PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:19 AM ET

Sponsor Check › Sponsor group

T

Tnp

One sponsor team, 20 deal companies · Costa Mesa, CA

Grouped because: 20 shared people, 1 shared management entity, same business address (20 issuers), similar issuer names (13) · 9 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) · not the same sponsor?

20deal companies
$115.2Mreported sold
1,232investors
76Form D filings
2009–2014active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Jul 28, 2014 · Courts (RECAP) last checked: Oct 24, 2026, 2:12 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Tnp is a sponsor group of 20 issuers that PartnerFacts links to one sponsor (shared people, same business address, similar issuer names, shared management entity, shared principal (person on 60+ issuers) at the same address or management entity; automatic match from the filings), filing 76 Form D filings between Feb 2009 and Jul 2014.

What this means One team, 20 deal companies, about 5 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $115.2M to 1,232 investors (latest filing per issuer). Industries as reported: Commercial (13), Other Real Estate (3), Residential (3), REITS and Finance (1). Issuers are based in CA (20).

What this means $115.2M raised across the group, about $94K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Anthony W. Thompson (20 issuers, executive officer, director, and promoter), Jack R. Maurer (15 issuers, executive officer, director, and promoter), Thompson National Properties, LLC (9 issuers, executive officer, director, and promoter, entity), Christopher M. Lal (7 issuers, executive officer), James Wolford (6 issuers, executive officer and director) and 30 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Jul 28, 2014.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 9 court cases matching the name, 3 bankruptcy cases matching the name listed in Key records below.

What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 76 public filings for Tnp and found 22 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Tnp has not run yet — it is joining a line of 30,577 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

9 cases: 3 dismissed, 4 closed (disposition not in docket feed), 2 judgment

Chicago Title and Trust Company v. Thompson/Morgan Baton Rouge I, DST dismissed
District Court, W.D. New York · No. 6:19-cv-06303 · Filed Apr 25, 2019 · Closed Oct 30, 2019 · Nature of suit: 190 Other contract actions
Role of Chicago Title and Trust Company v. Thompson/Morgan Baton Rouge I, DST: Party · Outcome: Terminated 2019-10-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
company name words appear in the caption; court in NY (not the issuer's state)
TNP Titan Plaza Fund, LLC v. A10 Capital, LLC dismissed
District Court, W.D. Texas · No. 5:15-cv-01105 · Filed Dec 10, 2015 · Closed Oct 4, 2016 · Nature of suit: 290 Other real property actions
Role of TNP Titan Plaza Fund, LLC: Plaintiff · Outcome: Terminated 2016-10-04 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
exact company name; court in TX (not the issuer's state)
Hitchens v. Thompson National Properties, LLC closed
District Court, N.D. California · No. 5:15-mc-80009 · Filed Jan 15, 2015 · Closed Jan 15, 2015
Role of Thompson National Properties, LLC: Defendant · Outcome: Terminated 2015-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (CA)
Hitchens v. Thompson National Properties closed
District Court, E.D. California · No. 1:14-mc-00066 · Filed Oct 14, 2014 · Closed Oct 15, 2014
Role of Thompson National Properties: Defendant · Outcome: Terminated 2014-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (CA)
Doug Hitchens v. Thompson National Properties LLC closed
District Court, C.D. California · No. 2:14-cv-07054 · Filed Sep 10, 2014 · Closed Sep 15, 2014 · Nature of suit: 890 Other statutory actions
Role of Thompson National Properties LLC: Defendant · Outcome: Terminated 2014-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (CA)
Hitchens v. Thompson National Properties LLC closed
District Court, C.D. California · No. 2:14-mc-00583 · Filed Jul 30, 2014 · Closed Sep 10, 2014
Role of Thompson National Properties LLC: Defendant · Outcome: Terminated 2014-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (CA)
Carol Prock v. Thompson National Properties LLC dismissed
District Court, C.D. California · No. 8:13-cv-00942 · Filed Jun 20, 2013 · Closed Nov 26, 2013 · Nature of suit: 850 Securities/Commodities · Cause: 28:1332 - Diversity: Securities & Exchange Commission Act
Role of Thompson National Properties LLC: Defendant · Outcome: Terminated 2013-11-26 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (CA)
Elliott v. Thompson National Properties, LLC judgment
District Court, D. Colorado · No. 1:13-cv-00160 · Filed Jan 23, 2013 · Closed May 19, 2015 · Nature of suit: Contract: Recovery/Enforcement · Cause: 28:1332 Diversity-Breach of Contract
Role of Thompson National Properties, LLC: Defendant · Outcome: Terminated 2015-05-19 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
exact company name; name has one distinctive word; court in CO (not the issuer's state)
Hitchens v. Thompson National Properties, LLC judgment
District Court, D. Colorado · No. 1:12-cv-02367 · Filed Sep 5, 2012 · Closed May 30, 2014 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity
Role of Thompson National Properties, LLC: Defendant · Outcome: Terminated 2014-05-30 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
exact company name; name has one distinctive word; court in CO (not the issuer's state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:12 AM ET. Searched so far: 20 of 20 issuers in this group; 0 still to be searched. Results are added automatically.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Tnp..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

3 cases: 2 closed (disposition not in docket feed), 1 open

TNP Spring Gate Plaza, LLC a Delaware limited liab closed
United States Bankruptcy Court, C.D. California · No. 8:20-bk-11963 · Filed Jul 10, 2020 · Closed Aug 18, 2021
Role of TNP Spring Gate Plaza, LLC a Delaware limited liab: Party · Outcome: Case closed 2021-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
company name words appear in the caption; court in the issuer's state (CA)
Thompson National Properties, LLC open
United States Bankruptcy Court, C.D. California · No. 8:19-bk-13728 · Filed Sep 26, 2019
Role of Thompson National Properties, LLC: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the issuer's state (CA)
TNP Titan Plaza Fund, LLC closed
United States Bankruptcy Court, W.D. Texas · No. 16-50780 · Filed Apr 4, 2016 · Closed Jun 29, 2017
Role of TNP Titan Plaza Fund, LLC: Debtor · Outcome: Case closed 2017-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; court in TX (not the issuer's state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:12 AM ET. Searched so far: 20 of 20 issuers in this group; 0 still to be searched. Results are added automatically.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

22 differences found between the filings for Tnp — 5 worth asking about (compared the newest 50 of 76 filings on Oct 24, 2026; older filings not covered)

Note · Jul 10, 2020 – Aug 18, 2021

Bankruptcy case: TNP Spring Gate Plaza, LLC a Delaware limited liab — filed Jul 10, 2020

United States Bankruptcy Court, C.D. California docket "TNP Spring Gate Plaza, LLC a Delaware limited liab" filed Jul 10, 2020, closed Aug 18, 2021. TNP Spring Gate Plaza, DST (member issuer) is listed as Party ("TNP Spring Gate Plaza, LLC a Delaware limited liab"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗TNP Spring Gate Plaza, DST — PartnerFacts page ↗
Sources
Note · Sep 26, 2019

Bankruptcy case: Thompson National Properties, LLC — filed Sep 26, 2019

United States Bankruptcy Court, C.D. California docket "Thompson National Properties, LLC" filed Sep 26, 2019 (Open). Thompson National Properties, LLC (listed on the same filings) is listed as Debtor ("Thompson National Properties, LLC"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, C.D. California ↗Thompson National Properties, LLC — PartnerFacts page ↗
Sources
Note · Mar 15, 2010 – Jun 29, 2010

Bankruptcy case: Gabrielsen v. U.S. Bank National Association, As Trustee For LXS — filed Mar 15, 2010

United States Bankruptcy Court, N.D. California docket "Gabrielsen v. U.S. Bank National Association, As Trustee For LXS" filed Mar 15, 2010, closed Jun 29, 2010. Christian Gabrielsen (listed on the same filings) is listed as Plaintiff ("Gabrielsen"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗Christian Gabrielsen — PartnerFacts page ↗
Sources
Worth asking · Sep 14, 2010 – Sep 17, 2010

Amount sold went down between filings — TNP Irving Square, DST

The Sep 14, 2010 filing says $2,970,923 sold; the Sep 17, 2010 Form D/A says $1,604,367 sold — $1,366,556 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Sep 14, 2010 ↗Form D/A (later) · Sep 17, 2010 ↗TNP Irving Square, DST — PartnerFacts page ↗
Sources
Worth asking · Sep 14, 2010 – Sep 17, 2010

Investor count went down between filings — TNP Irving Square, DST

The Sep 14, 2010 filing reports 14 investors; the Sep 17, 2010 Form D/A reports 9 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Sep 14, 2010 ↗Form D/A (later) · Sep 17, 2010 ↗TNP Irving Square, DST — PartnerFacts page ↗
Sources
Worth asking · Oct 6, 2009 – Nov 25, 2013

25 filings report more than 10% of the money raised going to insiders

45% of the money raised went to insiders — TNP 1265 NW Waterhouse Ave, DST · 148% of the money raised went to insiders — TNP Profit Participation Program, LLC · 46% of the money raised went to insiders — Thompson/Post Ladera Palms, DST · 46% of the money raised went to insiders — Thompson/Post Ladera Palms, DST · 46% of the money raised went to insiders — Thompson/Post Ladera Palms, DST · and 20 more

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Jul 19, 2011 ↗TNP 1265 NW Waterhouse Ave, DST — PartnerFacts page ↗Form D/A · Jun 28, 2011 ↗TNP Profit Participation Program, LLC — PartnerFacts page ↗
Sources
Note · Dec 21, 2009 – Jun 10, 2011

5 paid sellers are also listed insiders

Jack R. Maurer is both a listed executive officer and a paid seller — Thompson/Post Regal Crossing, DST · Jack R. Maurer is both a listed executive officer and a paid seller — TNP 121 S. Martin Luther King Blvd., DST · Jack R. Maurer is both a listed executive officer and a paid seller — Thompson/Morgan Baton Rouge I, DST · Jack R. Maurer is both a listed executive officer, promoter and a paid seller — TNP VULTURE FUND VIII LLC · Jack R. Maurer is both a listed executive officer, promoter and a paid seller — TNP 12 PERCENT NOTES PROGRAM LLC

What this means The same person is listed as running the company and as being paid to sell its securities. Ask how much and on what terms.

