SAMGENPAR, Ltd. is a management entity listed as an executive officer on 8 SEC Form D filings by 4 issuers between Oct 2014 and Apr 2018: Sprott Capital, LP (Toronto, Ontario, Canada (as filed: A6) — pooled investment fund — 2014; $198.9M reported sold to 119 investors), SPROTT PRIVET FUND, L.P. (Toronto, Ontario, Canada (federal level) (as filed: Z4) — pooled investment fund — 2016–2018; $115.5M reported sold to 137 investors), Sprott Capital II, LP (Toronto, Ontario, Canada (as filed: A6) — pooled investment fund — 2014; $102.9M reported sold to 70 investors) and Sprott Privet Fund, LLC (Toronto, Ontario, Canada (federal level) (as filed: Z4) — pooled investment fund — 2016–2018; $1M reported sold to 41 investors).
What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer, over about 4 years. Across those companies the filings report $418.3M sold in total.
Listed alongside Sprott Asset Management Inc. (6 shared filings, management entity), John Wilson (4 shared filings), Kirstin McTaggart (4 shared filings), Ahsan Ahmed (2 shared filings), Eric S. Sprott (2 shared filings) and 1 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around SAMGENPAR,. Each name links to their own page.
All 4 issuers belong to the sponsor group Sprott (9 issuers, $626.3M reported sold, 2009–2018).
What this means A sponsor group is one team that sets up a new company for each deal. Sprott has 9 companies on file and $626.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 8 public filings for SAMGENPAR, Ltd. and found 8 differences, 1 worth asking the sponsor about: Amount sold went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.