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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:22 AM ET

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Andrew A. Johnson

Named as an officer, director or promoter on SEC Form D filings · IL, NY · May 7, 2009 → Sep 7, 2018

14deals (issuers)
$10.65Breported sold
297investors
67Form D filings
2009–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Andrew A. Johnson is listed as an executive officer and director on 67 SEC Form D filings by 14 issuers between May 2009 and Feb 2026. Largest by amount reported sold: NEUBERGER BERMAN HIGH INCOME FUND LLC (Chicago, IL — pooled investment fund — 2009–2018; $2.18B reported sold to 82 investors), Neuberger Berman U.S. Equity Index PutWrite Fund LLC (New York, NY — pooled investment fund — 2017–2018; $2.17B reported sold to 74 investors), NEUBERGER BERMAN MUNICIPAL ENHANCED CASH PORTFOLIO LLC (Chicago, IL — pooled investment fund — 2009–2014; $1.45B reported sold to 6 investors), Strategic Partnership Fund NB LLC (New York, NY — pooled investment fund — 2017–2018; $1.22B reported sold to 1 investors), Fixed Income Opportunities NB LLC (New York, NY — pooled investment fund — 2015–2018; $1B reported sold to 1 investors) and 9 more (all listed below).

What this means That is a lot of deals — 14 separate companies raised money with this person listed as executive officer and director, over about 17 years. Across those companies the filings report $10.65B sold in total.

Listed alongside Bradley C. Tank (66 shared filings), Joseph Amato (66 shared filings), Neuberger Berman Fixed Income LLC (31 shared filings, management entity), Neuberger Berman Investment Advisers LLC (22 shared filings, management entity), Neuberger Berman Investment Advisers LLC (6 shared filings, management entity) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Andrew. Each name links to their own page.

13 of the issuers belong to the sponsor group Neuberger Berman (147 issuers, $29.01B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Neuberger Berman has 147 companies on file and $29.01B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 state regulator order, 45 bankruptcy cases matching the name listed in Key records below.

What this means 46 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 67 public filings for Andrew A. Johnson and found 17 differences, 3 worth asking the sponsor about: Amount sold went down between filings; 7 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Andrew A. Johnson has not run yet — it is joining a line of 52,758 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Consent Order WI · Wisconsin Department of Financial Institutions, Division of Securities
Order date Aug 16, 2022 · Regulator: Wisconsin Department of Financial Institutions, Division of Securities · S-243987 (EX) · Parties (regulator's caption): Andrew M. Johnson; Ocooch Mountain Management, Co.
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 13 people with this name in Form D filings; regulator in WI (not a filing state); middle initial differs
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Andrew A. Johnson..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

