Sponsor Check › Sponsor group
One sponsor team, 147 deal companies · New York, NY
Grouped because: 44 shared people, 16 shared management entities, same business address (126 issuers), similar issuer names (59) · 2 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) · not the same sponsor?
Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Oct 9, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Neuberger Berman is a sponsor group of 147 issuers that PartnerFacts links to one sponsor (shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names, same person name on both filings; automatic match from the filings), filing 661 Form D filings between Feb 2009 and Oct 2026.
What this means One team, 147 deal companies, about 17 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $29.01B to 6,102 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (139), Other Banking and Financial Services (8). Issuers are based in NY (67), IL (62), Cayman Islands (as filed: E9) (15), Guernsey (as filed: Y7) (3).
What this means $29.01B raised across the group, about $4.75M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: Joseph Amato (112 issuers, executive officer and director), Neuberger Berman Investment Advisers LLC (83 issuers, executive officer, director, and promoter, entity), Stephen Wright (50 issuers, executive officer and director), Bradley C. Tank (49 issuers, executive officer, director, and promoter), Lawrence Kohn (43 issuers, executive officer and director) and 158 more.
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 9 new offerings in the last 12 months; latest filing Oct 9, 2026.
What this means Busy — still raising money this year.
Adviser registration (Form ADV) on record: NEUBERGER BERMAN INVESTMENT ADVISERS LLC; NEUBERGER BERMAN EUROPE LIMITED.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 178 court cases matching the name, 156 bankruptcy cases matching the name listed in Key records below.
What this means 334 records came back, including 17 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared the newest 50 of 661 public filings for Neuberger Berman and found 25 differences, 9 worth asking the sponsor about: 10 court cases name Neuberger Berman; Neuberger Berman includes 7 deals that stopped filing before reaching their target; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Neuberger Berman has not run yet — it is #14,091 of 32,900 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
178 cases: 17 open, 23 closed (disposition not in docket feed), 79 dismissed, 59 judgment
220 Real Property: Foreclosure· Cause:
28:1332 Diversity-(Citizenship)
220 Real Property: Foreclosure· Cause:
28:1332 Diversity-(Citizenship)
220 Real Property: Foreclosure· Cause:
28:1332 Diversity-(Citizenship)
220 Real Property: Foreclosure· Cause:
28:1332 Diversity-(Citizenship)
220 Real Property: Foreclosure· Cause:
28:1332 Diversity-(Citizenship)
220 Real Property: Foreclosure· Cause:
28:1332 Diversity-(Citizenship)
220 Real Property: Foreclosure· Cause:
28:1332 Diversity-(Citizenship)
220 Real Property: Foreclosure· Cause:
28:1332 Diversity-(Citizenship)
220 Real Property: Foreclosure· Cause:
28:1332 Diversity-(Citizenship)
220 Real Property: Foreclosure· Cause:
28:1332 Diversity-(Citizenship)
220 Real Property: Foreclosure· Cause:
28:1332 Diversity-(Citizenship)
220 Real Property: Foreclosure· Cause:
28:1332 Diversity-(Citizenship)
220 Real Property: Foreclosure· Cause:
28:1332 Diversity-(Citizenship)
220 Real Property: Foreclosure· Cause:
28:1332 Diversity-(Citizenship)
220 Real Property: Foreclosure· Cause:
28:1332 Diversity-(Citizenship)
220 Real Property: Foreclosure· Cause:
28:1345 Foreclosure
220 Real Property: Foreclosure· Cause:
28:1332 Diversity-Other Contract
290 Real Property: Other· Cause:
28:1332 Diversity-Petition for Removal
Real Property: Other· Cause:
28:1441 Petition for Removal- Breach of Contract
850 Securities/Commodities· Cause:
28:1332 - Diversity: Securities Fraud
422 Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
430 Other Statutes: Banks and Banking· Cause:
28:1441 Notice of Removal- Negotiable Instrument
220 Real Property: Foreclosure· Cause:
28:1332 Diversity-Notice of Removal
422 Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
422 Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
422 Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
422 Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
422 Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
422 Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
423 Bankruptcy withdrawal 28 USC 157
422 Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
422 Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
423 Bankruptcy Withdrawal· Cause:
28:157 Motion to Withdraw Reference
422 Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
423 Bankruptcy Withdrawal· Cause:
28:157 Motion to Withdraw Reference
422 Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
422 Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
423 Bankruptcy Withdrawal· Cause:
28:157 Motion to Withdraw Reference
423 Bankruptcy Withdrawal· Cause:
28:157 Motion to Withdraw Reference
423 Bankruptcy Withdrawal· Cause:
28:157 Motion to Withdraw Reference
423 Bankruptcy Withdrawal· Cause:
28:157 Motion to Withdraw Reference
422 Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
423 Bankruptcy Withdrawal· Cause:
28:157 Motion to Withdraw Reference
190 Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
423 Bankruptcy Withdrawal· Cause:
28:157 Motion to Withdraw Reference
422 Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
190 Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
160 Stockholders Suits· Cause:
28:1441 Petition For Removal--Other Contract
190 Contract: Other· Cause:
28:1332 Diversity-Account Receivable
Personal Property: Other· Cause:
28:1332 Diversity-Property Damage
Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
Real Property: Foreclosure· Cause:
42:1471 Declaratory & Injunctive Relief - Foreclo
Other Fraud· Cause:
28:1332 Diversity-Fraud
370 Fraud or Truth-In-Lending· Cause:
28:1332 Diversity-Fraud
Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
Personal Property: Other· Cause:
28:1332 Diversity-Other Contract
Other Statutory Actions· Cause:
28:1331dd Fed. Question: Discovery Disputes
Real Property: Foreclosure· Cause:
28:1446 Petition for Removal
470 Racketeer/Corrupt Organization· Cause:
18:1961 Racketeering (RICO) Act
Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
190 Contract: Other· Cause:
28:1332 Diversity-Other Contract
423 Bankruptcy Withdrawal· Cause:
28:157 Motion to Withdraw Reference
Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
422 Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
422 Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
422 Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
470 Racketeer/Corrupt Organization· Cause:
18:1961 Racketeering (RICO) Act
423 Bankruptcy Withdrawal· Cause:
28:157 Motion to Withdraw Reference
Contract: Other· Cause:
28:1441 Notice of Removal
999 Miscellaneous Cases· Cause:
Civil Miscellaneous Case
Banks and Banking· Cause:
28:1441 Notice of Removal
850 Securities/Commodities· Cause:
28:1441nr Notice of Removal
190 Contract: Other· Cause:
28:1331 Fed. Question
423 Bankruptcy Withdrawal· Cause:
28:157 Motion to Withdraw Reference
Real Property: Foreclosure· Cause:
15:1601 Truth in Lending
190 Contract: Other· Cause:
28:1332bc Diversity-Breach of Contract
Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
Other Statutory Actions· Cause:
28:1331dd Fed. Question: Discovery Disputes
Truth in Lending· Cause:
28:1331(a) Fed. Question: Real Property
190 Contract: Other· Cause:
28:1332 Diversity-Other Contract
370 Other Fraud· Cause:
28:1332 Diversity-Fraud
422 Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
290 Other real property actions
160 Stockholders Suits· Cause:
28:1441nr Notice of Removal
423 Bankruptcy Withdrawal· Cause:
28:157 Motion to Withdraw Reference
190 Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
422 Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
430 Banks and Banking· Cause:
15:1692 Fair Debt Collection Act
Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
422 Bankruptcy appeals rule 28 USC 158
422 Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
Contract: Other· Cause:
28:1332oc Diversity-Other Contract
850 Securities/Commodities· Cause:
15:78m(a) Securities Exchange Act
Real Property: Other· Cause:
28:1441 Notice of Removal
Real Property: Foreclosure· Cause:
28:1444 Petition for Removal- Foreclosure
Other Fraud· Cause:
42:1986 Neglect of Duty
Contract: Other· Cause:
28:1332 Diversity-Other Contract
Real Property: Other· Cause:
28:1332 Diversity-Breach of Contract
Real Property: Other· Cause:
15:1601 Truth in Lending
422 Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
422 Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
190 Contract: Other· Cause:
28:1332 Diversity-Other Contract
422 Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
422 Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
Bankruptcy Withdrawal· Cause:
28:157 Motion to Withdraw Reference
190 Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
220 Real Property: Foreclosure· Cause:
28:1331(a) Fed. Question: Real Property
Other Statutory Actions· Cause:
No cause code entered
190 Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
190 Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
190 Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
190 Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
190 Contract: Other· Cause:
28:1332 Diversity-Other Contract
Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
190 Contract: Other· Cause:
28:1332 Diversity-Other Contract
190 Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
Contract: Recovery/Enforcement· Cause:
28:1332 Diversity-Breach of Contract
Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
190 Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
190 Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
Contract: Other· Cause:
no cause specified
Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
Negotiable Instrument· Cause:
28:1332bc Diversity-Breach of Contract
190 Contract: Other· Cause:
28:1332 Diversity-Other Contract
190 Contract: Other· Cause:
28:1332 Diversity-Other Contract
Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
480 Consumer Credit· Cause:
28:1444 Petition for Removal- Foreclosure
470 Racketeer/Corrupt Organization· Cause:
18:1961 Racketeering (RICO) Act
890 Other Statutory Actions· Cause:
15:77 Securities Fraud
Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
Bankruptcy Appeal (801)· Cause:
28:0158 Notice of Appeal re Bankruptcy Matter (BA
290 Real Property: Other· Cause:
15:1601 Truth in Lending
890 Other Statutory Actions· Cause:
28:1441 Notice of Removal - Truth and Lending
890 Other Statutory Actions· Cause:
15:77 Securities Fraud
791 Employee Retirement Income Security Act
791 Employee Retirement Income Security Act
Contract: Other· Cause:
No cause code entered
850 Securities/Commodities· Cause:
15:78m(a) Securities Exchange Act
850 Securities/Commodities· Cause:
15:78m(a) Securities Exchange Act
850 Securities/Commodities· Cause:
15:78m(a) Securities Exchange Act
190 Other contract actions
190 Other contract actions
190 Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
370 Other Fraud· Cause:
28:1332 Diversity-Fraud
Bankruptcy Appeal (801)· Cause:
11:101 Bankruptcy (Definitions)
370 Fraud or Truth-In-Lending· Cause:
31:3731 Fraud
Other Statutory Actions· Cause:
09:1 U.S. Arbitration Act
Contract: Other· Cause:
28:1332 Diversity-Breach of Contract
Contract: Other Contract· Cause:
28:1332 Diversity-Breach of Fiduciary Duty
190 Other contract actions
850 Securities/Commodities· Cause:
15:78m(a) Securities Exchange Act
Other Statutory Actions· Cause:
28:1331 Fed. Question: Breach of Contract
850 Securities/Commodities· Cause:
15:78m(a) Securities Exchange Act
Contract: Other· Cause:
9:9 Motion to Confirm Arbitration Award
Other Fraud· Cause:
28:1332 Diversity-Fraud
850 Securities/Commodities· Cause:
15:78m(a) Securities Exchange Act
Securities/Commodities· Cause:
28:1331 Fed. Question: Other
Contract: Other· Cause:
28:1332 Diversity-Other Contract
850 Securities, Commodities, Exchange
190 Other contract actions
370 Other fraud
370 Other fraud
Stockholders Suits· Cause:
28:1332 Diversity - Stockholders Suits
190 Other contract actions
190 Other contract actions
190 Other contract actions
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Neuberger Berman..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
156 cases: 153 closed (disposition not in docket feed), 3 open
14 Recovery of money/property - other
14 Recovery of money/property - other
14 Recovery of money/property - other
91 Declaratory judgment; 11 Recovery of money/property - 542 turnover of property
91 Declaratory judgment
91 Declaratory judgment; 12 Recovery of money/property - 547 preference; 13 Recovery of money/property - 548 fraudulent transfer; 14 Recovery of money/property - other
SS SIPA Case - 15 U.S.C. 78aaa et.seq.
SS SIPA Case - 15 U.S.C. 78aaa et.seq.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No comparisons published
No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.
25 differences found between the filings for Neuberger Berman — 9 worth asking about (compared the newest 50 of 661 filings on Oct 24, 2026; older filings not covered)
United States Bankruptcy Court, S.D. New York docket "Neuberger Berman LLC v. Fridator Trust" filed Sep 16, 2010, closed Feb 25, 2014. Neuberger Berman is listed as Plaintiff ("Neuberger Berman LLC"). Our match estimate: 80%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, S.D. New York docket "Neuberger Berman LLC v. Brown Brothers Harriman & Co." filed Sep 16, 2010, closed Jun 26, 2013. Neuberger Berman is listed as Plaintiff ("Neuberger Berman LLC"). Our match estimate: 80%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, S.D. New York docket "Neuberger Berman, LLC v. PNC Bank, National Association" filed Jun 1, 2009, closed Jun 23, 2011. Neuberger Berman is listed as Plaintiff ("Neuberger Berman, LLC"). Our match estimate: 80%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The NY business registry lists NEUBERGER BERMAN INCOME PLUS FUND, L.P. (entity no. 3622829) as "Not listed in the registry's Active Corporations dataset" / "SURRENDER OF AUTHORITY" as of Mar 24, 2025, but Neuberger Berman Income Plus Fund LP (member issuer) was still raising money on Apr 27, 2023, when a Form D was filed within 24 months of that status date. Ask why.
What this means The state lists this company as not in existence or not in good standing as of the date shown, but a Form D was filed near or after that date. Registries lag, companies get reinstated, and some funds wind down right after their last filing — ask the sponsor whether the entity is in good standing today.
By role: defendant in 9, party in 1. Newest: "Butler v. Neuberger Berman Management LLC" (District Court, D. Oregon, Mar 28, 2017); "Gamoran v. Neuberger Berman LLC" (District Court, S.D. New York, Nov 7, 2011); "Gamoran v. Neuberger Berman LLC" (District Court, D. Delaware, Aug 25, 2011). Some of these are name matches with a match estimate below 95% — check each docket.
What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.
Neuberger Berman Opportunistic Capital Solutions Fund (Cayman) LP (last filing Dec 10, 2021; $253,130,000 sold of $1,500,000,000); Neuberger Berman Principal Strategies PRIMA Fund LP (last filing Aug 6, 2021; $137,324,813 sold of $500,000,000); Neuberger Berman Principal Strategies PRIMA Cayman Fund LP (last filing Aug 6, 2021; $105,250,000 sold of $500,000,000); Neuberger Berman CLO Opportunity Offshore Fund LP (last filing Apr 12, 2021; $41,511,000 sold of $500,000,000); Neuberger Berman CLO Opportunity Fund LP (last filing Apr 12, 2021; $38,616,750 sold of $500,000,000); Neuberger Berman Special Situations Fund LP (last filing Sep 30, 2019; $0 sold of $500,000,000); and 1 more. Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
Shizugin TM Securities Co., Limited is listed as receiving sales compensation on 1 filing (Dec 15, 2025) with no FINRA CRD number given.
What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.
88 other issuers file from the same address — 48 member issuers (Capital Group Opportunistic Fund LLC; NB Diversified Arbitrage Fund L.P.; NB Diversified Arbitrage Fund II L.P.; …) · 35 other issuers file from the same address — 36 member issuers (NEUBERGER BERMAN HIGH INCOME FUND LLC; NEUBERGER BERMAN SECURITIES LENDING QUALITY FUND, LLC; NEUBERGER BERMAN MUNICIPAL ENHANCED CASH PORTFOLIO LLC; …) · 19 other issuers file from the same address — 5 member issuers (Neuberger Berman GTAA Fund I LP; NEUBERGER BERMAN GTAA FUND I, LTD; NEUBERGER BERMAN GTAA FUND II, LTD; …) · 13 other issuers file from the same address — Orchard Square Partners Credit Fund Ltd · 24 other issuers file from the same address — U.S. RESIDENTIAL OPPORTUNITY OFFSHORE FUND IV LP · and 2 more
What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.
The filing says the first sale was Aug 7, 2026. The Form D was filed Aug 25, 2026 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Oct 30, 2025. The Form D was filed Dec 15, 2025 — 46 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 31 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
No amendment in the last 12 months on an offering that may still be open — Kantor Private Opportunities IX LP (latest filing Oct 10, 2025) · No amendment in the last 12 months on an offering that may still be open — Neuberger PSG PRIMA IX LP (latest filing Sep 30, 2025) · No amendment in the last 12 months on an offering that may still be open — Neuberger Berman Emerging Market Debt - Hard Currency Fund LLC (latest filing Jul 14, 2025) · No amendment in the last 12 months on an offering that may still be open — Neuberger Berman SDS Enhanced Equity Fund (Feeder) LP (latest filing Jun 17, 2025) · No amendment in the last 12 months on an offering that may still be open — Neuberger Berman SDS Enhanced Equity Fund LP (latest filing Jun 17, 2025)
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
Joseph Amato appears on the Mar 26, 2025 Form D/A (executive officer) but not on the Mar 26, 2026 Form D/A for the same offering.
What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.
NB Strategic India Equity Fund GP LLC's role changed at Neuberger Berman Strategic India Equity Fund L.P.: promoter → executive officer · Joseph Amato's role changed at VANTAGE PARTNERS, L.P.: executive officer → executive officer, director · John Douglas Kramer's role changed at VANTAGE PARTNERS, L.P.: executive officer → executive officer, director · Joseph Amato's role changed at VANTAGE PARTNERS, L.P.: executive officer, director → executive officer · Kenneth deRegt's role changed at Neuberger Berman Emerging Market Debt Fund LLC: director → executive officer, director · and 12 more
What this means Roles on Form D are self-reported. Ask who runs the company today.
The Jul 8, 2025 filing lists a minimum of $5,000,000; the Jul 15, 2026 Form D/A lists $100,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
listed as "Ashok Bhatia" on 35 filings (from Apr 11, 2024), and "Ashok Kumar Bhatia" on 2 filings (from Apr 10, 2025), and "Ashok K. Bhatia" on 2 filings (from May 29, 2025).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
listed as "Joseph V. Amato" on 153 filings (from Jan 12, 2016), and "Joseph Amato" on 79 filings (from Apr 12, 2016).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
Address moved from New York, NY to Chicago, IL — Neuberger Berman Principal Strategies Offshore Fund L.P. · Address moved from New York, NY to Chicago, IL — Neuberger Berman Principal Strategies Fund L.P. · Address moved from Chicago, IL to New York, NY — NEUBERGER BERMAN RISK PARITY FUND LTD. · Address moved from Chicago, IL to New York, NY — Neuberger Berman Principal Strategies Offshore Fund L.P. · Address moved from Chicago, IL to New York, NY — Neuberger Berman Principal Strategies Fund L.P. · and 1 more
What this means Businesses move. If you were told one city and the forms say another, ask which is current.
CIK 1805566 (first filed Mar 6, 2020, New York, NY); CIK 1829981 (first filed Oct 27, 2020, Grand Cayman, Cayman Islands (as filed: E9)).
What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.
CIK 1617282 (first filed Aug 19, 2014, Grand Cayman, Cayman Islands (as filed: E9)); CIK 1772617 (first filed Apr 12, 2019, New York, NY).
What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.
CIK 1486038 (first filed Mar 10, 2010, New York, NY); CIK 1486037 (first filed Mar 10, 2010, Grand Cayman, Cayman Islands (as filed: E9)).
What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.
CIK 1424673 (first filed Feb 27, 2009, New York, NY); CIK 1372742 (first filed Feb 27, 2009, New York, NY).
What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.
Address on file is a registered agent / shared office — Neuberger PRIMA Generations Fund LP · Address on file is a registered agent / shared office — Neuberger Taiwan Equity Fund Ltd. · Address on file is a registered agent / shared office — NEUBERGER BERMAN RISK PARITY FUND LTD. · Address on file is a registered agent / shared office — Neuberger Berman Principal Strategies Offshore Fund L.P. · Address on file is a registered agent / shared office — Neuberger Berman Tactical Macro Enhanced Master Fund LP · and 4 more
What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.
Delaware (93), Cayman Islands (46), Guernsey (3), De (2), New York (2), E9 (1) — out of 147 member issuers. The odd ones out: NEUBERGER BERMAN GTAA FUND I, LTD (Cayman Islands); NEUBERGER BERMAN GTAA FUND II, LTD (Cayman Islands); LEHMAN BROTHERS MULTI-CAP LONG/SHORT FUND LP (De); NB PINE ROCK FUND LP (New York); Lehman Brothers Mortgage Opportunity Fund (Cayman) Ltd. (E9); Lehman Brothers Mortgage Opportunity Fund (Onshore) L.P. (De).
What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.
NY (67), IL (62), Cayman Islands (as filed: E9) (15), Guernsey (as filed: Y7) (3). 19 members use a registered-agent or shared-office address: LEHMAN BROTHERS MULTI-CAP LONG/SHORT FUND LP (399 Park Avenue, New York, NY); Orchard Square Partners Credit Fund Ltd (Citco Fund Services (Cayman Islands) Ltd, 89 Nexus Way, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)); NB Distressed Debt Investment Fund Ltd (Bnp Paribas House, St. Julian'S Avenue, St. Peter Port, Guernsey (as filed: Y7)); U.S. RESIDENTIAL OPPORTUNITY OFFSHORE FUND IV LP (Maples Corporate Services Limited, Ugland House, P.O. Box 309, Grand Cayman, Cayman Islands (as filed: E9)).
What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.
Issuer used a different name before — Neuberger PRIMA Generations Fund LP · Issuer used a different name before — VANTAGE GROWTH PARTNERS, L.P. · Issuer used a different name before — VANTAGE PARTNERS, L.P. · Issuer used a different name before — Neuberger Taiwan Equity Fund Ltd. · Issuer used a different name before — NEUBERGER BERMAN RISK PARITY FUND LTD. · and 8 more
What this means Match the CIK on your documents, not just the name.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 661 filings (work cap); older filings are not covered here. As of Oct 24, 2026.
