PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:54 AM ET

Sponsor Check › Sponsor group

S

Sprott

One sponsor team, 9 deal companies · Grand Cayman, Cayman Islands (as filed: E9)

Grouped because: 15 shared people, 3 shared management entities, same business address (4 issuers), similar issuer names (9) (automatic match from the filings) · not the same sponsor?

9deal companies
$626.3Mreported sold
648investors
52Form D filings
2009–2018active
0new, last 12 mo

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Apr 12, 2018 · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Sprott is a sponsor group of 9 issuers that PartnerFacts links to one sponsor (shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names; automatic match from the filings), filing 52 Form D filings between May 2009 and Apr 2018.

What this means One team, 9 deal companies, about 9 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $626.3M to 648 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (9). Issuers are based in Cayman Islands (as filed: E9) (4), Ontario, Canada (as filed: A6) (2), Canada (federal level) (as filed: Z4) (2), Bermuda (as filed: D0) (1).

What this means $626.3M raised across the group, about $966K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Eric S. Sprott (6 issuers, executive officer and director), SAMGENPAR, Ltd. (4 issuers, executive officer, entity), James Turk (3 issuers, director), Jean-Francois Tardif (3 issuers, executive officer), Paul Stevenson (3 issuers, director) and 17 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Apr 12, 2018.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 52 public filings for Sprott and found 22 differences, 8 worth asking the sponsor about: 4 offerings reported less sold on a later filing than an earlier one; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Sprott has not run yet — it is joining a line of 63,039 names; searches run around the clock at the hosts' allowed rate. Searched so far: 747 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Sprott..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

22 differences found between the filings for Sprott — 8 worth asking about (compared the newest 50 of 52 filings on Oct 24, 2026; older filings not covered)

Note · Apr 12, 2018 – Nov 22, 2019

NY lists SPROTT PRIVET FUND, L.P. as inactive as of Nov 22, 2019 — a Form D was filed Apr 12, 2018

The NY business registry lists SPROTT PRIVET FUND, L.P. (entity no. 2524528) as "Not listed in the registry's Active Corporations dataset" / "CERTIFICATE OF CANCELLATION" as of Nov 22, 2019, but SPROTT PRIVET FUND, L.P. (member issuer) was still raising money on Apr 12, 2018, when a Form D/A was filed within 24 months of that status date. Ask why.

What this means The state lists this company as not in existence or not in good standing as of the date shown, but a Form D was filed near or after that date. Registries lag, companies get reinstated, and some funds wind down right after their last filing — ask the sponsor whether the entity is in good standing today.

Sources
Worth asking · Mar 6, 2013 – Mar 7, 2016

4 offerings reported less sold on a later filing than an earlier one

Amount sold went down between filings — Sprott Offshore Fund, Ltd. · Amount sold went down between filings — Sprott Capital II, LP · Amount sold went down between filings — Sprott Offshore Fund, Ltd. · Amount sold went down between filings — Sprott Offshore Fund II, Ltd.

What this means Amounts sold normally only go up. Ask the sponsor what happened on each.

Sources
Worth asking · Mar 6, 2013 – Mar 5, 2014

Investor count went down between filings — Sprott Offshore Fund, Ltd.

The Mar 6, 2013 filing reports 155 investors; the Mar 5, 2014 Form D/A reports 14 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Mar 6, 2013 – Mar 5, 2014

Investor count went down between filings — Sprott Offshore Fund II, Ltd.

The Mar 6, 2013 filing reports 51 investors; the Mar 5, 2014 Form D/A reports 15 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Sep 30, 2016 – Dec 28, 2016

Form D filed 89 days after the first sale — SPROTT GLOBAL GOLD CAPITAL LP

The filing says the first sale was Sep 30, 2016. The Form D was filed Dec 28, 2016 — 89 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 74 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Worth asking · Jul 1, 2011 – Jan 24, 2012

Form D filed 207 days after the first sale — Sprott Privet Fund, LLC

The filing says the first sale was Jul 1, 2011. The Form D was filed Jan 24, 2012 — 207 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 192 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Worth asking · Feb 1, 2006 – May 29, 2009

Form D filed 1,213 days after the first sale — Sprott Opportunities Offshore Fund, Ltd.