45 cases: 44 closed (disposition not in docket feed), 1 open

Andrew L. Johnson and Rachel Bennett closed
United States Bankruptcy Court, N.D. Illinois · No. 19-24638 · Filed Aug 30, 2019 · Closed Jan 3, 2020
Role of Andrew L. Johnson and Rachel Bennett: Debtor · Outcome: Case closed 2020-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Andrew S Johnson closed
United States Bankruptcy Court, N.D. Illinois · No. 19-20378 · Filed Jul 19, 2019 · Closed Nov 8, 2019
Role of Andrew S Johnson: Debtor · Outcome: Case closed 2019-11-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Andrew Johnson closed
United States Bankruptcy Court, E.D. New York · No. 1-19-44161 · Filed Jul 9, 2019 · Closed Oct 17, 2019
Role of Andrew Johnson: Debtor · Outcome: Case closed 2019-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
Andrew K. Johnson closed
United States Bankruptcy Court, W.D. New York · No. 2-18-21262 · Filed Dec 7, 2018 · Closed Apr 12, 2019
Role of Andrew K. Johnson: Debtor · Outcome: Case closed 2019-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Andrew W. Johnson and Nancy E. Johnson open
United States Bankruptcy Court, E.D. New York · No. 8-18-76397 · Filed Sep 24, 2018
Role of Andrew W. Johnson and Nancy E. Johnson: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Andrew S. Johnson and Tiffany M. Johnson closed
United States Bankruptcy Court, N.D. Illinois · No. 17-18757 · Filed Jun 21, 2017 · Closed Sep 22, 2017
Role of Andrew S. Johnson and Tiffany M. Johnson: Debtor · Outcome: Case closed 2017-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Andrew L Johnson closed
United States Bankruptcy Court, N.D. Illinois · No. 17-05705 · Filed Feb 27, 2017 · Closed Jun 5, 2017
Role of Andrew L Johnson: Debtor · Outcome: Case closed 2017-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Pamela A Johnson and Andrew W Johnson closed
United States Bankruptcy Court, N.D. Illinois · No. 15-29267 · Filed Aug 26, 2015 · Closed Jan 7, 2020
Role of Andrew W Johnson: Debtor · Outcome: Case closed 2020-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Andrew P Johnson closed
United States Bankruptcy Court, N.D. New York · No. 14-30023 · Filed Jan 9, 2014 · Closed Apr 25, 2014
Role of Andrew P Johnson: Debtor · Outcome: Case closed 2014-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Andrew M. Johnson and Donna M. Johnson closed
United States Bankruptcy Court, W.D. New York · No. 1-13-10850 · Filed Mar 29, 2013 · Closed Aug 1, 2013
Role of Andrew M. Johnson and Donna M. Johnson: Debtor · Outcome: Case closed 2013-08-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Andrew W Johnson closed
United States Bankruptcy Court, N.D. Illinois · No. 12-41859 · Filed Oct 22, 2012 · Closed Feb 11, 2013
Role of Andrew W Johnson: Debtor · Outcome: Case closed 2013-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Andrew L. Johnson and Malecia M. Johnson closed
United States Bankruptcy Court, N.D. Illinois · No. 12-35095 · Filed Sep 3, 2012 · Closed Jul 8, 2013
Role of Andrew L. Johnson and Malecia M. Johnson: Debtor · Outcome: Case closed 2013-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Andrew M Johnson and Susanne M Johnson closed
United States Bankruptcy Court, C.D. Illinois · No. 11-90287 · Filed Feb 28, 2011 · Closed Jul 1, 2011
Role of Andrew M Johnson and Susanne M Johnson: Debtor · Outcome: Case closed 2011-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Andrew L. Johnson and Rachel Bennett closed
United States Bankruptcy Court, N.D. Illinois · No. 11-07981 · Filed Feb 28, 2011 · Closed Jun 16, 2011
Role of Andrew L. Johnson and Rachel Bennett: Debtor · Outcome: Case closed 2011-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Andrew M Johnson closed
United States Bankruptcy Court, N.D. Illinois · No. 10-72115 · Filed Apr 27, 2010 · Closed Aug 19, 2010
Role of Andrew M Johnson: Debtor · Outcome: Case closed 2010-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Andrew Johnson and Nicole Ivy closed
United States Bankruptcy Court, N.D. Illinois · No. 10-16830 · Filed Apr 15, 2010 · Closed Aug 19, 2010
Role of Andrew Johnson and Nicole Ivy: Debtor · Outcome: Case closed 2010-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Andrew Johnson and Annie Mae Johnson closed
United States Bankruptcy Court, N.D. Illinois · No. 09-18983 · Filed May 26, 2009 · Closed Nov 18, 2011
Role of Andrew Johnson and Annie Mae Johnson: Debtor · Outcome: Case closed 2011-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Andrew M. Johnson closed
United States Bankruptcy Court, N.D. New York · No. 08-14149 · Filed Dec 11, 2008 · Closed May 4, 2010
Role of Andrew M. Johnson: Debtor · Outcome: Case closed 2010-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Andrew B. Johnson and Amanda J. Johnson closed
United States Bankruptcy Court, W.D. New York · No. 2-08-21762 · Filed Jul 16, 2008 · Closed Jan 29, 2009
Role of Andrew B. Johnson and Amanda J. Johnson: Debtor · Outcome: Case closed 2009-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Andrew K. Johnson and Diane T. Johnson closed
United States Bankruptcy Court, W.D. New York · No. 2-08-21610 · Filed Jun 30, 2008 · Closed Nov 13, 2008
Role of Andrew K. Johnson and Diane T. Johnson: Debtor · Outcome: Case closed 2008-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Andrew Johnson closed
United States Bankruptcy Court, N.D. Illinois · No. 08-05593 · Filed Mar 10, 2008 · Closed Sep 26, 2012
Role of Andrew Johnson: Debtor · Outcome: Case closed 2012-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL)
Andrew Johnson and Annie M Johnson closed
United States Bankruptcy Court, N.D. Illinois · No. 06-07614 · Filed Jun 29, 2006 · Closed Sep 14, 2007
Role of Andrew Johnson and Annie M Johnson: Debtor · Outcome: Case closed 2007-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Andrew Johnson and Eleanor Johnson closed