Form D · Jun 10, 2011 ↗Jack R. Maurer — PartnerFacts page ↗Thompson/Post Regal Crossing, DST — PartnerFacts page ↗Form D/A · Dec 1, 2010 ↗
Sources
Worth asking · Jan 25, 2010 – Jul 28, 2014

Tnp includes 11 deals that stopped filing before reaching their target

THOMPSON NATIONAL PROPERTIES LLC (last filing Jul 28, 2014; $2,000,000 sold of $47,117,000); TNP Northgate Boise, DST (last filing May 6, 2014; $0 sold of $3,888,000); Thompson/Post Reserve Apartments, DST (last filing Oct 5, 2012; $2,176,003 sold of $7,150,000); TNP 3745 PENTAGON BLVD DST (last filing Oct 4, 2012; $6,075,000 sold of $18,635,000); TNP 1265 NW Waterhouse Ave, DST (last filing Jul 19, 2011; $2,090,242 sold of $5,520,000); TNP Profit Participation Program, LLC (last filing Jun 28, 2011; $540,000 sold of $40,000,000); and 5 more. Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

THOMPSON NATIONAL PROPERTIES LLC — PartnerFacts page ↗TNP Northgate Boise, DST — PartnerFacts page ↗Thompson/Post Reserve Apartments, DST — PartnerFacts page ↗TNP 3745 PENTAGON BLVD DST — PartnerFacts page ↗
Sources
Note · Nov 6, 2013 – Nov 25, 2013

Form D filed 19 days after the first sale — TNP Spring Gate Plaza, DST

The filing says the first sale was Nov 6, 2013. The Form D was filed Nov 25, 2013 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 25, 2013 ↗TNP Spring Gate Plaza, DST — PartnerFacts page ↗
Sources
Note · Aug 31, 2012 – Oct 5, 2012

Form D filed 35 days after the first sale — Thompson/Post Reserve Apartments, DST

The filing says the first sale was Aug 31, 2012. The Form D was filed Oct 5, 2012 — 35 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 20 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 5, 2012 ↗Thompson/Post Reserve Apartments, DST — PartnerFacts page ↗
Sources
Note · Aug 20, 2010 – Sep 14, 2010

Form D filed 25 days after the first sale — TNP 121 S. Martin Luther King Blvd., DST

The filing says the first sale was Aug 20, 2010. The Form D was filed Sep 14, 2010 — 25 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 10 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 14, 2010 ↗TNP 121 S. Martin Luther King Blvd., DST — PartnerFacts page ↗
Sources
Note · Jun 13, 2008 – Nov 25, 2013

14 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — TNP Spring Gate Plaza, DST (latest filing Nov 25, 2013) · No amendment in the last 12 months on an offering that may still be open — Thompson/Post Reserve Apartments, DST (latest filing Oct 5, 2012) · No amendment in the last 12 months on an offering that may still be open — TNP 1265 NW Waterhouse Ave, DST (latest filing Jul 19, 2011) · No amendment in the last 12 months on an offering that may still be open — TNP Profit Participation Program, LLC (latest filing Jun 28, 2011) · No amendment in the last 12 months on an offering that may still be open — Thompson/Post Ladera Palms, DST (latest filing May 4, 2011) · and 9 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Nov 25, 2013 ↗TNP Spring Gate Plaza, DST — PartnerFacts page ↗Form D · Oct 5, 2012 ↗Thompson/Post Reserve Apartments, DST — PartnerFacts page ↗
Sources
Worth asking · Jul 19, 2011 – Feb 22, 2013

7 people are no longer listed on a later amendment

Jack R. Maurer is no longer listed on the Feb 22, 2013 amendment — Thompson/Post Canyons At West 45th Ave, DST · Christian Gabrielsen is no longer listed on the Feb 22, 2013 amendment — Thompson/Post Canyons At West 45th Ave, DST · Christopher M. Lai is no longer listed on the Feb 22, 2013 amendment — Thompson/Post Canyons At West 45th Ave, DST · Jack R. Maurer is no longer listed on the Feb 1, 2013 amendment — Thompson/Post Regal Crossing, DST · Christopher M. Lal is no longer listed on the Feb 1, 2013 amendment — Thompson/Post Regal Crossing, DST · and 2 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Dec 19, 2011 ↗Form D/A · Feb 22, 2013 ↗Jack R. Maurer — PartnerFacts page ↗Thompson/Post Canyons At West 45th Ave, DST — PartnerFacts page ↗
Sources
Note · Mar 3, 2010 – Jul 28, 2014

Anthony W. Thompson's role changed at THOMPSON NATIONAL PROPERTIES LLC: executive officer → executive officer, promoter

The Mar 3, 2010 filing lists Anthony W. Thompson as executive officer; the Jul 28, 2014 Form D lists executive officer, promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Mar 3, 2010 ↗Form D · Jul 28, 2014 ↗Anthony W. Thompson — PartnerFacts page ↗THOMPSON NATIONAL PROPERTIES LLC — PartnerFacts page ↗
Sources
Note · Apr 30, 2009 – Jun 24, 2009

Thompson National Properties, LLC's role changed at TNP 12 PERCENT NOTES PROGRAM LLC: promoter → executive officer

The Apr 30, 2009 filing lists Thompson National Properties, LLC as promoter; the Jun 24, 2009 Form D lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Apr 30, 2009 ↗Form D · Jun 24, 2009 ↗Thompson National Properties, LLC — PartnerFacts page ↗TNP 12 PERCENT NOTES PROGRAM LLC — PartnerFacts page ↗
Sources
Note · Jun 24, 2009 – Mar 12, 2014

5 offerings changed their target amount between filings

Offering amount changed between filings — TNP Northgate Boise, DST · Offering amount changed between filings — Thompson/Post Canyons At West 45th Ave, DST · Offering amount changed between filings — Thompson/Post Regal Crossing, DST · Offering amount lowered between filings — TNP 3745 PENTAGON BLVD DST · Offering amount changed between filings — TNP 12 PERCENT NOTES PROGRAM LLC

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · Mar 12, 2014 ↗Form D/A (later) · Mar 12, 2014 ↗TNP Northgate Boise, DST — PartnerFacts page ↗Form D/A (earlier) · Dec 19, 2011 ↗
Sources
Note · Aug 14, 2012 – Oct 4, 2012

Minimum investment changed between filings — TNP 3745 PENTAGON BLVD DST

The Aug 14, 2012 filing lists a minimum of $76,687; the Oct 4, 2012 Form D/A lists $25,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Aug 14, 2012 ↗Form D/A (later) · Oct 4, 2012 ↗TNP 3745 PENTAGON BLVD DST — PartnerFacts page ↗
Sources
Note · Feb 6, 2009 – Oct 5, 2012

Anthony W. Thompson is written 2 different ways on the filings

listed as "Anthony W. Thompson" on 75 filings (from Feb 6, 2009), and "Anthony Thompson" on the Oct 5, 2012 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Feb 6, 2009 ↗Form D · Oct 5, 2012 ↗Anthony W. Thompson — PartnerFacts page ↗
Sources
Note · Jun 10, 2011 – Mar 26, 2012

James Wolford is written 2 different ways on the filings

listed as "James Wolford" on 8 filings (from Jun 10, 2011), and "James R. Wolford" on 3 filings (from Mar 26, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 10, 2011 ↗Form D · Mar 26, 2012 ↗James Wolford — PartnerFacts page ↗
Sources
Note · Jun 24, 2010 – Jun 10, 2011

Christopher M. Lal is written 2 different ways on the filings

listed as "Christopher M. Lal" on 21 filings (from Jun 24, 2010), and "Christopher Lal" on 2 filings (from Jun 10, 2011).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 24, 2010 ↗Form D · Jun 10, 2011 ↗Christopher M. Lal — PartnerFacts page ↗
Sources
Note · May 27, 2009 – Jul 28, 2014

Industry group changed between filings — THOMPSON NATIONAL PROPERTIES LLC

"Other" (May 27, 2009 to Mar 3, 2010); then "Other Real Estate" (Jul 28, 2014).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · May 27, 2009 ↗Form D · Jul 28, 2014 ↗THOMPSON NATIONAL PROPERTIES LLC — PartnerFacts page ↗
Sources
Note · Mar 3, 2010 – Jul 28, 2014

Address moved from Irvine, CA to Costa Mesa, CA — THOMPSON NATIONAL PROPERTIES LLC

The people listed on the Mar 3, 2010 filing give Irvine, CA; on the Jul 28, 2014 filing they give Costa Mesa, CA.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Mar 3, 2010 ↗Form D · Jul 28, 2014 ↗THOMPSON NATIONAL PROPERTIES LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 76 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

18 of 21 offerings report sales commissions totalling $19,750,110; 0 report finder's fees; 14 report proceeds to related persons totalling $8,724,260. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 28, 2014 D
THOMPSON NATIONAL PROPERTIES LLC
File 021-221878
$0$0$0None listed on this filingEDGAR ↗
May 6, 2014 D/A
TNP Northgate Boise, DST
File 021-213387
$311,000 (est.)$0$268,590 (est.)None listed on this filingEDGAR ↗
Nov 25, 2013 D
TNP Spring Gate Plaza, DST
File 021-206922
$412,000 (est.)$0$400,000 (est.)Centaurus Financial, Inc. BrokerCheck CRD 30833 ↗EDGAR ↗
Feb 22, 2013 D/A
Thompson/Post Canyons At West 45th Ave, DST
File 021-167079
$769,000 (est.)$0$354,500 (est.)James P. Hanson BrokerCheck CRD 2507473 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