The filing says the first sale was Feb 1, 2006. The Form D was filed May 29, 2009 — 1,213 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1,198 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Sources
Note · Jul 1, 2000 – Apr 12, 2018

9 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Sprott Privet Fund, LLC (latest filing Apr 12, 2018) · No amendment in the last 12 months on an offering that may still be open — SPROTT PRIVET FUND, L.P. (latest filing Apr 12, 2018) · No amendment in the last 12 months on an offering that may still be open — SPROTT GLOBAL GOLD CAPITAL LP (latest filing Dec 28, 2017) · No amendment in the last 12 months on an offering that may still be open — Sprott Offshore Fund, Ltd. (latest filing Mar 7, 2016) · No amendment in the last 12 months on an offering that may still be open — Sprott Offshore Fund II, Ltd. (latest filing Mar 7, 2016) · and 4 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · May 29, 2009 – Apr 12, 2018

23 people are no longer listed on a later amendment

John Wilson is no longer listed on the Apr 12, 2018 amendment — Sprott Privet Fund, LLC · John Wilson is no longer listed on the Apr 12, 2018 amendment — SPROTT PRIVET FUND, L.P. · Kirstin McTaggart is no longer listed on the Apr 12, 2018 amendment — Sprott Privet Fund, LLC · Kirstin McTaggart is no longer listed on the Apr 12, 2018 amendment — SPROTT PRIVET FUND, L.P. · Charles M. Royce is no longer listed on the Apr 8, 2016 amendment — Sprott Privet Fund, LLC · and 18 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
Note · Mar 5, 2014 – Mar 7, 2016

4 role changes for the same people across filings

Eric S. Sprott's role changed at Sprott Offshore Fund, Ltd.: executive officer, director → director · Eric S. Sprott's role changed at Sprott Offshore Fund II, Ltd.: executive officer, director → director · Eric S. Sprott's role changed at Sprott Offshore Fund, Ltd.: director → executive officer, director · Eric S. Sprott's role changed at Sprott Offshore Fund II, Ltd.: director → executive officer, director

What this means Roles on Form D are self-reported. Ask who runs the company today.

Sources
Note · Apr 12, 2017 – Apr 12, 2018

Minimum investment changed between filings — Sprott Privet Fund, LLC

The Apr 12, 2017 filing lists a minimum of $500,000; the Apr 12, 2018 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Apr 12, 2017 – Apr 12, 2018

Minimum investment changed between filings — SPROTT PRIVET FUND, L.P.

The Apr 12, 2017 filing lists a minimum of $125,000; the Apr 12, 2018 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Mar 5, 2015 – Mar 7, 2016

Minimum investment changed between filings — Sprott Offshore Fund, Ltd.

The Mar 5, 2015 filing lists a minimum of $500,000; the Mar 7, 2016 Form D/A lists $150,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Mar 5, 2015 – Mar 7, 2016

Minimum investment changed between filings — Sprott Offshore Fund II, Ltd.

The Mar 5, 2015 filing lists a minimum of $500,000; the Mar 7, 2016 Form D/A lists $150,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Jan 24, 2012 – Apr 8, 2016

Reported net asset value range changed between filings — Sprott Privet Fund, LLC

"Over $100,000,000" (Jan 24, 2012); then "$50,000,001 - $100,000,000" (Mar 18, 2014); then "Decline to Disclose" (Apr 8, 2016).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Mar 16, 2010 – Apr 8, 2016

Reported net asset value range changed between filings — SPROTT PRIVET FUND, L.P.

"Over $100,000,000" (Mar 16, 2010); then "$25,000,001 - $50,000,000" (Mar 16, 2012); then "Decline to Disclose" (Apr 8, 2016).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
Note · Mar 9, 2011 – Apr 8, 2016

6 address changes between filings

Address moved from New York, NY to Toronto, Ontario, Canada (as filed: A6) — Sprott Privet Fund, LLC · Address moved from New York, NY to Toronto, Ontario, Canada (as filed: A6) — SPROTT PRIVET FUND, L.P. · Address moved from Smith'S, Bermuda (as filed: D0) to Toronto, Ontario, Canada (as filed: A6) — Sprott Offshore Fund, Ltd. · Address moved from Smith'S, Bermuda (as filed: D0) to Toronto, Ontario, Canada (as filed: A6) — Sprott Offshore Fund II, Ltd. · Address moved from Paget, Bermuda (as filed: D0) to Smith'S, Bermuda (as filed: D0) — Sprott Offshore Fund, Ltd. · and 1 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Sources
Worth asking · Mar 16, 2010 – Jan 24, 2012

2 separate companies in this group use the same name: "SPROTT PRIVET FUND, L.P."