United States Bankruptcy Court, N.D. Illinois · No. 05-52051 · Filed Oct 13, 2005 · Closed Oct 7, 2009
Role of Andrew Johnson and Eleanor Johnson: Debtor · Outcome: Case closed 2009-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Andrew M. Johnson closed
United States Bankruptcy Court, N.D. Illinois · No. 05-15266 · Filed Apr 20, 2005 · Closed Aug 18, 2005
Role of Andrew M. Johnson: Debtor · Outcome: Case closed 2005-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Andrew B. Johnson closed
United States Bankruptcy Court, W.D. New York · No. 1-04-15261 · Filed Jul 14, 2004 · Closed Oct 28, 2009
Role of Andrew B. Johnson: Debtor · Outcome: Case closed 2009-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Andrew D. Johnson and Wanda J. Johnson closed
United States Bankruptcy Court, N.D. New York · No. 03-14874 · Filed Jul 21, 2003 · Closed Oct 29, 2003
Role of Andrew D. Johnson and Wanda J. Johnson: Debtor · Outcome: Case closed 2003-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Andrew J Johnson and Mary M Johnson closed
United States Bankruptcy Court, N.D. Illinois · No. 03-25769 · Filed Jun 13, 2003 · Closed Jul 13, 2005
Role of Andrew J Johnson and Mary M Johnson: Debtor · Outcome: Case closed 2005-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Andrew Johnson and Sharon M Johnson closed
United States Bankruptcy Court, N.D. Illinois · No. 03-24793 · Filed Jun 9, 2003 · Closed Dec 29, 2003
Role of Andrew Johnson and Sharon M Johnson: Debtor · Outcome: Case closed 2003-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Andrew Johnson and Annie M Johnson closed
United States Bankruptcy Court, N.D. Illinois · No. 03-10539 · Filed Mar 10, 2003 · Closed Nov 7, 2003
Role of Andrew Johnson and Annie M Johnson: Debtor · Outcome: Case closed 2003-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Andrew F. Johnson and Mardell Johnson closed
United States Bankruptcy Court, W.D. New York · No. 1-03-10910 · Filed Feb 12, 2003 · Closed Feb 28, 2008
Role of Andrew F. Johnson and Mardell Johnson: Debtor · Outcome: Case closed 2008-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Andrew G Johnson closed
United States Bankruptcy Court, E.D. New York · No. 1-02-22749 · Filed Oct 9, 2002 · Closed May 16, 2003
Role of Andrew G Johnson: Debtor · Outcome: Case closed 2003-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Carmen Johnson and Andrew L Johnson closed
United States Bankruptcy Court, N.D. Illinois · No. 02-28098 · Filed Jul 24, 2002 · Closed Dec 30, 2002
Role of Andrew L Johnson: Debtor · Outcome: Case closed 2002-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Andrew Johnson closed
United States Bankruptcy Court, N.D. Illinois · No. 02-17961 · Filed May 7, 2002 · Closed Mar 21, 2003
Role of Andrew Johnson: Debtor · Outcome: Case closed 2003-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL)
Andrew G Johnson closed
United States Bankruptcy Court, E.D. New York · No. 1-02-13855 · Filed Mar 28, 2002 · Closed Oct 17, 2002
Role of Andrew G Johnson: Debtor · Outcome: Case closed 2002-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Andrew W Johnson and Lorraine K Hughes closed
United States Bankruptcy Court, N.D. Illinois · No. 02-11466 · Filed Mar 21, 2002 · Closed Jul 11, 2002
Role of Andrew W Johnson and Lorraine K Hughes: Debtor · Outcome: Case closed 2002-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Andrew Johnson closed
United States Bankruptcy Court, N.D. Illinois · No. 02-06899 · Filed Feb 21, 2002 · Closed Sep 30, 2002
Role of Andrew Johnson: Debtor · Outcome: Case closed 2002-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL)
Andrew M Johnson closed
United States Bankruptcy Court, N.D. Illinois · No. 02-06551 · Filed Feb 19, 2002 · Closed May 31, 2002
Role of Andrew M Johnson: Debtor · Outcome: Case closed 2002-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
Andrew Johnson closed
United States Bankruptcy Court, N.D. Illinois · No. 01-30567 · Filed Aug 30, 2001 · Closed Dec 14, 2001
Role of Andrew Johnson: Debtor · Outcome: Case closed 2001-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL)
Andrew Johnson closed
United States Bankruptcy Court, S.D. New York · No. 01-10711 · Filed Feb 13, 2001 · Closed Sep 26, 2001
Role of Andrew Johnson: Debtor · Outcome: Case closed 2001-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
Andrew Johnson closed
United States Bankruptcy Court, E.D. New York · No. 1-00-18575 · Filed Aug 8, 2000 · Closed Dec 8, 2000
Role of Andrew Johnson: Debtor · Outcome: Case closed 2000-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
Andrew Johnson closed
United States Bankruptcy Court, N.D. New York · No. 00-13284 · Filed Jun 9, 2000 · Closed Oct 12, 2000
Role of Andrew Johnson: Debtor · Outcome: Case closed 2000-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY)
Andrew Johnson and Jo-Ann Johnson closed
United States Bankruptcy Court, N.D. New York · No. 00-11522 · Filed Mar 21, 2000 · Closed Mar 22, 2005
Role of Andrew Johnson and Jo-Ann Johnson: Debtor · Outcome: Case closed 2005-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Andrew E. Johnson closed
United States Bankruptcy Court, N.D. New York · No. 99-14236 · Filed Jul 16, 1999 · Closed Mar 23, 2005
Role of Andrew E. Johnson: Debtor · Outcome: Case closed 2005-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Andrew R. Johnson closed
United States Bankruptcy Court, N.D. New York · No. 98-16241 · Filed Sep 24, 1998 · Closed Feb 11, 1999
Role of Andrew R. Johnson: Debtor · Outcome: Case closed 1999-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (NY); middle initial differs
Andrew R Johnson closed
United States Bankruptcy Court, N.D. Illinois · No. 98-29767 · Filed Sep 22, 1998 · Closed Jan 15, 1999
Role of Andrew R Johnson: Debtor · Outcome: Case closed 1999-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 612 federal dockets); 13 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