41 of 164 offerings report sales commissions totalling $25,264,564; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Oct 9, 2026 D/A Neuberger Berman (PF) Strategic Multi-Sector Fixed Income Fund LLC File 021-375356 | $1,833,059 (est.) | $0 | $0 | N/A no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Sep 17, 2026 D Neuberger PRIMA Generations Fund LP File 021-597973 | $0 | $0 | $0 | NEUBERGER BERMAN BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Aug 25, 2026 D Grove Funding VI LLC File 021-595325 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 15, 2026 D/A Neuberger Berman Hedged Cryptocurrency Volatility Fund LLC File 021-408242 | $71,160 | $0 | $0 | N/A no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jul 14, 2026 D/A Neuberger Berman Emerging Market Debt Fund LLC File 021-217094 | $385,468 (est.) | $0 | $0 | N/A no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jul 14, 2026 D/A Neuberger Berman Short Duration Emerging Market Debt Fund LLC File 021-229812 | $282,640 (est.) | $0 | $0 | N/A no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jul 14, 2026 D/A Neuberger Berman U.S. Equity Index PutWrite Fund LLC File 021-280705 | $299,333 (est.) | $0 | $0 | N/A no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jul 14, 2026 D/A Neuberger Berman Emerging Market Debt - Local Currency Fund LLC File 021-358212 | $86,523 | $0 | $0 | N/A no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jul 14, 2026 D/A VANTAGE PARTNERS, L.P. File 021-405701 | $0 | $0 | $0 | N/A no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jul 14, 2026 D/A VANTAGE GROWTH PARTNERS, L.P. File 021-405698 | $0 | $0 | $0 | N/A no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jul 9, 2026 D Neuberger Taiwan Equity Fund Ltd. File 021-590123 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Jun 25, 2026 D/A Grove Funding IV LP File 021-503224 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 17, 2026 D/A Neuberger Berman Strategic India Equity Fund L.P. File 021-449589 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Jun 10, 2026 D/A NEUBERGER BERMAN RISK PARITY FUND LTD. File 021-223268 | $413,969 (est.) | $0 (est.) | $0 (est.) | None no CRD number reported via NEUBERGER BERMAN BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| May 29, 2026 D/A Strategic Partnership Fund NB LLC File 021-294274 | $1,020,096 (est.) | $0 | $0 | . no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| May 28, 2026 D/A Neuberger Berman CLO Evergreen Fund (Delaware) L.P. File 021-547436 | $8,544 (est.) | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| May 22, 2026 D/A Neuberger Berman Tactical Macro (Onshore) Fund LP File 021-425871 | $0 | $0 | $0 | N/A no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Apr 7, 2026 D/A AMADEUS PARTNERS L P File 021-83738-3N | $0 | $0 | $0 (est.) | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Apr 7, 2026 D/A NB ALL CAP ALPHA FUND LP File 021-118567 | $1,589,291 (est.) | $0 | $0 (est.) | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ via Neuberger Berman BD LLC (CRD 2908 ↗) Barclays Capital Inc. BrokerCheck CRD 19714 ↗ via Barclays Capital Inc. (CRD 19714 ↗) Purshe Kaplan Sterling Investments BrokerCheck CRD 35747 ↗ via Purshe Kaplan Sterling Investments (CRD 35747 ↗) Stifel, Nicholaus& Company BrokerCheck CRD 793 ↗ via Stifel, Nicholaus & Company (CRD 793 ↗) | EDGAR ↗ |
| Apr 7, 2026 D/A NB PINE ROCK FUND LP File 021-126836 | $0 (est.) | $0 | $0 (est.) | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ via Neuberger Berman BD LLC (CRD 2908 ↗) Barclays Capital Inc. BrokerCheck CRD 19714 ↗ via Barclays Capital Inc. (CRD 19714 ↗) Purshe Kaplan Sterling Investments BrokerCheck CRD 35747 ↗ via Purshe Kaplan Sterling Investments (CRD 35747 ↗) Stifel, Nicholaus & Company BrokerCheck CRD 793 ↗ via Stifel, Nicholaus & Company (CRD 793 ↗) | EDGAR ↗ |
| Apr 7, 2026 D/A NEUBERGER BERMAN HIGH INCOME FUND LLC File 021-65852 | $952,634 (est.) | $0 | $0 | N/A no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Apr 7, 2026 D/A Capital Group Opportunistic Fund LLC File 021-141606 | $0 (est.) | $0 | $0 (est.) | Barclays Capital Inc. BrokerCheck CRD 19714 ↗ via Barclays Capital Inc. (CRD 19714 ↗) Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Mar 26, 2026 D/A Neuberger Berman Risk Parity Fund LP File 021-337249 | $11,650 | $0 | $0 | NONE no CRD number reported via NEUBERGER BERMAN BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Mar 6, 2026 D Neuberger PSG PRIMA X LP File 021-575682 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Feb 24, 2026 D Neuberger PSG Prima XI LP File 021-574436 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Jan 28, 2026 D Kantor Private Opportunities X LP File 021-571403 | $775,479 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ | EDGAR ↗ |
| Jan 21, 2026 D/A Neuberger Berman Principal Strategies Fund L.P. File 021-274374 | $3,825 (est.) | $0 | $0 | n/a no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jan 21, 2026 D/A Neuberger Berman Principal Strategies Offshore Fund L.P. File 021-274382 | $193,409 (est.) | $0 | $0 | n/a no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jan 16, 2026 D/A Neuberger Berman Tactical Macro Enhanced Master Fund LP File 021-502122 | $0 | $0 | $0 | N/A no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jan 16, 2026 D/A Neuberger Berman Tactical Macro Enhanced (Offshore) Fund LP File 021-502124 | $8,389 | $0 | $0 | N/A no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jan 15, 2026 D Neuberger Berman CLO Evergreen Fund (Cayman) L.P. File 021-570086 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Jan 12, 2026 D/A Neuberger Berman Tactical Macro Enhanced (Onshore) Fund LP File 021-502119 | $0 | $0 | $0 | N/A no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Dec 15, 2025 D REDI Core Rated Note Series 3, a series trust of Neuberger Berman Real Estate Debt Income Fund Umbrella Unit Trust 1 File 021-566726 | $0 | $0 | $0 | Shizugin TM Securities Co., Limited no CRD number reported | EDGAR ↗ |
| Dec 4, 2025 D GROVE FUNDING V INC. File 021-565698 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 28, 2025 D/A Neuberger Berman Japan Equity Fund L.P. File 021-527965 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Oct 10, 2025 D Kantor Private Opportunities IX LP File 021-560417 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Sep 30, 2025 D Neuberger PSG PRIMA IX LP File 021-559260 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Jul 14, 2025 D/A Neuberger Berman Emerging Market Debt - Hard Currency Fund LLC File 021-402732 | $0 | $0 | $0 | N/A no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jun 17, 2025 D/A Neuberger Berman SDS Enhanced Equity Fund (Feeder) LP File 021-402987 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Jun 17, 2025 D/A Neuberger Berman SDS Enhanced Equity Fund LP File 021-402996 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| May 2, 2025 D/A Neuberger Berman Emerging Markets Equity Fund L.P. File 021-200212 | $1,368,667 (est.) | $0 | $0 | NEUBERGER BERMAN BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Apr 22, 2025 D/A Neuberger Berman Special Situations Fund III LP File 021-479547 | $294,549 (est.) | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Apr 16, 2025 D/A Kantor Private Opportunities VIII LP File 021-536748 | $531,999 | $0 | $0 | RAYMOND JAMES & ASSOCIATES, INC. BrokerCheck CRD 705 ↗ Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Dec 9, 2024 D Greene Street Funding III LP File 021-531501 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 12, 2024 D Capra Mortgage Inc. File 021-518610 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 20, 2024 D Kantor Private Opportunities VII LP File 021-516488 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| May 3, 2024 D/A Neuberger Berman International Small Cap Fund L.P. File 021-280295 | $0 | $0 | $0 | NEUBERGER BERMAN BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Apr 19, 2024 D Neuberger Berman Real Estate Debt Income Core Fund B LP File 021-511107 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Apr 17, 2024 D/A Neuberger Berman Loan Advisers Holdings IV (Cayman) LP File 021-479001 | $0 | $0 | $0 | Not applicable no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Apr 17, 2024 D/A Neuberger Berman Loan Advisers Holdings IV (Delaware) LP File 021-479002 | $0 | $0 | $0 | Not applicable no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Apr 15, 2024 D/A Neuberger Berman China A-Share Equity Fund L.P. File 021-419705 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Apr 11, 2024 D/A 590 Partners, L.P. File 021-195623 | $0 (est.) | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Apr 11, 2024 D/A HAS Partners Retirement Fund, L.P. File 021-199227 | $0 (est.) | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Apr 11, 2024 D/A HAS Partners Fund, L.P. File 021-207923 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Feb 13, 2024 D/A Neuberger Berman Loan Advisers Holdings III (Cayman) LP File 021-384939 | $284,206 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Dec 18, 2023 D REDI Core Rated Note Series 2, a series trust of Neuberger Berman Real Estate Debt Income Fund Umbrella Unit Trust 1 File 021-500024 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Dec 7, 2023 D Grove Funding III Inc. File 021-499088 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 29, 2023 D/A Grove Funding I Inc. File 021-457640 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 9, 2023 D Neuberger Berman Real Estate Debt Income Offshore Core Fund LP File 021-489256 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| May 4, 2023 D/A Neuberger Berman Emerging Markets Equity Select Fund L.P. File 021-362197 | $0 | $0 | $0 | NEUBERGER BERMAN BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| May 4, 2023 D/A Neuberger Berman Emerging Markets Equity Select Fund Ltd. File 021-378953 | $0 | $0 | $0 | NEUBERGER BERMAN BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Apr 28, 2023 D Neuberger Berman Special Situations Bedrock Fund LP File 021-480384 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Apr 27, 2023 D/A Neuberger Berman Income Plus Fund LP File 021-119696 | $1,128,450 (est.) | $0 | $0 (est.) | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ via Neuberger Berman BD LLC (CRD 2908 ↗) Barclays Capital Inc. BrokerCheck CRD 19714 ↗ via Barclays Capital Inc. (CRD 19714 ↗) Purshe Kaplan Sterling Investments BrokerCheck CRD 35747 ↗ via Purshe Kaplan Sterling Investments (CRD 35747 ↗) Stifel, Nicholaus & Company BrokerCheck CRD 793 ↗ via Stifel, Nicholaus & Company (CRD 793 ↗) Summit Trail Securities, LLC BrokerCheck CRD 285784 ↗ via Summit Trail Securities, LLC (CRD 285784 ↗) | EDGAR ↗ |
| Dec 5, 2022 D Grove Funding II Inc. File 021-466537 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 30, 2022 D/A NB Crossover & Partner Equity Fund I (Cayman) LP File 021-423300 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Nov 30, 2022 D/A NB Crossover & Partner Equity Fund I (Delaware) LP File 021-423301 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Nov 30, 2022 D/A NB Crossover & Partner Equity Master Fund I LP File 021-423302 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 15, 2022 D Neuberger Berman Principal Strategies PRIMA Co-Invest Fund VII LP File 021-437425 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Mar 8, 2022 D NB CAPE Co-Invest Fund III LP File 021-436381 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Mar 1, 2022 D/A Neuberger Berman Opportunistic Capital Solutions Fund (Delaware) LP File 021-361466 | $1,894,518 (est.) | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ Brooklands Capital Strategies BD, L.P. BrokerCheck CRD 281951 ↗ | EDGAR ↗ |
| Feb 1, 2022 D NB Cape Co-Invest Fund II LP File 021-431693 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Dec 20, 2021 D Neuberger Berman Principal Strategies PRIMA Co-Invest Fund VIII LP File 021-425902 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Dec 14, 2021 D NB Cape Co-Invest Fund I LP File 021-424831 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Dec 10, 2021 D/A Neuberger Berman Opportunistic Capital Solutions Fund (Cayman) LP File 021-382840 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ Brooklands Capital Strategies BD, LP BrokerCheck CRD 281951 ↗ | EDGAR ↗ |
| Aug 6, 2021 D/A Neuberger Berman Principal Strategies PRIMA Fund LP File 021-372650 | $35,000 | $0 | $0 | n/a no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Aug 6, 2021 D/A Neuberger Berman Principal Strategies PRIMA Cayman Fund LP File 021-372654 | $0 | $0 | $0 | n/a no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| May 21, 2021 D Neuberger Berman Principal Strategies PRIMA Co-Invest Fund VI LP File 021-400214 | $0 | $0 | $0 | n/a no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| May 14, 2021 D Neuberger Berman Principal Strategies PRIMA Co-Invest Fund I-B LP File 021-399418 | $0 | $0 | $0 | n/a no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| May 6, 2021 D Kantor Private Opportunities VI LP File 021-398498 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Apr 20, 2021 D Kantor Private Opportunities V LP File 021-396361 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Apr 12, 2021 D/A Neuberger Berman CLO Opportunity Fund LP File 021-364675 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Apr 12, 2021 D/A Neuberger Berman CLO Opportunity Offshore Fund LP File 021-364678 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Mar 22, 2021 D Kantor Private Opportunities IV LP File 021-393083 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Feb 5, 2021 D/A Neuberger Berman Global Equity Index PutWrite Fund LLC File 021-278557 | $45,511 (est.) | $0 | $0 | N/A no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jan 27, 2021 D Kantor Private Opportunities II LP File 021-387432 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Jan 19, 2021 D/A Neuberger Berman Principal Strategies PRIMA Co-Invest Fund III LP File 021-376579 | $0 | $0 | $0 | n/a no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jan 12, 2021 D Kantor Private Opportunities III LP File 021-386038 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Jan 11, 2021 D Neuberger Berman Principal Strategies PRIMA Co-Invest Fund IV LP File 021-385902 | $0 | $0 | $0 | n/a no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jan 6, 2021 D VANTAGE PARTNERS, L.P. File 021-385378 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Dec 28, 2020 D/A NB Diversified Arbitrage Fund II L.P. File 021-75875 | $6,116,838 (est.) | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | Barclays Capital Inc. BrokerCheck CRD 19714 ↗ UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ Morgan Stanley & Co. Incorporated BrokerCheck CRD 8209 ↗ Neuberger Berman LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Dec 28, 2020 D/A NB Diversified Arbitrage Fund L.P. File 021-52277 | $3,076,404 (est.) | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | Barclays Capital Inc. BrokerCheck CRD 19714 ↗ UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ Morgan Stanley & Co. Incorporated BrokerCheck CRD 8209 ↗ Neuberger Berman LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Dec 17, 2020 D/A Homeward Opportunities Fund LP File 021-353334 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Nov 25, 2020 D Kantor Private Opportunities I LP File 021-381520 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Oct 28, 2020 D Spartan Funding I LP File 021-379001 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 27, 2020 D NBOKS Co-Invest Fund I LP File 021-378943 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Oct 20, 2020 D/A Neuberger Berman Loan Advisers Holdings II (Cayman) LP File 021-352283 | $0 | $0 | $0 | Not applicable no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Oct 20, 2020 D/A Neuberger Berman Loan Advisers Holdings II LP File 021-352422 | $0 | $0 | $0 | Not applicable no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Oct 20, 2020 D Neuberger Berman Loan Advisers Holdings II (Delaware) LP File 021-378398 | $0 | $0 | $0 | Not applicable no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Aug 24, 2020 D Neuberger Berman Principal Strategies Co-Invest Fund I LP File 021-373926 | $0 | $0 | $0 | n/a no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Aug 24, 2020 D Neuberger Berman Principal Strategies Co-Invest Fund II LP File 021-373932 | $0 | $0 | $0 | n/a no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jul 10, 2020 D Neuberger Berman Special Situations Fund II LP File 021-370733 | $22,656 (est.) | $0 | $0 | n/a no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Apr 7, 2020 D Neuberger Berman Loan Advisers Sidecar (Delaware) LP File 021-364489 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 1908 ↗ | EDGAR ↗ |
| Apr 7, 2020 D Neuberger Berman Loan Advisers Sidecar (Cayman) LP File 021-364491 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Feb 5, 2020 D/A KARNAK PARTNERS L P File 021-256964 | $0 | $0 | $0 | n/a no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jan 14, 2020 D/A Neuberger Berman Senior Floating Rate Income Fund LLC File 021-196418 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 7, 2020 D VANTAGE PARTNERS, L.P. File 021-357373 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Sep 30, 2019 D Neuberger Berman Special Situations Fund LP File 021-350002 | $0 | $0 | $0 | n/a no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Sep 12, 2019 D/A Great Lake Funding I LP File 021-332614 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 19, 2019 D/A Greene Street Funding LP File 021-320201 | $0 | $0 | $0 | N/A no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jan 18, 2019 D/A Orchard Square Partners Credit Fund Ltd File 021-139410 | $429,249 (est.) | $0 | $0 | OCP Capital, LLC BrokerCheck CRD 143381 ↗ n/a no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jan 18, 2019 D/A Orchard Square Partners Credit Fund LP File 021-139416 | $24,433 (est.) | $0 | $0 | OCP Capital, LLC BrokerCheck CRD 143381 ↗ n/a no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jan 7, 2019 D VANTAGE PARTNERS, L.P. File 021-329815 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jul 13, 2018 D Fixed Income Opportunities NB LLC File 021-316789 | $600,000 (est.) | $0 | $0 | N/A no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jan 11, 2018 D VANTAGE PARTNERS, L.P. File 021-303003 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Dec 15, 2017 D/A Homeward Opportunities Fund I LP File 021-300821 | $0 | $0 | $0 | N/A no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Dec 15, 2017 D Homeward Opportunities Offshore Fund I LP File 021-300824 | $0 | $0 | $0 | N/A no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Aug 24, 2017 D/A NB Alpha Capture Fund L.P. File 021-223181 | $0 | $0 | $0 | Neuberger Berman BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Mar 6, 2017 D NBEC CLO XXIII SP File 021-281889 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 1, 2017 D Neuberger Berman Loan Advisers Holdings LP File 021-279800 | $0 | $0 | $0 | Not applicable no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Feb 1, 2017 D Neuberger Berman Loan Advisers Holdings (Cayman) LP File 021-279799 | $0 | $0 | $0 | Not applicable no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Feb 1, 2017 D Neuberger Berman Loan Advisers Holdings (Delaware) LP File 021-279798 | $0 | $0 | $0 | Not applicable no CRD number reported via Neuberger Berman BD LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jan 27, 2017 D/A NEUBERGER BERMAN MULTI-ASSET REAL RETURN PORTFOLIO OFFSHORE LTD. File 021-174985 | $0 (est.) | $0 (est.) | $0 | NEUBERGER BERMAN BD LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Jan 13, 2017 D VANTAGE PARTNERS, L.P. File 021-278388 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Nov 10, 2016 D NBEC CLO XXII SP File 021-274230 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 15, 2016 D NBEC CLO XXI SP File 021-265068 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 15, 2016 D VANTAGE GROWTH PARTNERS, L.P. File 021-255339 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 15, 2016 D VANTAGE PARTNERS, L.P. File 021-255340 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 4, 2016 D NBEC CLO XX SP File 021-254421 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 1, 2015 D NBEC CLO XIX SP File 021-248586 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Oct 1, 2015 D Fixed Income Opportunities NB LLC File 021-248552 | $125,000 (est.) | $0 | $0 | N/A no CRD number reported via Neuberger Berman LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jun 16, 2015 D/A NEUBERGER BERMAN COMMODITIES FUND I LTD. File 021-143607 | $6,333 (est.) | $0 (est.) | $0 (est.) | NEUBERGER BERMAN, LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Feb 11, 2015 D/A KARNAK PARTNERS L P File 021-90129-5N | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 11, 2015 D NBEC CLO XVIII SP File 021-233890 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jan 6, 2015 D VANTAGE PARTNERS, L.P. File 021-231523 | $0 | $0 | $0 Customary management fees are paid to the General Partner as disclosed in the offering materials. | None listed on this filing | EDGAR ↗ |
| Nov 26, 2014 D/A Canarsie Capital Fund, LP File 021-189242 | $0 (est.) | $0 (est.) | $0 (est.) Canarsie Capital GP, LLC and its affiliates receive customary management fees (based on the Issuer's net asset value) and performance allocations (based on the net income in respect of each limited partner's capital account). | None listed on this filing | EDGAR ↗ |
| Nov 26, 2014 D/A Canarsie Capital Fund Offshore, Ltd. File 021-207018 | $0 (est.) | $0 (est.) | $0 (est.) Canarsie Capital, LLC and its affiliates receive customary management fees (based on the Issuer's net asset value) and performance allocations (based on the net income in respect of each limited partner's capital account). | None listed on this filing | EDGAR ↗ |
| Jul 31, 2014 D NBEC CLO XVII SP File 021-222107 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| May 2, 2014 D/A NEUBERGER BERMAN MUNICIPAL ENHANCED CASH PORTFOLIO LLC File 021-92890 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 7, 2014 D NBEC CLO XVI SP File 021-215058 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jan 29, 2014 D U.S. RESIDENTIAL OPPORTUNITY FUND IV LP File 021-210893 | $0 | $0 | $0 | N/A no CRD number reported via Neuberger Berman LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jan 29, 2014 D U.S. RESIDENTIAL OPPORTUNITY OFFSHORE FUND IV LP File 021-210894 | $0 | $0 | $0 | N/A no CRD number reported via Neuberger Berman LLC (CRD 2908 ↗) | EDGAR ↗ |
| Jan 10, 2014 D VANTAGE PARTNERS, L.P. File 021-209743 | $0 | $0 | $0 Customary management fees are paid to the General Partner as disclosed in the offering materials. | None listed on this filing | EDGAR ↗ |
| Jan 10, 2014 D VANTAGE GROWTH PARTNERS, L.P. File 021-209746 | $0 | $0 | $0 Customary management fees are paid to the General Partner as disclosed in the offering materials. | None listed on this filing | EDGAR ↗ |
| Nov 7, 2013 D NBEC CLO XV SP File 021-206002 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jun 21, 2013 D NBEC CLO XIV SP File 021-198399 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jun 21, 2013 D NBEC CLO XII SP File 021-198403 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jun 21, 2013 D NBEC CLO XIII SP File 021-198407 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Jun 14, 2013 D/A Neuberger Berman GTAA Fund I LP File 021-93791 | $98,693 (est.) | $0 (est.) | $0 (est.) | Neuberger Berman, LLC BrokerCheck CRD 2908 ↗ UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ via UBS Financial Services Inc. (CRD 8174 ↗) Barclays Capital Inc. BrokerCheck CRD 19714 ↗ via Barclays Capital Inc. (CRD 19714 ↗) | EDGAR ↗ |
| Jun 14, 2013 D/A NEUBERGER BERMAN GTAA FUND II, LTD File 021-114422 | $0 (est.) | $0 (est.) | $0 (est.) | NEUBERGER BERMAN LLC BrokerCheck CRD 2908 ↗ BARCLAYS CAPITAL INC. BrokerCheck CRD 19714 ↗ | EDGAR ↗ |
| Jun 14, 2013 D/A NEUBERGER BERMAN GTAA FUND I, LTD File 021-113656 | $2,562 (est.) | $0 (est.) | $0 (est.) | NEUBERGER BERMAN LLC BrokerCheck CRD 2908 ↗ UBS FINANCIAL SERVICES INC. BrokerCheck CRD 8174 ↗ via UBS FINANCIAL SERVICES INC. (CRD 8174 ↗) BARCLAYS CAPITAL INC. BrokerCheck CRD 19714 ↗ via BARCLAYS CAPITAL INC. (CRD 19714 ↗) | EDGAR ↗ |
| Jun 14, 2013 D/A NEUBERGER BERMAN GTAA PENSION FUND I LTD. File 021-143603 | $6,924 (est.) | $0 (est.) | $0 (est.) | NEUBERGER BERMAN, LLC BrokerCheck CRD 2908 ↗ BARCLAYS CAPITAL INC. BrokerCheck CRD 19714 ↗ | EDGAR ↗ |
| Jun 6, 2013 D/A U.S. Residential Opportunity Fund I LLC File 021-176213 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 14, 2013 D VANTAGE GROWTH PARTNERS, L.P. File 021-190175 | $0 | $0 | $0 Customary management fees are paid to the General Partner as disclosed in the offering materials. | None listed on this filing | EDGAR ↗ |
| Jan 10, 2013 D VANTAGE PARTNERS, L.P. File 021-189950 | $0 | $0 | $0 Customary management fees are paid to the General Partner as disclosed in the offering materials. | None listed on this filing | EDGAR ↗ |
| Jan 13, 2012 D VANTAGE PARTNERS, L.P. File 021-171880 | $0 | $0 | $0 Customary management fees are paid to the General Partner as disclosed in the offering materials. | None listed on this filing | EDGAR ↗ |
| Jan 12, 2012 D/A NB Distressed Debt Fund LP File 021-153635 | $108,750 (est.) | $0 | $0 | Neuberger Berman LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| Jan 11, 2011 D VANTAGE PARTNERS, L.P. File 021-153460 | $0 | $0 | $0 Customary management fees are paid to the General Partner as disclosed in the offering materials. | None listed on this filing | EDGAR ↗ |
| Nov 9, 2010 D/A NB Distressed Debt Investment Fund Ltd File 021-143453 | $89,500 (est.) | $0 | $0 | Neuberger Berman LLC BrokerCheck CRD 2908 ↗ | EDGAR ↗ |
| May 12, 2010 D/A NEUBERGER BERMAN SECURITIES LENDING QUALITY FUND, LLC File 021-74692 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 18, 2010 D/A STRATEGIC COMMODITIES FUND III LLC File 021-127230 | $14,853 (est.) | $0 | $0 | UBS Financial Services, Inc. BrokerCheck CRD 8174 ↗ | EDGAR ↗ |
| Jan 19, 2010 D VANTAGE PARTNERS, L.P. File 021-82823-2N | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 7, 2009 D Lehman Brothers Mortgage Opportunity Fund (Onshore) L.P. File 021-130765 | $469,000 | $0 | $0 | Lehman Brothers Inc. BrokerCheck CRD 7506 ↗ via Lehman Brothers Inc. (CRD 7506 ↗) | EDGAR ↗ |
| May 7, 2009 D Lehman Brothers Mortgage Opportunity Fund (Cayman) Ltd. File 021-130766 | $105,000 | $0 | $0 | Lehman Brothers Inc. BrokerCheck CRD 7506 ↗ via Lehman Brothers Inc. (CRD 7506 ↗) | EDGAR ↗ |
| Mar 13, 2009 D/A LEHMAN BROTHERS MULTI-CAP LONG/SHORT FUND LP File 021-120303 | $450,000 (est.) | $0 | $0 (est.) EXPLANATION CONTINUATION FROM ITEM# 15... assets of $100 million from the inception of the Fund through the following year, or by receiving fees in varying amounts from the Fund. Such amounts could increase or decrease over the liefetime of the Fund. | Neuberger Berman, LLC BrokerCheck CRD 2908 ↗ via Neuberger Berman, LLC (CRD 2908 ↗) | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across all 147 issuers in this group — every filing in our index, latest filing per offering (SEC file number).