CIK 1125142 (first filed Mar 16, 2010, Toronto, Ontario, Canada (federal level) (as filed: Z4)); CIK 1538119 (first filed Jan 24, 2012, Toronto, Ontario, Canada (federal level) (as filed: Z4)).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Sources
Note · Mar 16, 2010 – Dec 28, 2017

4 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — SPROTT GLOBAL GOLD CAPITAL LP · Address on file is a registered agent / shared office — Sprott Capital II, LP · Address on file is a registered agent / shared office — Sprott Capital, LP · Address on file is a registered agent / shared office — Sprott Opportunities Capital Fund L.P.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Sources
Note · Mar 16, 2010 – Apr 12, 2018

Member companies were formed in 3 different states

Delaware (5), Cayman Islands (3), New York (1) — out of 9 member issuers. The odd ones out: SPROTT PRIVET FUND, L.P. (New York); Sprott Offshore Fund, Ltd. (Cayman Islands); Sprott Offshore Fund II, Ltd. (Cayman Islands); Sprott Opportunities Offshore Fund, Ltd. (Cayman Islands).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Sources
Note · Mar 16, 2010 – Apr 12, 2018

Member companies list addresses in 4 different states

Cayman Islands (as filed: E9) (4), Canada (federal level) (as filed: Z4) (2), Ontario, Canada (as filed: A6) (2), Bermuda (as filed: D0) (1). 4 members use a registered-agent or shared-office address: Sprott Capital, LP (C/O Samgenpar, Ltd., 200 Bay Street, Suite 2700, Toronto, Ontario, Canada (as filed: A6)); Sprott Opportunities Capital Fund L.P. (C/O Citco Fund Services (Cayman Islands), West Bay Road, P.O. Box 31106 Smb, Grand Cayman, Cayman Islands (as filed: E9)); Sprott Capital II, LP (C/O Samgenpar, Ltd., 200 Bay Street, Suite 2l700, Toronto, Ontario, Canada (as filed: A6)); SPROTT GLOBAL GOLD CAPITAL LP (Sprott Global Gold Fund Gp Inc., Walkers Corporate Ltd, 27 Hospital Road, George Town, Grand Cayman, Cayman Islands (as filed: E9)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Sources
Note · May 29, 2009 – Apr 12, 2018

7 issuers used a different name before

Issuer used a different name before — Sprott Privet Fund, LLC · Issuer used a different name before — SPROTT PRIVET FUND, L.P. · Issuer used a different name before — Sprott Offshore Fund, Ltd. · Issuer used a different name before — Sprott Offshore Fund II, Ltd. · Issuer used a different name before — Sprott Capital II, LP · and 2 more

What this means Match the CIK on your documents, not just the name.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 52 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

0 of 9 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Apr 12, 2018 D/A
SPROTT PRIVET FUND, L.P.
File 021-129730
$0$0$0 (est.)
The Investment Manager receives customary management fees.
STIFEL, NICOLAUS & CO., INC. BrokerCheck CRD 793 ↗EDGAR ↗
Apr 12, 2018 D/A
Sprott Privet Fund, LLC
File 021-172344
$0$0$0 (est.)
The Investment Manager receives customary management fees.
STIFEL, NICOLAUS & CO., INC. BrokerCheck CRD 793 ↗EDGAR ↗
Dec 28, 2017 D/A
SPROTT GLOBAL GOLD CAPITAL LP
File 021-277162
$0$0$0 (est.)
The Investment Manager is paid customary management fees as provided in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Mar 7, 2016 D/A
Sprott Offshore Fund II, Ltd.
File 021-113818
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.
None listed on this filingEDGAR ↗
Mar 7, 2016 D/A
Sprott Offshore Fund, Ltd.
File 021-64155
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents
None listed on this filingEDGAR ↗
Oct 29, 2014 D/A
Sprott Capital II, LP
File 021-113616
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Oct 29, 2014 D/A
Sprott Capital, LP
File 021-64179
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Mar 16, 2010 D/A
Sprott Opportunities Capital Fund L.P.
File 021-97964
$0$0$0 (est.)
The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
Mar 16, 2010 D/A
Sprott Opportunities Offshore Fund, Ltd.
File 021-131601
$0$0$0 (est.)
The Investment Manager (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specified percentage of assets under management.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 9 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 10:16 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Sprott in the sources searched.

Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗SO Sprott Offshore Fund, Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund8$522,283,116
offering Indefinite · similar: $155,000–$5,250,000
155
similar: 4–27
$150,000
similar: $1,000–$100,000
2009–2016
EDGAR ↗SC Sprott Capital, LPshared people, shared management entity, similar issuer namesTORONTO, Ontario, Canada (as filed: A6)Pooled Investment Fund7$198,922,843
offering Indefinite · similar: $155,000–$5,250,000
119
similar: 4–27
$500,000
similar: $1,000–$100,000
2009–2014
EDGAR ↗SO Sprott Opportunities Capital Fund L.P.shared people, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund2$21,520,35031$500,0002009–2010
EDGAR ↗SC Sprott Capital II, LPshared people, shared management entity, similar issuer namesTORONTO, Ontario, Canada (as filed: A6)Pooled Investment Fund7$102,865,512
offering Indefinite · similar: $155,000–$5,250,000
70
similar: 4–27
$500,000
similar: $1,000–$100,000
2009–2014
EDGAR ↗SO Sprott Offshore Fund II, Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesGRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund8$124,854,698
offering Indefinite · similar: $155,000–$5,250,000
51
similar: 4–27
$150,000
similar: $1,000–$100,000
2009–2016
EDGAR ↗SO Sprott Opportunities Offshore Fund, Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer namesHAMILTON HM11, Bermuda (as filed: D0)Pooled Investment Fund2$76,052,02537$500,0002009–2010
EDGAR ↗SP SPROTT PRIVET FUND, L.P.shared people, shared management entity, same business address, similar issuer namesTORONTO, ONTARIO, Canada (federal level) (as filed: Z4)Pooled Investment Fund9$115,533,705
offering Indefinite · similar: $155,000–$5,250,000
137
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2010–2018
EDGAR ↗SP Sprott Privet Fund, LLCshared people, shared management entity, same business address, similar issuer namesTORONTO, ONTARIO, Canada (federal level) (as filed: Z4)Pooled Investment Fund7$1,000,000
offering Indefinite · similar: $155,000–$5,250,000
41
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2012–2018
EDGAR ↗SG SPROTT GLOBAL GOLD CAPITAL LPshared management entity, similar issuer namesGEORGE TOWN, GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund2$12,500,000
offering Indefinite · similar: $155,000–$5,250,000
7
similar: 4–27
$100,000
similar: $1,000–$100,000
2016–2017