17 differences found between the filings for Andrew A. Johnson — 3 worth asking about (compared the newest 50 of 67 filings on Oct 24, 2026; older filings not covered)

Note · Sep 16, 2010 – Feb 25, 2014

Bankruptcy case: Neuberger Berman LLC v. Fridator Trust — filed Sep 16, 2010

United States Bankruptcy Court, S.D. New York docket "Neuberger Berman LLC v. Fridator Trust" filed Sep 16, 2010, closed Feb 25, 2014. Neuberger Berman Investment Advisers LLC (listed on the same filings) is listed as Party ("Neuberger Berman LLC v. Fridator Trust"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗Neuberger Berman Investment Advisers LLC — PartnerFacts page ↗
Sources
Note · Sep 16, 2010 – Jun 26, 2013

Bankruptcy case: Neuberger Berman LLC v. Brown Brothers Harriman & Co. — filed Sep 16, 2010

United States Bankruptcy Court, S.D. New York docket "Neuberger Berman LLC v. Brown Brothers Harriman & Co." filed Sep 16, 2010, closed Jun 26, 2013. Neuberger Berman Investment Advisers LLC (listed on the same filings) is listed as Party ("Neuberger Berman LLC v. Brown Brothers Harriman & Co."). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗Neuberger Berman Investment Advisers LLC — PartnerFacts page ↗
Sources
Note · Jun 1, 2009 – Jun 23, 2011

Bankruptcy case: Neuberger Berman, LLC v. PNC Bank, National Association — filed Jun 1, 2009

United States Bankruptcy Court, S.D. New York docket "Neuberger Berman, LLC v. PNC Bank, National Association" filed Jun 1, 2009, closed Jun 23, 2011. Neuberger Berman Investment Advisers LLC (listed on the same filings) is listed as Party ("Neuberger Berman, LLC v. PNC Bank, National Association"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗Neuberger Berman Investment Advisers LLC — PartnerFacts page ↗
Sources
Worth asking · Jan 10, 2017 – Jan 9, 2018

Amount sold went down between filings — Neuberger Berman Short Duration Emerging Market Debt Fund LLC

The Jan 10, 2017 filing says $121,000,000 sold; the Jan 9, 2018 Form D/A says $120,011,000 sold — $989,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jan 10, 2017 ↗Form D/A (later) · Jan 9, 2018 ↗Neuberger Berman Short Duration Emerging Market Debt Fund LLC — PartnerFacts page ↗
Sources
Worth asking · May 2, 2013 – May 2, 2014

Amount sold went down between filings — NEUBERGER BERMAN MUNICIPAL ENHANCED CASH PORTFOLIO LLC

The May 2, 2013 filing says $1,445,302,326 sold; the May 2, 2014 Form D/A says $1,361,876,260 sold — $83,426,066 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · May 2, 2013 ↗Form D/A (later) · May 2, 2014 ↗NEUBERGER BERMAN MUNICIPAL ENHANCED CASH PORTFOLIO LLC — PartnerFacts page ↗
Sources
Note · Apr 1, 2014 – May 9, 2014

Form D filed 38 days after the first sale — Neuberger Berman Emerging Market Debt Fund LLC

The filing says the first sale was Apr 1, 2014. The Form D was filed May 9, 2014 — 38 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 23 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · May 9, 2014 ↗Neuberger Berman Emerging Market Debt Fund LLC — PartnerFacts page ↗
Sources
Note · Feb 3, 2006 – Jul 13, 2018

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Fixed Income Opportunities NB LLC (latest filing Jul 13, 2018) · No amendment in the last 12 months on an offering that may still be open — NEUBERGER BERMAN MULTI-ASSET REAL RETURN PORTFOLIO OFFSHORE LTD. (latest filing Jan 27, 2017) · No amendment in the last 12 months on an offering that may still be open — Fixed Income Opportunities NB LLC (latest filing Oct 1, 2015) · No amendment in the last 12 months on an offering that may still be open — NEUBERGER BERMAN MUNICIPAL ENHANCED CASH PORTFOLIO LLC (latest filing May 2, 2014)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jul 13, 2018 ↗Fixed Income Opportunities NB LLC — PartnerFacts page ↗Form D/A · Jan 27, 2017 ↗NEUBERGER BERMAN MULTI-ASSET REAL RETURN PORTFOLIO OFFSHORE LTD. — PartnerFacts page ↗
Sources
Worth asking · Jan 9, 2018 – Jan 16, 2019

7 people are no longer listed on a later amendment

Andrew A. Johnson is no longer listed on the Jan 16, 2019 amendment — Strategic Partnership Fund NB LLC · Andrew A. Johnson is no longer listed on the Jan 15, 2019 amendment — Neuberger Berman Senior Floating Rate Income Fund LLC · Andrew A. Johnson is no longer listed on the Jan 8, 2019 amendment — Neuberger Berman U.S. Equity Index PutWrite Fund LLC · Andrew A. Johnson is no longer listed on the Jan 8, 2019 amendment — Neuberger Berman Global Equity Index PutWrite Fund LLC · Andrew A. Johnson is no longer listed on the Jan 8, 2019 amendment — Neuberger Berman Emerging Market Debt Fund LLC · and 2 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Jan 17, 2018 ↗Form D/A · Jan 16, 2019 ↗Andrew A. Johnson — PartnerFacts page ↗Strategic Partnership Fund NB LLC — PartnerFacts page ↗
Sources
Note · Mar 14, 2016 – Jan 27, 2017

Andrew A. Johnson's role changed at NEUBERGER BERMAN MULTI-ASSET REAL RETURN PORTFOLIO OFFSHORE LTD.: director → executive officer, director

The Mar 14, 2016 filing lists Andrew A. Johnson as director; the Jan 27, 2017 Form D/A lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Mar 14, 2016 ↗Form D/A · Jan 27, 2017 ↗Andrew A. Johnson — PartnerFacts page ↗NEUBERGER BERMAN MULTI-ASSET REAL RETURN PORTFOLIO OFFSHORE LTD. — PartnerFacts page ↗
Sources
Note · May 13, 2009 – Mar 15, 2012