0 recorded documents and 0 ownership records matched to Neuberger Berman in the sources searched.
Not found in sources searched as of Oct 24, 2026, 9:24 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.
Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.
| Source | Issuer | Linked by | Location | Industry | Filings | Sold (max) | Investors | Min. investment (latest filing) | Active |
|---|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | NB Neuberger Berman GTAA Fund I LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address | New York, NY | Pooled Investment Fund | 7 | $24,239,715 | 36 | $100,000 | 2009–2013 |
| EDGAR ↗ | NB NEUBERGER BERMAN GTAA FUND I, LTD | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 5 | $34,144,732 | 6 | $100,000 | 2009–2013 |
| EDGAR ↗ | NB NEUBERGER BERMAN GTAA FUND II, LTD | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 5 | $25,000,000 | 2 | $100,000 | 2009–2013 |
| EDGAR ↗ | AP AMADEUS PARTNERS L P | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 21 | $57,270,115 offering Indefinite · similar: $155,000–$5,250,000 | 105 similar: 4–27 | $50,000 similar: $1,000–$100,000 | 2009–2026 |
| EDGAR ↗ | NP NB PINE ROCK FUND LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 18 | $26,138,413 offering Indefinite · similar: $155,000–$5,250,000 | 52 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2009–2026 |
| EDGAR ↗ | NA NB ALL CAP ALPHA FUND LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 23 | $63,760,693 offering Indefinite · similar: $155,000–$5,250,000 | 45 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2009–2026 |
| EDGAR ↗ | LB LEHMAN BROTHERS MULTI-CAP LONG/SHORT FUND LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $6,150,000 | 4 | $500,000 | 2009–2009 |
| EDGAR ↗ | LB Lehman Brothers Mortgage Opportunity Fund (Cayman) Ltd. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | Chicago, IL | Pooled Investment Fund | 1 | $46,900,000 | 4 | $250,000 | 2009–2009 |
| EDGAR ↗ | LB Lehman Brothers Mortgage Opportunity Fund (Onshore) L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | Chicago, IL | Pooled Investment Fund | 1 | $44,572,000 | 57 | $250,000 | 2009–2009 |
| EDGAR ↗ | NB NEUBERGER BERMAN SECURITIES LENDING QUALITY FUND, LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | CHICAGO, IL | Pooled Investment Fund | 2 | $798,828,002 | 31 | No minimum reported | 2009–2010 |
| EDGAR ↗ | NB NEUBERGER BERMAN MUNICIPAL ENHANCED CASH PORTFOLIO LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | CHICAGO, IL | Pooled Investment Fund | 6 | $1,445,302,326 offering Indefinite · similar: $155,000–$5,250,000 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2009–2014 |
| EDGAR ↗ | NB NEUBERGER BERMAN HIGH INCOME FUND LLC | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | CHICAGO, IL | Pooled Investment Fund | 27 | $2,182,641,734 offering Indefinite · similar: $155,000–$5,250,000 | 82 similar: 4–27 | $20,000,000 similar: $1,000–$100,000 | 2009–2026 |
| EDGAR ↗ | NB Neuberger Berman Income Plus Fund LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 19 | $130,523,812 offering Indefinite · similar: $155,000–$5,250,000 | 133 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2009–2023 |
| EDGAR ↗ | VP VANTAGE PARTNERS, L.P. | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 19 | $13,484,644 offering Indefinite · similar: $155,000–$5,250,000 | 13 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2010–2026 |
| EDGAR ↗ | SC STRATEGIC COMMODITIES FUND III LLC | shared people | NEW YORK, NY | Pooled Investment Fund | 1 | $13,816,472 | 18 | $500,000 | 2010–2010 |
| EDGAR ↗ | KP KARNAK PARTNERS L P | shared principal (person on 60+ issuers) at the same address or management entity, same business address | New York, NY | Pooled Investment Fund | 11 | $297,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 52 similar: 4–27 | $500,000 similar: $1,000–$100,000 | 2010–2020 |
| EDGAR ↗ | OS Orchard Square Partners Credit Fund Ltd | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names | Grand Cayman, Cayman Islands (as filed: E9) | Pooled Investment Fund | 10 | $884,811,955 offering Indefinite · similar: $155,000–$5,250,000 | 999 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2010–2019 |
| EDGAR ↗ | OS Orchard Square Partners Credit Fund LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | New York, NY | Pooled Investment Fund | 10 | $193,753,855 offering Indefinite · similar: $155,000–$5,250,000 | 152 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2010–2019 |
| EDGAR ↗ | ND NB Diversified Arbitrage Fund L.P. | shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 14 | $677,960,559 offering Indefinite · similar: $155,000–$5,250,000 | 556 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2010–2020 |
| EDGAR ↗ | ND NB Diversified Arbitrage Fund II L.P. | shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 14 | $477,969,525 offering Indefinite · similar: $155,000–$5,250,000 | 556 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2010–2020 |
| EDGAR ↗ | CG Capital Group Opportunistic Fund LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 18 | $5,401,509 offering Indefinite · similar: $155,000–$5,250,000 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2010–2026 |
| EDGAR ↗ | ND NB Distressed Debt Investment Fund Ltd | shared people | ST. PETER PORT, Guernsey (as filed: Y7) | Pooled Investment Fund | 2 | $5,706,000 | 9 | $100,000 | 2010–2010 |
| EDGAR ↗ | NB NEUBERGER BERMAN GTAA PENSION FUND I LTD. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 4 | $50,600,231 | 3 | $100,000 | 2010–2013 |
| EDGAR ↗ | NB NEUBERGER BERMAN COMMODITIES FUND I LTD. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 8 | $39,356,456 offering Indefinite · similar: $155,000–$5,250,000 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2010–2015 |
| EDGAR ↗ | ND NB Distressed Debt Fund LP | shared people, same business address | CHICAGO, IL | Pooled Investment Fund | 3 | $7,500,000 | 3 | $2,000,000 | 2011–2012 |
| EDGAR ↗ | NB NEUBERGER BERMAN MULTI-ASSET REAL RETURN PORTFOLIO OFFSHORE LTD. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address | CHICAGO, IL | Pooled Investment Fund | 6 | $146,971,500 offering Indefinite · similar: $155,000–$5,250,000 | 3 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2012–2017 |
| EDGAR ↗ | US U.S. Residential Opportunity Fund I LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address | CHICAGO, IL | Pooled Investment Fund | 4 | $355,010,000 | 1 | $50,000,000 | 2012–2013 |
| EDGAR ↗ | CC Canarsie Capital Fund, LP | shared people, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 3 | $75,029,757 offering Indefinite · similar: $155,000–$5,250,000 | 41 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2013–2014 |
| EDGAR ↗ | VG VANTAGE GROWTH PARTNERS, L.P. | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 10 | $17,528,322 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2013–2026 |
| EDGAR ↗ | 5P 590 Partners, L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 14 | $13,674,995 offering Indefinite · similar: $155,000–$5,250,000 | 20 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2013–2024 |
| EDGAR ↗ | NB Neuberger Berman Senior Floating Rate Income Fund LLC | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | CHICAGO, IL | Pooled Investment Fund | 7 | $619,407,353 offering Indefinite · similar: $155,000–$5,250,000 | 3 similar: 4–27 | $20,000,000 similar: $1,000–$100,000 | 2013–2020 |
| EDGAR ↗ | NC NBEC CLO XIV SP | shared people, same business address, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 1 | $1,840,000 | 15 | $50,000 | 2013–2013 |
| EDGAR ↗ | NC NBEC CLO XII SP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 1 | $3,641,241 | 22 | $50,000 | 2013–2013 |
| EDGAR ↗ | NC NBEC CLO XIII SP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | Chicago, IL | Pooled Investment Fund | 1 | $3,135,613 | 21 | $50,000 | 2013–2013 |
| EDGAR ↗ | HP HAS Partners Retirement Fund, L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 14 | $5,449,006 offering Indefinite · similar: $155,000–$5,250,000 | 22 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2013–2024 |
| EDGAR ↗ | NB Neuberger Berman Emerging Markets Equity Fund L.P. | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 14 | $873,221,051 offering Indefinite · similar: $155,000–$5,250,000 | 14 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2013–2025 |
| EDGAR ↗ | NC NBEC CLO XV SP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 1 | $890,000 offering $890,000 · similar: $155,000–$5,250,000 | 8 similar: 4–27 | $25,000 similar: $1,000–$100,000 | 2013–2013 |
| EDGAR ↗ | CC Canarsie Capital Fund Offshore, Ltd. | shared people, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $9,813,272 offering Indefinite · similar: $155,000–$5,250,000 | 5 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2013–2014 |
| EDGAR ↗ | HP HAS Partners Fund, L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 14 | $3,192,480 offering Indefinite · similar: $155,000–$5,250,000 | 16 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2013–2024 |
| EDGAR ↗ | US U.S. RESIDENTIAL OPPORTUNITY OFFSHORE FUND IV LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity | GRAND CAYMAN, Cayman Islands (as filed: E9) | Pooled Investment Fund | 1 | $5,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 6 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2014–2014 |
| EDGAR ↗ | US U.S. RESIDENTIAL OPPORTUNITY FUND IV LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | CHICAGO, IL | Pooled Investment Fund | 1 | $117,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2014–2014 |
| EDGAR ↗ | NC NBEC CLO XVI SP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 1 | $1,696,600 offering $1,696,600 · similar: $155,000–$5,250,000 | 10 similar: 4–27 | $25,000 similar: $1,000–$100,000 | 2014–2014 |
| EDGAR ↗ | NB Neuberger Berman Emerging Market Debt Fund LLC | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 17 | $463,015,468 offering Indefinite · similar: $155,000–$5,250,000 | 25 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2014–2026 |
| EDGAR ↗ | NC NBEC CLO XVII SP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 1 | $1,681,580 offering $1,681,580 · similar: $155,000–$5,250,000 | 7 similar: 4–27 | $25,000 similar: $1,000–$100,000 | 2014–2014 |
| EDGAR ↗ | NB NEUBERGER BERMAN RISK PARITY FUND LTD. | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names | GRAND CAYMAN, Cayman Islands (as filed: E9) | Pooled Investment Fund | 16 | $790,036,329 offering Indefinite · similar: $155,000–$5,250,000 | 6 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2014–2026 |
| EDGAR ↗ | NA NB Alpha Capture Fund L.P. | shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | New York, NY | Pooled Investment Fund | 4 | $6,451,000 offering Indefinite · similar: $155,000–$5,250,000 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2014–2017 |
| EDGAR ↗ | NB Neuberger Berman Short Duration Emerging Market Debt Fund LLC | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 15 | $457,271,000 offering Indefinite · similar: $155,000–$5,250,000 | 7 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2014–2026 |
| EDGAR ↗ | NC NBEC CLO XVIII SP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 1 | $900,000 offering $900,000 · similar: $155,000–$5,250,000 | 6 similar: 4–27 | $25,000 similar: $1,000–$100,000 | 2015–2015 |
| EDGAR ↗ | NC NBEC CLO XIX SP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 1 | $820,000 offering $820,000 · similar: $155,000–$5,250,000 | 7 similar: 4–27 | $25,000 similar: $1,000–$100,000 | 2015–2015 |
| EDGAR ↗ | FI Fixed Income Opportunities NB LLC | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 2 | $1,000,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2015–2018 |
| EDGAR ↗ | NC NBEC CLO XX SP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 1 | $380,000 offering $380,000 · similar: $155,000–$5,250,000 | 7 similar: 4–27 | $25,000 similar: $1,000–$100,000 | 2016–2016 |
| EDGAR ↗ | NC NBEC CLO XXI SP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 1 | $445,889 offering $445,889 · similar: $155,000–$5,250,000 | 9 similar: 4–27 | $25,000 similar: $1,000–$100,000 | 2016–2016 |
| EDGAR ↗ | NC NBEC CLO XXII SP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 1 | $423,750 offering $423,750 · similar: $155,000–$5,250,000 | 7 similar: 4–27 | $50,000 similar: $1,000–$100,000 | 2016–2016 |
| EDGAR ↗ | NB Neuberger Berman Principal Strategies Offshore Fund L.P. | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity | Grand Cayman, Cayman Islands (as filed: E9) | Pooled Investment Fund | 11 | $197,651,000 offering Indefinite · similar: $155,000–$5,250,000 | 10 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2016–2026 |
| EDGAR ↗ | NB Neuberger Berman Principal Strategies Fund L.P. | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Chicago, IL | Pooled Investment Fund | 11 | $60,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 21 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2016–2026 |
| EDGAR ↗ | NB Neuberger Berman Global Equity Index PutWrite Fund LLC | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 8 | $62,001,000 offering Indefinite · similar: $155,000–$5,250,000 | 3 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2017–2021 |
| EDGAR ↗ | NB Neuberger Berman Loan Advisers Holdings LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | CHICAGO, IL | Other Banking and Financial Services | 1 | $81,500,000 offering Indefinite · similar: $2,144,500–$20,220,000 | 3 similar: 2–24 | $5,000,000 similar: $10,000–$100,000 | 2017–2017 |
| EDGAR ↗ | NB Neuberger Berman Loan Advisers Holdings (Cayman) LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | CHICAGO, IL | Other Banking and Financial Services | 1 | $18,500,000 offering Indefinite · similar: $2,144,500–$20,220,000 | 2 similar: 2–24 | $5,000,000 similar: $10,000–$100,000 | 2017–2017 |
| EDGAR ↗ | NB Neuberger Berman Loan Advisers Holdings (Delaware) LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | CHICAGO, IL | Other Banking and Financial Services | 1 | $48,000,000 offering Indefinite · similar: $2,144,500–$20,220,000 | 6 similar: 2–24 | $5,000,000 similar: $10,000–$100,000 | 2017–2017 |
| EDGAR ↗ | NB Neuberger Berman International Small Cap Fund L.P. | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 9 | $1,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2017–2024 |
| EDGAR ↗ | NB Neuberger Berman U.S. Equity Index PutWrite Fund LLC | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 19 | $2,166,336,567 offering Indefinite · similar: $155,000–$5,250,000 | 74 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2017–2026 |
| EDGAR ↗ | NC NBEC CLO XXIII SP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 1 | $846,500 offering $846,500 · similar: $155,000–$5,250,000 | 10 similar: 4–27 | $50,000 similar: $1,000–$100,000 | 2017–2017 |
| EDGAR ↗ | SP Strategic Partnership Fund NB LLC | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 11 | $1,220,536,577 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2017–2026 |
| EDGAR ↗ | HO Homeward Opportunities Fund I LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 2 | $200,000,000 offering $400,000,000 · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2017–2017 |
| EDGAR ↗ | HO Homeward Opportunities Offshore Fund I LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 2 | $200,000,000 offering $400,000,000 · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2017–2017 |
| EDGAR ↗ | GS Greene Street Funding LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 2 | $806,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2018–2019 |
| EDGAR ↗ | GL Great Lake Funding I LP | shared people, same person name on both filings, same business address | CHICAGO, IL | Pooled Investment Fund | 2 | $650,000,000 offering $650,000,000 · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2019–2019 |
| EDGAR ↗ | NB Neuberger Berman Risk Parity Fund LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 8 | $503,741,000 offering Indefinite · similar: $155,000–$5,250,000 | 5 similar: 4–27 | $250,000 similar: $1,000–$100,000 | 2019–2026 |
| EDGAR ↗ | NB Neuberger Berman Special Situations Fund LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity | Grand Cayman, Cayman Islands (as filed: E9) | Pooled Investment Fund | 1 | $0 offering $500,000,000 · similar: $155,000–$5,250,000 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2019–2019 |
| EDGAR ↗ | NB Neuberger Berman Loan Advisers Holdings II (Cayman) LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | CHICAGO, IL | Other Banking and Financial Services | 2 | $141,701,000 offering Indefinite · similar: $2,144,500–$20,220,000 | 15 similar: 2–24 | $5,000,000 similar: $10,000–$100,000 | 2019–2020 |
| EDGAR ↗ | NB Neuberger Berman Loan Advisers Holdings II LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | CHICAGO, IL | Other Banking and Financial Services | 2 | $205,470,000 offering Indefinite · similar: $2,144,500–$20,220,000 | 2 similar: 2–24 | $5,000,000 similar: $10,000–$100,000 | 2019–2020 |
| EDGAR ↗ | HO Homeward Opportunities Fund LP | shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 2 | $441,500,000 offering Indefinite · similar: $155,000–$5,250,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2019–2020 |
| EDGAR ↗ | NB Neuberger Berman Emerging Market Debt - Local Currency Fund LLC | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 9 | $75,001,000 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2020–2026 |
| EDGAR ↗ | NB Neuberger Berman Opportunistic Capital Solutions Fund (Delaware) LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | New York, NY | Pooled Investment Fund | 4 | $1,669,500,000 offering $2,200,000,000 · similar: $155,000–$5,250,000 | 549 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2020–2022 |
| EDGAR ↗ | NB Neuberger Berman Emerging Markets Equity Select Fund L.P. | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 5 | $4,001,000 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2020–2023 |
| EDGAR ↗ | NB Neuberger Berman Loan Advisers Sidecar (Cayman) LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | CHICAGO, IL | Other Banking and Financial Services | 1 | $0 offering Indefinite · similar: $2,144,500–$20,220,000 | 0 similar: 2–24 | No minimum reported similar: $10,000–$100,000 | 2020–2020 |
| EDGAR ↗ | NB Neuberger Berman Loan Advisers Sidecar (Delaware) LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | CHICAGO, IL | Other Banking and Financial Services | 1 | $0 offering Indefinite · similar: $2,144,500–$20,220,000 | 0 similar: 2–24 | No minimum reported similar: $10,000–$100,000 | 2020–2020 |
| EDGAR ↗ | NB Neuberger Berman CLO Opportunity Fund LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Chicago, IL | Pooled Investment Fund | 2 | $38,616,750 offering $500,000,000 · similar: $155,000–$5,250,000 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2020–2021 |
| EDGAR ↗ | NB Neuberger Berman CLO Opportunity Offshore Fund LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity | Grand Cayman, Cayman Islands (as filed: E9) | Pooled Investment Fund | 2 | $41,511,000 offering $500,000,000 · similar: $155,000–$5,250,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2020–2021 |
| EDGAR ↗ | NB Neuberger Berman Special Situations Fund II LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | St Peter Port, Guernsey (as filed: Y7) | Pooled Investment Fund | 1 | $262,550,000 offering $500,000,000 · similar: $155,000–$5,250,000 | 9 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2020–2020 |
| EDGAR ↗ | NB Neuberger Berman Principal Strategies PRIMA Cayman Fund LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity | Grand Cayman, Cayman Islands (as filed: E9) | Pooled Investment Fund | 2 | $105,250,000 offering $500,000,000 · similar: $155,000–$5,250,000 | 6 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2020–2021 |
| EDGAR ↗ | NB Neuberger Berman Principal Strategies PRIMA Fund LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Chicago, IL | Pooled Investment Fund | 2 | $137,324,813 offering $500,000,000 · similar: $155,000–$5,250,000 | 39 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2020–2021 |
| EDGAR ↗ | NB Neuberger Berman Principal Strategies Co-Invest Fund I LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Chicago, IL | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2020–2020 |
| EDGAR ↗ | NB Neuberger Berman Principal Strategies Co-Invest Fund II LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Chicago, IL | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2020–2020 |
| EDGAR ↗ | NB Neuberger Berman (PF) Strategic Multi-Sector Fixed Income Fund LLC | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 8 | $1,240,203,109 offering Indefinite · similar: $155,000–$5,250,000 | 32 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2020–2026 |