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Apr 12, 2018Sprott Privet Fund, LLCD/APooled Investment FundIndefinite$1,000,000
EDGAR ↗Apr 12, 2018SPROTT PRIVET FUND, L.P.D/APooled Investment FundIndefinite$115,533,705
EDGAR ↗Dec 28, 2017SPROTT GLOBAL GOLD CAPITAL LPD/APooled Investment FundIndefinite$12,500,000
EDGAR ↗Apr 12, 2017Sprott Privet Fund, LLCD/APooled Investment FundIndefinite$1,000,000
EDGAR ↗Apr 12, 2017SPROTT PRIVET FUND, L.P.D/APooled Investment FundIndefinite$112,033,705
EDGAR ↗Dec 28, 2016SPROTT GLOBAL GOLD CAPITAL LPDPooled Investment FundIndefinite$1,000,000
EDGAR ↗Apr 8, 2016Sprott Privet Fund, LLCD/APooled Investment FundIndefinite$1,000,000
EDGAR ↗Apr 8, 2016SPROTT PRIVET FUND, L.P.D/APooled Investment FundIndefinite$112,033,705
EDGAR ↗Mar 7, 2016Sprott Offshore Fund, Ltd.D/APooled Investment FundIndefinite$91,425,470
EDGAR ↗Mar 7, 2016Sprott Offshore Fund II, Ltd.D/APooled Investment FundIndefinite$72,775,073
EDGAR ↗Mar 5, 2015Sprott Offshore Fund II, Ltd.D/APooled Investment FundIndefinite$66,983,638
EDGAR ↗Mar 5, 2015Sprott Offshore Fund, Ltd.D/APooled Investment FundIndefinite$91,425,471
EDGAR ↗Oct 29, 2014Sprott Capital II, LPD/APooled Investment FundIndefinite$36,538,875
EDGAR ↗Oct 29, 2014Sprott Capital, LPD/APooled Investment FundIndefinite$198,922,843
EDGAR ↗Mar 18, 2014Sprott Privet Fund, LLCD/APooled Investment FundIndefinite$1,000,000
EDGAR ↗Mar 18, 2014SPROTT PRIVET FUND, L.P.D/APooled Investment FundIndefinite$112,033,705
EDGAR ↗Mar 18, 2014SPROTT PRIVET FUND, L.P.D/APooled Investment FundIndefinite$112,033,705
EDGAR ↗Mar 5, 2014Sprott Offshore Fund, Ltd.D/APooled Investment FundIndefinite$85,687,784
EDGAR ↗Mar 5, 2014Sprott Offshore Fund II, Ltd.D/APooled Investment FundIndefinite$60,956,828
EDGAR ↗Oct 29, 2013Sprott Capital II, LPD/APooled Investment FundIndefinite$102,865,512
EDGAR ↗Oct 29, 2013Sprott Capital, LPD/APooled Investment FundIndefinite$174,670,513
EDGAR ↗Mar 18, 2013Sprott Privet Fund, LLCD/APooled Investment FundIndefinite$1,000,000
EDGAR ↗Mar 18, 2013SPROTT PRIVET FUND, L.P.D/APooled Investment FundIndefinite$112,033,705
EDGAR ↗Mar 6, 2013Sprott Offshore Fund II, Ltd.D/APooled Investment FundIndefinite$124,854,698
EDGAR ↗Mar 6, 2013Sprott Offshore Fund, Ltd.D/APooled Investment FundIndefinite$522,283,116
EDGAR ↗Mar 6, 2013Sprott Capital II, LPD/APooled Investment FundIndefinite$102,865,512
EDGAR ↗Mar 6, 2013Sprott Capital, LPD/APooled Investment FundIndefinite$174,670,513
EDGAR ↗Mar 16, 2012Sprott Privet Fund, LLCD/APooled Investment FundIndefinite$1,000,000
EDGAR ↗Mar 16, 2012SPROTT PRIVET FUND, L.P.D/APooled Investment FundIndefinite$111,833,705
EDGAR ↗Mar 9, 2012Sprott Offshore Fund, Ltd.D/APooled Investment FundIndefinite$518,424,202
EDGAR ↗Mar 9, 2012Sprott Offshore Fund II, Ltd.D/APooled Investment FundIndefinite$121,641,863
EDGAR ↗Mar 9, 2012Sprott Capital, LPD/APooled Investment FundIndefinite$174,670,513
EDGAR ↗Mar 9, 2012Sprott Capital II, LPD/APooled Investment FundIndefinite$94,985,512
EDGAR ↗Jan 24, 2012Sprott Privet Fund, LLCDPooled Investment FundIndefinite$1,000,000
EDGAR ↗Mar 16, 2011SPROTT PRIVET FUND, L.P.D/APooled Investment FundIndefinite$103,308,705
EDGAR ↗Mar 9, 2011Sprott Offshore Fund, Ltd.D/APooled Investment FundIndefinite$509,034,202
EDGAR ↗Mar 9, 2011Sprott Offshore Fund II, Ltd.D/APooled Investment FundIndefinite$104,205,428
EDGAR ↗Mar 9, 2011Sprott Capital, LPD/APooled Investment FundIndefinite$169,378,868
EDGAR ↗Mar 9, 2011Sprott Capital II, LPD/APooled Investment FundIndefinite$74,988,360
EDGAR ↗Mar 16, 2010SPROTT PRIVET FUND, L.P.D/APooled Investment FundIndefinite$97,584,690
EDGAR ↗Mar 16, 2010Sprott Offshore Fund II, Ltd.D/APooled Investment FundIndefinite$85,117,463
EDGAR ↗Mar 16, 2010Sprott Capital II, LPD/APooled Investment FundIndefinite$47,210,591
EDGAR ↗Mar 16, 2010Sprott Opportunities Capital Fund L.P.D/APooled Investment FundIndefinite$21,520,350
EDGAR ↗Mar 16, 2010Sprott Opportunities Offshore Fund, Ltd.D/APooled Investment FundIndefinite$76,052,025
EDGAR ↗Mar 16, 2010Sprott Offshore Fund, Ltd.D/APooled Investment FundIndefinite$473,353,003
EDGAR ↗Mar 16, 2010Sprott Capital, LPD/APooled Investment FundIndefinite$166,884,712
EDGAR ↗May 29, 2009Sprott Opportunities Offshore Fund, Ltd.DPooled Investment FundIndefinite$76,052,025
EDGAR ↗May 29, 2009Sprott Opportunities Capital Fund L.P.D/APooled Investment FundIndefinite$21,520,350
EDGAR ↗May 29, 2009Sprott Offshore Fund, Ltd.D/APooled Investment FundIndefinite$458,235,803
EDGAR ↗May 29, 2009Sprott Offshore Fund II, Ltd.D/APooled Investment FundIndefinite$57,885,000
EDGAR ↗May 29, 2009Sprott Capital, LPD/APooled Investment FundIndefinite$158,389,732
EDGAR ↗May 29, 2009Sprott Capital II, LPD/APooled Investment FundIndefinite$24,688,642