Andrew A. Johnson is written 2 different ways on the filings

listed as "Andrew A. Johnson" on 56 filings (from May 13, 2009), and "Andrew Johnson" on 7 filings (from Mar 15, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · May 13, 2009 ↗Form D · Mar 15, 2012 ↗Andrew A. Johnson — PartnerFacts page ↗
Sources
Note · Feb 19, 2010 – Sep 8, 2026

Same name, different state: "Andrew Johnson" (E9) is a separate record

This page covers filings where the address state is IL or NY. A separate record, "Andrew Johnson" with address state E9, is listed on 164 filings — most recently by CVC Structured Solutions 3 (E), LP (Sep 8, 2026). Both records have filings in the same period (Feb 19, 2010 to Sep 7, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Andrew Johnson (E9) — PartnerFacts page ↗Form D · Sep 8, 2026 ↗CVC Structured Solutions 3 (E), LP — PartnerFacts page ↗Andrew A. Johnson (IL,NY) — this page ↗
Sources
Note · Jan 4, 2013 – Nov 19, 2024

Same name, different state: "Andrew Johnson" (TN) is a separate record

This page covers filings where the address state is IL or NY. A separate record, "Andrew Johnson" with address state TN, is listed on 4 filings — most recently by On3 Media, Inc. (Nov 19, 2024). Both records have filings in the same period (Jan 4, 2013 to Sep 7, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Andrew Johnson (TN) — PartnerFacts page ↗Form D · Nov 19, 2024 ↗On3 Media, Inc. — PartnerFacts page ↗Andrew A. Johnson (IL,NY) — this page ↗
Sources
Note · Jan 31, 2019 – Aug 16, 2021

Same name, different state: "Andrew Johnson" (NC) is a separate record

This page covers filings where the address state is IL or NY. A separate record, "Andrew Johnson" with address state NC, is listed on 4 filings — most recently by Liine, Inc. (Aug 16, 2021). The two records do not overlap in time: this page runs May 7, 2009 to Sep 7, 2018; the other runs Jan 31, 2019 to Aug 16, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Andrew Johnson (NC) — PartnerFacts page ↗Form D · Aug 16, 2021 ↗Liine, Inc. — PartnerFacts page ↗Andrew A. Johnson (IL,NY) — this page ↗
Sources
Note · Jun 24, 2015 – Sep 16, 2016

Same name, different state: "Andrew Johnson" (TX) is a separate record

This page covers filings where the address state is IL or NY. A separate record, "Andrew Johnson" with address state TX, is listed on 2 filings — most recently by Golden Hinde Capital Fund LP (Sep 16, 2016). Both records have filings in the same period (Jun 24, 2015 to Sep 16, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Andrew Johnson (TX) — PartnerFacts page ↗Form D · Sep 16, 2016 ↗Golden Hinde Capital Fund LP — PartnerFacts page ↗Andrew A. Johnson (IL,NY) — this page ↗
Sources
Note · Aug 28, 2012

Same name, different state: "ANDREW JOHNSON" (CA) is a separate record

This page covers filings where the address state is IL or NY. A separate record, "ANDREW JOHNSON" with address state CA, is listed on 1 filing — most recently by TrackTopia, Inc. (Aug 28, 2012). Both records have filings in the same period (Aug 28, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

ANDREW JOHNSON (CA) — PartnerFacts page ↗Form D · Aug 28, 2012 ↗TrackTopia, Inc. — PartnerFacts page ↗Andrew A. Johnson (IL,NY) — this page ↗
Sources
Note · Jan 11, 2016 – Jan 15, 2019

4 address changes between filings

Address moved from Chicago, IL to New York, NY — Neuberger Berman Senior Floating Rate Income Fund LLC · Address moved from Chicago, IL to New York, NY — NEUBERGER BERMAN HIGH INCOME FUND LLC · Address moved from Chicago, IL to New York, NY — Neuberger Berman Emerging Market Debt Fund LLC · Address moved from Chicago, IL to New York, NY — Neuberger Berman Short Duration Emerging Market Debt Fund LLC

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Jan 18, 2018 ↗Form D/A · Jan 15, 2019 ↗Neuberger Berman Senior Floating Rate Income Fund LLC — PartnerFacts page ↗Form D/A · Jan 11, 2016 ↗
Sources
Note · May 13, 2009 – Feb 27, 2026

Andrew A. Johnson is listed with 2 different address states: IL, NY

IL on 57 filings (May 13, 2009 to Sep 7, 2018); NY on 6 filings (Mar 15, 2012 to Feb 27, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · May 13, 2009 ↗Form D · Mar 15, 2012 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 67 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