| EDGAR ↗ | NB Neuberger Berman Principal Strategies PRIMA Co-Invest Fund III LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Chicago, IL | Pooled Investment Fund | 2 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2020–2021 |
| EDGAR ↗ | NB Neuberger Berman Loan Advisers Holdings II (Delaware) LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | CHICAGO, IL | Other Banking and Financial Services | 1 | $205,460,000 offering Indefinite · similar: $2,144,500–$20,220,000 | 11 similar: 2–24 | $5,000,000 similar: $10,000–$100,000 | 2020–2020 |
| EDGAR ↗ | NC NBOKS Co-Invest Fund I LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address | New York, NY | Pooled Investment Fund | 1 | $8,700,000 offering $8,700,000 · similar: $155,000–$5,250,000 | 47 similar: 4–27 | $25,000 similar: $1,000–$100,000 | 2020–2020 |
| EDGAR ↗ | NB Neuberger Berman Emerging Markets Equity Select Fund Ltd. | shared people, same person name on both filings | GRAND CAYMAN, Cayman Islands (as filed: E9) | Pooled Investment Fund | 5 | $193,182,039 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2020–2023 |
| EDGAR ↗ | SF Spartan Funding I LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address | CHICAGO, IL | Pooled Investment Fund | 1 | $200,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2020–2020 |
| EDGAR ↗ | KP Kantor Private Opportunities I LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | New York, NY | Pooled Investment Fund | 1 | $14,895,000 offering Indefinite · similar: $155,000–$5,250,000 | 56 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2020–2020 |
| EDGAR ↗ | NB Neuberger Berman Opportunistic Capital Solutions Fund (Cayman) LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity | Grand Cayman, Cayman Islands (as filed: E9) | Pooled Investment Fund | 2 | $253,130,000 offering $1,500,000,000 · similar: $155,000–$5,250,000 | 97 similar: 4–27 | $50,000 similar: $1,000–$100,000 | 2020–2021 |
| EDGAR ↗ | NB Neuberger Berman Loan Advisers Holdings III (Cayman) LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 4 | $40,612,800 offering Indefinite · similar: $155,000–$5,250,000 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2020–2024 |
| EDGAR ↗ | NB Neuberger Berman Principal Strategies PRIMA Co-Invest Fund IV LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Chicago, IL | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2021–2021 |
| EDGAR ↗ | KP Kantor Private Opportunities III LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | New York, NY | Pooled Investment Fund | 1 | $21,074,803 offering Indefinite · similar: $155,000–$5,250,000 | 95 similar: 4–27 | $150,000 similar: $1,000–$100,000 | 2021–2021 |
| EDGAR ↗ | KP Kantor Private Opportunities II LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | New York, NY | Pooled Investment Fund | 1 | $26,300,000 offering Indefinite · similar: $155,000–$5,250,000 | 86 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2021–2021 |
| EDGAR ↗ | KP Kantor Private Opportunities IV LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | New York, NY | Pooled Investment Fund | 1 | $123,725,000 offering Indefinite · similar: $155,000–$5,250,000 | 151 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2021–2021 |
| EDGAR ↗ | KP Kantor Private Opportunities V LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | New York, NY | Pooled Investment Fund | 1 | $25,335,000 offering Indefinite · similar: $155,000–$5,250,000 | 129 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2021–2021 |
| EDGAR ↗ | KP Kantor Private Opportunities VI LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | New York, NY | Pooled Investment Fund | 1 | $69,423,750 offering Indefinite · similar: $155,000–$5,250,000 | 157 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2021–2021 |
| EDGAR ↗ | NB Neuberger Berman Principal Strategies PRIMA Co-Invest Fund I-B LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Chicago, IL | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2021–2021 |
| EDGAR ↗ | NB Neuberger Berman Principal Strategies PRIMA Co-Invest Fund VI LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Chicago, IL | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2021–2021 |
| EDGAR ↗ | NB Neuberger Berman Emerging Market Debt - Hard Currency Fund LLC | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 6 | $320,551,000 offering Indefinite · similar: $155,000–$5,250,000 | 21 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2021–2025 |
| EDGAR ↗ | NB Neuberger Berman SDS Enhanced Equity Fund (Feeder) LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity | Grand Cayman, Cayman Islands (as filed: E9) | Pooled Investment Fund | 5 | $79,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2021–2025 |
| EDGAR ↗ | NB Neuberger Berman SDS Enhanced Equity Fund LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity | Grand Cayman, Cayman Islands (as filed: E9) | Pooled Investment Fund | 5 | $132,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2021–2025 |
| EDGAR ↗ | NB Neuberger Berman Hedged Cryptocurrency Volatility Fund LLC | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 6 | $64,426,020 offering Indefinite · similar: $155,000–$5,250,000 | 73 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2021–2026 |
| EDGAR ↗ | NB Neuberger Berman China A-Share Equity Fund L.P. | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address | New York, NY | Pooled Investment Fund | 4 | $2,001,000 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2021–2024 |
| EDGAR ↗ | NC NB Crossover & Partner Equity Fund I (Cayman) LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $35,595,000 offering Indefinite · similar: $155,000–$5,250,000 | 47 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2021–2022 |
| EDGAR ↗ | NC NB Crossover & Partner Equity Fund I (Delaware) LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $319,555,500 offering Indefinite · similar: $155,000–$5,250,000 | 389 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2021–2022 |
| EDGAR ↗ | NC NB Crossover & Partner Equity Master Fund I LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $355,150,500 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2021–2022 |
| EDGAR ↗ | NC NB Cape Co-Invest Fund I LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $11,880,000 offering $11,880,000 · similar: $155,000–$5,250,000 | 31 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2021–2021 |
| EDGAR ↗ | NB Neuberger Berman Tactical Macro (Onshore) Fund LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 6 | $10,400,000 offering Indefinite · similar: $155,000–$5,250,000 | 10 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2021–2026 |
| EDGAR ↗ | NB Neuberger Berman Principal Strategies PRIMA Co-Invest Fund VIII LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Chicago, IL | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2021–2021 |
| EDGAR ↗ | NC NB Cape Co-Invest Fund II LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $24,825,000 offering $24,825,000 · similar: $155,000–$5,250,000 | 17 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2022–2022 |
| EDGAR ↗ | NC NB CAPE Co-Invest Fund III LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $9,405,000 offering $9,405,000 · similar: $155,000–$5,250,000 | 37 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2022–2022 |
| EDGAR ↗ | NB Neuberger Berman Principal Strategies PRIMA Co-Invest Fund VII LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Chicago, IL | Pooled Investment Fund | 1 | $11,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2022–2022 |
| EDGAR ↗ | NB Neuberger Berman Strategic India Equity Fund L.P. | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address | New York, NY | Pooled Investment Fund | 6 | $3,401,000 offering Indefinite · similar: $155,000–$5,250,000 | 6 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2022–2026 |
| EDGAR ↗ | GF Grove Funding I Inc. | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 2 | $400,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2022–2023 |
| EDGAR ↗ | GF Grove Funding II Inc. | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 1 | $500,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2022–2022 |
| EDGAR ↗ | NB Neuberger Berman Loan Advisers Holdings IV (Cayman) LP | shared people, same person name on both filings, shared management entity, same business address | CHICAGO, IL | Pooled Investment Fund | 2 | $162,426,000 offering Indefinite · similar: $155,000–$5,250,000 | 49 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2023–2024 |
| EDGAR ↗ | NB Neuberger Berman Loan Advisers Holdings IV (Delaware) LP | shared people, same person name on both filings, shared management entity, same business address | CHICAGO, IL | Pooled Investment Fund | 2 | $50,940,000 offering Indefinite · similar: $155,000–$5,250,000 | 27 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2023–2024 |
| EDGAR ↗ | NB Neuberger Berman Special Situations Fund III LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | St Peter Port, Guernsey (as filed: Y7) | Pooled Investment Fund | 3 | $512,550,000 offering $750,000,000 · similar: $155,000–$5,250,000 | 11 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2023–2025 |
| EDGAR ↗ | NB Neuberger Berman Special Situations Bedrock Fund LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | Chicago, IL | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2023–2023 |
| EDGAR ↗ | NB Neuberger Berman Real Estate Debt Income Offshore Core Fund LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address | CHICAGO, IL | Pooled Investment Fund | 1 | $9,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2023–2023 |
| EDGAR ↗ | GF Grove Funding III Inc. | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 1 | $50,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2023–2023 |
| EDGAR ↗ | RC REDI Core Rated Note Series 2, a series trust of Neuberger Berman Real Estate Debt Income Fund Umbrella Unit Trust 1 | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 1 | $97,760,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2023–2023 |
| EDGAR ↗ | NB Neuberger Berman Tactical Macro Enhanced (Onshore) Fund LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 3 | $7,210,000 offering Indefinite · similar: $155,000–$5,250,000 | 9 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2024–2026 |
| EDGAR ↗ | NB Neuberger Berman Tactical Macro Enhanced (Offshore) Fund LP | shared people, same person name on both filings | GRAND CAYMAN, Cayman Islands (as filed: E9) | Pooled Investment Fund | 3 | $24,010,000 offering Indefinite · similar: $155,000–$5,250,000 | 4 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2024–2026 |
| EDGAR ↗ | NB Neuberger Berman Tactical Macro Enhanced Master Fund LP | shared people, same person name on both filings | GRAND CAYMAN, Cayman Islands (as filed: E9) | Pooled Investment Fund | 3 | $31,220,000 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2024–2026 |
| EDGAR ↗ | GF Grove Funding IV LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 3 | $940,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2024–2026 |
| EDGAR ↗ | NB Neuberger Berman Real Estate Debt Income Core Fund B LP | shared people, same person name on both filings, similar issuer names, director listed on many unrelated issuers (not used to group) | CHICAGO, IL | Pooled Investment Fund | 1 | $2,300,000 offering Indefinite · similar: $500,000–$16,420,250 | 3 similar: 2–28 | $100,000 similar: $5,000–$100,000 | 2024–2024 |
| EDGAR ↗ | KP Kantor Private Opportunities VII LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $30,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 26 similar: 4–27 | $150,000 similar: $1,000–$100,000 | 2024–2024 |
| EDGAR ↗ | CM Capra Mortgage Inc. | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address | CHICAGO, IL | Pooled Investment Fund | 1 | $180,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2024–2024 |
| EDGAR ↗ | NB Neuberger Berman Japan Equity Fund L.P. | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address | New York, NY | Pooled Investment Fund | 2 | $3,001,000 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2024–2025 |
| EDGAR ↗ | GS Greene Street Funding III LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names, director listed on many unrelated issuers (not used to group) | CHICAGO, IL | Pooled Investment Fund | 1 | $50,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2024–2024 |
| EDGAR ↗ | KP Kantor Private Opportunities VIII LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $58,735,928 offering Indefinite · similar: $155,000–$5,250,000 | 110 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2025–2025 |
| EDGAR ↗ | NB Neuberger Berman CLO Evergreen Fund (Delaware) L.P. | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address | New York, NY | Pooled Investment Fund | 2 | $32,001,000 offering Indefinite · similar: $155,000–$5,250,000 | 11 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2025–2026 |
| EDGAR ↗ | NP Neuberger PSG PRIMA IX LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $27,097,051 offering Indefinite · similar: $155,000–$5,250,000 | 70 similar: 4–27 | $200,000 similar: $1,000–$100,000 | 2025–2025 |
| EDGAR ↗ | KP Kantor Private Opportunities IX LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $15,717,344 offering Indefinite · similar: $155,000–$5,250,000 | 44 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2025–2025 |
| EDGAR ↗ | GF GROVE FUNDING V INC. | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2025–2025 |
| EDGAR ↗ | RC REDI Core Rated Note Series 3, a series trust of Neuberger Berman Real Estate Debt Income Fund Umbrella Unit Trust 1 | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 1 | $50,000,000 offering $3,000,000,000 · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $650,000 similar: $1,000–$100,000 | 2025–2025 |
| EDGAR ↗ | NB Neuberger Berman CLO Evergreen Fund (Cayman) L.P. | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity | Grand Cayman, Cayman Islands (as filed: E9) | Pooled Investment Fund | 1 | $200,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $200,000 similar: $1,000–$100,000 | 2026–2026 |
| EDGAR ↗ | KP Kantor Private Opportunities X LP | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $69,999,990 offering Indefinite · similar: $155,000–$5,250,000 | 93 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2026–2026 |
| EDGAR ↗ | NP Neuberger PSG Prima XI LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $15,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $200,000 similar: $1,000–$100,000 | 2026–2026 |
| EDGAR ↗ | NP Neuberger PSG PRIMA X LP | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $48,211,055 offering Indefinite · similar: $155,000–$5,250,000 | 96 similar: 4–27 | $200,000 similar: $1,000–$100,000 | 2026–2026 |
| EDGAR ↗ | NT Neuberger Taiwan Equity Fund Ltd. | shared people, same person name on both filings | Grand Cayman, Cayman Islands (as filed: E9) | Pooled Investment Fund | 1 | $150,010,000 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2026–2026 |
| EDGAR ↗ | GF Grove Funding VI LLC | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 1 | $2,040,816,326 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2026–2026 |
| EDGAR ↗ | NP Neuberger PRIMA Generations Fund LP | shared people, same person name on both filings | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2026–2026 |
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other Banking and Financial Services / 506(b) (1,630 filings); Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
| Source | Filed | Issuer | Form | Industry | Offered | Sold |
|---|---|---|---|---|---|---|
| EDGAR ↗ | Oct 9, 2026 | Neuberger Berman (PF) Strategic Multi-Sector Fixed Income Fund LLC | D/A | Pooled Investment Fund | Indefinite | $1,240,203,109 |
| EDGAR ↗ | Sep 17, 2026 | Neuberger PRIMA Generations Fund LP | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Aug 25, 2026 | Grove Funding VI LLC | D | Pooled Investment Fund | Indefinite | $2,040,816,326 |
| EDGAR ↗ | Jul 15, 2026 | Neuberger Berman Hedged Cryptocurrency Volatility Fund LLC | D/A | Pooled Investment Fund | Indefinite | $64,426,020 |
| EDGAR ↗ | Jul 14, 2026 | Neuberger Berman U.S. Equity Index PutWrite Fund LLC | D/A | Pooled Investment Fund | Indefinite | $2,166,336,567 |
| EDGAR ↗ | Jul 14, 2026 | Neuberger Berman Short Duration Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $457,271,000 |
| EDGAR ↗ | Jul 14, 2026 | Neuberger Berman Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $463,015,468 |
| EDGAR ↗ | Jul 14, 2026 | Neuberger Berman Emerging Market Debt - Local Currency Fund LLC | D/A | Pooled Investment Fund | Indefinite | $75,001,000 |
| EDGAR ↗ | Jul 14, 2026 | VANTAGE GROWTH PARTNERS, L.P. | D/A | Pooled Investment Fund | Indefinite | $17,528,322 |
| EDGAR ↗ | Jul 14, 2026 | VANTAGE PARTNERS, L.P. | D/A | Pooled Investment Fund | Indefinite | $13,484,644 |
| EDGAR ↗ | Jul 9, 2026 | Neuberger Taiwan Equity Fund Ltd. | D | Pooled Investment Fund | Indefinite | $150,010,000 |
| EDGAR ↗ | Jun 25, 2026 | Grove Funding IV LP | D/A | Pooled Investment Fund | Indefinite | $940,000,000 |
| EDGAR ↗ | Jun 17, 2026 | Neuberger Berman Strategic India Equity Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $3,401,000 |
| EDGAR ↗ | Jun 10, 2026 | NEUBERGER BERMAN RISK PARITY FUND LTD. | D/A | Pooled Investment Fund | Indefinite | $790,036,329 |
| EDGAR ↗ | May 29, 2026 | Strategic Partnership Fund NB LLC | D/A | Pooled Investment Fund | Indefinite | $1,220,536,577 |
| EDGAR ↗ | May 28, 2026 | Neuberger Berman CLO Evergreen Fund (Delaware) L.P. | D/A | Pooled Investment Fund | Indefinite | $32,001,000 |
| EDGAR ↗ | May 22, 2026 | Neuberger Berman Tactical Macro (Onshore) Fund LP | D/A | Pooled Investment Fund | Indefinite | $10,400,000 |
| EDGAR ↗ | Apr 7, 2026 | NB PINE ROCK FUND LP | D/A | Pooled Investment Fund | Indefinite | $21,513,368 |
| EDGAR ↗ | Apr 7, 2026 | NB ALL CAP ALPHA FUND LP | D/A | Pooled Investment Fund | Indefinite | $63,760,693 |
| EDGAR ↗ | Apr 7, 2026 | Capital Group Opportunistic Fund LLC | D/A | Pooled Investment Fund | Indefinite | $5,401,509 |
| EDGAR ↗ | Apr 7, 2026 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $2,182,641,734 |
| EDGAR ↗ | Apr 7, 2026 | AMADEUS PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $57,270,115 |
| EDGAR ↗ | Mar 26, 2026 | Neuberger Berman Risk Parity Fund LP | D/A | Pooled Investment Fund | Indefinite | $503,741,000 |
| EDGAR ↗ | Mar 6, 2026 | Neuberger PSG PRIMA X LP | D | Pooled Investment Fund | Indefinite | $48,211,055 |
| EDGAR ↗ | Feb 24, 2026 | Neuberger PSG Prima XI LP | D | Pooled Investment Fund | Indefinite | $15,000,000 |
| EDGAR ↗ | Jan 28, 2026 | Kantor Private Opportunities X LP | D | Pooled Investment Fund | Indefinite | $69,999,990 |
| EDGAR ↗ | Jan 21, 2026 | Neuberger Berman Principal Strategies Offshore Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $197,651,000 |
| EDGAR ↗ | Jan 21, 2026 | Neuberger Berman Principal Strategies Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $60,000,000 |
| EDGAR ↗ | Jan 16, 2026 | Neuberger Berman Tactical Macro Enhanced Master Fund LP | D/A | Pooled Investment Fund | Indefinite | $31,220,000 |
| EDGAR ↗ | Jan 16, 2026 | Neuberger Berman Tactical Macro Enhanced (Offshore) Fund LP | D/A | Pooled Investment Fund | Indefinite | $24,010,000 |
| EDGAR ↗ | Jan 15, 2026 | Neuberger Berman CLO Evergreen Fund (Cayman) L.P. | D | Pooled Investment Fund | Indefinite | $200,000 |
| EDGAR ↗ | Jan 12, 2026 | Neuberger Berman Tactical Macro Enhanced (Onshore) Fund LP | D/A | Pooled Investment Fund | Indefinite | $7,210,000 |
| EDGAR ↗ | Dec 15, 2025 | REDI Core Rated Note Series 3, a series trust of Neuberger Berman Real Estate Debt Income Fund Umbrella Unit Trust 1 | D | Pooled Investment Fund | $3,000,000,000 | $50,000,000 |
| EDGAR ↗ | Dec 4, 2025 | GROVE FUNDING V INC. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Oct 28, 2025 | Neuberger Berman Japan Equity Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $3,001,000 |
| EDGAR ↗ | Oct 10, 2025 | Kantor Private Opportunities IX LP | D | Pooled Investment Fund | Indefinite | $15,717,344 |
| EDGAR ↗ | Oct 8, 2025 | Neuberger Berman (PF) Strategic Multi-Sector Fixed Income Fund LLC | D/A | Pooled Investment Fund | Indefinite | $943,759,500 |
| EDGAR ↗ | Sep 30, 2025 | Neuberger PSG PRIMA IX LP | D | Pooled Investment Fund | Indefinite | $27,097,051 |
| EDGAR ↗ | Jul 14, 2025 | Neuberger Berman Short Duration Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $457,271,000 |
| EDGAR ↗ | Jul 14, 2025 | Neuberger Berman Emerging Market Debt - Hard Currency Fund LLC | D/A | Pooled Investment Fund | Indefinite | $320,551,000 |
| EDGAR ↗ | Jul 14, 2025 | VANTAGE PARTNERS, L.P. | D/A | Pooled Investment Fund | Indefinite | $13,484,644 |
| EDGAR ↗ | Jul 14, 2025 | VANTAGE GROWTH PARTNERS, L.P. | D/A | Pooled Investment Fund | Indefinite | $17,528,322 |
| EDGAR ↗ | Jul 14, 2025 | Neuberger Berman Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $463,015,468 |