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Apr 12, 2018. Industry history, as reported on each offering's latest filing: All 9 offerings reported: Pooled Investment Fund (2009–2016).

People across the group

NameRolesIssuers hereFirst → last listed
ES Eric S. SprottDirector, Executive Officer6May 29, 2009 → Mar 7, 2016
S SAMGENPAR, Ltd. entityExecutive Officer4Oct 29, 2014 → Apr 12, 2018
SA Sprott Asset Management Inc. entityExecutive Officer, Promoter3Apr 8, 2016 → Apr 12, 2018
PS Paul StevensonDirector3May 29, 2009 → Mar 7, 2016
JT James TurkDirector3May 29, 2009 → Mar 7, 2016
JT Jean-Francois TardifExecutive Officer3May 29, 2009 → May 29, 2009
JC John CiampagliaExecutive Officer, Director2Apr 12, 2018 → Apr 12, 2018
AA Ahsan AhmedExecutive Officer, Director2Apr 12, 2018 → Apr 12, 2018
JW John WilsonExecutive Officer, Director2Apr 8, 2016 → Apr 12, 2017
KM Kirstin McTaggartExecutive Officer, Director2Apr 8, 2016 → Apr 12, 2017
SS S. Sprott Asset Management, LP entityExecutive Officer2Mar 5, 2015 → Mar 7, 2016
CR Charles M. RoyceExecutive Officer2Mar 16, 2010 → Mar 18, 2014
WG W. Whitney GeorgeExecutive Officer2Mar 16, 2010 → Mar 18, 2014
JD John E. DenneenExecutive Officer2Mar 16, 2010 → Mar 18, 2014
JF Jack E. Fockler, Jr.Executive Officer2Mar 16, 2010 → Mar 18, 2014
JD John D. DiederichExecutive Officer2Mar 16, 2010 → Mar 18, 2014
DB Daniel A. O'ByrneExecutive Officer2Mar 16, 2010 → Mar 18, 2014
DM Daniel S. MaddenExecutive Officer2Mar 18, 2014 → Mar 18, 2014
SG SPROTT GLOBAL GOLD GP INC. entityExecutive Officer, Promoter1Dec 28, 2016 → Dec 28, 2017
MM Michael McAllisterExecutive Officer1Mar 16, 2010 → Mar 16, 2011
AS Anne L. SporkExecutive Officer1May 29, 2009 → Mar 9, 2011
AS Anne L. SportExecutive Officer1May 29, 2009 → Mar 16, 2010

Business registration (state registry / Secretary of State)

1 of 9 issuers have a matched state registry record — records by status: inactive 1.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Sprott.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Sprott as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Sprott's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #290,246 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Business registries