10 of 15 offerings report sales commissions totalling $2,852,564; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 27, 2026 D
L-SV (US), LP
File 021-574974
$0$0$0CVC Funding, LLC BrokerCheck CRD 277056 ↗
via CVC Funding, LLC (CRD 277056 ↗)
EDGAR ↗
Sep 7, 2018 D/A
Neuberger Berman Global Equity Index PutWrite Fund LLC
File 021-278557
$32,260 (est.)$0$0N/A no CRD number reported
via Neuberger Berman BD LLC (CRD 2908 ↗)
EDGAR ↗
Sep 7, 2018 D/A
Neuberger Berman U.S. Equity Index PutWrite Fund LLC
File 021-280705
$96,387 (est.)$0$0N/A no CRD number reported
via Neuberger Berman BD LLC (CRD 2908 ↗)
EDGAR ↗
Jul 13, 2018 D
Fixed Income Opportunities NB LLC
File 021-316789
$600,000 (est.)$0$0N/A no CRD number reported
via Neuberger Berman BD LLC (CRD 2908 ↗)
EDGAR ↗
Feb 26, 2018 D/A
Neuberger Berman Emerging Market Debt Fund LLC
File 021-217094
$236,466 (est.)$0$0N/A no CRD number reported
via Neuberger Berman BD LLC (CRD 2908 ↗)
EDGAR ↗
Jan 18, 2018 D/A
Neuberger Berman Senior Floating Rate Income Fund LLC
File 021-196418
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2018 D/A
Strategic Partnership Fund NB LLC
File 021-294274
$161,300 (est.)$0$0. no CRD number reported
via Neuberger Berman BD LLC (CRD 2908 ↗)
EDGAR ↗
Jan 9, 2018 D/A
NEUBERGER BERMAN HIGH INCOME FUND LLC
File 021-65852
$924,776 (est.)$0$0N/A no CRD number reported
via Neuberger Berman BD LLC (CRD 2908 ↗)
EDGAR ↗
Jan 9, 2018 D/A
Neuberger Berman Short Duration Emerging Market Debt Fund LLC
File 021-229812
$102,375 (est.)$0$0N/A no CRD number reported
via Neuberger Berman BD LLC (CRD 2908 ↗)
EDGAR ↗
Jan 27, 2017 D/A
NEUBERGER BERMAN MULTI-ASSET REAL RETURN PORTFOLIO OFFSHORE LTD.
File 021-174985
$0 (est.)$0 (est.)$0NEUBERGER BERMAN BD LLC BrokerCheck CRD 2908 ↗EDGAR ↗
Oct 1, 2015 D
Fixed Income Opportunities NB LLC
File 021-248552
$125,000 (est.)$0$0N/A no CRD number reported
via Neuberger Berman LLC (CRD 2908 ↗)
EDGAR ↗
May 2, 2014 D/A
NEUBERGER BERMAN MUNICIPAL ENHANCED CASH PORTFOLIO LLC
File 021-92890
$0$0$0None listed on this filingEDGAR ↗
May 12, 2010 D/A
NEUBERGER BERMAN SECURITIES LENDING QUALITY FUND, LLC
File 021-74692
$0$0$0None listed on this filingEDGAR ↗
May 7, 2009 D
Lehman Brothers Mortgage Opportunity Fund (Onshore) L.P.
File 021-130765
$469,000$0$0Lehman Brothers Inc. BrokerCheck CRD 7506 ↗
via Lehman Brothers Inc. (CRD 7506 ↗)
EDGAR ↗
May 7, 2009 D
Lehman Brothers Mortgage Opportunity Fund (Cayman) Ltd.
File 021-130766
$105,000$0$0Lehman Brothers Inc. BrokerCheck CRD 7506 ↗
via Lehman Brothers Inc. (CRD 7506 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 14

Every issuer that named Andrew A. Johnson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

LS
Pooled Investment Fund

L-SV (US), LP

New York, NY · Feb 27, 2026
  • Feb 27, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Manager of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Andrew is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NB
Pooled Investment Fund · group: Neuberger Berman

Neuberger Berman Global Equity Index PutWrite Fund LLC

New York, NY · Jan 17, 2017 → Sep 7, 2018 · 4 filings
  • Sep 7, 2018 · D/A · $50,001,000 sold of Indefinite · 2 investors · min. $10,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Feb 14, 2018 · D/A · $50,001,000 sold of Indefinite · 2 investors · min. $10,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Feb 15, 2017 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. $10,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Jan 17, 2017 · D · $37,500,000 sold of Indefinite · 1 investors · min. $10,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗

Raised $62M from 3 investors as of the latest filing. Andrew is listed as executive officer, director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NB
Pooled Investment Fund · group: Neuberger Berman

Neuberger Berman U.S. Equity Index PutWrite Fund LLC

New York, NY · Feb 15, 2017 → Sep 7, 2018 · 7 filings
  • Sep 7, 2018 · D/A · $598,384,723 sold of Indefinite · 31 investors · min. $10,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Feb 26, 2018 · D/A · $302,226,000 sold of Indefinite · 24 investors · min. $10,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Dec 19, 2017 · D/A · $263,051,000 sold of Indefinite · 19 investors · min. $10,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Aug 21, 2017 · D/A · $158,700,000 sold of Indefinite · 8 investors · min. $10,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Jun 14, 2017 · D/A · $78,000,000 sold of Indefinite · 5 investors · min. $10,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Apr 13, 2017 · D/A · $68,000,000 sold of Indefinite · 4 investors · min. $10,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Feb 15, 2017 · D · $61,000,000 sold of Indefinite · 3 investors · min. $10,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗

Raised $2.17B from 74 investors as of the latest filing. Andrew is listed as executive officer, director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

FI
Pooled Investment Fund · group: Neuberger Berman

Fixed Income Opportunities NB LLC

New York, NY · Oct 1, 2015 → Jul 13, 2018 · 2 filings
  • Jul 13, 2018 · D · $500,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Director (Director and Managing Director of Managing Member of Issuer) EDGAR ↗
  • Oct 1, 2015 · D · $1,000,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Director (Director and Managing Director of Managing Member of Issuer) EDGAR ↗