| EDGAR ↗ | Jul 14, 2025 | Neuberger Berman Emerging Market Debt - Local Currency Fund LLC | D/A | Pooled Investment Fund | Indefinite | $75,001,000 |
| EDGAR ↗ | Jul 14, 2025 | Neuberger Berman U.S. Equity Index PutWrite Fund LLC | D/A | Pooled Investment Fund | Indefinite | $2,161,346,567 |
| EDGAR ↗ | Jul 8, 2025 | Neuberger Berman Hedged Cryptocurrency Volatility Fund LLC | D/A | Pooled Investment Fund | Indefinite | $63,626,020 |
| EDGAR ↗ | Jun 25, 2025 | NEUBERGER BERMAN RISK PARITY FUND LTD. | D/A | Pooled Investment Fund | Indefinite | $790,036,329 |
| EDGAR ↗ | Jun 17, 2025 | Neuberger Berman SDS Enhanced Equity Fund (Feeder) LP | D/A | Pooled Investment Fund | Indefinite | $79,000,000 |
| EDGAR ↗ | Jun 17, 2025 | Neuberger Berman SDS Enhanced Equity Fund LP | D/A | Pooled Investment Fund | Indefinite | $132,000,000 |
| EDGAR ↗ | Jun 17, 2025 | Neuberger Berman Strategic India Equity Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $3,401,000 |
| EDGAR ↗ | Jun 17, 2025 | Neuberger Berman Strategic India Equity Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $3,401,000 |
| EDGAR ↗ | Jun 4, 2025 | Grove Funding IV LP | D/A | Pooled Investment Fund | Indefinite | $530,000,000 |
| EDGAR ↗ | May 29, 2025 | Neuberger Berman CLO Evergreen Fund (Delaware) L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | May 29, 2025 | Strategic Partnership Fund NB LLC | D/A | Pooled Investment Fund | Indefinite | $1,220,536,577 |
| EDGAR ↗ | May 22, 2025 | Neuberger Berman Tactical Macro (Onshore) Fund LP | D/A | Pooled Investment Fund | Indefinite | $10,400,000 |
| EDGAR ↗ | May 2, 2025 | Neuberger Berman Emerging Markets Equity Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $816,014,052 |
| EDGAR ↗ | Apr 22, 2025 | Neuberger Berman Special Situations Fund III LP | D/A | Pooled Investment Fund | $750,000,000 | $512,550,000 |
| EDGAR ↗ | Apr 16, 2025 | Kantor Private Opportunities VIII LP | D/A | Pooled Investment Fund | Indefinite | $58,735,928 |
| EDGAR ↗ | Apr 10, 2025 | NB PINE ROCK FUND LP | D/A | Pooled Investment Fund | Indefinite | $21,513,368 |
| EDGAR ↗ | Apr 10, 2025 | NB ALL CAP ALPHA FUND LP | D/A | Pooled Investment Fund | Indefinite | $63,760,693 |
| EDGAR ↗ | Apr 10, 2025 | Capital Group Opportunistic Fund LLC | D/A | Pooled Investment Fund | Indefinite | $5,401,509 |
| EDGAR ↗ | Apr 10, 2025 | AMADEUS PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $57,270,115 |
| EDGAR ↗ | Apr 10, 2025 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $2,176,045,232 |
| EDGAR ↗ | Mar 26, 2025 | Neuberger Berman Risk Parity Fund LP | D/A | Pooled Investment Fund | Indefinite | $503,741,000 |
| EDGAR ↗ | Jan 29, 2025 | Kantor Private Opportunities VIII LP | D | Pooled Investment Fund | Indefinite | $44,985,858 |
| EDGAR ↗ | Jan 21, 2025 | Neuberger Berman Principal Strategies Offshore Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $197,651,000 |
| EDGAR ↗ | Jan 21, 2025 | Neuberger Berman Principal Strategies Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $60,000,000 |
| EDGAR ↗ | Jan 10, 2025 | Neuberger Berman Tactical Macro Enhanced (Offshore) Fund LP | D/A | Pooled Investment Fund | Indefinite | $21,510,000 |
| EDGAR ↗ | Jan 10, 2025 | Neuberger Berman Tactical Macro Enhanced (Onshore) Fund LP | D/A | Pooled Investment Fund | Indefinite | $110,000 |
| EDGAR ↗ | Jan 10, 2025 | Neuberger Berman Tactical Macro Enhanced Master Fund LP | D/A | Pooled Investment Fund | Indefinite | $21,620,000 |
| EDGAR ↗ | Dec 9, 2024 | Greene Street Funding III LP | D | Pooled Investment Fund | Indefinite | $50,000,000 |
| EDGAR ↗ | Oct 28, 2024 | Neuberger Berman Japan Equity Fund L.P. | D | Pooled Investment Fund | Indefinite | $3,001,000 |
| EDGAR ↗ | Sep 23, 2024 | Neuberger Berman (PF) Strategic Multi-Sector Fixed Income Fund LLC | D/A | Pooled Investment Fund | Indefinite | $705,032,000 |
| EDGAR ↗ | Jul 15, 2024 | Neuberger Berman Short Duration Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $457,271,000 |
| EDGAR ↗ | Jul 15, 2024 | Neuberger Berman Emerging Market Debt - Local Currency Fund LLC | D/A | Pooled Investment Fund | Indefinite | $75,001,000 |
| EDGAR ↗ | Jul 15, 2024 | Neuberger Berman Emerging Market Debt - Hard Currency Fund LLC | D/A | Pooled Investment Fund | Indefinite | $310,551,000 |
| EDGAR ↗ | Jul 15, 2024 | Neuberger Berman Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $463,015,468 |
| EDGAR ↗ | Jul 15, 2024 | Neuberger Berman U.S. Equity Index PutWrite Fund LLC | D/A | Pooled Investment Fund | Indefinite | $2,120,471,567 |
| EDGAR ↗ | Jul 15, 2024 | VANTAGE PARTNERS, L.P. | D/A | Pooled Investment Fund | Indefinite | $13,484,644 |
| EDGAR ↗ | Jul 15, 2024 | VANTAGE GROWTH PARTNERS, L.P. | D/A | Pooled Investment Fund | Indefinite | $17,528,322 |
| EDGAR ↗ | Jul 12, 2024 | Capra Mortgage Inc. | D | Pooled Investment Fund | Indefinite | $180,000,000 |
| EDGAR ↗ | Jul 12, 2024 | Neuberger Berman Hedged Cryptocurrency Volatility Fund LLC | D/A | Pooled Investment Fund | Indefinite | $63,001,000 |
| EDGAR ↗ | Jul 2, 2024 | NEUBERGER BERMAN RISK PARITY FUND LTD. | D/A | Pooled Investment Fund | Indefinite | $790,036,329 |
| EDGAR ↗ | Jun 20, 2024 | Kantor Private Opportunities VII LP | D | Pooled Investment Fund | Indefinite | $30,000,000 |
| EDGAR ↗ | Jun 17, 2024 | Neuberger Berman SDS Enhanced Equity Fund LP | D/A | Pooled Investment Fund | Indefinite | $127,000,000 |
| EDGAR ↗ | Jun 17, 2024 | Neuberger Berman SDS Enhanced Equity Fund (Feeder) LP | D/A | Pooled Investment Fund | Indefinite | $76,500,000 |
| EDGAR ↗ | Jun 17, 2024 | Neuberger Berman Strategic India Equity Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $2,501,000 |
| EDGAR ↗ | May 31, 2024 | Strategic Partnership Fund NB LLC | D/A | Pooled Investment Fund | Indefinite | $1,220,536,577 |
| EDGAR ↗ | May 22, 2024 | Neuberger Berman Tactical Macro (Onshore) Fund LP | D/A | Pooled Investment Fund | Indefinite | $9,150,000 |
| EDGAR ↗ | May 3, 2024 | Neuberger Berman International Small Cap Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $1,000,000 |
| EDGAR ↗ | May 3, 2024 | Neuberger Berman Emerging Markets Equity Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $816,014,052 |
| EDGAR ↗ | Apr 22, 2024 | Neuberger Berman Special Situations Fund III LP | D/A | Pooled Investment Fund | $750,000,000 | $278,550,000 |
| EDGAR ↗ | Apr 19, 2024 | Neuberger Berman Real Estate Debt Income Core Fund B LP | D | Pooled Investment Fund | Indefinite | $2,300,000 |
| EDGAR ↗ | Apr 17, 2024 | Neuberger Berman Loan Advisers Holdings IV (Delaware) LP | D/A | Pooled Investment Fund | Indefinite | $50,940,000 |
| EDGAR ↗ | Apr 17, 2024 | Neuberger Berman Loan Advisers Holdings IV (Cayman) LP | D/A | Pooled Investment Fund | Indefinite | $162,426,000 |
| EDGAR ↗ | Apr 15, 2024 | Neuberger Berman China A-Share Equity Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $2,001,000 |
| EDGAR ↗ | Apr 11, 2024 | VANTAGE GROWTH PARTNERS, L.P. | D/A | Pooled Investment Fund | Indefinite | $17,528,322 |
| EDGAR ↗ | Apr 11, 2024 | VANTAGE PARTNERS, L.P. | D/A | Pooled Investment Fund | Indefinite | $13,484,644 |
| EDGAR ↗ | Apr 11, 2024 | 590 Partners, L.P. | D/A | Pooled Investment Fund | Indefinite | $13,674,995 |
| EDGAR ↗ | Apr 11, 2024 | AMADEUS PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $55,785,230 |
| EDGAR ↗ | Apr 11, 2024 | Capital Group Opportunistic Fund LLC | D/A | Pooled Investment Fund | Indefinite | $5,401,509 |
| EDGAR ↗ | Apr 11, 2024 | HAS Partners Retirement Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $5,449,006 |
| EDGAR ↗ | Apr 11, 2024 | HAS Partners Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $2,396,724 |
| EDGAR ↗ | Apr 11, 2024 | NB ALL CAP ALPHA FUND LP | D/A | Pooled Investment Fund | Indefinite | $63,760,693 |
| EDGAR ↗ | Apr 11, 2024 | NB PINE ROCK FUND LP | D/A | Pooled Investment Fund | Indefinite | $21,513,368 |
| EDGAR ↗ | Apr 11, 2024 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $2,153,945,232 |
| EDGAR ↗ | Apr 11, 2024 | Neuberger Berman Short Duration Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $457,271,000 |
| EDGAR ↗ | Apr 11, 2024 | Neuberger Berman Emerging Market Debt - Hard Currency Fund LLC | D/A | Pooled Investment Fund | Indefinite | $310,551,000 |
| EDGAR ↗ | Apr 11, 2024 | Neuberger Berman Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $463,015,468 |
| EDGAR ↗ | Apr 11, 2024 | Neuberger Berman Emerging Market Debt - Local Currency Fund LLC | D/A | Pooled Investment Fund | Indefinite | $75,001,000 |
| EDGAR ↗ | Apr 11, 2024 | Neuberger Berman U.S. Equity Index PutWrite Fund LLC | D/A | Pooled Investment Fund | Indefinite | $2,118,921,567 |
| EDGAR ↗ | Apr 3, 2024 | Neuberger Berman Risk Parity Fund LP | D/A | Pooled Investment Fund | Indefinite | $503,741,000 |
| EDGAR ↗ | Apr 3, 2024 | NEUBERGER BERMAN RISK PARITY FUND LTD. | D/A | Pooled Investment Fund | Indefinite | $790,036,329 |
| EDGAR ↗ | Feb 13, 2024 | Neuberger Berman Loan Advisers Holdings III (Cayman) LP | D/A | Pooled Investment Fund | Indefinite | $40,612,800 |
| EDGAR ↗ | Jan 23, 2024 | Grove Funding IV LP | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Jan 19, 2024 | Neuberger Berman Principal Strategies Offshore Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $197,650,000 |
| EDGAR ↗ | Jan 19, 2024 | Neuberger Berman Principal Strategies Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $50,000,000 |
| EDGAR ↗ | Jan 11, 2024 | Neuberger Berman Tactical Macro Enhanced (Offshore) Fund LP | D | Pooled Investment Fund | Indefinite | $12,510,000 |
| EDGAR ↗ | Jan 11, 2024 | Neuberger Berman Tactical Macro Enhanced Master Fund LP | D | Pooled Investment Fund | Indefinite | $12,520,000 |
| EDGAR ↗ | Jan 11, 2024 | Neuberger Berman Tactical Macro Enhanced (Onshore) Fund LP | D | Pooled Investment Fund | Indefinite | $10,000 |
| EDGAR ↗ | Dec 18, 2023 | REDI Core Rated Note Series 2, a series trust of Neuberger Berman Real Estate Debt Income Fund Umbrella Unit Trust 1 | D | Pooled Investment Fund | Indefinite | $97,760,000 |
| EDGAR ↗ | Dec 7, 2023 | Grove Funding III Inc. | D | Pooled Investment Fund | Indefinite | $50,000,000 |
| EDGAR ↗ | Sep 29, 2023 | Grove Funding I Inc. | D/A | Pooled Investment Fund | Indefinite | $400,000,000 |
| EDGAR ↗ | Sep 22, 2023 | Neuberger Berman (PF) Strategic Multi-Sector Fixed Income Fund LLC | D/A | Pooled Investment Fund | Indefinite | $598,295,000 |
| EDGAR ↗ | Aug 10, 2023 | Neuberger Berman Tactical Macro (Onshore) Fund LP | D/A | Pooled Investment Fund | Indefinite | $8,391,995 |
| EDGAR ↗ | Aug 9, 2023 | Neuberger Berman Real Estate Debt Income Offshore Core Fund LP | D | Pooled Investment Fund | Indefinite | $9,000,000 |
| EDGAR ↗ | Jul 11, 2023 | Neuberger Berman Hedged Cryptocurrency Volatility Fund LLC | D/A | Pooled Investment Fund | Indefinite | $39,380,587 |
| EDGAR ↗ | Jun 16, 2023 | Neuberger Berman Strategic India Equity Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $2,001,000 |
| EDGAR ↗ | Jun 15, 2023 | Neuberger Berman SDS Enhanced Equity Fund LP | D/A | Pooled Investment Fund | Indefinite | $118,500,000 |
| EDGAR ↗ | Jun 15, 2023 | Neuberger Berman SDS Enhanced Equity Fund (Feeder) LP | D/A | Pooled Investment Fund | Indefinite | $70,500,000 |
| EDGAR ↗ | Jun 1, 2023 | Strategic Partnership Fund NB LLC | D/A | Pooled Investment Fund | Indefinite | $1,220,536,577 |
| EDGAR ↗ | May 22, 2023 | Neuberger Berman Tactical Macro (Onshore) Fund LP | D/A | Pooled Investment Fund | Indefinite | $8,391,995 |
| EDGAR ↗ | May 4, 2023 | Neuberger Berman Emerging Markets Equity Select Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $193,182,039 |
| EDGAR ↗ | May 4, 2023 | Neuberger Berman Emerging Markets Equity Select Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $4,001,000 |
| EDGAR ↗ | May 4, 2023 | Neuberger Berman International Small Cap Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $1,000,000 |
| EDGAR ↗ | May 4, 2023 | Neuberger Berman Emerging Markets Equity Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $816,014,052 |
| EDGAR ↗ | Apr 28, 2023 | Neuberger Berman Special Situations Bedrock Fund LP | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Apr 27, 2023 | Neuberger Berman Income Plus Fund LP | D/A | Pooled Investment Fund | Indefinite | $130,523,812 |
| EDGAR ↗ | Apr 20, 2023 | Neuberger Berman Special Situations Fund III LP | D | Pooled Investment Fund | $750,000,000 | $0 |
| EDGAR ↗ | Apr 17, 2023 | Neuberger Berman Loan Advisers Holdings IV (Delaware) LP | D | Pooled Investment Fund | Indefinite | $33,775,000 |
| EDGAR ↗ | Apr 17, 2023 | Neuberger Berman Loan Advisers Holdings IV (Cayman) LP | D | Pooled Investment Fund | Indefinite | $22,874,231 |
| EDGAR ↗ | Apr 14, 2023 | Neuberger Berman China A-Share Equity Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $2,001,000 |
| EDGAR ↗ | Apr 14, 2023 | Neuberger Berman Short Duration Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $457,271,000 |
| EDGAR ↗ | Apr 14, 2023 | Neuberger Berman Emerging Market Debt - Local Currency Fund LLC | D/A | Pooled Investment Fund | Indefinite | $75,001,000 |
| EDGAR ↗ | Apr 14, 2023 | Neuberger Berman Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $428,015,468 |
| EDGAR ↗ | Apr 14, 2023 | Neuberger Berman Emerging Market Debt - Hard Currency Fund LLC | D/A | Pooled Investment Fund | Indefinite | $310,551,000 |
| EDGAR ↗ | Apr 14, 2023 | Capital Group Opportunistic Fund LLC | D/A | Pooled Investment Fund | Indefinite | $5,401,509 |
| EDGAR ↗ | Apr 14, 2023 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $2,129,220,232 |
| EDGAR ↗ | Apr 14, 2023 | 590 Partners, L.P. | D/A | Pooled Investment Fund | Indefinite | $13,674,995 |
| EDGAR ↗ | Apr 14, 2023 | AMADEUS PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $55,785,230 |
| EDGAR ↗ | Apr 14, 2023 | HAS Partners Retirement Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $5,449,006 |
| EDGAR ↗ | Apr 14, 2023 | HAS Partners Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $2,321,724 |
| EDGAR ↗ | Apr 14, 2023 | NB ALL CAP ALPHA FUND LP | D/A | Pooled Investment Fund | Indefinite | $63,760,693 |
| EDGAR ↗ | Apr 14, 2023 | NB PINE ROCK FUND LP | D/A | Pooled Investment Fund | Indefinite | $21,513,368 |
| EDGAR ↗ | Apr 14, 2023 | VANTAGE GROWTH PARTNERS, L.P. | D/A | Pooled Investment Fund | Indefinite | $17,028,322 |
| EDGAR ↗ | Apr 14, 2023 | Neuberger Berman U.S. Equity Index PutWrite Fund LLC | D/A | Pooled Investment Fund | Indefinite | $2,091,396,567 |
| EDGAR ↗ | Apr 14, 2023 | VANTAGE PARTNERS, L.P. | D/A | Pooled Investment Fund | Indefinite | $12,916,644 |
| EDGAR ↗ | Apr 11, 2023 | Neuberger Berman Risk Parity Fund LP | D/A | Pooled Investment Fund | Indefinite | $503,001,000 |
| EDGAR ↗ | Apr 6, 2023 | NEUBERGER BERMAN RISK PARITY FUND LTD. | D/A | Pooled Investment Fund | Indefinite | $611,036,329 |
| EDGAR ↗ | Feb 7, 2023 | Neuberger Berman Loan Advisers Holdings III (Cayman) LP | D/A | Pooled Investment Fund | Indefinite | $40,612,800 |
| EDGAR ↗ | Feb 2, 2023 | Neuberger Berman International Small Cap Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $1,000,000 |
| EDGAR ↗ | Jan 19, 2023 | Neuberger Berman Principal Strategies Offshore Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $191,650,000 |
| EDGAR ↗ | Jan 19, 2023 | Neuberger Berman Principal Strategies Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $50,000,000 |
| EDGAR ↗ | Jan 10, 2023 | Neuberger Berman Emerging Markets Equity Select Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $193,182,039 |
| EDGAR ↗ | Jan 5, 2023 | Neuberger Berman Emerging Markets Equity Select Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $4,000,000 |
| EDGAR ↗ | Jan 5, 2023 | Neuberger Berman Emerging Markets Equity Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $816,014,052 |
| EDGAR ↗ | Dec 5, 2022 | Grove Funding II Inc. | D | Pooled Investment Fund | Indefinite | $500,000,000 |
| EDGAR ↗ | Nov 30, 2022 | NB Crossover & Partner Equity Fund I (Delaware) LP | D/A | Pooled Investment Fund | Indefinite | $319,555,500 |
| EDGAR ↗ | Nov 30, 2022 | NB Crossover & Partner Equity Master Fund I LP | D/A | Pooled Investment Fund | Indefinite | $355,150,500 |
| EDGAR ↗ | Nov 30, 2022 | NB Crossover & Partner Equity Fund I (Cayman) LP | D/A | Pooled Investment Fund | Indefinite | $35,595,000 |
| EDGAR ↗ | Nov 17, 2022 | Neuberger Berman Emerging Markets Equity Select Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $193,182,039 |
| EDGAR ↗ | Nov 2, 2022 | Neuberger Berman China A-Share Equity Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $2,001,000 |
| EDGAR ↗ | Sep 30, 2022 | NEUBERGER BERMAN RISK PARITY FUND LTD. | D/A | Pooled Investment Fund | Indefinite | $609,036,329 |
| EDGAR ↗ | Sep 22, 2022 | Neuberger Berman (PF) Strategic Multi-Sector Fixed Income Fund LLC | D/A | Pooled Investment Fund | Indefinite | $417,760,000 |
| EDGAR ↗ | Sep 1, 2022 | Grove Funding I Inc. | D | Pooled Investment Fund | Indefinite | $200,000,000 |
| EDGAR ↗ | Jul 29, 2022 | Neuberger Berman Hedged Cryptocurrency Volatility Fund LLC | D/A | Pooled Investment Fund | Indefinite | $61,601,000 |
| EDGAR ↗ | Jul 8, 2022 | VANTAGE GROWTH PARTNERS, L.P. | D/A | Pooled Investment Fund | Indefinite | $17,028,322 |
| EDGAR ↗ | Jul 8, 2022 | VANTAGE PARTNERS, L.P. | D/A | Pooled Investment Fund | Indefinite | $12,852,644 |
| EDGAR ↗ | Jun 30, 2022 | Neuberger Berman Emerging Market Debt - Local Currency Fund LLC | D/A | Pooled Investment Fund | Indefinite | $75,001,000 |
| EDGAR ↗ | Jun 30, 2022 | Neuberger Berman Short Duration Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $457,271,000 |
| EDGAR ↗ | Jun 30, 2022 | Neuberger Berman U.S. Equity Index PutWrite Fund LLC | D/A | Pooled Investment Fund | Indefinite | $2,042,301,856 |
| EDGAR ↗ | Jun 21, 2022 | Neuberger Berman Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $428,015,468 |
| EDGAR ↗ | Jun 17, 2022 | Neuberger Berman Strategic India Equity Fund L.P. | D | Pooled Investment Fund | Indefinite | $2,001,000 |
| EDGAR ↗ | Jun 15, 2022 | Neuberger Berman SDS Enhanced Equity Fund (Feeder) LP | D/A | Pooled Investment Fund | Indefinite | $60,000,000 |
| EDGAR ↗ | Jun 15, 2022 | Neuberger Berman SDS Enhanced Equity Fund LP | D/A | Pooled Investment Fund | Indefinite | $106,000,000 |
| EDGAR ↗ | Jun 14, 2022 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $2,098,220,232 |
| EDGAR ↗ | Jun 13, 2022 | Neuberger Berman Emerging Market Debt - Hard Currency Fund LLC | D/A | Pooled Investment Fund | Indefinite | $310,551,000 |
| EDGAR ↗ | Jun 6, 2022 | Strategic Partnership Fund NB LLC | D/A | Pooled Investment Fund | Indefinite | $1,220,536,577 |
| EDGAR ↗ | Apr 19, 2022 | Neuberger Berman Income Plus Fund LP | D/A | Pooled Investment Fund | Indefinite | $130,523,812 |
| EDGAR ↗ | Apr 19, 2022 | NB ALL CAP ALPHA FUND LP | D/A | Pooled Investment Fund | Indefinite | $63,260,693 |
| EDGAR ↗ | Apr 19, 2022 | NB PINE ROCK FUND LP | D/A | Pooled Investment Fund | Indefinite | $21,513,368 |
| EDGAR ↗ | Apr 19, 2022 | HAS Partners Retirement Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $5,422,006 |
| EDGAR ↗ | Apr 19, 2022 | Capital Group Opportunistic Fund LLC | D/A | Pooled Investment Fund | Indefinite | $5,401,509 |
| EDGAR ↗ | Apr 19, 2022 | HAS Partners Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $2,246,724 |
| EDGAR ↗ | Apr 19, 2022 | AMADEUS PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $55,785,230 |
| EDGAR ↗ | Apr 19, 2022 | 590 Partners, L.P. | D/A | Pooled Investment Fund | Indefinite | $13,674,995 |
| EDGAR ↗ | Apr 11, 2022 | Neuberger Berman Risk Parity Fund LP | D/A | Pooled Investment Fund | Indefinite | $503,001,000 |
| EDGAR ↗ | Mar 15, 2022 | Neuberger Berman Principal Strategies PRIMA Co-Invest Fund VII LP | D | Pooled Investment Fund | Indefinite | $11,000,000 |
| EDGAR ↗ | Mar 8, 2022 | NB CAPE Co-Invest Fund III LP | D | Pooled Investment Fund | $9,405,000 | $9,405,000 |
| EDGAR ↗ | Mar 1, 2022 | Neuberger Berman Opportunistic Capital Solutions Fund (Delaware) LP | D/A | Pooled Investment Fund | $2,200,000,000 | $1,669,500,000 |
| EDGAR ↗ | Feb 3, 2022 | Neuberger Berman International Small Cap Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $1,000,000 |
| EDGAR ↗ | Feb 1, 2022 | Neuberger Berman Loan Advisers Holdings III (Cayman) LP | D/A | Pooled Investment Fund | Indefinite | $40,612,800 |
| EDGAR ↗ | Feb 1, 2022 | NB Cape Co-Invest Fund II LP | D | Pooled Investment Fund | $24,825,000 | $24,825,000 |
| EDGAR ↗ | Jan 19, 2022 | Neuberger Berman Principal Strategies Offshore Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $191,650,000 |
| EDGAR ↗ | Jan 19, 2022 | Neuberger Berman Principal Strategies Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $50,000,000 |
| EDGAR ↗ | Jan 6, 2022 | Neuberger Berman Emerging Markets Equity Select Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $4,000,000 |
| EDGAR ↗ | Jan 6, 2022 | Neuberger Berman Emerging Markets Equity Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $814,341,052 |
