 021-128023
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Tudor Global Investment Fund L.P.
group: Tudor
DirectorApr 21, 2017D/AIndefinite
similar: $155,000–$5,250,000
$9,096,1306
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Tudor Riverbend Crossing Partners L.P.
group: Tudor
DirectorApr 21, 2017D/AIndefinite
similar: $155,000–$5,250,000
$39,910,00011
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗TUDOR EMPLOYEE INVESTMENT FUND LLC
group: Tudor
DirectorApr 21, 2017D/AIndefinite
similar: $155,000–$5,250,000
$173,269,533257
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Tudor Discretionary Macro Fund L.P.
group: Tudor
DirectorApr 21, 2017D/AIndefinite
similar: $155,000–$5,250,000
$328,634,35027
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗TUDOR BVI GLOBAL FUND L.P.
group: Tudor
DirectorApr 21, 2017D/AIndefinite
similar: $155,000–$5,250,000
$2,929,556,516293
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Tudor Riverbend Crossing Partners L.P.
group: Tudor
DirectorJun 21, 2016DIndefinite
similar: $155,000–$5,250,000
$38,810,00010
similar: 4–27
$250,000
similar: $1,000–$100,000
EDGAR ↗Tudor Global Investment Fund L.P.
group: Tudor
DirectorApr 28, 2016D/AIndefinite
similar: $155,000–$5,250,000
$2,525,0003
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗TUDOR MOMENTUM FUND L.P.
group: Tudor
DirectorApr 28, 2016D/AIndefinite
similar: $155,000–$5,250,000
$110,409,2006
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Tudor Discretionary Macro Fund L.P.
group: Tudor
DirectorApr 28, 2016D/AIndefinite
similar: $155,000–$5,250,000
$301,454,35024
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗TUDOR BVI GLOBAL FUND L.P.
group: Tudor
DirectorApr 28, 2016D/AIndefinite
similar: $155,000–$5,250,000
$2,907,726,516288
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗TUDOR MOMENTUM FUND L.P.
group: Tudor
DirectorApr 20, 2015D/AIndefinite
similar: $155,000–$5,250,000
$109,409,2006
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Tudor Discretionary Macro Fund L.P.
group: Tudor
DirectorApr 20, 2015D/AIndefinite
similar: $155,000–$5,250,000
$292,429,35024
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗TUDOR BVI GLOBAL FUND L.P.
group: Tudor
DirectorApr 20, 2015D/AIndefinite
similar: $155,000–$5,250,000
$2,791,017,545279
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗TUDOR MOMENTUM FUND L.P.
group: Tudor
DirectorApr 11, 2014D/AIndefinite
similar: $155,000–$5,250,000
$103,659,2006
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗TUDOR FUTURES FUND /NY/
group: Tudor
DirectorApr 11, 2014D/AIndefinite
similar: $155,000–$5,250,000
$483,566,19688
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Tudor Discretionary Macro Fund L.P.
group: Tudor
DirectorApr 11, 2014D/AIndefinite
similar: $155,000–$5,250,000
$267,709,35024
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗TUDOR BVI GLOBAL FUND L.P.
group: Tudor
DirectorApr 11, 2014D/AIndefinite
similar: $155,000–$5,250,000
$2,430,471,970266
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Tudor Tensor Fund L.P.
group: Tudor
DirectorApr 23, 2013D/AIndefinite$408,292,98787No minimum reported
EDGAR ↗TUDOR MOMENTUM FUND L.P.
group: Tudor
DirectorApr 23, 2013D/AIndefinite$98,659,2006No minimum reported
EDGAR ↗TUDOR FUTURES FUND /NY/
group: Tudor
DirectorApr 23, 2013D/AIndefinite$483,566,19688No minimum reported
EDGAR ↗Tudor Discretionary Macro Fund L.P.
group: Tudor
DirectorApr 23, 2013D/AIndefinite$101,024,25016No minimum reported
EDGAR ↗TUDOR BVI GLOBAL FUND L.P.
group: Tudor
DirectorApr 23, 2013D/AIndefinite$2,336,138,640264No minimum reported
EDGAR ↗Tudor Discretionary Macro Fund L.P.
group: Tudor
DirectorJul 19, 2012DIndefinite$25,500,0005No minimum reported
EDGAR ↗TUDOR MOMENTUM FUND L.P.
group: Tudor
DirectorApr 12, 2012D/AIndefinite$98,659,2006No minimum reported
EDGAR ↗TUDOR BVI GLOBAL FUND L.P.
group: Tudor
DirectorApr 12, 2012D/AIndefinite$2,132,599,151260No minimum reported
EDGAR ↗Tudor Tensor Fund L.P.
group: Tudor
DirectorApr 12, 2012D/AIndefinite$398,107,98786No minimum reported
EDGAR ↗TUDOR FUTURES FUND /NY/
group: Tudor
DirectorApr 12, 2012D/AIndefinite$483,566,19688No minimum reported
EDGAR ↗Tudor Tensor Fund L.P.
group: Tudor
DirectorSep 13, 2011D/AIndefinite$351,497,98782No minimum reported
EDGAR ↗TUDOR BVI GLOBAL FUND L.P.
group: Tudor
DirectorSep 13, 2011D/AIndefinite$1,843,842,157245No minimum reported
EDGAR ↗Tudor Tensor Fund L.P.
group: Tudor
DirectorMar 8, 2011D/AIndefinite$351,497,98782No minimum reported
EDGAR ↗TUDOR FUTURES FUND /NY/
group: Tudor
DirectorMar 8, 2011D/AIndefinite$171,285,62087No minimum reported
EDGAR ↗TUDOR BVI GLOBAL FUND L.P.
group: Tudor
DirectorMar 8, 2011D/AIndefinite$1,843,842,157245No minimum reported
EDGAR ↗TUDOR MOMENTUM FUND L.P.
group: Tudor
DirectorMar 8, 2011D/AIndefinite$56,101,0004No minimum reported
EDGAR ↗Tudor Tensor Fund L.P.
group: Tudor
DirectorMar 10, 2010D/AIndefinite$324,201,98775No minimum reported
EDGAR ↗TUDOR MOMENTUM FUND L.P.
group: Tudor
DirectorMar 10, 2010D/AIndefinite$52,101,0004No minimum reported
EDGAR ↗TUDOR FUTURES FUND /NY/
group: Tudor
DirectorMar 10, 2010D/AIndefinite$171,030,62086No minimum reported
EDGAR ↗TUDOR BVI GLOBAL FUND L.P.
group: Tudor
DirectorMar 10, 2010D/AIndefinite$1,368,181,185229No minimum reported
EDGAR ↗Stone Lion Fund L.P.
group: Llsd
DirectorMar 10, 2010D/AIndefinite$60,255,00023No minimum reported
EDGAR ↗Tudor Global Emerging Markets Fund L.P.
group: Tudor
DirectorMar 16, 2009DIndefinite$67,700,00014No minimum reported
EDGAR ↗TUDOR BVI GLOBAL FUND L.P.
group: Tudor
DirectorMar 13, 2009D/AIndefinite$1,007,790,180189No minimum reported
EDGAR ↗Tudor Tensor Fund L.P.
group: Tudor
DirectorMar 13, 2009D/AIndefinite$234,649,98761No minimum reported
EDGAR ↗TUDOR MOMENTUM FUND L.P.
group: Tudor
DirectorMar 13, 2009D/AIndefinite$52,100,0004No minimum reported
EDGAR ↗Stone Lion Fund L.P.
group: Llsd
DirectorMar 13, 2009D/AIndefinite$5,550,0007No minimum reported
EDGAR ↗TUDOR FUTURES FUND /NY/
group: Tudor
DirectorMar 13, 2009D/AIndefinite$163,606,34087No minimum reported