Raised $1B from 1 investor as of the latest filing. Andrew is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NB
Pooled Investment Fund · group: Neuberger Berman

Neuberger Berman Emerging Market Debt Fund LLC

New York, NY · May 9, 2014 → Feb 26, 2018 · 7 filings
  • Feb 26, 2018 · D/A · $248,240,000 sold of Indefinite · 19 investors · min. $10,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Jul 17, 2017 · D/A · $238,239,000 sold of Indefinite · 17 investors · min. $10,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Jun 7, 2017 · D/A · $232,989,000 sold of Indefinite · 16 investors · min. $10,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Jan 10, 2017 · D/A · $193,989,000 sold of Indefinite · 13 investors · min. $10,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Jan 12, 2016 · D/A · $193,989,000 sold of Indefinite · 13 investors · min. $10,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • May 8, 2015 · D/A · $153,300,000 sold of Indefinite · 13 investors · min. $10,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • May 9, 2014 · D · $130,000,000 sold of Indefinite · 13 investors · min. $10,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗

Raised $463M from 25 investors as of the latest filing. Andrew is listed as executive officer, director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NB
Pooled Investment Fund · group: Neuberger Berman

Neuberger Berman Senior Floating Rate Income Fund LLC

Chicago, IL · May 14, 2013 → Jan 18, 2018 · 5 filings
  • Jan 18, 2018 · D/A · $619,407,353 sold of Indefinite · 3 investors · min. $20,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Jan 12, 2016 · D/A · $347,316,627 sold of Indefinite · 2 investors · min. $20,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • May 8, 2015 · D/A · $347,316,627 sold of Indefinite · 2 investors · min. $20,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • May 14, 2014 · D/A · $347,316,627 sold of Indefinite · 2 investors · min. $20,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • May 14, 2013 · D · $310,000,000 sold of Indefinite · 2 investors · min. $20,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗

Raised $619.4M from 3 investors as of the latest filing. Andrew is listed as executive officer, director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SP
Pooled Investment Fund · group: Neuberger Berman

Strategic Partnership Fund NB LLC

New York, NY · Sep 8, 2017 → Jan 17, 2018 · 2 filings
  • Jan 17, 2018 · D/A · $595,536,577 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Sep 8, 2017 · D · $595,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗

Raised $1.22B from 1 investor as of the latest filing. Andrew is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NB
Pooled Investment Fund · group: Neuberger Berman

Neuberger Berman Short Duration Emerging Market Debt Fund LLC

New York, NY · Dec 10, 2014 → Jan 9, 2018 · 5 filings
  • Jan 9, 2018 · D/A · $120,011,000 sold of Indefinite · 5 investors · min. $10,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Jan 10, 2017 · D/A · $121,000,000 sold of Indefinite · 4 investors · min. $10,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Jan 12, 2016 · D/A · $120,000,000 sold of Indefinite · 3 investors · min. $10,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Dec 9, 2015 · D/A · $120,000,000 sold of Indefinite · 3 investors · min. $10,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Dec 10, 2014 · D · $120,000,000 sold of Indefinite · 3 investors · min. $10,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗

Raised $457.3M from 7 investors as of the latest filing. Andrew is listed as executive officer, director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NB
Pooled Investment Fund · group: Neuberger Berman

NEUBERGER BERMAN HIGH INCOME FUND LLC

Chicago, IL · May 13, 2009 → Jan 9, 2018 · 18 filings
  • Jan 9, 2018 · D/A · $1,925,590,232 sold of Indefinite · 81 investors · min. $20,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Jan 11, 2017 · D/A · $1,807,888,405 sold of Indefinite · 74 investors · min. $20,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Jan 11, 2016 · D/A · $1,709,128,405 sold of Indefinite · 71 investors · min. $20,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • May 20, 2015 · D/A · $1,693,818,405 sold of Indefinite · 70 investors · min. $20,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Nov 17, 2014 · D/A · $1,625,818,544 sold of Indefinite · 64 investors · min. $20,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Aug 27, 2013 · D/A · $1,266,754,787 sold of Indefinite · 61 investors · min. $20,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Jun 10, 2013 · D/A · $1,259,944,787 sold of Indefinite · 61 investors · min. $20,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Mar 6, 2013 · D/A · $1,218,844,787 sold of Indefinite · 61 investors · min. $20,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Nov 26, 2012 · D/A · $1,091,035,942 sold of Indefinite · 58 investors · min. $20,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Aug 16, 2012 · D/A · $1,003,935,942 sold of Indefinite · 53 investors · min. $20,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Feb 28, 2012 · D/A · $822,082,663 sold of Indefinite · 47 investors · min. $20,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Aug 25, 2011 · D/A · $786,381,789 sold of Indefinite · 45 investors · min. $20,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Jun 3, 2011 · D/A · $760,485,571 sold of Indefinite · 43 investors · min. $20,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Mar 25, 2011 · D/A · $692,248,736 sold of Indefinite · 41 investors · min. $20,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Dec 1, 2010 · D/A · $610,353,735 sold of Indefinite · 38 investors · min. $20,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • Aug 24, 2010 · D/A · $607,653,735 sold of Indefinite · 38 investors · min. $20,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • May 13, 2010 · D/A · $589,523,736 sold of Indefinite · 37 investors · min. $20,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • May 13, 2009 · D/A · $422,567,796 sold of Indefinite · 11 investors · min. $5,000,000 · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗

Raised $2.18B from 82 investors as of the latest filing. Andrew is listed as executive officer, director on 18 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NB
Pooled Investment Fund · group: Neuberger Berman

NEUBERGER BERMAN MULTI-ASSET REAL RETURN PORTFOLIO OFFSHORE LTD.