| EDGAR ↗ | Dec 20, 2021 | Neuberger Berman Tactical Macro (Onshore) Fund LP | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Dec 20, 2021 | Neuberger Berman Principal Strategies PRIMA Co-Invest Fund VIII LP | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Dec 14, 2021 | NB Cape Co-Invest Fund I LP | D | Pooled Investment Fund | $11,880,000 | $11,880,000 |
| EDGAR ↗ | Dec 10, 2021 | Neuberger Berman Opportunistic Capital Solutions Fund (Cayman) LP | D/A | Pooled Investment Fund | $1,500,000,000 | $253,130,000 |
| EDGAR ↗ | Dec 10, 2021 | Neuberger Berman Opportunistic Capital Solutions Fund (Delaware) LP | D/A | Pooled Investment Fund | $1,500,000,000 | $1,368,100,000 |
| EDGAR ↗ | Dec 2, 2021 | NB Crossover & Partner Equity Master Fund I LP | D | Pooled Investment Fund | Indefinite | $325,450,500 |
| EDGAR ↗ | Dec 2, 2021 | NB Crossover & Partner Equity Fund I (Delaware) LP | D | Pooled Investment Fund | Indefinite | $306,905,500 |
| EDGAR ↗ | Dec 2, 2021 | NB Crossover & Partner Equity Fund I (Cayman) LP | D | Pooled Investment Fund | Indefinite | $18,545,000 |
| EDGAR ↗ | Nov 17, 2021 | Neuberger Berman Emerging Markets Equity Select Fund Ltd. | D/A | Pooled Investment Fund | Indefinite | $193,182,039 |
| EDGAR ↗ | Nov 3, 2021 | Neuberger Berman China A-Share Equity Fund L.P. | D | Pooled Investment Fund | Indefinite | $2,001,000 |
| EDGAR ↗ | Oct 1, 2021 | NEUBERGER BERMAN RISK PARITY FUND LTD. | D/A | Pooled Investment Fund | Indefinite | $609,036,329 |
| EDGAR ↗ | Sep 22, 2021 | Neuberger Berman (PF) Strategic Multi-Sector Fixed Income Fund LLC | D/A | Pooled Investment Fund | Indefinite | $255,500,000 |
| EDGAR ↗ | Aug 6, 2021 | Neuberger Berman Principal Strategies PRIMA Fund LP | D/A | Pooled Investment Fund | $500,000,000 | $137,324,813 |
| EDGAR ↗ | Aug 6, 2021 | Neuberger Berman Principal Strategies PRIMA Cayman Fund LP | D/A | Pooled Investment Fund | $500,000,000 | $105,250,000 |
| EDGAR ↗ | Jul 29, 2021 | Neuberger Berman Hedged Cryptocurrency Volatility Fund LLC | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Jul 9, 2021 | VANTAGE GROWTH PARTNERS, L.P. | D | Pooled Investment Fund | Indefinite | $17,028,322 |
| EDGAR ↗ | Jul 9, 2021 | VANTAGE PARTNERS, L.P. | D | Pooled Investment Fund | Indefinite | $12,602,644 |
| EDGAR ↗ | Jun 30, 2021 | Neuberger Berman U.S. Equity Index PutWrite Fund LLC | D/A | Pooled Investment Fund | Indefinite | $1,445,801,856 |
| EDGAR ↗ | Jun 30, 2021 | Neuberger Berman Emerging Market Debt - Local Currency Fund LLC | D/A | Pooled Investment Fund | Indefinite | $75,001,000 |
| EDGAR ↗ | Jun 30, 2021 | Neuberger Berman Short Duration Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $455,771,000 |
| EDGAR ↗ | Jun 21, 2021 | Neuberger Berman Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $428,015,468 |
| EDGAR ↗ | Jun 15, 2021 | Neuberger Berman SDS Enhanced Equity Fund LP | D | Pooled Investment Fund | Indefinite | $116,000,000 |
| EDGAR ↗ | Jun 15, 2021 | Neuberger Berman SDS Enhanced Equity Fund (Feeder) LP | D | Pooled Investment Fund | Indefinite | $40,000,000 |
| EDGAR ↗ | Jun 14, 2021 | Neuberger Berman Emerging Market Debt - Hard Currency Fund LLC | D | Pooled Investment Fund | Indefinite | $187,801,000 |
| EDGAR ↗ | Jun 14, 2021 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $2,072,220,232 |
| EDGAR ↗ | Jun 9, 2021 | Strategic Partnership Fund NB LLC | D/A | Pooled Investment Fund | Indefinite | $1,220,536,577 |
| EDGAR ↗ | May 21, 2021 | Neuberger Berman Principal Strategies PRIMA Co-Invest Fund VI LP | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | May 14, 2021 | Neuberger Berman Principal Strategies PRIMA Co-Invest Fund I-B LP | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | May 6, 2021 | Kantor Private Opportunities VI LP | D | Pooled Investment Fund | Indefinite | $69,423,750 |
| EDGAR ↗ | Apr 21, 2021 | Neuberger Berman Income Plus Fund LP | D/A | Pooled Investment Fund | Indefinite | $130,523,812 |
| EDGAR ↗ | Apr 20, 2021 | Kantor Private Opportunities V LP | D | Pooled Investment Fund | Indefinite | $25,335,000 |
| EDGAR ↗ | Apr 20, 2021 | HAS Partners Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $1,866,474 |
| EDGAR ↗ | Apr 20, 2021 | HAS Partners Retirement Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $5,212,553 |
| EDGAR ↗ | Apr 20, 2021 | 590 Partners, L.P. | D/A | Pooled Investment Fund | Indefinite | $13,674,995 |
| EDGAR ↗ | Apr 20, 2021 | NB ALL CAP ALPHA FUND LP | D/A | Pooled Investment Fund | Indefinite | $63,260,693 |
| EDGAR ↗ | Apr 20, 2021 | AMADEUS PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $55,785,230 |
| EDGAR ↗ | Apr 20, 2021 | NB PINE ROCK FUND LP | D/A | Pooled Investment Fund | Indefinite | $21,513,368 |
| EDGAR ↗ | Apr 20, 2021 | Capital Group Opportunistic Fund LLC | D/A | Pooled Investment Fund | Indefinite | $5,401,509 |
| EDGAR ↗ | Apr 12, 2021 | Neuberger Berman CLO Opportunity Offshore Fund LP | D/A | Pooled Investment Fund | $500,000,000 | $41,511,000 |
| EDGAR ↗ | Apr 12, 2021 | Neuberger Berman CLO Opportunity Fund LP | D/A | Pooled Investment Fund | $500,000,000 | $38,616,750 |
| EDGAR ↗ | Apr 9, 2021 | Neuberger Berman Risk Parity Fund LP | D/A | Pooled Investment Fund | Indefinite | $503,000,000 |
| EDGAR ↗ | Mar 30, 2021 | Neuberger Berman (PF) Strategic Multi-Sector Fixed Income Fund LLC | D/A | Pooled Investment Fund | Indefinite | $175,000,000 |
| EDGAR ↗ | Mar 22, 2021 | Kantor Private Opportunities IV LP | D | Pooled Investment Fund | Indefinite | $123,725,000 |
| EDGAR ↗ | Mar 11, 2021 | NEUBERGER BERMAN RISK PARITY FUND LTD. | D/A | Pooled Investment Fund | Indefinite | $609,036,329 |
| EDGAR ↗ | Mar 4, 2021 | Neuberger Berman Emerging Markets Equity Select Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $4,000,000 |
| EDGAR ↗ | Mar 1, 2021 | Neuberger Berman Opportunistic Capital Solutions Fund (Delaware) LP | D/A | Pooled Investment Fund | $1,500,000,000 | $1,010,290,000 |
| EDGAR ↗ | Feb 19, 2021 | Neuberger Berman Emerging Markets Equity Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $873,221,051 |
| EDGAR ↗ | Feb 5, 2021 | Neuberger Berman U.S. Equity Index PutWrite Fund LLC | D/A | Pooled Investment Fund | Indefinite | $1,444,201,856 |
| EDGAR ↗ | Feb 5, 2021 | Neuberger Berman Global Equity Index PutWrite Fund LLC | D/A | Pooled Investment Fund | Indefinite | $62,001,000 |
| EDGAR ↗ | Feb 4, 2021 | Neuberger Berman International Small Cap Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $1,000,000 |
| EDGAR ↗ | Jan 27, 2021 | Kantor Private Opportunities II LP | D | Pooled Investment Fund | Indefinite | $26,300,000 |
| EDGAR ↗ | Jan 19, 2021 | Neuberger Berman Principal Strategies PRIMA Co-Invest Fund III LP | D/A | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Jan 19, 2021 | Neuberger Berman Principal Strategies Offshore Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $167,150,000 |
| EDGAR ↗ | Jan 19, 2021 | Neuberger Berman Principal Strategies Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $49,500,000 |
| EDGAR ↗ | Jan 14, 2021 | Strategic Partnership Fund NB LLC | D/A | Pooled Investment Fund | Indefinite | $1,220,536,577 |
| EDGAR ↗ | Jan 12, 2021 | Kantor Private Opportunities III LP | D | Pooled Investment Fund | Indefinite | $21,074,803 |
| EDGAR ↗ | Jan 11, 2021 | Neuberger Berman Principal Strategies PRIMA Co-Invest Fund IV LP | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Jan 7, 2021 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $2,021,035,232 |
| EDGAR ↗ | Jan 6, 2021 | Neuberger Berman Emerging Market Debt - Local Currency Fund LLC | D/A | Pooled Investment Fund | Indefinite | $75,001,000 |
| EDGAR ↗ | Jan 6, 2021 | VANTAGE PARTNERS, L.P. | D | Pooled Investment Fund | $50,000,000 | $484,440 |
| EDGAR ↗ | Dec 31, 2020 | Neuberger Berman Loan Advisers Holdings III (Cayman) LP | D | Pooled Investment Fund | Indefinite | $13,732,800 |
| EDGAR ↗ | Dec 28, 2020 | NB Diversified Arbitrage Fund II L.P. | D/A | Pooled Investment Fund | Indefinite | $367,398,010 |
| EDGAR ↗ | Dec 28, 2020 | NB Diversified Arbitrage Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $371,676,085 |
| EDGAR ↗ | Dec 17, 2020 | Neuberger Berman Short Duration Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $455,771,000 |
| EDGAR ↗ | Dec 17, 2020 | Homeward Opportunities Fund LP | D/A | Pooled Investment Fund | Indefinite | $441,500,000 |
| EDGAR ↗ | Dec 10, 2020 | Neuberger Berman Opportunistic Capital Solutions Fund (Cayman) LP | D | Pooled Investment Fund | $1,500,000,000 | $5,800,000 |
| EDGAR ↗ | Nov 25, 2020 | Kantor Private Opportunities I LP | D | Pooled Investment Fund | Indefinite | $14,895,000 |
| EDGAR ↗ | Oct 28, 2020 | Spartan Funding I LP | D | Pooled Investment Fund | Indefinite | $200,000,000 |
| EDGAR ↗ | Oct 27, 2020 | NBOKS Co-Invest Fund I LP | D | Pooled Investment Fund | $8,700,000 | $8,700,000 |
| EDGAR ↗ | Oct 27, 2020 | Neuberger Berman Emerging Markets Equity Select Fund Ltd. | D | Pooled Investment Fund | Indefinite | $176,182,039 |
| EDGAR ↗ | Oct 20, 2020 | Neuberger Berman Loan Advisers Holdings II (Delaware) LP | D | Other Banking and Financial Services | Indefinite | $205,460,000 |
| EDGAR ↗ | Oct 20, 2020 | Neuberger Berman Loan Advisers Holdings II LP | D/A | Other Banking and Financial Services | Indefinite | $205,470,000 |
| EDGAR ↗ | Oct 20, 2020 | Neuberger Berman Loan Advisers Holdings II (Cayman) LP | D/A | Other Banking and Financial Services | Indefinite | $141,701,000 |
| EDGAR ↗ | Sep 29, 2020 | Neuberger Berman Principal Strategies PRIMA Co-Invest Fund III LP | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Sep 11, 2020 | Neuberger Berman (PF) Strategic Multi-Sector Fixed Income Fund LLC | D | Pooled Investment Fund | Indefinite | $87,500,000 |
| EDGAR ↗ | Aug 24, 2020 | Neuberger Berman Principal Strategies Co-Invest Fund II LP | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Aug 24, 2020 | Neuberger Berman Principal Strategies Co-Invest Fund I LP | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Aug 6, 2020 | Neuberger Berman Principal Strategies PRIMA Cayman Fund LP | D | Pooled Investment Fund | $500,000,000 | $0 |
| EDGAR ↗ | Aug 6, 2020 | Neuberger Berman Principal Strategies PRIMA Fund LP | D | Pooled Investment Fund | $500,000,000 | $0 |
| EDGAR ↗ | Jul 10, 2020 | Neuberger Berman Special Situations Fund II LP | D | Pooled Investment Fund | $500,000,000 | $262,550,000 |
| EDGAR ↗ | Jun 22, 2020 | Neuberger Berman Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $420,515,468 |
| EDGAR ↗ | Apr 21, 2020 | Neuberger Berman Income Plus Fund LP | D/A | Pooled Investment Fund | Indefinite | $130,523,812 |
| EDGAR ↗ | Apr 21, 2020 | NB ALL CAP ALPHA FUND LP | D/A | Pooled Investment Fund | Indefinite | $63,260,693 |
| EDGAR ↗ | Apr 20, 2020 | Capital Group Opportunistic Fund LLC | D/A | Pooled Investment Fund | Indefinite | $5,401,509 |
| EDGAR ↗ | Apr 20, 2020 | AMADEUS PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $54,529,740 |
| EDGAR ↗ | Apr 20, 2020 | NB PINE ROCK FUND LP | D/A | Pooled Investment Fund | Indefinite | $21,513,368 |
| EDGAR ↗ | Apr 20, 2020 | 590 Partners, L.P. | D/A | Pooled Investment Fund | Indefinite | $12,594,567 |
| EDGAR ↗ | Apr 20, 2020 | HAS Partners Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $3,192,480 |
| EDGAR ↗ | Apr 20, 2020 | HAS Partners Retirement Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $5,012,317 |
| EDGAR ↗ | Apr 10, 2020 | Neuberger Berman Risk Parity Fund LP | D/A | Pooled Investment Fund | Indefinite | $500,000,000 |
| EDGAR ↗ | Apr 9, 2020 | Neuberger Berman CLO Opportunity Offshore Fund LP | D | Pooled Investment Fund | $500,000,000 | $25,000,000 |
| EDGAR ↗ | Apr 9, 2020 | Neuberger Berman CLO Opportunity Fund LP | D | Pooled Investment Fund | $500,000,000 | $18,606,750 |
| EDGAR ↗ | Apr 7, 2020 | Neuberger Berman Loan Advisers Sidecar (Cayman) LP | D | Other Banking and Financial Services | Indefinite | $0 |
| EDGAR ↗ | Apr 7, 2020 | Neuberger Berman Loan Advisers Sidecar (Delaware) LP | D | Other Banking and Financial Services | Indefinite | $0 |
| EDGAR ↗ | Mar 11, 2020 | NEUBERGER BERMAN RISK PARITY FUND LTD. | D/A | Pooled Investment Fund | Indefinite | $541,036,329 |
| EDGAR ↗ | Mar 6, 2020 | Neuberger Berman Emerging Markets Equity Select Fund L.P. | D | Pooled Investment Fund | Indefinite | $4,000,000 |
| EDGAR ↗ | Feb 27, 2020 | Neuberger Berman Opportunistic Capital Solutions Fund (Delaware) LP | D | Pooled Investment Fund | $1,500,000,000 | $0 |
| EDGAR ↗ | Feb 19, 2020 | Neuberger Berman Emerging Markets Equity Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $867,296,051 |
| EDGAR ↗ | Feb 6, 2020 | Neuberger Berman U.S. Equity Index PutWrite Fund LLC | D/A | Pooled Investment Fund | Indefinite | $1,209,804,856 |
| EDGAR ↗ | Feb 6, 2020 | Neuberger Berman Global Equity Index PutWrite Fund LLC | D/A | Pooled Investment Fund | Indefinite | $50,001,000 |
| EDGAR ↗ | Feb 5, 2020 | Neuberger Berman International Small Cap Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $1,000,000 |
| EDGAR ↗ | Feb 5, 2020 | KARNAK PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $297,000,000 |
| EDGAR ↗ | Jan 17, 2020 | Neuberger Berman Principal Strategies Offshore Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $131,150,000 |
| EDGAR ↗ | Jan 17, 2020 | Neuberger Berman Principal Strategies Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $49,300,000 |
| EDGAR ↗ | Jan 16, 2020 | Neuberger Berman Emerging Market Debt - Local Currency Fund LLC | D | Pooled Investment Fund | Indefinite | $75,001,000 |
| EDGAR ↗ | Jan 14, 2020 | Strategic Partnership Fund NB LLC | D/A | Pooled Investment Fund | Indefinite | $620,536,577 |
| EDGAR ↗ | Jan 14, 2020 | Neuberger Berman Senior Floating Rate Income Fund LLC | D/A | Pooled Investment Fund | Indefinite | $619,407,353 |
| EDGAR ↗ | Jan 8, 2020 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $1,988,850,232 |
| EDGAR ↗ | Jan 7, 2020 | VANTAGE PARTNERS, L.P. | D | Pooled Investment Fund | $50,000,000 | $250,000 |
| EDGAR ↗ | Jan 3, 2020 | Neuberger Berman Short Duration Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $141,771,000 |
| EDGAR ↗ | Dec 23, 2019 | NB Diversified Arbitrage Fund II L.P. | D/A | Pooled Investment Fund | Indefinite | $445,543,240 |
| EDGAR ↗ | Dec 23, 2019 | NB Diversified Arbitrage Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $628,151,431 |
| EDGAR ↗ | Nov 14, 2019 | Homeward Opportunities Fund LP | D | Pooled Investment Fund | Indefinite | $400,000,000 |
| EDGAR ↗ | Nov 1, 2019 | Neuberger Berman Loan Advisers Holdings II LP | D | Other Banking and Financial Services | Indefinite | $10,000 |
| EDGAR ↗ | Oct 31, 2019 | Neuberger Berman Loan Advisers Holdings II (Cayman) LP | D | Other Banking and Financial Services | Indefinite | $74,427,000 |
| EDGAR ↗ | Sep 30, 2019 | Neuberger Berman Special Situations Fund LP | D | Pooled Investment Fund | $500,000,000 | $0 |
| EDGAR ↗ | Sep 12, 2019 | Great Lake Funding I LP | D/A | Pooled Investment Fund | $650,000,000 | $650,000,000 |
| EDGAR ↗ | Jul 8, 2019 | Neuberger Berman Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $408,195,468 |
| EDGAR ↗ | Jul 2, 2019 | Neuberger Berman Global Equity Index PutWrite Fund LLC | D/A | Pooled Investment Fund | Indefinite | $50,001,000 |
| EDGAR ↗ | Jul 2, 2019 | Neuberger Berman U.S. Equity Index PutWrite Fund LLC | D/A | Pooled Investment Fund | Indefinite | $961,569,856 |
| EDGAR ↗ | Jun 19, 2019 | Greene Street Funding LP | D/A | Pooled Investment Fund | Indefinite | $806,000,000 |
| EDGAR ↗ | Apr 22, 2019 | AMADEUS PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $54,529,740 |
| EDGAR ↗ | Apr 22, 2019 | HAS Partners Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $2,847,480 |
| EDGAR ↗ | Apr 22, 2019 | HAS Partners Retirement Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $4,992,232 |
| EDGAR ↗ | Apr 22, 2019 | 590 Partners, L.P. | D/A | Pooled Investment Fund | Indefinite | $12,593,976 |
| EDGAR ↗ | Apr 22, 2019 | Neuberger Berman Income Plus Fund LP | D/A | Pooled Investment Fund | Indefinite | $130,513,812 |
| EDGAR ↗ | Apr 22, 2019 | NB PINE ROCK FUND LP | D/A | Pooled Investment Fund | Indefinite | $21,513,368 |
| EDGAR ↗ | Apr 22, 2019 | NB ALL CAP ALPHA FUND LP | D/A | Pooled Investment Fund | Indefinite | $63,260,693 |
| EDGAR ↗ | Apr 22, 2019 | Capital Group Opportunistic Fund LLC | D/A | Pooled Investment Fund | Indefinite | $5,401,509 |
| EDGAR ↗ | Apr 12, 2019 | Neuberger Berman Risk Parity Fund LP | D | Pooled Investment Fund | Indefinite | $250,000,000 |
| EDGAR ↗ | Apr 4, 2019 | Neuberger Berman U.S. Equity Index PutWrite Fund LLC | D/A | Pooled Investment Fund | Indefinite | $955,569,856 |
| EDGAR ↗ | Mar 12, 2019 | NEUBERGER BERMAN RISK PARITY FUND LTD. | D/A | Pooled Investment Fund | Indefinite | $521,036,329 |
| EDGAR ↗ | Feb 20, 2019 | Neuberger Berman Emerging Markets Equity Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $793,936,052 |
| EDGAR ↗ | Feb 12, 2019 | Great Lake Funding I LP | D | Pooled Investment Fund | $500,000,000 | $500,000,000 |
| EDGAR ↗ | Feb 5, 2019 | Neuberger Berman International Small Cap Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $1,000,000 |
| EDGAR ↗ | Feb 5, 2019 | KARNAK PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $297,000,000 |
| EDGAR ↗ | Jan 18, 2019 | Neuberger Berman Principal Strategies Offshore Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $121,150,000 |
| EDGAR ↗ | Jan 18, 2019 | Neuberger Berman Principal Strategies Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $48,750,000 |
| EDGAR ↗ | Jan 18, 2019 | Orchard Square Partners Credit Fund LP | D/A | Pooled Investment Fund | Indefinite | $155,105,698 |
| EDGAR ↗ | Jan 18, 2019 | Orchard Square Partners Credit Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $307,378,345 |
| EDGAR ↗ | Jan 16, 2019 | Strategic Partnership Fund NB LLC | D/A | Pooled Investment Fund | Indefinite | $595,536,577 |
| EDGAR ↗ | Jan 16, 2019 | NEUBERGER BERMAN RISK PARITY FUND LTD. | D/A | Pooled Investment Fund | Indefinite | $521,036,329 |
| EDGAR ↗ | Jan 15, 2019 | Neuberger Berman Senior Floating Rate Income Fund LLC | D/A | Pooled Investment Fund | Indefinite | $619,407,353 |
| EDGAR ↗ | Jan 8, 2019 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $1,947,330,232 |
| EDGAR ↗ | Jan 8, 2019 | Neuberger Berman U.S. Equity Index PutWrite Fund LLC | D/A | Pooled Investment Fund | Indefinite | $663,139,334 |
| EDGAR ↗ | Jan 8, 2019 | Neuberger Berman Global Equity Index PutWrite Fund LLC | D/A | Pooled Investment Fund | Indefinite | $50,001,000 |
| EDGAR ↗ | Jan 8, 2019 | Neuberger Berman Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $383,195,468 |
| EDGAR ↗ | Jan 8, 2019 | Neuberger Berman Short Duration Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $141,771,000 |
| EDGAR ↗ | Jan 7, 2019 | VANTAGE PARTNERS, L.P. | D | Pooled Investment Fund | $50,000,000 | $150,000 |
| EDGAR ↗ | Dec 20, 2018 | NB Diversified Arbitrage Fund II L.P. | D/A | Pooled Investment Fund | Indefinite | $445,530,682 |
| EDGAR ↗ | Dec 20, 2018 | NB Diversified Arbitrage Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $625,983,931 |
| EDGAR ↗ | Sep 7, 2018 | Neuberger Berman U.S. Equity Index PutWrite Fund LLC | D/A | Pooled Investment Fund | Indefinite | $598,384,723 |
| EDGAR ↗ | Sep 7, 2018 | Neuberger Berman Global Equity Index PutWrite Fund LLC | D/A | Pooled Investment Fund | Indefinite | $50,001,000 |
| EDGAR ↗ | Aug 28, 2018 | Greene Street Funding LP | D | Pooled Investment Fund | Indefinite | $100,000,000 |
| EDGAR ↗ | Jul 13, 2018 | Fixed Income Opportunities NB LLC | D | Pooled Investment Fund | Indefinite | $500,000,000 |
| EDGAR ↗ | Mar 16, 2018 | HAS Partners Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $2,692,355 |
| EDGAR ↗ | Mar 16, 2018 | HAS Partners Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $2,692,355 |
| EDGAR ↗ | Mar 16, 2018 | 590 Partners, L.P. | D/A | Pooled Investment Fund | Indefinite | $12,420,033 |
| EDGAR ↗ | Mar 16, 2018 | Capital Group Opportunistic Fund LLC | D/A | Pooled Investment Fund | Indefinite | $5,401,509 |
| EDGAR ↗ | Mar 16, 2018 | AMADEUS PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $54,529,740 |
| EDGAR ↗ | Mar 16, 2018 | Neuberger Berman Income Plus Fund LP | D/A | Pooled Investment Fund | Indefinite | $130,513,812 |
| EDGAR ↗ | Feb 26, 2018 | Neuberger Berman Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $248,240,000 |
| EDGAR ↗ | Feb 26, 2018 | Neuberger Berman U.S. Equity Index PutWrite Fund LLC | D/A | Pooled Investment Fund | Indefinite | $302,226,000 |
| EDGAR ↗ | Feb 23, 2018 | HAS Partners Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $2,692,355 |
| EDGAR ↗ | Feb 23, 2018 | HAS Partners Retirement Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $4,811,689 |
| EDGAR ↗ | Feb 23, 2018 | 590 Partners, L.P. | D/A | Pooled Investment Fund | Indefinite | $12,420,033 |
| EDGAR ↗ | Feb 23, 2018 | AMADEUS PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $54,529,740 |