Robert A. Cannon BrokerCheck CRD 2765289 ↗
via Pacific West Securities, Inc. (CRD 6390 ↗)

Robert R. McIsaac BrokerCheck CRD 1185886 ↗
via Crown Capital Securities, L.P. (CRD 6312 ↗)

John M. Butler BrokerCheck CRD 1951436 ↗
via Investment Security Corporation (CRD 47536 ↗)

Robert A. Horning BrokerCheck CRD 2311640 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Donald T. Milin BrokerCheck CRD 334302 ↗
via Western International Securities, Inc. (CRD 39262 ↗)

Mark A. Cline BrokerCheck CRD 3206962 ↗
via Great Nation Investment Corporation (CRD 19981 ↗)

Randy L. Green BrokerCheck CRD 2749203 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

John P. Harvey, Jr. BrokerCheck CRD 4227692 ↗
via Allied Beacon Partners, Inc. (CRD 46227 ↗)

Troy Thomas BrokerCheck CRD 4691720 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Christopher T. Miller BrokerCheck CRD 4044818 ↗
via Allied Beacon Partners, Inc. (CRD 46227 ↗)

Joseph D. Spagnoli BrokerCheck CRD 1781887 ↗
via Sandlapper Securities, LLC (CRD 137906 ↗)

Craig S. Sturges BrokerCheck CRD 1315735 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Dale F. Norton Jr. BrokerCheck CRD 1069797 ↗
via Independent Finnacial Group, LLC (CRD 7717 ↗)

Robert R. Tweed BrokerCheck CRD 2339324 ↗
via Concorde Investment Services, LLC (CRD 151604 ↗)

Rocco A. Cortese BrokerCheck CRD 4681807 ↗
via Concorde Investment Services, LLC (CRD 151604 ↗)

Cindy C. Chiu BrokerCheck CRD 4663184 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Dwight K. Kay BrokerCheck CRD 5376903 ↗
via Concorde Investment Services, LLC (CRD 151604 ↗)

Richard L. Wagner BrokerCheck CRD 4575603 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

Daniel P. Raupp BrokerCheck CRD 4079107 ↗
via J.P. Turner & Company, L.L.C. (CRD 43177 ↗)

Clovis M. Morrison BrokerCheck CRD 1730240 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Sean M. O'Connor BrokerCheck CRD 5597519 ↗
via Independent FInancial Group, LLC (CRD 7717 ↗)

Vic V. Mullet BrokerCheck CRD 4656976 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

James M. Lamont BrokerCheck CRD 2846228 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

Thomas K. Riding BrokerCheck CRD 1141596 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

Donald S. Meredith BrokerCheck CRD 1867703 ↗
via Concorde Investment Services, LLC (CRD 151604 ↗)
EDGAR ↗
Feb 1, 2013 D/A
Thompson/Post Regal Crossing, DST
File 021-161082
$514,060 (est.)$0$0Ronald D. Birnbaum BrokerCheck CRD 2382580 ↗
via Advisory Group Equity Services, Ltd. (CRD 15427 ↗)

James M. Poindexter BrokerCheck CRD 1867899 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

John D. Crockett BrokerCheck CRD 1463224 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Timothy L. Pearson BrokerCheck CRD 3180636 ↗
via Sammons Securities Company, LLC (CRD 115368 ↗)

Joral T. Schmalle BrokerCheck CRD 4491484 ↗
via Sigma Financial Corporation (CRD 14303 ↗)

Jack R. Maurer BrokerCheck CRD 3081542 ↗
via TNP Securities, LLC (CRD 149178 ↗)

Andrew Vartanian BrokerCheck CRD 453642 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Patrick T. Shea BrokerCheck CRD 1654953 ↗
via Independent Financial Group, Inc. (CRD 7717 ↗)

John Marvin Butler BrokerCheck CRD 1951436 ↗
via Investment Security Corporation (CRD 47536 ↗)

Joshua Paul Ungerecht BrokerCheck CRD 5183573 ↗
via NelsonReid, Inc. (CRD 45503 ↗)

Tomas Juhan Velken BrokerCheck CRD 1600404 ↗
via Sigma Financial Corporation (CRD 14303 ↗)

Susan Jane Gitt BrokerCheck CRD 5580509 ↗
via Allied Beacon Partners, Inc. (CRD 46227 ↗)

James Robert McIsaac BrokerCheck CRD 328495 ↗
via Crown Capital Securities, L.P. (CRD 6312 ↗)

Ronald Lee Raitz BrokerCheck CRD 4620383 ↗
via Sandlapper Securities, LLC (CRD 137906 ↗)

Craig Sothern Sturges BrokerCheck CRD 1315735 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Humberto Chinchilla BrokerCheck CRD 5412584 ↗
via Sandlapper Securities, LLC (CRD 137906 ↗)

Robert Joseph Binkele BrokerCheck CRD 2393598 ↗
via J P Turner & Company Capital Management, LLC (CRD 124446 ↗)

Jodi Anne Selleck BrokerCheck CRD 4594776 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Gregory Paul Kushner BrokerCheck CRD 2649890 ↗
via Investment Security Corporation (CRD 47536 ↗)
EDGAR ↗
Oct 5, 2012 D
Thompson/Post Reserve Apartments, DST
File 021-185080
$429,000 (est.)$0$0TNP Securities, LLC BrokerCheck CRD 149178 ↗EDGAR ↗
Oct 4, 2012 D/A
TNP 3745 PENTAGON BLVD DST
File 021-182705
$425,250 (est.)$0$0TNP Securities, LLC BrokerCheck CRD 149178 ↗EDGAR ↗
Mar 26, 2012 D
TNP Strategic Retail Operating Partnership, LP
File 021-175595
$0$0$0None listed on this filingEDGAR ↗
Jul 19, 2011 D/A
TNP 1265 NW Waterhouse Ave, DST
File 021-160688
$386,400 (est.)$0$931,200 (est.)Tracy R. Turner BrokerCheck CRD 1385745 ↗
via Lighthouse Capital Corporation (CRD 41812 ↗)

Kenneth A. Corlett BrokerCheck CRD 2681963 ↗
via First Financial Equity Corporation (CRD 16507 ↗)

Frederick P. Baerenz BrokerCheck CRD 2388453 ↗
via Pacific West Securities, Inc. (CRD 6390 ↗)

Thomas A. Barkume BrokerCheck CRD 1262546 ↗
via Geneos Wealth Management, Inc. (CRD 120894 ↗)

Craig S. Sturges BrokerCheck CRD 1315735 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Russell L. Bacon BrokerCheck CRD 4542975 ↗
via Pacific West Securities, Inc. (CRD 6390 ↗)

Christopher T. Miller BrokerCheck CRD 4044818 ↗
via Allied Beacon Partners, Inc. (CRD 46227 ↗)

Greg S. Bowen BrokerCheck CRD 2328903 ↗
via Pacific West Securities, Inc. (CRD 6390 ↗)

Susan J. Gitt BrokerCheck CRD 5580509 ↗
via Allied Beacon Partners, Inc. (CRD 46227 ↗)

Robert A. Cannon BrokerCheck CRD 2765289 ↗
via Pacific West Securities, Inc. (CRD 6390 ↗)

John M. Butler BrokerCheck CRD 1951436 ↗
via Investment Security Corporation (CRD 47536 ↗)

Eric J. Schindler BrokerCheck CRD 1439999 ↗
via Pacific West Securities, Inc. (CRD 6390 ↗)

Manuel Ramos BrokerCheck CRD 1956224 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)
EDGAR ↗
Jun 28, 2011 D/A
TNP Profit Participation Program, LLC
File 021-143969
$2,800,000 (est.)$0$800,000 (est.)Christopher M. Schellin BrokerCheck CRD 5575534 ↗
via American Beacon Partners, Inc. (CRD 15791 ↗)

Robert B. Costomiris BrokerCheck CRD 4318513 ↗
via Aegis Capital Corp. (CRD 15007 ↗)

Sammy D. Tally BrokerCheck CRD 1775830 ↗
via BFT Financial Group, LLC (CRD 109121 ↗)

Alvin D. Hulse BrokerCheck CRD 3037276 ↗
via Steven L. Falk & Associates Inc. (CRD 14297 ↗)

Jason T. Hill BrokerCheck CRD 3209702 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

American Beacon Partners, Inc. BrokerCheck CRD 15791 ↗
via American Beacon Partners, Inc. (CRD 15791 ↗)
EDGAR ↗
Jun 27, 2011 D
TNP 3350 Boyington, DST
File 021-161890
$650,000 (est.)$0$120,000 (est.)None listed on this filingEDGAR ↗
May 4, 2011 D/A
Thompson/Post Ladera Palms, DST
File 021-154837
$508,900 (est.)$0$345,300 (est.)John M. Butler BrokerCheck CRD 1951436 ↗
via Investment Security Corporation (CRD 47536 ↗)

Donald T. Milin BrokerCheck CRD 334302 ↗
via Western International Securities, Inc. (CRD 39262 ↗)

Richard Zuvella BrokerCheck CRD 5207826 ↗
via Sigma Financial Corporation (CRD 14303 ↗)

Mark A. Cline BrokerCheck CRD 3206962 ↗
via Great Nation Investment Corporation (CRD 19981 ↗)

Tomas J. Velken BrokerCheck CRD 1600404 ↗
via Sigma Financial Corporation (CRD 14303 ↗)

Ronald D. Birnbaum BrokerCheck CRD 2382580 ↗
via Advisory Group Equity Services LTD (CRD 15427 ↗)