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • Mark Nicholson — address state WA, 1 issuer, Nov 4, 2014 → Nov 4, 2014 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 12 names on the same filings (1 management entity, 11 people)

People and management entities the issuers listed as related persons on the same Form D filings as Mark R. Nicholson. Source: the EDGAR rows in the table above.

  • Tudor Investment Corporation entity — 2 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 11 other issuers
  • Mark F. Dalton — 44 shared filings (10 issuers) · roles as listed: Director, Executive Officer
  • Paul Tudor II Jones — 44 shared filings (10 issuers) · roles as listed: Director, Executive Officer
  • John Torell — 44 shared filings (10 issuers) · roles as listed: Director, Executive Officer · also listed on 1 other issuer
  • Richard L. Fisher — 44 shared filings (10 issuers) · role as listed: Director
  • Andrew S. Paul — 39 shared filings (9 issuers) · roles as listed: Director, Executive Officer · also listed on 1 other issuer
  • Gavin S. Boyle — 33 shared filings (8 issuers) · roles as listed: Director, Executive Officer
  • Robert P. Forlenza — 27 shared filings (7 issuers) · roles as listed: Director, Executive Officer · also listed on 7 other issuers
  • Michael Riccardi — 27 shared filings (8 issuers) · roles as listed: Executive Officer, Director
  • John G III Macfarlane — 17 shared filings (6 issuers) · roles as listed: Director, Executive Officer · also listed on 1 other issuer
  • Mark V. Houghton-Berry — 6 shared filings (6 issuers) · role as listed: Director
  • Shaun King — 5 shared filings (5 issuers) · roles as listed: Executive Officer, Director

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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