| EDGAR ↗ | Feb 23, 2018 | Neuberger Berman Income Plus Fund LP | D/A | Pooled Investment Fund | Indefinite | $130,513,812 |
| EDGAR ↗ | Feb 23, 2018 | Capital Group Opportunistic Fund LLC | D/A | Pooled Investment Fund | Indefinite | $5,401,509 |
| EDGAR ↗ | Feb 14, 2018 | Neuberger Berman Global Equity Index PutWrite Fund LLC | D/A | Pooled Investment Fund | Indefinite | $50,001,000 |
| EDGAR ↗ | Feb 9, 2018 | Neuberger Berman Emerging Markets Equity Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $636,936,052 |
| EDGAR ↗ | Feb 9, 2018 | Neuberger Berman International Small Cap Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $1,000,000 |
| EDGAR ↗ | Feb 5, 2018 | KARNAK PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $294,000,000 |
| EDGAR ↗ | Jan 18, 2018 | Neuberger Berman Senior Floating Rate Income Fund LLC | D/A | Pooled Investment Fund | Indefinite | $619,407,353 |
| EDGAR ↗ | Jan 18, 2018 | Neuberger Berman Principal Strategies Offshore Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $114,500,000 |
| EDGAR ↗ | Jan 18, 2018 | Neuberger Berman Principal Strategies Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $47,750,000 |
| EDGAR ↗ | Jan 18, 2018 | Orchard Square Partners Credit Fund LP | D/A | Pooled Investment Fund | Indefinite | $155,105,698 |
| EDGAR ↗ | Jan 18, 2018 | Orchard Square Partners Credit Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $307,378,345 |
| EDGAR ↗ | Jan 17, 2018 | Strategic Partnership Fund NB LLC | D/A | Pooled Investment Fund | Indefinite | $595,536,577 |
| EDGAR ↗ | Jan 17, 2018 | NEUBERGER BERMAN RISK PARITY FUND LTD. | D/A | Pooled Investment Fund | Indefinite | $60,000,000 |
| EDGAR ↗ | Jan 11, 2018 | VANTAGE PARTNERS, L.P. | D | Pooled Investment Fund | $50,000,000 | $250,000 |
| EDGAR ↗ | Jan 9, 2018 | Neuberger Berman Short Duration Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $120,011,000 |
| EDGAR ↗ | Jan 9, 2018 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $1,925,590,232 |
| EDGAR ↗ | Dec 19, 2017 | Neuberger Berman U.S. Equity Index PutWrite Fund LLC | D/A | Pooled Investment Fund | Indefinite | $263,051,000 |
| EDGAR ↗ | Dec 18, 2017 | NB Diversified Arbitrage Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $677,960,559 |
| EDGAR ↗ | Dec 18, 2017 | NB Diversified Arbitrage Fund II L.P. | D/A | Pooled Investment Fund | Indefinite | $477,969,525 |
| EDGAR ↗ | Dec 15, 2017 | Homeward Opportunities Offshore Fund I LP | D | Pooled Investment Fund | $400,000,000 | $200,000,000 |
| EDGAR ↗ | Dec 15, 2017 | Homeward Opportunities Fund I LP | D/A | Pooled Investment Fund | $400,000,000 | $200,000,000 |
| EDGAR ↗ | Dec 15, 2017 | Homeward Opportunities Offshore Fund I LP | D/A | Pooled Investment Fund | $400,000,000 | $200,000,000 |
| EDGAR ↗ | Dec 14, 2017 | Homeward Opportunities Fund I LP | D | Pooled Investment Fund | $400,000,000 | $200,000,000 |
| EDGAR ↗ | Sep 8, 2017 | Strategic Partnership Fund NB LLC | D | Pooled Investment Fund | Indefinite | $595,000,000 |
| EDGAR ↗ | Aug 24, 2017 | NB Alpha Capture Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $6,451,000 |
| EDGAR ↗ | Aug 21, 2017 | Neuberger Berman U.S. Equity Index PutWrite Fund LLC | D/A | Pooled Investment Fund | Indefinite | $158,700,000 |
| EDGAR ↗ | Jul 17, 2017 | Neuberger Berman Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $238,239,000 |
| EDGAR ↗ | Jun 21, 2017 | NB PINE ROCK FUND LP | D/A | Pooled Investment Fund | Indefinite | $21,513,368 |
| EDGAR ↗ | Jun 21, 2017 | NB ALL CAP ALPHA FUND LP | D/A | Pooled Investment Fund | Indefinite | $63,260,693 |
| EDGAR ↗ | Jun 14, 2017 | Neuberger Berman U.S. Equity Index PutWrite Fund LLC | D/A | Pooled Investment Fund | Indefinite | $78,000,000 |
| EDGAR ↗ | Jun 7, 2017 | Neuberger Berman Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $232,989,000 |
| EDGAR ↗ | Apr 13, 2017 | Neuberger Berman U.S. Equity Index PutWrite Fund LLC | D/A | Pooled Investment Fund | Indefinite | $68,000,000 |
| EDGAR ↗ | Mar 6, 2017 | NBEC CLO XXIII SP | D | Pooled Investment Fund | $846,500 | $846,500 |
| EDGAR ↗ | Feb 28, 2017 | AMADEUS PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $54,166,877 |
| EDGAR ↗ | Feb 28, 2017 | 590 Partners, L.P. | D/A | Pooled Investment Fund | Indefinite | $7,170,535 |
| EDGAR ↗ | Feb 28, 2017 | HAS Partners Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $2,314,647 |
| EDGAR ↗ | Feb 28, 2017 | HAS Partners Retirement Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $4,393,258 |
| EDGAR ↗ | Feb 28, 2017 | Neuberger Berman Income Plus Fund LP | D/A | Pooled Investment Fund | Indefinite | $130,488,812 |
| EDGAR ↗ | Feb 15, 2017 | Neuberger Berman U.S. Equity Index PutWrite Fund LLC | D | Pooled Investment Fund | Indefinite | $61,000,000 |
| EDGAR ↗ | Feb 15, 2017 | Neuberger Berman Global Equity Index PutWrite Fund LLC | D/A | Pooled Investment Fund | Indefinite | $50,000,000 |
| EDGAR ↗ | Feb 14, 2017 | Neuberger Berman Emerging Markets Equity Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $544,135,052 |
| EDGAR ↗ | Feb 8, 2017 | Neuberger Berman International Small Cap Fund L.P. | D | Pooled Investment Fund | Indefinite | $1,000,000 |
| EDGAR ↗ | Feb 8, 2017 | KARNAK PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $267,000,000 |
| EDGAR ↗ | Feb 3, 2017 | Capital Group Opportunistic Fund LLC | D/A | Pooled Investment Fund | Indefinite | $4,541,596 |
| EDGAR ↗ | Feb 1, 2017 | Neuberger Berman Loan Advisers Holdings (Delaware) LP | D | Other Banking and Financial Services | Indefinite | $48,000,000 |
| EDGAR ↗ | Feb 1, 2017 | Neuberger Berman Loan Advisers Holdings (Cayman) LP | D | Other Banking and Financial Services | Indefinite | $18,500,000 |
| EDGAR ↗ | Feb 1, 2017 | Neuberger Berman Loan Advisers Holdings LP | D | Other Banking and Financial Services | Indefinite | $81,500,000 |
| EDGAR ↗ | Jan 27, 2017 | NEUBERGER BERMAN MULTI-ASSET REAL RETURN PORTFOLIO OFFSHORE LTD. | D/A | Pooled Investment Fund | Indefinite | $146,971,500 |
| EDGAR ↗ | Jan 19, 2017 | Orchard Square Partners Credit Fund LP | D/A | Pooled Investment Fund | Indefinite | $155,105,698 |
| EDGAR ↗ | Jan 19, 2017 | Orchard Square Partners Credit Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $307,328,345 |
| EDGAR ↗ | Jan 19, 2017 | NEUBERGER BERMAN RISK PARITY FUND LTD. | D/A | Pooled Investment Fund | Indefinite | $50,000,000 |
| EDGAR ↗ | Jan 18, 2017 | Neuberger Berman Principal Strategies Offshore Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $51,000,000 |
| EDGAR ↗ | Jan 18, 2017 | Neuberger Berman Principal Strategies Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $8,750,000 |
| EDGAR ↗ | Jan 17, 2017 | Neuberger Berman Global Equity Index PutWrite Fund LLC | D | Pooled Investment Fund | Indefinite | $37,500,000 |
| EDGAR ↗ | Jan 17, 2017 | AMADEUS PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $54,166,877 |
| EDGAR ↗ | Jan 13, 2017 | VANTAGE PARTNERS, L.P. | D | Pooled Investment Fund | $50,000,000 | $3,517,202 |
| EDGAR ↗ | Jan 11, 2017 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $1,807,888,405 |
| EDGAR ↗ | Jan 10, 2017 | Neuberger Berman Short Duration Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $121,000,000 |
| EDGAR ↗ | Jan 10, 2017 | Neuberger Berman Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $193,989,000 |
| EDGAR ↗ | Dec 27, 2016 | Neuberger Berman Income Plus Fund LP | D/A | Pooled Investment Fund | Indefinite | $130,488,812 |
| EDGAR ↗ | Dec 23, 2016 | NB PINE ROCK FUND LP | D/A | Pooled Investment Fund | Indefinite | $21,513,368 |
| EDGAR ↗ | Dec 22, 2016 | NB ALL CAP ALPHA FUND LP | D/A | Pooled Investment Fund | Indefinite | $63,260,693 |
| EDGAR ↗ | Dec 16, 2016 | NEUBERGER BERMAN RISK PARITY FUND LTD. | D/A | Pooled Investment Fund | Indefinite | $50,000,000 |
| EDGAR ↗ | Dec 15, 2016 | NB Diversified Arbitrage Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $676,008,874 |
| EDGAR ↗ | Dec 15, 2016 | NB Diversified Arbitrage Fund II L.P. | D/A | Pooled Investment Fund | Indefinite | $477,074,354 |
| EDGAR ↗ | Dec 6, 2016 | 590 Partners, L.P. | D/A | Pooled Investment Fund | Indefinite | $7,170,535 |
| EDGAR ↗ | Dec 6, 2016 | HAS Partners Retirement Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $4,393,258 |
| EDGAR ↗ | Dec 6, 2016 | HAS Partners Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $2,314,647 |
| EDGAR ↗ | Nov 14, 2016 | Neuberger Berman Principal Strategies Offshore Fund L.P. | D | Pooled Investment Fund | Indefinite | $50,000,000 |
| EDGAR ↗ | Nov 14, 2016 | Neuberger Berman Principal Strategies Fund L.P. | D | Pooled Investment Fund | Indefinite | $7,000,000 |
| EDGAR ↗ | Nov 10, 2016 | NBEC CLO XXII SP | D | Pooled Investment Fund | $423,750 | $423,750 |
| EDGAR ↗ | Aug 25, 2016 | NB Alpha Capture Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $6,451,000 |
| EDGAR ↗ | Aug 24, 2016 | HAS Partners Retirement Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $4,324,174 |
| EDGAR ↗ | Jun 20, 2016 | NB ALL CAP ALPHA FUND LP | D/A | Pooled Investment Fund | Indefinite | $63,260,693 |
| EDGAR ↗ | Jun 15, 2016 | NBEC CLO XXI SP | D | Pooled Investment Fund | $445,889 | $445,889 |
| EDGAR ↗ | Apr 12, 2016 | Capital Group Opportunistic Fund LLC | D/A | Pooled Investment Fund | Indefinite | $4,541,596 |
| EDGAR ↗ | Apr 12, 2016 | 590 Partners, L.P. | D/A | Pooled Investment Fund | Indefinite | $7,045,501 |
| EDGAR ↗ | Apr 12, 2016 | Neuberger Berman Income Plus Fund LP | D/A | Pooled Investment Fund | Indefinite | $129,688,812 |
| EDGAR ↗ | Apr 4, 2016 | AMADEUS PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $54,166,877 |
| EDGAR ↗ | Mar 14, 2016 | NEUBERGER BERMAN MULTI-ASSET REAL RETURN PORTFOLIO OFFSHORE LTD. | D/A | Pooled Investment Fund | Indefinite | $146,971,500 |
| EDGAR ↗ | Feb 12, 2016 | Neuberger Berman Emerging Markets Equity Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $544,135,052 |
| EDGAR ↗ | Feb 8, 2016 | KARNAK PARTNERS L P | D | Pooled Investment Fund | Indefinite | $267,000,000 |
| EDGAR ↗ | Jan 19, 2016 | Orchard Square Partners Credit Fund LP | D/A | Pooled Investment Fund | Indefinite | $193,753,855 |
| EDGAR ↗ | Jan 19, 2016 | Orchard Square Partners Credit Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $884,811,955 |
| EDGAR ↗ | Jan 15, 2016 | VANTAGE PARTNERS, L.P. | D | Pooled Investment Fund | $50,000,000 | $168,000 |
| EDGAR ↗ | Jan 15, 2016 | VANTAGE GROWTH PARTNERS, L.P. | D | Pooled Investment Fund | $50,000,000 | $390,000 |
| EDGAR ↗ | Jan 12, 2016 | Neuberger Berman Short Duration Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $120,000,000 |
| EDGAR ↗ | Jan 12, 2016 | Neuberger Berman Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $193,989,000 |
| EDGAR ↗ | Jan 12, 2016 | Neuberger Berman Senior Floating Rate Income Fund LLC | D/A | Pooled Investment Fund | Indefinite | $347,316,627 |
| EDGAR ↗ | Jan 11, 2016 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $1,709,128,405 |
| EDGAR ↗ | Jan 4, 2016 | NBEC CLO XX SP | D | Pooled Investment Fund | $380,000 | $380,000 |
| EDGAR ↗ | Dec 30, 2015 | NEUBERGER BERMAN RISK PARITY FUND LTD. | D/A | Pooled Investment Fund | Indefinite | $50,000,000 |
| EDGAR ↗ | Dec 29, 2015 | NB PINE ROCK FUND LP | D/A | Pooled Investment Fund | Indefinite | $21,513,368 |
| EDGAR ↗ | Dec 21, 2015 | HAS Partners Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $2,269,147 |
| EDGAR ↗ | Dec 14, 2015 | NB Diversified Arbitrage Fund II L.P. | D/A | Pooled Investment Fund | Indefinite | $476,974,354 |
| EDGAR ↗ | Dec 14, 2015 | NB Diversified Arbitrage Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $676,008,874 |
| EDGAR ↗ | Dec 9, 2015 | Neuberger Berman Short Duration Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $120,000,000 |
| EDGAR ↗ | Oct 1, 2015 | Fixed Income Opportunities NB LLC | D | Pooled Investment Fund | Indefinite | $1,000,000,000 |
| EDGAR ↗ | Oct 1, 2015 | NBEC CLO XIX SP | D | Pooled Investment Fund | $820,000 | $820,000 |
| EDGAR ↗ | Jul 16, 2015 | HAS Partners Retirement Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $4,162,942 |
| EDGAR ↗ | Jul 1, 2015 | NB Alpha Capture Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $6,451,000 |
| EDGAR ↗ | Jun 18, 2015 | NB ALL CAP ALPHA FUND LP | D/A | Pooled Investment Fund | Indefinite | $63,260,693 |
| EDGAR ↗ | Jun 16, 2015 | NEUBERGER BERMAN COMMODITIES FUND I LTD. | D/A | Pooled Investment Fund | Indefinite | $39,356,456 |
| EDGAR ↗ | May 20, 2015 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $1,693,818,405 |
| EDGAR ↗ | May 8, 2015 | Neuberger Berman Senior Floating Rate Income Fund LLC | D/A | Pooled Investment Fund | Indefinite | $347,316,627 |
| EDGAR ↗ | May 8, 2015 | Neuberger Berman Emerging Market Debt Fund LLC | D/A | Pooled Investment Fund | Indefinite | $153,300,000 |
| EDGAR ↗ | Apr 7, 2015 | 590 Partners, L.P. | D/A | Pooled Investment Fund | Indefinite | $6,045,501 |
| EDGAR ↗ | Apr 6, 2015 | Capital Group Opportunistic Fund LLC | D/A | Pooled Investment Fund | Indefinite | $4,541,596 |
| EDGAR ↗ | Apr 6, 2015 | Neuberger Berman Income Plus Fund LP | D/A | Pooled Investment Fund | Indefinite | $124,313,812 |
| EDGAR ↗ | Apr 2, 2015 | AMADEUS PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $54,166,877 |
| EDGAR ↗ | Apr 1, 2015 | Orchard Square Partners Credit Fund LP | D/A | Pooled Investment Fund | Indefinite | $167,233,526 |
| EDGAR ↗ | Apr 1, 2015 | Orchard Square Partners Credit Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $304,915,298 |
| EDGAR ↗ | Mar 16, 2015 | NEUBERGER BERMAN MULTI-ASSET REAL RETURN PORTFOLIO OFFSHORE LTD. | D/A | Pooled Investment Fund | Indefinite | $94,270,000 |
| EDGAR ↗ | Feb 13, 2015 | Neuberger Berman Emerging Markets Equity Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $543,985,052 |
| EDGAR ↗ | Feb 11, 2015 | NBEC CLO XVIII SP | D | Pooled Investment Fund | $900,000 | $900,000 |
| EDGAR ↗ | Feb 11, 2015 | KARNAK PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $267,000,000 |
| EDGAR ↗ | Jan 6, 2015 | VANTAGE PARTNERS, L.P. | D | Pooled Investment Fund | $50,000,000 | $557,070 |
| EDGAR ↗ | Dec 30, 2014 | NB PINE ROCK FUND LP | D/A | Pooled Investment Fund | Indefinite | $21,513,368 |
| EDGAR ↗ | Dec 19, 2014 | HAS Partners Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $600,005 |
| EDGAR ↗ | Dec 12, 2014 | NB Diversified Arbitrage Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $676,008,874 |
| EDGAR ↗ | Dec 12, 2014 | NB Diversified Arbitrage Fund II L.P. | D/A | Pooled Investment Fund | Indefinite | $476,974,354 |
| EDGAR ↗ | Dec 10, 2014 | Neuberger Berman Short Duration Emerging Market Debt Fund LLC | D | Pooled Investment Fund | Indefinite | $120,000,000 |
| EDGAR ↗ | Nov 26, 2014 | Canarsie Capital Fund Offshore, Ltd. | D/A | Pooled Investment Fund | Indefinite | $9,813,272 |
| EDGAR ↗ | Nov 26, 2014 | Canarsie Capital Fund, LP | D/A | Pooled Investment Fund | Indefinite | $75,029,757 |
| EDGAR ↗ | Nov 17, 2014 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $1,625,818,544 |
| EDGAR ↗ | Aug 19, 2014 | NEUBERGER BERMAN RISK PARITY FUND LTD. | D | Pooled Investment Fund | Indefinite | $50,000,000 |
| EDGAR ↗ | Aug 19, 2014 | NB Alpha Capture Fund L.P. | D | Pooled Investment Fund | Indefinite | $5,100,000 |
| EDGAR ↗ | Jul 31, 2014 | NBEC CLO XVII SP | D | Pooled Investment Fund | $1,681,580 | $1,681,580 |
| EDGAR ↗ | Jul 21, 2014 | HAS Partners Retirement Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $3,808,858 |
| EDGAR ↗ | Jun 18, 2014 | NB ALL CAP ALPHA FUND LP | D/A | Pooled Investment Fund | Indefinite | $62,760,693 |
| EDGAR ↗ | Jun 16, 2014 | NEUBERGER BERMAN COMMODITIES FUND I LTD. | D/A | Pooled Investment Fund | Indefinite | $39,356,456 |
| EDGAR ↗ | May 14, 2014 | Neuberger Berman Senior Floating Rate Income Fund LLC | D/A | Pooled Investment Fund | Indefinite | $347,316,627 |
| EDGAR ↗ | May 9, 2014 | Neuberger Berman Emerging Market Debt Fund LLC | D | Pooled Investment Fund | Indefinite | $130,000,000 |
| EDGAR ↗ | May 2, 2014 | NEUBERGER BERMAN MUNICIPAL ENHANCED CASH PORTFOLIO LLC | D/A | Pooled Investment Fund | Indefinite | $1,361,876,260 |
| EDGAR ↗ | Apr 9, 2014 | 590 Partners, L.P. | D/A | Pooled Investment Fund | Indefinite | $5,995,501 |
| EDGAR ↗ | Apr 9, 2014 | AMADEUS PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $54,166,877 |
| EDGAR ↗ | Apr 7, 2014 | NBEC CLO XVI SP | D | Pooled Investment Fund | $1,696,600 | $1,696,600 |
| EDGAR ↗ | Apr 3, 2014 | Capital Group Opportunistic Fund LLC | D/A | Pooled Investment Fund | Indefinite | $3,100,000 |
| EDGAR ↗ | Apr 3, 2014 | Neuberger Berman Income Plus Fund LP | D/A | Pooled Investment Fund | Indefinite | $115,170,006 |
| EDGAR ↗ | Apr 1, 2014 | Orchard Square Partners Credit Fund LP | D/A | Pooled Investment Fund | Indefinite | $161,366,397 |
| EDGAR ↗ | Apr 1, 2014 | Orchard Square Partners Credit Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $296,598,353 |
| EDGAR ↗ | Mar 13, 2014 | NEUBERGER BERMAN MULTI-ASSET REAL RETURN PORTFOLIO OFFSHORE LTD. | D/A | Pooled Investment Fund | Indefinite | $80,000,000 |
| EDGAR ↗ | Feb 13, 2014 | Neuberger Berman Emerging Markets Equity Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $376,985,051 |
| EDGAR ↗ | Feb 12, 2014 | KARNAK PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $93,000,000 |
| EDGAR ↗ | Jan 29, 2014 | U.S. RESIDENTIAL OPPORTUNITY OFFSHORE FUND IV LP | D | Pooled Investment Fund | Indefinite | $5,000,000 |
| EDGAR ↗ | Jan 29, 2014 | U.S. RESIDENTIAL OPPORTUNITY FUND IV LP | D | Pooled Investment Fund | Indefinite | $117,000,000 |
| EDGAR ↗ | Jan 10, 2014 | VANTAGE GROWTH PARTNERS, L.P. | D | Pooled Investment Fund | $50,000,000 | $400,000 |
| EDGAR ↗ | Jan 10, 2014 | VANTAGE PARTNERS, L.P. | D | Pooled Investment Fund | $50,000,000 | $196,000 |
| EDGAR ↗ | Jan 2, 2014 | NB PINE ROCK FUND LP | D/A | Pooled Investment Fund | Indefinite | $21,513,368 |
| EDGAR ↗ | Dec 12, 2013 | HAS Partners Fund, L.P. | D | Pooled Investment Fund | Indefinite | $61,448 |
| EDGAR ↗ | Dec 12, 2013 | NB Diversified Arbitrage Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $672,087,629 |
| EDGAR ↗ | Dec 12, 2013 | NB Diversified Arbitrage Fund II L.P. | D/A | Pooled Investment Fund | Indefinite | $450,426,991 |
| EDGAR ↗ | Nov 26, 2013 | Canarsie Capital Fund, LP | D/A | Pooled Investment Fund | Indefinite | $24,000,000 |
| EDGAR ↗ | Nov 26, 2013 | Canarsie Capital Fund Offshore, Ltd. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Nov 7, 2013 | NBEC CLO XV SP | D | Pooled Investment Fund | $890,000 | $890,000 |
| EDGAR ↗ | Aug 27, 2013 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $1,266,754,787 |
| EDGAR ↗ | Jul 25, 2013 | Neuberger Berman Emerging Markets Equity Fund L.P. | D | Pooled Investment Fund | Indefinite | $302,385,051 |
| EDGAR ↗ | Jul 15, 2013 | Neuberger Berman Income Plus Fund LP | D/A | Pooled Investment Fund | Indefinite | $104,245,006 |
| EDGAR ↗ | Jul 11, 2013 | HAS Partners Retirement Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $1,500,000 |
| EDGAR ↗ | Jul 9, 2013 | HAS Partners Retirement Fund, L.P. | D | Pooled Investment Fund | Indefinite | $1,500,000 |
| EDGAR ↗ | Jun 21, 2013 | NBEC CLO XIII SP | D | Pooled Investment Fund | $3,135,613 | $3,135,613 |
| EDGAR ↗ | Jun 21, 2013 | NBEC CLO XII SP | D | Pooled Investment Fund | $3,641,241 | $3,641,241 |
| EDGAR ↗ | Jun 21, 2013 | NBEC CLO XIV SP | D | Pooled Investment Fund | $1,840,000 | $1,840,000 |
| EDGAR ↗ | Jun 18, 2013 | NB ALL CAP ALPHA FUND LP | D/A | Pooled Investment Fund | Indefinite | $61,310,693 |
| EDGAR ↗ | Jun 14, 2013 | NEUBERGER BERMAN GTAA PENSION FUND I LTD. | D/A | Pooled Investment Fund | Indefinite | $50,600,231 |
| EDGAR ↗ | Jun 14, 2013 | NEUBERGER BERMAN COMMODITIES FUND I LTD. | D/A | Pooled Investment Fund | Indefinite | $39,356,456 |
| EDGAR ↗ | Jun 14, 2013 | NEUBERGER BERMAN GTAA FUND II, LTD | D/A | Pooled Investment Fund | Indefinite | $25,000,000 |
| EDGAR ↗ | Jun 14, 2013 | NEUBERGER BERMAN GTAA FUND I, LTD | D/A | Pooled Investment Fund | Indefinite | $34,144,732 |
| EDGAR ↗ | Jun 14, 2013 | Neuberger Berman GTAA Fund I LP | D/A | Pooled Investment Fund | Indefinite | $24,239,715 |
| EDGAR ↗ | Jun 10, 2013 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $1,259,944,787 |
| EDGAR ↗ | Jun 6, 2013 | U.S. Residential Opportunity Fund I LLC | D/A | Pooled Investment Fund | $355,010,000 | $355,010,000 |
| EDGAR ↗ | May 14, 2013 | Neuberger Berman Senior Floating Rate Income Fund LLC | D | Pooled Investment Fund | Indefinite | $310,000,000 |
| EDGAR ↗ | May 2, 2013 | NEUBERGER BERMAN MUNICIPAL ENHANCED CASH PORTFOLIO LLC | D/A | Pooled Investment Fund | Indefinite | $1,445,302,326 |
| EDGAR ↗ | Apr 26, 2013 | 590 Partners, L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Apr 15, 2013 | Capital Group Opportunistic Fund LLC | D/A | Pooled Investment Fund | Indefinite | $2,600,000 |
| EDGAR ↗ | Apr 15, 2013 | AMADEUS PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $54,166,877 |
| EDGAR ↗ | Apr 1, 2013 | Orchard Square Partners Credit Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $280,579,909 |