Timothy L. Pearson BrokerCheck CRD 3180636 ↗
via Sammons Securities Company, LLC (CRD 115368 ↗)
EDGAR ↗
Jan 20, 2011 D/A
TNP Irving Square, DST
File 021-145294
$660,400$0$344,000Russell E. Fieger BrokerCheck CRD 4122326 ↗
via Brookstone Securities, Inc. (CRD 13366 ↗)

Jimmy D. Weishaar BrokerCheck CRD 2537959 ↗
via Sammons Securities Company, LLC (CRD 115368 ↗)

Brian D. Vosberg BrokerCheck CRD 4476509 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Mark A. Cline BrokerCheck CRD 3206962 ↗
via United Equity Securities, LLC (CRD 47261 ↗)

Tom L. Otto BrokerCheck CRD 1152659 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Gary L. Chapman BrokerCheck CRD 5244594 ↗
via Berthel, Fisher & Company Financial Services, Inc. (CRD 13609 ↗)

Timothy A. Romig BrokerCheck CRD 1101718 ↗
via Kalos Capital, Inc. (CRD 44337 ↗)

Brian E. Bangs BrokerCheck CRD 4445662 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)
EDGAR ↗
Dec 1, 2010 D/A
TNP 121 S. Martin Luther King Blvd., DST
File 021-147678
$551,600 (est.)$0$275,800 (est.)William M. Swayne II BrokerCheck CRD 440968 ↗
via Pacific West Securities, Inc. (CRD 6390 ↗)

Dwight K. Kay BrokerCheck CRD 5376903 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

Mark A. Cline BrokerCheck CRD 3206962 ↗
via Great Nation Investment Corporation (CRD 19981 ↗)

John M. Butler BrokerCheck CRD 1951436 ↗
via Investment Security Corporation (CRD 47536 ↗)

Timothy A. Romig BrokerCheck CRD 1101718 ↗
via Kalos Capital, Inc. (CRD 44337 ↗)

Jack R. Maurer BrokerCheck CRD 3081542 ↗
via TNP Securities, LLC (CRD 149178 ↗)

Christopher M. Schellin BrokerCheck CRD 5575534 ↗
via American Beacon Partners, Inc. (CRD 15791 ↗)

William F. White BrokerCheck CRD 2168943 ↗
via Primex (CRD 29394 ↗)

George C. Merhoff, Jr. BrokerCheck CRD 2918171 ↗
via Pacific West Securities, Inc. (CRD 6390 ↗)

Edward D. Kirkwood BrokerCheck CRD 1314686 ↗
via Crown Capital Securities, L.P. (CRD 6312 ↗)

Donald T. Milin BrokerCheck CRD 334302 ↗
via Western International Securities, Inc. (CRD 39262 ↗)

Jason T. Hill BrokerCheck CRD 3209702 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Donna M. Stevenson BrokerCheck CRD 2856535 ↗
via Pacific West Securities, Inc. (CRD 6390 ↗)

Brian D. Vosberg BrokerCheck CRD 4476509 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)
EDGAR ↗
Dec 1, 2010 D/A
TNP Titan Plaza Fund, LLC
File 021-149423
$297,500 (est.)$0$191,250 (est.)
Includes Organizational and Offering Fees and Marketing and Due Diligence Fees.
Sammy D. Tally BrokerCheck CRD 1775830 ↗
via BFT Financial Group, LLC (CRD 109121 ↗)

Ronald A. Leathers BrokerCheck CRD 1311918 ↗
via TNP Securities, LLC (CRD 149178 ↗)

Dwight K. Kay BrokerCheck CRD 5376903 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

James P. Keane BrokerCheck CRD 4586881 ↗
via TNP Securities, LLC (CRD 149178 ↗)

Roland R. Manarin BrokerCheck CRD 843410 ↗
via Manarin Securities Corporation (CRD 37611 ↗)

Ronald D. Birnbaum BrokerCheck CRD 2382580 ↗
via Advisory Group Equity Services Ltd. (CRD 15427 ↗)
EDGAR ↗
Jul 29, 2010 D/A
Thompson/Morgan Baton Rouge I, DST
File 021-132145
$2,756,000 (est.)$0$1,849,800 (est.)Larry I. Behrends BrokerCheck CRD 16971 ↗
via Workman Securities Corporation (CRD 31989 ↗)

Tracy R. Turner BrokerCheck CRD 1385745 ↗
via Private Asset Group, Inc. (CRD 142541 ↗)

Pacific West Securities, Inc. BrokerCheck CRD 6390 ↗
via Pacific West Securities, Inc. (CRD 6390 ↗)

John P. Harvey, Jr. BrokerCheck CRD 4227692 ↗
via Omni Brokerage, Inc. (CRD 16878 ↗)

Mark S. Mourick BrokerCheck CRD 867435 ↗
via Gramercy Securities, Inc. (CRD 8177 ↗)

M. Gene Walter BrokerCheck CRD 851987 ↗
via MCL Financial Group, Inc. (CRD 41180 ↗)

Stephen A. Pierce BrokerCheck CRD 2170820 ↗
via GunnAllen Financial, Inc. (CRD 17609 ↗)

Paul A. Conte BrokerCheck CRD 4803177 ↗
via Alternative Wealth Strategies, Inc. (CRD 130993 ↗)

Richard J. Maciasz BrokerCheck CRD 1678609 ↗
via GunnAllen Financial, Inc. (CRD 17609 ↗)

Stuart C. Chamberlin, Jr. BrokerCheck CRD 1549351 ↗
via GunnAllen Financial, Inc. (CRD 17609 ↗)

Karl R. Norman BrokerCheck CRD 349146 ↗
via Questar Capital Corporation (CRD 43100 ↗)

Bradley D. McCord BrokerCheck CRD 5435128 ↗
via Private Asset Group, Inc. (CRD 142541 ↗)

Lisa Y. del Rio BrokerCheck CRD 5039684 ↗
via Direct Capital Securities, Inc. (CRD 29639 ↗)

Robert L. Johnson BrokerCheck CRD 1570308 ↗
via Questar Capital Corporation (CRD 43100 ↗)

Ashlee R. Turner BrokerCheck CRD 5467536 ↗
via Private Asset Group, Inc. (CRD 142541 ↗)

Lewis M. Savage BrokerCheck CRD 4716737 ↗
via Direct Capital Securities, Inc. (CRD 29639 ↗)

Ronald J. Farner BrokerCheck CRD 2335915 ↗
via National Securities Corporation (CRD 7569 ↗)

Michael J. Blackmore BrokerCheck CRD 2879954 ↗
via Sammons Securities Company, LLC (CRD 115368 ↗)

Jimmy D. Weishaar BrokerCheck CRD 2537959 ↗
via Sammons Securities Company, LLC (CRD 115368 ↗)

Warren A. Wedepohl BrokerCheck CRD 4581750 ↗
via Pavek Investments Inc. (CRD 15791 ↗)

Derek J. Elrod BrokerCheck CRD 4793202 ↗
via Sloan Securities Corp. (CRD 17930 ↗)

Robert A. Horning BrokerCheck CRD 2311640 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Robert Muldoon BrokerCheck CRD 2664336 ↗
via Omni Brokerage, Inc. (CRD 16878 ↗)

James M. Mohan BrokerCheck CRD 2449709 ↗
via Sammons Securities Company, LLC (CRD 115368 ↗)

Brian D. Vosberg BrokerCheck CRD 4476509 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Joseph R. Broadbent BrokerCheck CRD 3132498 ↗
via Omni Brokerage, Inc. (CRD 16878 ↗)

F. Brian Tanner BrokerCheck CRD 5038888 ↗
via Omni Brokerage, Inc. (CRD 16878 ↗)

Robert G. Tatum BrokerCheck CRD 1936605 ↗
via BancorpSouth Investment Services, Inc. (CRD 46259 ↗)

Robert D. Russell BrokerCheck CRD 4667804 ↗
via Kalos Capital, Inc. (CRD 44337 ↗)

James T. Riner BrokerCheck CRD 376932 ↗
via Crown Capital Securities, L.P. (CRD 6312 ↗)

Robert Russel Tweed BrokerCheck CRD 2339324 ↗
via Capwest Securities, Inc. (CRD 30002 ↗)

Debra L. Mackie BrokerCheck CRD 2528711 ↗
via Questar Capital Corporation (CRD 43100 ↗)

Berthel, Fisher & Company Financial Services, Inc. BrokerCheck CRD 13069 ↗
James W. Olsen BrokerCheck CRD 857594 ↗
via Crown Capital Securities, L.P. (CRD 6312 ↗)

Jeffrey J. Arburn BrokerCheck CRD 1475817 ↗
via Whitehall-Parker Securities, Inc. (CRD 10608 ↗)

Norberto Fernandez BrokerCheck CRD 5241882 ↗
via Newport Coast Securities (CRD 16944 ↗)

William W. Gammon BrokerCheck CRD 1811853 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

William R. Furlong, Jr. BrokerCheck CRD 801636 ↗
via Newport Coast Securities, Inc. (CRD 16944 ↗)

Michael S. Welch BrokerCheck CRD 4215661 ↗
via Kalos Capital, Inc. (CRD 44337 ↗)

Angela L. Tejeda BrokerCheck CRD 4212910 ↗
via Money Concepts Capital Corp. (CRD 12963 ↗)

Christopher M. Schellin BrokerCheck CRD 5575534 ↗
via Capstone Financial Group, Inc. (CRD 133591 ↗)

Leslie M. Pappas BrokerCheck CRD 1735372 ↗
via Regent Capital Group, Inc. (CRD 126881 ↗)

Gregory W. McCloskey BrokerCheck CRD 2820510 ↗
via Newport Coast Securities, Inc. (CRD 16944 ↗)

Ivette M. Peugnet BrokerCheck CRD 1623785 ↗
via Crown Capital Securities, L.P. (CRD 6312 ↗)