| EDGAR ↗ | Apr 1, 2013 | Orchard Square Partners Credit Fund LP | D/A | Pooled Investment Fund | Indefinite | $146,932,206 |
| EDGAR ↗ | Mar 13, 2013 | NEUBERGER BERMAN MULTI-ASSET REAL RETURN PORTFOLIO OFFSHORE LTD. | D/A | Pooled Investment Fund | Indefinite | $80,000,000 |
| EDGAR ↗ | Mar 6, 2013 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $1,218,844,787 |
| EDGAR ↗ | Feb 13, 2013 | NB ALL CAP ALPHA FUND LP | D/A | Pooled Investment Fund | Indefinite | $57,950,618 |
| EDGAR ↗ | Feb 13, 2013 | KARNAK PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $91,000,000 |
| EDGAR ↗ | Jan 24, 2013 | U.S. Residential Opportunity Fund I LLC | D/A | Pooled Investment Fund | $205,000,000 | $205,000,000 |
| EDGAR ↗ | Jan 14, 2013 | VANTAGE GROWTH PARTNERS, L.P. | D | Pooled Investment Fund | $50,000,000 | $265,000 |
| EDGAR ↗ | Jan 10, 2013 | VANTAGE PARTNERS, L.P. | D | Pooled Investment Fund | $50,000,000 | $929,887 |
| EDGAR ↗ | Jan 3, 2013 | NB ALL CAP ALPHA FUND LP | D/A | Pooled Investment Fund | Indefinite | $56,950,618 |
| EDGAR ↗ | Jan 3, 2013 | NB PINE ROCK FUND LP | D/A | Pooled Investment Fund | Indefinite | $21,508,837 |
| EDGAR ↗ | Jan 3, 2013 | NB ALL CAP ALPHA FUND LP | D/A | Pooled Investment Fund | Indefinite | $56,950,618 |
| EDGAR ↗ | Jan 2, 2013 | Canarsie Capital Fund, LP | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Dec 12, 2012 | NB Diversified Arbitrage Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $671,437,629 |
| EDGAR ↗ | Dec 12, 2012 | NB Diversified Arbitrage Fund II L.P. | D/A | Pooled Investment Fund | Indefinite | $449,926,991 |
| EDGAR ↗ | Nov 26, 2012 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $1,091,035,942 |
| EDGAR ↗ | Oct 12, 2012 | U.S. Residential Opportunity Fund I LLC | D/A | Pooled Investment Fund | $105,000,000 | $105,000,000 |
| EDGAR ↗ | Sep 13, 2012 | NB Diversified Arbitrage Fund II L.P. | D/A | Pooled Investment Fund | Indefinite | $449,926,991 |
| EDGAR ↗ | Sep 13, 2012 | NB Diversified Arbitrage Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $671,414,381 |
| EDGAR ↗ | Sep 5, 2012 | NB ALL CAP ALPHA FUND LP | D/A | Pooled Investment Fund | Indefinite | $54,200,618 |
| EDGAR ↗ | Aug 16, 2012 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $1,003,935,942 |
| EDGAR ↗ | Jul 13, 2012 | Neuberger Berman Income Plus Fund LP | D/A | Pooled Investment Fund | Indefinite | $84,606,006 |
| EDGAR ↗ | Jul 12, 2012 | NB ALL CAP ALPHA FUND LP | D/A | Pooled Investment Fund | Indefinite | $43,055,693 |
| EDGAR ↗ | Jun 19, 2012 | NEUBERGER BERMAN COMMODITIES FUND I LTD. | D/A | Pooled Investment Fund | Indefinite | $39,356,456 |
| EDGAR ↗ | Jun 19, 2012 | NEUBERGER BERMAN GTAA FUND II, LTD | D/A | Pooled Investment Fund | Indefinite | $25,000,000 |
| EDGAR ↗ | Jun 19, 2012 | NEUBERGER BERMAN GTAA FUND I, LTD | D/A | Pooled Investment Fund | Indefinite | $30,554,732 |
| EDGAR ↗ | Jun 19, 2012 | Neuberger Berman GTAA Fund I LP | D/A | Pooled Investment Fund | Indefinite | $24,239,715 |
| EDGAR ↗ | Jun 18, 2012 | NEUBERGER BERMAN GTAA PENSION FUND I LTD. | D/A | Pooled Investment Fund | Indefinite | $50,600,230 |
| EDGAR ↗ | May 4, 2012 | NEUBERGER BERMAN MUNICIPAL ENHANCED CASH PORTFOLIO LLC | D/A | Pooled Investment Fund | Indefinite | $1,236,384,462 |
| EDGAR ↗ | Apr 18, 2012 | AMADEUS PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $52,186,836 |
| EDGAR ↗ | Apr 16, 2012 | Capital Group Opportunistic Fund LLC | D/A | Pooled Investment Fund | Indefinite | $2,050,000 |
| EDGAR ↗ | Apr 5, 2012 | U.S. Residential Opportunity Fund I LLC | D | Pooled Investment Fund | $30,000,000 | $30,000,000 |
| EDGAR ↗ | Mar 15, 2012 | NEUBERGER BERMAN MULTI-ASSET REAL RETURN PORTFOLIO OFFSHORE LTD. | D | Pooled Investment Fund | Indefinite | $40,000,000 |
| EDGAR ↗ | Mar 9, 2012 | Orchard Square Partners Credit Fund LP | D/A | Pooled Investment Fund | Indefinite | $110,182,577 |
| EDGAR ↗ | Mar 9, 2012 | Orchard Square Partners Credit Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $265,081,502 |
| EDGAR ↗ | Feb 28, 2012 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $822,082,663 |
| EDGAR ↗ | Feb 24, 2012 | NB Diversified Arbitrage Fund II L.P. | D/A | Pooled Investment Fund | Indefinite | $446,793,863 |
| EDGAR ↗ | Feb 24, 2012 | NB Diversified Arbitrage Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $669,241,006 |
| EDGAR ↗ | Feb 17, 2012 | KARNAK PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $82,000,000 |
| EDGAR ↗ | Feb 13, 2012 | AMADEUS PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $51,955,228 |
| EDGAR ↗ | Jan 13, 2012 | VANTAGE PARTNERS, L.P. | D | Pooled Investment Fund | $50,000,000 | $234,000 |
| EDGAR ↗ | Jan 12, 2012 | NB Distressed Debt Fund LP | D/A | Pooled Investment Fund | $1,000,000,000 | $7,500,000 |
| EDGAR ↗ | Jan 5, 2012 | NB Distressed Debt Fund LP | D/A | Pooled Investment Fund | $1,000,000,000 | $7,500,000 |
| EDGAR ↗ | Jan 3, 2012 | NB ALL CAP ALPHA FUND LP | D/A | Pooled Investment Fund | Indefinite | $26,050,000 |
| EDGAR ↗ | Jan 3, 2012 | NB PINE ROCK FUND LP | D/A | Pooled Investment Fund | Indefinite | $9,498,413 |
| EDGAR ↗ | Sep 14, 2011 | NB Diversified Arbitrage Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $668,940,930 |
| EDGAR ↗ | Sep 14, 2011 | NB Diversified Arbitrage Fund II L.P. | D/A | Pooled Investment Fund | Indefinite | $441,884,670 |
| EDGAR ↗ | Aug 25, 2011 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $786,381,789 |
| EDGAR ↗ | Aug 16, 2011 | NEUBERGER BERMAN COMMODITIES FUND I LTD. | D/A | Pooled Investment Fund | Indefinite | $29,750,000 |
| EDGAR ↗ | Jul 20, 2011 | NEUBERGER BERMAN COMMODITIES FUND I LTD. | D/A | Pooled Investment Fund | Indefinite | $29,750,000 |
| EDGAR ↗ | Jul 20, 2011 | Neuberger Berman GTAA Fund I LP | D/A | Pooled Investment Fund | Indefinite | $24,228,929 |
| EDGAR ↗ | Jul 12, 2011 | Neuberger Berman Income Plus Fund LP | D/A | Pooled Investment Fund | Indefinite | $69,938,325 |
| EDGAR ↗ | Jun 16, 2011 | NEUBERGER BERMAN GTAA PENSION FUND I LTD. | D/A | Pooled Investment Fund | Indefinite | $50,600,231 |
| EDGAR ↗ | Jun 3, 2011 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $760,485,571 |
| EDGAR ↗ | May 17, 2011 | Neuberger Berman Income Plus Fund LP | D/A | Pooled Investment Fund | Indefinite | $67,938,325 |
| EDGAR ↗ | May 5, 2011 | NEUBERGER BERMAN MUNICIPAL ENHANCED CASH PORTFOLIO LLC | D/A | Pooled Investment Fund | Indefinite | $1,122,206,244 |
| EDGAR ↗ | Apr 19, 2011 | Capital Group Opportunistic Fund LLC | D/A | Pooled Investment Fund | Indefinite | $1,550,000 |
| EDGAR ↗ | Mar 25, 2011 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $692,248,736 |
| EDGAR ↗ | Mar 15, 2011 | NB Diversified Arbitrage Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $668,739,570 |
| EDGAR ↗ | Mar 15, 2011 | NB Diversified Arbitrage Fund II L.P. | D/A | Pooled Investment Fund | Indefinite | $431,170,501 |
| EDGAR ↗ | Mar 9, 2011 | Orchard Square Partners Credit Fund LP | D/A | Pooled Investment Fund | Indefinite | $69,500,276 |
| EDGAR ↗ | Mar 9, 2011 | Orchard Square Partners Credit Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $73,249,201 |
| EDGAR ↗ | Mar 1, 2011 | NEUBERGER BERMAN GTAA FUND II, LTD | D/A | Pooled Investment Fund | Indefinite | $25,000,000 |
| EDGAR ↗ | Mar 1, 2011 | NEUBERGER BERMAN GTAA FUND I, LTD | D/A | Pooled Investment Fund | Indefinite | $30,544,732 |
| EDGAR ↗ | Feb 24, 2011 | KARNAK PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $71,000,000 |
| EDGAR ↗ | Feb 11, 2011 | AMADEUS PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $52,184,370 |
| EDGAR ↗ | Jan 14, 2011 | Neuberger Berman GTAA Fund I LP | D/A | Pooled Investment Fund | Indefinite | $20,936,738 |
| EDGAR ↗ | Jan 13, 2011 | NB Distressed Debt Fund LP | D | Pooled Investment Fund | $1,000,000,000 | $7,500,000 |
| EDGAR ↗ | Jan 11, 2011 | VANTAGE PARTNERS, L.P. | D | Pooled Investment Fund | $50,000,000 | $591,000 |
| EDGAR ↗ | Jan 4, 2011 | NB ALL CAP ALPHA FUND LP | D/A | Pooled Investment Fund | Indefinite | $26,050,000 |
| EDGAR ↗ | Jan 4, 2011 | NB PINE ROCK FUND LP | D/A | Pooled Investment Fund | Indefinite | $26,138,413 |
| EDGAR ↗ | Dec 1, 2010 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $610,353,735 |
| EDGAR ↗ | Nov 9, 2010 | NB Distressed Debt Investment Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $5,706,000 |
| EDGAR ↗ | Sep 9, 2010 | NEUBERGER BERMAN COMMODITIES FUND I LTD. | D/A | Pooled Investment Fund | Indefinite | $29,000,000 |
| EDGAR ↗ | Aug 24, 2010 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $607,653,735 |
| EDGAR ↗ | Jun 16, 2010 | NEUBERGER BERMAN COMMODITIES FUND I LTD. | D | Pooled Investment Fund | Indefinite | $29,000,000 |
| EDGAR ↗ | Jun 16, 2010 | NEUBERGER BERMAN GTAA PENSION FUND I LTD. | D | Pooled Investment Fund | Indefinite | $50,100,230 |
| EDGAR ↗ | Jun 14, 2010 | NB Distressed Debt Investment Fund Ltd | D | Pooled Investment Fund | $4,700,000 | $4,700,000 |
| EDGAR ↗ | May 24, 2010 | Neuberger Berman Income Plus Fund LP | D/A | Pooled Investment Fund | Indefinite | $45,459,325 |
| EDGAR ↗ | May 13, 2010 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $589,523,736 |
| EDGAR ↗ | May 12, 2010 | NEUBERGER BERMAN MUNICIPAL ENHANCED CASH PORTFOLIO LLC | D/A | Pooled Investment Fund | Indefinite | $916,119,655 |
| EDGAR ↗ | May 12, 2010 | NEUBERGER BERMAN SECURITIES LENDING QUALITY FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $259,393,665 |
| EDGAR ↗ | May 6, 2010 | Capital Group Opportunistic Fund LLC | D | Pooled Investment Fund | Indefinite | $1,050,000 |
| EDGAR ↗ | Mar 16, 2010 | NB Diversified Arbitrage Fund L.P. | D/A | Pooled Investment Fund | Indefinite | $668,030,007 |
| EDGAR ↗ | Mar 16, 2010 | NB Diversified Arbitrage Fund II L.P. | D/A | Pooled Investment Fund | Indefinite | $415,281,363 |
| EDGAR ↗ | Mar 10, 2010 | Orchard Square Partners Credit Fund LP | D | Pooled Investment Fund | Indefinite | $36,488,274 |
| EDGAR ↗ | Mar 10, 2010 | Orchard Square Partners Credit Fund Ltd | D | Pooled Investment Fund | Indefinite | $4,284,000 |
| EDGAR ↗ | Mar 1, 2010 | NEUBERGER BERMAN GTAA FUND II, LTD | D/A | Pooled Investment Fund | Indefinite | $25,000,000 |
| EDGAR ↗ | Mar 1, 2010 | NEUBERGER BERMAN GTAA FUND I, LTD | D/A | Pooled Investment Fund | Indefinite | $30,544,732 |
| EDGAR ↗ | Mar 1, 2010 | Neuberger Berman GTAA Fund I LP | D/A | Pooled Investment Fund | Indefinite | $19,886,738 |
| EDGAR ↗ | Mar 1, 2010 | KARNAK PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $68,000,000 |
| EDGAR ↗ | Feb 22, 2010 | AMADEUS PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $52,195,422 |
| EDGAR ↗ | Feb 18, 2010 | STRATEGIC COMMODITIES FUND III LLC | D/A | Pooled Investment Fund | Indefinite | $13,816,472 |
| EDGAR ↗ | Jan 27, 2010 | Neuberger Berman Income Plus Fund LP | D/A | Pooled Investment Fund | Indefinite | $34,546,300 |
| EDGAR ↗ | Jan 19, 2010 | VANTAGE PARTNERS, L.P. | D | Pooled Investment Fund | $50,000,000 | $486,000 |
| EDGAR ↗ | Jan 4, 2010 | NB PINE ROCK FUND LP | D/A | Pooled Investment Fund | Indefinite | $26,138,413 |
| EDGAR ↗ | Jan 4, 2010 | NB ALL CAP ALPHA FUND LP | D/A | Pooled Investment Fund | Indefinite | $24,050,000 |
| EDGAR ↗ | Dec 15, 2009 | Neuberger Berman Income Plus Fund LP | D/A | Pooled Investment Fund | Indefinite | $34,546,300 |
| EDGAR ↗ | May 13, 2009 | NEUBERGER BERMAN MUNICIPAL ENHANCED CASH PORTFOLIO LLC | D/A | Pooled Investment Fund | Indefinite | $728,770,460 |
| EDGAR ↗ | May 13, 2009 | NEUBERGER BERMAN SECURITIES LENDING QUALITY FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $798,828,002 |
| EDGAR ↗ | May 13, 2009 | NEUBERGER BERMAN HIGH INCOME FUND LLC | D/A | Pooled Investment Fund | Indefinite | $422,567,796 |
| EDGAR ↗ | May 7, 2009 | Lehman Brothers Mortgage Opportunity Fund (Cayman) Ltd. | D | Pooled Investment Fund | Indefinite | $46,900,000 |
| EDGAR ↗ | May 7, 2009 | Lehman Brothers Mortgage Opportunity Fund (Onshore) L.P. | D | Pooled Investment Fund | Indefinite | $44,572,000 |
| EDGAR ↗ | Mar 13, 2009 | NB PINE ROCK FUND LP | D/A | Pooled Investment Fund | Indefinite | $26,138,413 |
| EDGAR ↗ | Mar 13, 2009 | LEHMAN BROTHERS MULTI-CAP LONG/SHORT FUND LP | D/A | Pooled Investment Fund | Indefinite | $6,150,000 |
| EDGAR ↗ | Mar 13, 2009 | NB ALL CAP ALPHA FUND LP | D/A | Pooled Investment Fund | Indefinite | $23,050,000 |
| EDGAR ↗ | Mar 9, 2009 | AMADEUS PARTNERS L P | D/A | Pooled Investment Fund | Indefinite | $51,013,910 |
| EDGAR ↗ | Feb 27, 2009 | Neuberger Berman GTAA Fund I LP | D/A | Pooled Investment Fund | Indefinite | $19,868,415 |
| EDGAR ↗ | Feb 27, 2009 | NEUBERGER BERMAN GTAA FUND I, LTD | D | Pooled Investment Fund | Indefinite | $30,544,732 |
| EDGAR ↗ | Feb 27, 2009 | NEUBERGER BERMAN GTAA FUND II, LTD | D | Pooled Investment Fund | Indefinite | $25,000,000 |
| EDGAR ↗ | Feb 27, 2009 | Neuberger Berman GTAA Fund I LP | D | Pooled Investment Fund | Indefinite | $19,868,415 |
Activity: 9 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Oct 9, 2026. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2009–2017), Other Banking and Financial Services (2017), Pooled Investment Fund (2017–2019), Other Banking and Financial Services (2019), Pooled Investment Fund (2019–2020), Other Banking and Financial Services (2020), Pooled Investment Fund (2020), Other Banking and Financial Services (2020). Latest offering: Pooled Investment Fund (2020–2026; most recent Sep 17, 2026).
| Name | Roles | Issuers here | First → last listed |
|---|---|---|---|
| JA Joseph Amato | Executive Officer, Director | 112 | Feb 27, 2009 → Oct 9, 2026 |
| NB Neuberger Berman Investment Advisers LLC entity | Promoter, Executive Officer, Director | 83 | Jan 11, 2016 → Oct 9, 2026 |
| SW Stephen Wright | Director, Executive Officer | 50 | Jan 8, 2019 → Oct 9, 2026 |
| BT Bradley C. Tank | Executive Officer, Director, Promoter | 49 | Feb 27, 2009 → Jul 12, 2024 |
| LK Lawrence Kohn | Executive Officer, Director | 43 | Jan 29, 2014 → May 6, 2021 |
| RE Robert Eason | Director, Executive Officer | 35 | Jan 19, 2016 → May 6, 2021 |
| VR Vanessa Rosenthal | Executive Officer, Director | 30 | Apr 20, 2021 → Feb 2, 2023 |
| KD Kenneth deRegt | Executive Officer, Director | 27 | Nov 26, 2013 → Oct 9, 2026 |
| JK John Douglas Kramer | Executive Officer, Director | 27 | Apr 14, 2023 → Oct 9, 2026 |
| BT Brad Tank | Executive Officer, Director | 27 | Apr 5, 2012 → Dec 9, 2024 |
| NB Neuberger Berman Investment Advisers LLC entity | Promoter, Executive Officer, Director | 19 | Jan 12, 2016 → Jun 25, 2026 |
| AB Ashok Bhatia | Executive Officer, Director | 18 | Apr 11, 2024 → Oct 9, 2026 |
| HZ Heather Zuckerman | Executive Officer, Director | 18 | Feb 18, 2010 → Jul 9, 2026 |
| AJ Andrew A. Johnson | Executive Officer, Director | 13 | May 7, 2009 → Sep 7, 2018 |
| DG Dmitry Gasinsky | Executive Officer, Director | 12 | Dec 14, 2017 → Aug 25, 2026 |
| JR Joseph Rotter | Executive Officer | 12 | Nov 14, 2016 → Jan 21, 2026 |
| JK J. Douglas Kramer | Executive Officer, Director | 11 | Jun 15, 2021 → Sep 17, 2026 |
| GC Gabe Cahill | Executive Officer | 10 | Aug 6, 2020 → Mar 15, 2022 |
| NB Neuberger Berman Principal Strategies PRIMA GP LLC entity | Executive Officer, Promoter | 10 | Aug 6, 2020 → Mar 15, 2022 |
| NE NB EQUITY MANAGEMENT GP LLC entity | Promoter | 9 | Jul 25, 2013 → Apr 7, 2026 |
| NB Neuberger Berman Principal Strategies PRIMA Associates LP entity | Promoter | 9 | Aug 6, 2020 → Mar 15, 2022 |
| DM David Mancilla | Executive Officer | 9 | Mar 13, 2009 → Apr 22, 2019 |
| RS Raymond Sullivan | Director | 9 | Jan 4, 2010 → Apr 22, 2019 |
| DA Dennis Ainger | Executive Officer | 8 | Sep 1, 2022 → Aug 25, 2026 |
| NB Neuberger Berman Fixed Income LLC entity | Promoter | 8 | May 13, 2009 → Dec 9, 2015 |
| SZ Stephen Zacny | Executive Officer | 7 | Sep 1, 2022 → Aug 25, 2026 |
| PL Paul Lanks | Executive Officer | 7 | Apr 19, 2022 → Apr 7, 2026 |
| AB ANNE BRENNAN | Director, Executive Officer | 6 | Jul 2, 2024 → Jul 9, 2026 |
| MH Michael J. Holmberg | Director, Promoter, Executive Officer | 6 | Jun 14, 2010 → Apr 22, 2025 |
| RC Robert Conti | Director | 6 | Mar 9, 2009 → Mar 16, 2018 |
| KD Ken deRegt | Executive Officer, Director | 5 | Apr 12, 2021 → Jun 25, 2026 |
| JA Joe Amato | Executive Officer | 5 | Oct 31, 2019 → Apr 17, 2024 |
| NB Neuberger Berman Loan Advisers Holdings GP LLC entity | Executive Officer | 5 | Feb 1, 2017 → Apr 7, 2020 |
| TG Terrence Glomski | Executive Officer, Director | 5 | Apr 5, 2012 → Jun 19, 2019 |
| GC Gabriel Cahill | Executive Officer | 4 | Sep 30, 2025 → Sep 17, 2026 |
| RS Robert Surgent | Executive Officer, Director | 4 | May 22, 2023 → May 22, 2026 |
| IB Irina Babushkina | Executive Officer | 4 | Jun 20, 2024 → Jan 28, 2026 |
| DK Douglas Kramer | Director | 3 | Aug 9, 2023 → Dec 15, 2025 |
| RS Ray Sullivan | Executive Officer | 3 | Jan 23, 2024 → Dec 9, 2024 |
| JM John Morriss | Executive Officer, Director | 3 | Sep 1, 2022 → Dec 7, 2023 |
| JM Jeffrey Mauro | Director | 3 | Sep 1, 2022 → Dec 7, 2023 |
| RG Russell Gao | Director | 3 | Sep 1, 2022 → Dec 7, 2023 |
| DM Dan Mogelnicki | Director | 3 | Sep 1, 2022 → Dec 7, 2023 |
| NC NB Crossover and Partner Equity Fund I Associates LP entity | Promoter | 3 | Dec 2, 2021 → Nov 30, 2022 |
| NB Neuberger Berman Loan Advisers Holdings II GP LLC entity | Executive Officer | 3 | Oct 31, 2019 → Oct 20, 2020 |
| NA NB Alternative Investment Management LLC entity | Promoter, Director | 3 | Aug 19, 2014 → Dec 15, 2016 |
| MF Mark Faulkenberg | Executive Officer | 3 | Mar 13, 2009 → Mar 13, 2009 |
| NC NB CLO Evergreen Fund GP LLC entity | Promoter | 2 | May 29, 2025 → May 28, 2026 |
| NB Neuberger Berman Principal Strategies GP LLC entity | Executive Officer | 2 | Nov 14, 2016 → Jan 21, 2026 |
| MN Maarten Nederlof | Executive Officer | 2 | Jun 15, 2021 → Jun 17, 2025 |
| NB Neuberger Berman SDS Enhanced Equity GP LLC entity | Promoter | 2 | Jun 15, 2021 → Jun 17, 2025 |
| CK Charles Kantor | Executive Officer | 2 | Jun 15, 2021 → Jun 17, 2025 |
| RS Ravi Soni | Executive Officer | 2 | Apr 20, 2023 → Apr 22, 2025 |
| BM Brendan McDermott | Executive Officer | 2 | Apr 20, 2023 → Apr 22, 2025 |
| NB Neuberger Berman Special Situations Associates GP III LLC entity | Executive Officer | 2 | Apr 20, 2023 → Apr 22, 2025 |
| JA James Anderson | Executive Officer | 2 | Apr 19, 2024 → Dec 9, 2024 |
| HH Henry Herms | Executive Officer, Director | 2 | Apr 19, 2024 → Dec 9, 2024 |
| JH JOHN W. HUMPHREY | Executive Officer | 2 | Apr 20, 2023 → Apr 22, 2024 |
| NB Neuberger Berman Loan Advisers Holdings IV GP LLC entity | Executive Officer | 2 | Apr 17, 2023 → Apr 17, 2024 |
| NO NB Opportunistic Capital Solutions Fund GP LLC entity | Promoter | 2 | Feb 27, 2020 → Mar 1, 2022 |
9 of 30 issuers (first 30 of 147 issuers checked; each issuer page has its own record) have a matched state registry record — records by status: active 8 · withdrawn 1.
Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.
NEUBERGER BERMAN INVESTMENT ADVISERS LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jan 23, 2003 · SEC file 801-61757 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗
Regulatory assets under management: $398,649,911,459 as reported on Form ADV filed Sep 24, 2026 (Item 5.F(2)(c)) · 43,954 accounts (Item 5.F(2)(f))
Websites listed on Form ADV (Item 1.I): www.linkedin.com/company/nbprivatewealth ↗
Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.
Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET
NEUBERGER BERMAN EUROPE LIMITED — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Jun 20, 2013 · SEC file 801-78140 · Main office: LONDON · IAPD record ↗ · Form ADV filing (PDF) ↗
Regulatory assets under management: $97,984,814,937 as reported on Form ADV filed May 6, 2026 (Item 5.F(2)(c)) · 241 accounts (Item 5.F(2)(f))
Websites listed on Form ADV (Item 1.I): WWW.X.COM/NEUBERGERBERMAN ↗
Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.
Matched on management entity listed on Form D = adviser name, no state to compare, issuer filed in Y7 · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET
No Meta Pixel ids or Facebook / Instagram page links on file for Neuberger Berman as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
No website or social profile named in Neuberger Berman's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #32,710 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
Export this report as PDF · Premium
Request diligence pack (Premium) PartnerFacts asks the sponsor for the standard information pack and delivers it to you labelled "provided by the sponsor".
No corrections have been requested for this page.
Free. Covers the grouping itself or any record shown here. Logged with status: received → under review → fixed / confirmed with source.
Add a sourced explanation next to any fact. Reviewed before publishing.
One-tap searches on sites we do not index ourselves, with the name pre-filled (outside the US (as filed: NEW YORK), NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.