David B. McMillen BrokerCheck CRD 1198070 ↗
via Crown Capital Securities, L.P. (CRD 6312 ↗)

Craig C. Frieders BrokerCheck CRD 2817574 ↗
via Sloan Securities Corp. (CRD 17930 ↗)

Adam Bryan BrokerCheck CRD 5443986 ↗
via Direct Capital Securities, Inc. (CRD 29639 ↗)

John M. Kosmicki BrokerCheck CRD 2093885 ↗
via Questar Capital Corporation (CRD 43100 ↗)

Gary L. Flater BrokerCheck CRD 1049132 ↗
via MCL Financial Group, Inc. (CRD 41180 ↗)

Daniel P. Raupp BrokerCheck CRD 4079107 ↗
via Gunnallen Financial, Inc. (CRD 17609 ↗)

David J. Chwalek BrokerCheck CRD 2159441 ↗
via Investors Capital Corp. (CRD 30613 ↗)

Lambert B. Hermelink III BrokerCheck CRD 243918 ↗
via QA3 Financial Corp. (CRD 14754 ↗)

Jack R. Maurer BrokerCheck CRD 3081542 ↗
via TNP Securities, LLC (CRD 149178 ↗)

Nathan P. MacDonald BrokerCheck CRD 2250393 ↗
via Investors Capital Corp. (CRD 30613 ↗)

Mark A. Cline BrokerCheck CRD 3206962 ↗
via United Equity Securities, LLC (CRD 47261 ↗)

Keith A. Herman BrokerCheck CRD 2322605 ↗
via Alternative Wealth Strategies, Inc. (CRD 130933 ↗)

Brian F. Lynch BrokerCheck CRD 4660088 ↗
via TNP Securities, LLC (CRD 149178 ↗)

Timothy J. Sherer BrokerCheck CRD 833618 ↗
via J.P. Turner & Company, L.L.C. (CRD 43177 ↗)

Michele F. Boyer BrokerCheck CRD 5046676 ↗
via Workman Securities Corporation (CRD 31898 ↗)

James M. Whitson BrokerCheck CRD 1353438 ↗
via United Equity Securities, LLC (CRD 47261 ↗)

Robert A. Graham BrokerCheck CRD 1025936 ↗
via Arete Wealth Management, LLC (CRD 44856 ↗)

James T. Mabbott BrokerCheck CRD 2270546 ↗
via QA3 Financial Corp. (CRD 14754 ↗)

Kathleen L. Heshelow BrokerCheck CRD 4909103 ↗
via Capwest Securities, Inc. (CRD 30002 ↗)

Craig S. Sturges BrokerCheck CRD 1315735 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Michael A. Sebald BrokerCheck CRD 1426782 ↗
via Landolt Securities, Inc. (CRD 28352 ↗)

Joseph R. Donato BrokerCheck CRD 4218627 ↗
via Investors Capital Corp. (CRD 30613 ↗)
EDGAR ↗
Mar 3, 2010 D/A
THOMPSON NATIONAL PROPERTIES LLC
File 021-116439
$0$0$0None listed on this filingEDGAR ↗
Jan 25, 2010 D/A
TNP VULTURE FUND VIII LLC
File 021-120279
$5,040,000 (est.)$0$0Gary L. Flater BrokerCheck CRD 1049132 ↗
via MCL Financial Group, Inc. (CRD 41180 ↗)

Pacific West Securities BrokerCheck CRD 6390 ↗
via Pacific West Securities (CRD 6390 ↗)

Mark S. Vanmourick BrokerCheck CRD 867435 ↗
via Gramercy Securities, Inc. (CRD 8177 ↗)

Berthel, Fisher and Company Financial Services, Inc. BrokerCheck CRD 13609 ↗
via Berthel, Fisher and Company Financial Services, Inc. (CRD 13609 ↗)

Brian N. Folland BrokerCheck CRD 2600878 ↗
via National Securities Corporation (CRD 7569 ↗)

Timothy J. Sherer BrokerCheck CRD 833618 ↗
via J.P. Turner and Company, LLC (CRD 43177 ↗)

Jeffrey J. Arburn BrokerCheck CRD 1475817 ↗
via Whitehall-Parker Securities, Inc. (CRD 10608 ↗)

Corbin S. Thomas BrokerCheck CRD 4234748 ↗
via Direct Capital Securities, Inc. (CRD 29639 ↗)

Steven N. Moerdyk BrokerCheck CRD 1421358 ↗
via Kalos Capital, Inc. (CRD 44337 ↗)

Ronald W. Manning, Jr. BrokerCheck CRD 4493368 ↗
via MCL Financial Group, Inc. (CRD 41180 ↗)

Dennis I. Weiss BrokerCheck CRD 462338 ↗
via American Investors Company (CRD 38 ↗)

Larry I. Behrends BrokerCheck CRD 16971 ↗
via Workman Securities Corporation (CRD 31898 ↗)

Joseph P. Benguerel BrokerCheck CRD 4665760 ↗
via Direct Capital Securities, Inc. (CRD 29639 ↗)

Timothy F. Leahy BrokerCheck CRD 2434162 ↗
via Omni Brokerage, Inc. (CRD 16878 ↗)

Pamela G. Kloos BrokerCheck CRD 5053644 ↗
via United Equity Securities, Inc. (CRD 47261 ↗)

Richard A. Rupp BrokerCheck CRD 2459269 ↗
via WFP Securities (CRD 35098 ↗)

Michael L. Romero BrokerCheck CRD 4411973 ↗
via Workman Securities Corporation (CRD 31898 ↗)

Edwin B. Lundgren BrokerCheck CRD 1242437 ↗
via United Equity Securities, LLC (CRD 47261 ↗)

Anthony C. Marcello III BrokerCheck CRD 2844880 ↗
via GunnAllen Financial, Inc. (CRD 17609 ↗)

Christopher L. Goslin BrokerCheck CRD 1720162 ↗
via GunnAllen Financial, Inc. (CRD 17609 ↗)

Christopher J. Sathre BrokerCheck CRD 2847896 ↗
via WFP Securities (CRD 35098 ↗)

David J. Hartness BrokerCheck CRD 4616587 ↗
via Omni Brokerage, Inc. (CRD 16878 ↗)

Ronald Russell BrokerCheck CRD 2844140 ↗
via Kalos Capital, Inc. (CRD 44337 ↗)

Daniel Deighan BrokerCheck CRD 1029361 ↗
via Boogie Investment Group, Inc. (CRD 142200 ↗)

James Steiger BrokerCheck CRD 2238190 ↗
via Calton and Associates, Inc. (CRD 20999 ↗)

Joel D. Kamphuis BrokerCheck CRD 1730775 ↗
via GunnAllen Financial, Inc. (CRD 17609 ↗)

Yi-Chen Yang BrokerCheck CRD 4024717 ↗
via MCL Financial Group, Inc. (CRD 41180 ↗)

Jodi A. Schneelicht BrokerCheck CRD 4594776 ↗
via Direct Capital Securities, Inc. (CRD 29639 ↗)

Kenneth P. Brown BrokerCheck CRD 726425 ↗
via J. P. Turner and Company, L.L.C. (CRD 43177 ↗)

Brendan J. McLaughlin BrokerCheck CRD 2478221 ↗
via Triad Advisors, Inc. (CRD 25803 ↗)

Kapil Bhatnagar BrokerCheck CRD 2343123 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

William W. Gammon BrokerCheck CRD 1811853 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Independent Financal Group, LLC BrokerCheck CRD 7717 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

William R. Furlong, Jr. BrokerCheck CRD 801636 ↗
via Newport Coast Securities (CRD 16944 ↗)

John H. LaGrange BrokerCheck CRD 4535943 ↗
via Midamerica Financial Services, Inc. (CRD 47351 ↗)

Jack R. Maurer BrokerCheck CRD 3081542 ↗
via TNP Securities, LLC (CRD 149178 ↗)

William D. Marler BrokerCheck CRD 2166060 ↗
via Newport Coast Securities, Inc. (CRD 16944 ↗)

Craig S. Sturges BrokerCheck CRD 1315735 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Robert A. Horning BrokerCheck CRD 2311640 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)
EDGAR ↗
Jan 22, 2010 D/A
TNP 6700 Santa Monica Boulevard, DST
File 021-130215
$1,657,000 (est.)$0$1,840,620 (est.)Robert R. Tweed BrokerCheck CRD 2339324 ↗
via CapWest Securities, Inc. (CRD 30002 ↗)

Donald S. Meredith BrokerCheck CRD 1867703 ↗
via Professional Asset Management, Inc. (CRD 21125 ↗)

Tracy R. Turner BrokerCheck CRD 1385745 ↗
via CapWest Securities, Inc. (CRD 30002 ↗)

Daniel P. Raupp BrokerCheck CRD 4079107 ↗
via GunnAllen Financial, Inc. (CRD 17609 ↗)

John H. Ferguson BrokerCheck CRD 4947624 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

ARI Financial Services, Inc. BrokerCheck CRD 137608 ↗
via ARI Financial Services, Inc. (CRD 137608 ↗)

Gordon W. Yee BrokerCheck CRD 2339698 ↗
via National Securities Corporation (CRD 7569 ↗)

Lara J. Vanian BrokerCheck CRD 4818018 ↗
via Direct Capital Securities, Inc. (CRD 29639 ↗)

Garry W. Yee BrokerCheck CRD 4927888 ↗
via National Securities Corporation (CRD 7569 ↗)

Christopher L. Goslin BrokerCheck CRD 1720162 ↗
via GunnAllen Financial, Inc. (CRD 17609 ↗)

John H. Cadwell BrokerCheck CRD 2862886 ↗
via Cullum & Burkes Securities, Inc. (CRD 46600 ↗)

John M. Butler BrokerCheck CRD 1951436 ↗
via Investment Security Corporation (CRD 47536 ↗)

Pacific West Securities, Inc. BrokerCheck CRD 6390 ↗
via Pacific West Securities, Inc. (CRD 6390 ↗)

Christopher T. Miller BrokerCheck CRD 4044818 ↗
via Private Asset Group, Inc. (CRD 142541 ↗)

Toni L. Sutherland BrokerCheck CRD 2729672 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

John G. Chess BrokerCheck CRD 4812430 ↗
via Investors Capital Corp. (CRD 30613 ↗)

Berthel, Fisher & Company Financial Services, Inc. BrokerCheck CRD 13609 ↗
via Berthel, Fisher & Company Financial Services, Inc. (CRD 13609 ↗)

Robert A. Horning BrokerCheck CRD 2311640 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

William R. Furlong, Jr. BrokerCheck CRD 801636 ↗
via Newport Coast Securities (CRD 16944 ↗)

Timothy J. Sherer BrokerCheck CRD 833618 ↗
via J.P. Turner & Company, L.L.C. (CRD 43177 ↗)

Craig S. Sturges BrokerCheck CRD 1315735 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

William F. White BrokerCheck CRD 2168943 ↗
via Primex (CRD 29394 ↗)

Christopher M. Schellin BrokerCheck CRD 5575534 ↗
via Capstone Financial Group, Inc. (CRD 133591 ↗)

Ryan McGuire BrokerCheck CRD 5435181 ↗
via TNP Securities, LLC (CRD 149178 ↗)
EDGAR ↗
Dec 21, 2009 D/A
TNP 12 PERCENT NOTES PROGRAM LLC
File 021-122549
$1,512,000 (est.)$0$3,200 (est.)Jack R. Maurer BrokerCheck CRD 3081542 ↗
via ARI Financial Services, Inc. (CRD 137608 ↗)

Pacific West Securities, Inc. BrokerCheck CRD 6390 ↗
via Pacific West Securities, Inc. (CRD 6390 ↗)

Dennis I. Weiss BrokerCheck CRD 462338 ↗
via American Investors Company (CRD 38 ↗)

William F. Wiles BrokerCheck CRD 1309295 ↗
via VSR Financial Services, Inc. (CRD 14503 ↗)

Timothy J. Sherer BrokerCheck CRD 833618 ↗
via J.P. Turner and Company, LLC (CRD 43177 ↗)

David C. Waal BrokerCheck CRD 1226437 ↗
via Omni Brokerage, Inc. (CRD 16878 ↗)

Gene W. Walter BrokerCheck CRD 2418827 ↗
via Money Concepts Capital Corp. (CRD 12963 ↗)

Miki Hashimoto BrokerCheck CRD 4728769 ↗
via Empire Securities Corporation (CRD 2826 ↗)

Michael L. Cruz BrokerCheck CRD 2130750 ↗
via Cortlandt Securities Corporation (CRD 137356 ↗)

Calton and Associates, Inc. BrokerCheck CRD 20999 ↗
via Calton and Associates, Inc. (CRD 20999 ↗)

Brian M. Hunter BrokerCheck CRD 3108291 ↗
via Omni Brokerage, Inc. (CRD 16878 ↗)

Louis K. Kittlaus BrokerCheck CRD 602059 ↗
via Edwin C. Blitz Investments, Inc. (CRD 7638 ↗)

Sharlene J. Spencer BrokerCheck CRD 4712307 ↗
via MCL Financial Group, Inc. (CRD 41180 ↗)

Jack W. Ellison BrokerCheck CRD 2584997 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

Eul H. Choi BrokerCheck CRD 1592055 ↗
via Hamni Asset Securities, Inc. (CRD 137893 ↗)

Leslie V. Anderton BrokerCheck CRD 873403 ↗
via Wilson-Davis and Co., Inc. (CRD 3777 ↗)

William B. Park BrokerCheck CRD 2073037 ↗
via United Equity Securities, LLC (CRD 47261 ↗)

Daniel P. Deighan BrokerCheck CRD 1029361 ↗
via Boogie Investment Group, Inc. (CRD 142200 ↗)

David H. Noe BrokerCheck CRD 1629962 ↗
via GunnAllen Financial, Inc. (CRD 17609 ↗)

Michael N. Bernier BrokerCheck CRD 4804721 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

Michael N. Loukas BrokerCheck CRD 2707992 ↗
via ARI Financial Services, Inc. (CRD 137608 ↗)

Gary L. Flater BrokerCheck CRD 1049132 ↗
via MCL Financial Group, Inc. (CRD 41180 ↗)

John H. Cadwell BrokerCheck CRD 2862886 ↗
via Cullum and Burks Securities, Inc. (CRD 46600 ↗)

Franklin J. McElroy BrokerCheck CRD 2237589 ↗
via GunnAllen Financial, Inc. (CRD 17609 ↗)

Bart J. Bryant BrokerCheck CRD 2228278 ↗
via GunnAllen Financial, Inc. (CRD 17609 ↗)

Edwin C. Blitz BrokerCheck CRD 23659 ↗
via Edwin C. Blitz Investments, Inc. (CRD 7638 ↗)

Toni L. Sutherland BrokerCheck CRD 2729672 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

Matthew R. Lee BrokerCheck CRD 4850614 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

John J. Clifford BrokerCheck CRD 5021852 ↗
via ARI Financial Services, Inc. (CRD 137608 ↗)

Terrell J. Gertge BrokerCheck CRD 2956582 ↗
via MCL Financial Group, Inc. (CRD 41180 ↗)

Zoltan R. Posa BrokerCheck CRD 4277093 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

Troy L. Gagliardi BrokerCheck CRD 2692752 ↗
via Newbridge Securities Corporation (CRD 104065 ↗)

M. Gene Walter BrokerCheck CRD 851987 ↗
via MCL Financial Group, Inc. (CRD 41180 ↗)

Stephen A. Pierce BrokerCheck CRD 2170820 ↗
via GunnAllen Financial, Inc. (CRD 17609 ↗)

Workman Securities Corporation BrokerCheck CRD 31898 ↗
via Workman Securities Corporation (CRD 31898 ↗)

Direct Capital Securities, Inc. BrokerCheck CRD 29639 ↗
via Direct Capital Securities, Inc. (CRD 29639 ↗)

Ronald A. Leather BrokerCheck CRD 1311918 ↗
via ARI Financial Services, Inc. (CRD 137608 ↗)

Yi-Chen C. Yang BrokerCheck CRD 4024717 ↗
via MCL Financial Group, Inc. (CRD 41180 ↗)
EDGAR ↗
Oct 16, 2009 D/A
TNP 2008 Participating Notes Program, LLC
File 021-126649
$70,000 (est.)$0$1,000,000Gary L. Flater BrokerCheck CRD 1049132 ↗
via MCL Financial Group, Inc. (CRD 41180 ↗)

Berthel, Fisher and Company Financial Corporation no CRD number reported
via Berthel, Fisher and Company Financial Services, Inc. (CRD 13609 ↗)

Steven A. Arnold BrokerCheck CRD 710263 ↗
via Omni Brokerage, Inc. (CRD 16878 ↗)

Carlton and Associates, Inc. BrokerCheck CRD 20999 ↗
via Carlton and Associates, Inc. (CRD 20999 ↗)

Pacific West Securities, Inc. BrokerCheck CRD 6390 ↗
via Pacific West Securities, Inc. (CRD 6390 ↗)

ARI Financial Services, Inc. BrokerCheck CRD 137608 ↗
via ARI Financial Services, Inc. (CRD 137608 ↗)

Dennis I. Weiss BrokerCheck CRD 462338 ↗
via American Investors Company (CRD 38 ↗)

Joel D. Kamphuis BrokerCheck CRD 1730775 ↗
via GunnAllen Financial, Inc. (CRD 17609 ↗)

Anthony C. Marcello III BrokerCheck CRD 2844880 ↗
via GunnAllen Financial, Inc. (CRD 17609 ↗)

Christopher L. Goslin BrokerCheck CRD 1720162 ↗
via GunnAllen Financial, Inc. (CRD 17609 ↗)

Jason M. Baker BrokerCheck CRD 2571121 ↗
via GunnAllen Financial, Inc. (CRD 17609 ↗)

Workman Securities Corporation BrokerCheck CRD 31898 ↗
via Workman Securities Corporation (CRD 31898 ↗)

Cindy C. W. Chiu BrokerCheck CRD 4663184 ↗
via Direct Capital Securities, Inc. (CRD 29639 ↗)

James M. Lamont BrokerCheck CRD 2846228 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

Michael N. Bernier BrokerCheck CRD 4804721 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

Kenneth C. Miles BrokerCheck CRD 812979 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

Saverio M. Martiradonna BrokerCheck CRD 1986361 ↗
via Newbridge Securities Corporation (CRD 104065 ↗)

Yi Chen Yang BrokerCheck CRD 4024717 ↗
via MCL Financial Group, Inc. (CRD 41180 ↗)

Christina S. Nielson BrokerCheck CRD 4866971 ↗
via Omni Brokerage, Inc. (CRD 16878 ↗)

Tracy R. Turner BrokerCheck CRD 1385745 ↗
via CapWest Securities, Inc. (CRD 30002 ↗)

Daniel P. Deighan BrokerCheck CRD 1029361 ↗
via Boogie Investment Group, Inc. (CRD 142200 ↗)

Brenda L. Dupuis BrokerCheck CRD 5264028 ↗
via United Equity Securities, LLC (CRD 47261 ↗)

Patrick J. Callen BrokerCheck CRD 718556 ↗
via Merrimac Corporate Securities, Inc. (CRD 35463 ↗)

Kenneth P. Brown BrokerCheck CRD 726425 ↗
via J. P. Turner and Company, L.L.C. (CRD 43177 ↗)

Timothy J. Sherer BrokerCheck CRD 833618 ↗
via J. P. Turner and Company, L.L.C. (CRD 43177 ↗)

Carl F. Worden III BrokerCheck CRD 3130121 ↗
via J. P. Turner and Company, L.L.C. (CRD 43177 ↗)

Damian J. Dering BrokerCheck CRD 2854253 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

Bryon E. Martinsen BrokerCheck CRD 1621649 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

QA3 Financial Corp. BrokerCheck CRD 14754 ↗
via QA3 Financial Corp. (CRD 14754 ↗)

William W. Gammon BrokerCheck CRD 1811853 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Eric W. Kuchel BrokerCheck CRD 4118500 ↗
via Crown Capital Securities, L.P. (CRD 6312 ↗)

Richard D. Laspaluto BrokerCheck CRD 2541603 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Christopher M. Schellin BrokerCheck CRD 5575534 ↗
via MICG Investment Management, LLC (CRD 104028 ↗)

James R. McIsaac BrokerCheck CRD 328495 ↗
via Crown Capital Securities, L.P. (CRD 6312 ↗)

Jason T. Hill BrokerCheck CRD 3209702 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

William D. Marler BrokerCheck CRD 2166060 ↗
via Newport Coast Securities (CRD 16944 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 20 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:18 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Tnp in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:18 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗T2 TNP 2008 Participating Notes Program, LLCshared people, same business address, similar issuer namesIRVINE, CACommercial9$15,061,547244$100,0002009–2009
EDGAR ↗TV TNP VULTURE FUND VIII LLCshared people, same business addressIRVINE, CACommercial6$9,982,013140$100,0002009–2010
EDGAR ↗T6 TNP 6700 Santa Monica Boulevard, DSTshared people, same business addressIRVINE, CAOther Real Estate8$9,788,93166$100,0002009–2010
EDGAR ↗T1 TNP 12 PERCENT NOTES PROGRAM LLCshared people, shared management entity, same business address, similar issuer namesIRVINE, CAOther Real Estate3$21,555,537418$50,0002009–2009
EDGAR ↗TN THOMPSON NATIONAL PROPERTIES LLCshared people, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)COSTA MESA, CAOther Real Estate3$2,000,000
offering $47,117,000 · similar: $2,250,000–$16,950,000
18
similar: 5–32
$100
similar: $15,000–$100,000
2009–2014
EDGAR ↗TM Thompson/Morgan Baton Rouge I, DSTshared people, same business address, similar issuer namesIRVINE, CAResidential10$20,985,800142$100,0002009–2010
EDGAR ↗TP TNP Profit Participation Program, LLCshared people, same business addressIRVINE, CACommercial4$540,0005$100,0002010–2011
EDGAR ↗TI TNP Irving Square, DSTshared people, same business addressIRVINE, CACommercial6$4,639,89124$25,0002010–2011
EDGAR ↗T1 TNP 121 S. Martin Luther King Blvd., DSTshared people, same business address, director listed on many unrelated issuers (not used to group)IRVINE, CACommercial2$3,008,15917$25,0002010–2010
EDGAR ↗TT TNP Titan Plaza Fund, LLCshared people, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)IRVINE, CACommercial4$400,0008$25,0002010–2010
EDGAR ↗TP Thompson/Post Ladera Palms, DSTshared people, same business address, similar issuer namesIRVINE, CACommercial4$758,1495$25,0002011–2011
EDGAR ↗T1 TNP 1265 NW Waterhouse Ave, DSTshared people, shared management entity, same business address, similar issuer namesIRVINE, CACommercial2$2,090,24213$66,2142011–2011
EDGAR ↗TP Thompson/Post Regal Crossing, DSTshared people, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)IRVINE, CAResidential3$4,700,00030$25,0002011–2013
EDGAR ↗T3 TNP 3350 Boyington, DSTshared people, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)IRVINE, CACommercial1$00$37,0002011–2011
EDGAR ↗TP Thompson/Post Canyons At West 45th Ave, DSTshared people, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)IRVINE, CACommercial3$8,240,00053$25,0002011–2013
EDGAR ↗TS TNP Strategic Retail Operating Partnership, LPshared people, same business address, director listed on many unrelated issuers (not used to group)Irvine, CAREITS and Finance1$1,920,00015No minimum reported2012–2012
EDGAR ↗T3 TNP 3745 PENTAGON BLVD DSTshared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, director listed on many unrelated issuers (not used to group)IRVINE, CACommercial2$6,075,00020$25,0002012–2012
EDGAR ↗TP Thompson/Post Reserve Apartments, DSTshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group)Irvine, CAResidential1$2,176,0039$25,0002012–2012
EDGAR ↗TS TNP Spring Gate Plaza, DSTshared people, shared management entity, same business address, similar issuer namesCOSTA MESA, CACommercial1$3,290,821
offering $5,150,000 · similar: $1,815,000–$10,000,000
5
similar: 7–33
$25,000
similar: $20,000–$50,000
2013–2013
EDGAR ↗TN TNP Northgate Boise, DSTshared people, shared management entity, same business address, similar issuer namesCOSTA MESA, CACommercial3$0
offering $3,888,000 · similar: $1,815,000–$10,000,000
0
similar: 7–33
$25,000
similar: $20,000–$50,000
2014–2014

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Jul 28, 2014THOMPSON NATIONAL PROPERTIES LLCDOther Real Estate$47,117,000$0
EDGAR ↗May 6, 2014TNP Northgate Boise, DSTD/ACommercial$3,888,000$0
EDGAR ↗Mar 12, 2014TNP Northgate Boise, DSTD/ACommercial$3,888,000$0
EDGAR ↗Mar 12, 2014TNP Northgate Boise, DSTDCommercial$3,700,000$0
EDGAR ↗Nov 25, 2013TNP Spring Gate Plaza, DSTDCommercial$5,150,000$3,290,821
EDGAR ↗Feb 22, 2013Thompson/Post Canyons At West 45th Ave, DSTD/ACommercial$8,240,000$8,240,000
EDGAR ↗Feb 1, 2013Thompson/Post Regal Crossing, DSTD/AResidential$4,700,000$4,700,000
EDGAR ↗Oct 5, 2012Thompson/Post Reserve Apartments, DSTDResidential$7,150,000$2,176,003
EDGAR ↗Oct 4, 2012TNP 3745 PENTAGON BLVD DSTD/ACommercial$6,075,000$6,075,000
EDGAR ↗Aug 14, 2012TNP 3745 PENTAGON BLVD DSTDCommercial$18,635,000$2,911,110
EDGAR ↗Mar 26, 2012TNP Strategic Retail Operating Partnership, LPDREITS and Finance$1,920,000$1,920,000
EDGAR ↗Dec 19, 2011Thompson/Post Canyons At West 45th Ave, DSTD/ACommercial$6,550,000$3,528,716
EDGAR ↗Oct 12, 2011Thompson/Post Canyons At West 45th Ave, DSTDCommercial$6,550,000$0
EDGAR ↗Jul 19, 2011Thompson/Post Regal Crossing, DSTD/AResidential$4,375,000$1,571,429
EDGAR ↗Jul 19, 2011TNP 1265 NW Waterhouse Ave, DSTD/ACommercial$5,520,000$2,090,242
EDGAR ↗Jun 28, 2011TNP Profit Participation Program, LLCD/ACommercial$40,000,000$540,000
EDGAR ↗Jun 27, 2011TNP 3350 Boyington, DSTDCommercial$7,520,000$0
EDGAR ↗Jun 10, 2011Thompson/Post Regal Crossing, DSTDResidential$4,375,000$1,571,429
EDGAR ↗Jun 2, 2011TNP 1265 NW Waterhouse Ave, DSTDCommercial$5,520,000$0
EDGAR ↗May 4, 2011Thompson/Post Ladera Palms, DSTD/ACommercial$7,270,000$758,149
EDGAR ↗Mar 28, 2011Thompson/Post Ladera Palms, DSTD/ACommercial$7,270,000$758,149
EDGAR ↗Mar 8, 2011Thompson/Post Ladera Palms, DSTD/ACommercial$7,270,000$758,149
EDGAR ↗Feb 4, 2011Thompson/Post Ladera Palms, DSTDCommercial$7,270,000$758,149
EDGAR ↗Jan 31, 2011TNP Profit Participation Program, LLCD/ACommercial$40,000,000$540,000
EDGAR ↗Jan 20, 2011TNP Irving Square, DSTD/ACommercial$5,080,000$4,639,891
EDGAR ↗Dec 1, 2010TNP Titan Plaza Fund, LLCD/ACommercial$4,250,000$400,000
EDGAR ↗Dec 1, 2010TNP 121 S. Martin Luther King Blvd., DSTD/ACommercial$7,880,000$3,008,159
EDGAR ↗Nov 18, 2010TNP Titan Plaza Fund, LLCD/ACommercial$4,250,000$400,000
EDGAR ↗Nov 18, 2010TNP Irving Square, DSTD/ACommercial$5,080,000$1,604,367
EDGAR ↗Oct 22, 2010TNP Titan Plaza Fund, LLCD/ACommercial$4,250,000$125,000
EDGAR ↗Oct 21, 2010TNP Titan Plaza Fund, LLCDCommercial$4,250,000$0
EDGAR ↗Sep 17, 2010TNP Irving Square, DSTD/ACommercial$5,080,000$1,604,367
EDGAR ↗Sep 14, 2010TNP 121 S. Martin Luther King Blvd., DSTDCommercial$7,880,000$275,000
EDGAR ↗Sep 14, 2010TNP Irving Square, DSTD/ACommercial$5,080,000$2,970,923
EDGAR ↗Jul 29, 2010TNP Irving Square, DSTD/ACommercial$5,080,000$1,554,367
EDGAR ↗Jul 29, 2010TNP Profit Participation Program, LLCD/ACommercial$40,000,000$540,000
EDGAR ↗Jul 29, 2010Thompson/Morgan Baton Rouge I, DSTD/AResidential$21,200,000$20,985,800
EDGAR ↗Jul 21, 2010TNP Irving Square, DSTDCommercial$5,080,000$0
EDGAR ↗Jun 24, 2010TNP Profit Participation Program, LLCDCommercial$40,000,000$0
EDGAR ↗Mar 3, 2010THOMPSON NATIONAL PROPERTIES LLCD/AOther$15,000,000$2,000,000
EDGAR ↗Jan 25, 2010TNP VULTURE FUND VIII LLCD/ACommercial$48,000,000$9,982,013
EDGAR ↗Jan 22, 2010Thompson/Morgan Baton Rouge I, DSTD/AResidential$21,200,000$14,141,829
EDGAR ↗Jan 22, 2010TNP 6700 Santa Monica Boulevard, DSTD/AOther Real Estate$16,570,000$9,788,931
EDGAR ↗Dec 21, 2009TNP 12 PERCENT NOTES PROGRAM LLCD/AOther Real Estate$21,600,000$21,555,537
EDGAR ↗Nov 20, 2009TNP 6700 Santa Monica Boulevard, DSTD/AOther Real Estate$16,570,000$7,847,167
EDGAR ↗Nov 12, 2009Thompson/Morgan Baton Rouge I, DSTD/AResidential$21,200,000$9,599,961
EDGAR ↗Oct 16, 2009TNP 2008 Participating Notes Program, LLCD/ACommercial$25,000,000$15,061,547
EDGAR ↗Oct 14, 2009Thompson/Morgan Baton Rouge I, DSTD/AResidential$21,200,000$8,609,961
EDGAR ↗Oct 6, 2009Thompson/Morgan Baton Rouge I, DSTD/AResidential$21,200,000$8,316,461
EDGAR ↗Oct 6, 2009TNP 6700 Santa Monica Boulevard, DSTD/AOther Real Estate$16,570,000$6,947,167
EDGAR ↗Sep 30, 2009TNP 6700 Santa Monica Boulevard, DSTD/AOther Real Estate$16,570,000$6,493,729
EDGAR ↗Sep 16, 2009Thompson/Morgan Baton Rouge I, DSTD/AResidential$21,200,000$7,236,461
EDGAR ↗Aug 31, 2009TNP 2008 Participating Notes Program, LLCD/ACommercial$25,000,000$12,257,247
EDGAR ↗Aug 26, 2009Thompson/Morgan Baton Rouge I, DSTD/AResidential$22,000,000$6,749,461
EDGAR ↗Jul 22, 2009TNP VULTURE FUND VIII LLCD/ACommercial$48,000,000$9,066,354
EDGAR ↗Jul 21, 2009Thompson/Morgan Baton Rouge I, DSTD/AResidential$21,200,000$4,959,900
EDGAR ↗Jul 16, 2009TNP 6700 Santa Monica Boulevard, DSTD/AOther Real Estate$16,570,000$5,020,763
EDGAR ↗Jul 16, 2009TNP 2008 Participating Notes Program, LLCD/ACommercial$25,000,000$11,267,819
EDGAR ↗Jul 6, 2009Thompson/Morgan Baton Rouge I, DSTD/AResidential$21,200,000$4,283,000
EDGAR ↗Jun 24, 2009TNP 2008 Participating Notes Program, LLCD/ACommercial$25,000,000$9,487,819
EDGAR ↗Jun 24, 2009TNP 12 PERCENT NOTES PROGRAM LLCDOther Real Estate$18,000,000$17,498,723
EDGAR ↗Jun 24, 2009TNP VULTURE FUND VIII LLCD/ACommercial$48,000,000$8,568,547
EDGAR ↗Jun 22, 2009Thompson/Morgan Baton Rouge I, DSTDResidential$21,200,000$3,777,400
EDGAR ↗Jun 17, 2009TNP 6700 Santa Monica Boulevard, DSTD/AOther Real Estate$16,570,000$4,577,000
EDGAR ↗Jun 12, 2009TNP 6700 Santa Monica Boulevard, DSTD/AOther Real Estate$16,570,000$4,135,000
EDGAR ↗Jun 1, 2009TNP 2008 Participating Notes Program, LLCD/ACommercial$25,000,000$8,403,819
EDGAR ↗Jun 1, 2009TNP VULTURE FUND VIII LLCD/ACommercial$48,000,000$8,093,010
EDGAR ↗May 27, 2009THOMPSON NATIONAL PROPERTIES LLCDOther$15,000,000$675,000
EDGAR ↗Apr 30, 2009TNP 12 PERCENT NOTES PROGRAM LLCDOther Real Estate$18,000,000$16,585,723
EDGAR ↗Apr 27, 2009TNP 2008 Participating Notes Program, LLCD/ACommercial$25,000,000$7,257,293
EDGAR ↗Apr 16, 2009TNP 2008 Participating Notes Program, LLCD/ACommercial$25,000,000$6,533,293
EDGAR ↗Apr 14, 2009TNP 6700 Santa Monica Boulevard, DSTDOther Real Estate$16,570,000$2,455,000
EDGAR ↗Feb 25, 2009TNP 2008 Participating Notes Program, LLCDCommercial$25,000,000$2,650,000
EDGAR ↗Feb 25, 2009TNP VULTURE FUND VIII LLCDCommercial$48,000,000$6,818,246
EDGAR ↗Feb 12, 2009TNP VULTURE FUND VIII LLCDCommercial$48,000,000$6,235,719
EDGAR ↗Feb 6, 2009TNP 2008 Participating Notes Program, LLCDCommercial$25,000,000$1,630,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Jul 28, 2014. Industry history, as reported on each offering's latest filing: Previous offerings: Commercial (2009), Other Real Estate (2009), Other (2009), Residential (2009), Commercial (2010–2011), Residential (2011), Commercial (2011), REITS and Finance (2012), Commercial (2012), Residential (2012), Commercial (2013–2014). Latest offering: Other Real Estate (Jul 28, 2014).

People across the group

NameRolesIssuers hereFirst → last listed
AT Anthony W. ThompsonExecutive Officer, Promoter, Director20Feb 6, 2009 → Jul 28, 2014
JM Jack R. MaurerExecutive Officer, Promoter, Director15Feb 6, 2009 → Dec 19, 2011
TN Thompson National Properties, LLC entityExecutive Officer, Promoter, Director9Apr 30, 2009 → May 6, 2014
CL Christopher M. LalExecutive Officer7Jun 24, 2010 → Jul 19, 2011
JW James WolfordExecutive Officer, Director6Jun 10, 2011 → Feb 22, 2013
TV Talle VoorhiesExecutive Officer5Jun 2, 2011 → Jul 28, 2014
JH Johnna HowardExecutive Officer5Apr 14, 2009 → Jun 28, 2011
JP Jason PostExecutive Officer, Director4Feb 4, 2011 → Feb 22, 2013
LH Leon HalperinExecutive Officer4Feb 4, 2011 → Feb 22, 2013
CG Christian GabrielsenExecutive Officer4Jun 2, 2011 → Dec 19, 2011
WW Wendy WorcesterExecutive Officer4May 27, 2009 → Jun 28, 2011
ML Michael N. LoukasExecutive Officer4Jun 24, 2010 → Jun 28, 2011
DG Darryll GoodmanExecutive Officer4Apr 14, 2009 → Jan 20, 2011
JE Jack R. EhrmanExecutive Officer3Feb 4, 2011 → Feb 22, 2013
GG Greg GenoveseExecutive Officer3Apr 14, 2009 → Jul 29, 2010
GG Gary GuionExecutive Officer2Jun 10, 2011 → Feb 22, 2013
LR Louis RogersExecutive Officer2Aug 14, 2012 → Oct 5, 2012
CL Christopher M. LaiExecutive Officer2Jun 2, 2011 → Dec 19, 2011
CR Candace RiceExecutive Officer2Jun 10, 2011 → Jul 19, 2011
MA Mark AtchityExecutive Officer2Feb 4, 2011 → Jun 27, 2011
JH Johanna HowardExecutive Officer2May 27, 2009 → Jul 29, 2010
JH James M. A'HearnExecutive Officer1Jul 28, 2014 → Jul 28, 2014
RM Ronnie MirandaExecutive Officer1Jul 28, 2014 → Jul 28, 2014
VW Vince WallExecutive Officer1Jul 28, 2014 → Jul 28, 2014
KB K. Timothy O'BrienExecutive Officer1Jul 28, 2014 → Jul 28, 2014
SC Stephen CoreaExecutive Officer1Jul 28, 2014 → Jul 28, 2014
PI Post Investment Group, LLC entityDirector, Promoter1Oct 5, 2012 → Oct 5, 2012
TP Thompson/Post Reserve Apartments Investments, LLC entityPromoter1Oct 5, 2012 → Oct 5, 2012
JR Jeffrey RogersDirector1Mar 26, 2012 → Mar 26, 2012
PL Phillip LevinDirector1Mar 26, 2012 → Mar 26, 2012
PK Peter KompaniezDirector1Mar 26, 2012 → Mar 26, 2012
CR Candice RiceExecutive Officer1Jun 2, 2011 → Jul 19, 2011
1T 1 Thompson National Properties, LLC entityPromoter1Feb 4, 2011 → May 4, 2011
1G 1 Post Investment GroupPromoter1Feb 4, 2011 → May 4, 2011
T2 TNP 2008 Participating Notes Program, LLC entityPromoter1Oct 21, 2010 → Dec 1, 2010

Business registration (state registry / Secretary of State)

None of the 20 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Tnp.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Tnp as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Tnp's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #365,729 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Social and web

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Courts

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Securities regulators

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Business registries

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