Chicago, IL · Mar 15, 2012 → Jan 27, 2017 · 6 filings
  • Jan 27, 2017 · D/A · $146,971,500 sold of Indefinite · 3 investors · min. $10,000,000 · role: Director, Executive Officer (DIRECTOR AND MANAGING DIRECTOR OF MANAGER OF ISSUER) EDGAR ↗
  • Mar 14, 2016 · D/A · $146,971,500 sold of Indefinite · 3 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Mar 16, 2015 · D/A · $94,270,000 sold of Indefinite · 2 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Mar 13, 2014 · D/A · $80,000,000 sold of Indefinite · 2 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Mar 13, 2013 · D/A · $80,000,000 sold of Indefinite · 2 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Mar 15, 2012 · D · $40,000,000 sold of Indefinite · 1 investors · min. $10,000,000 · role: Director EDGAR ↗

Raised $147M from 3 investors as of the latest filing. Andrew is listed as director, executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NB
Pooled Investment Fund · group: Neuberger Berman

NEUBERGER BERMAN MUNICIPAL ENHANCED CASH PORTFOLIO LLC

Chicago, IL · May 13, 2009 → May 2, 2014 · 6 filings
  • May 2, 2014 · D/A · $1,361,876,260 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • May 2, 2013 · D/A · $1,445,302,326 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • May 4, 2012 · D/A · $1,236,384,462 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • May 5, 2011 · D/A · $1,122,206,244 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • May 12, 2010 · D/A · $916,119,655 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • May 13, 2009 · D/A · $728,770,460 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗

Raised $1.45B from 6 investors as of the latest filing. Andrew is listed as executive officer, director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NB
Pooled Investment Fund · group: Neuberger Berman

NEUBERGER BERMAN SECURITIES LENDING QUALITY FUND, LLC

Chicago, IL · May 13, 2009 → May 12, 2010 · 2 filings
  • May 12, 2010 · D/A · $259,393,665 sold of Indefinite · 31 investors · min. No minimum reported · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗
  • May 13, 2009 · D/A · $798,828,002 sold of Indefinite · 31 investors · min. No minimum reported · role: Executive Officer, Director (Director and Managing Director of Manager of Issuer) EDGAR ↗

Raised $798.8M from 31 investors as of the latest filing. Andrew is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

LB
Pooled Investment Fund · group: Neuberger Berman

Lehman Brothers Mortgage Opportunity Fund (Cayman) Ltd.

Chicago, IL · May 7, 2009
  • May 7, 2009 · D · $46,900,000 sold of Indefinite · 4 investors · min. $250,000 · role: Director, Executive Officer (of the Investment Adviser) EDGAR ↗

Raised $46.9M from 4 investors as of the latest filing. Andrew is listed as director, executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

LB
Pooled Investment Fund · group: Neuberger Berman

Lehman Brothers Mortgage Opportunity Fund (Onshore) L.P.

Chicago, IL · May 7, 2009
  • May 7, 2009 · D · $44,572,000 sold of Indefinite · 57 investors · min. $250,000 · role: Director, Executive Officer (of the Investment Adviser) EDGAR ↗

Raised $44.6M from 57 investors as of the latest filing. Andrew is listed as director, executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (12)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Andrew Johnson — Cayman Islands (as filed: E9), 129 issuers, Feb 19, 2010 → Sep 8, 2026 · no shared issuer
  • Andrew Johnson — TN, 2 issuers, Jan 4, 2013 → Nov 19, 2024 · no shared issuer
  • Andrew Johnson — TX, 2 issuers, Jun 24, 2015 → Sep 16, 2016 · no shared issuer
  • Andrew M. Johnson — SC, 1 issuer, Jun 6, 2012 → Dec 8, 2021 · no shared issuer
  • ANDREW JOHNSON — CA, 1 issuer, Aug 28, 2012 → Aug 28, 2012 · no shared issuer
  • Andrew Johnson — NC, 1 issuer, Jan 31, 2019 → Aug 16, 2021 · no shared issuer
  • Andrew Johnson — FL, 1 issuer, Apr 12, 2019 → Apr 12, 2019 · no shared issuer
  • Andrew Johnson — CT, 1 issuer, Jul 6, 2021 → Jul 6, 2021 · no shared issuer
  • Andrew David Johnson — DE, 1 issuer, Aug 2, 2022 → Aug 2, 2022 · no shared issuer
  • Andrew Johnson — GA, 1 issuer, Sep 10, 2025 → Sep 10, 2026 · no shared issuer
  • Andrew Johnson — MN, 1 issuer, Sep 15, 2026 → Sep 15, 2026 · no shared issuer
  • Andrew Johnson — IN, 1 issuer, Aug 24, 2026 → Aug 24, 2026 · no shared issuer

People around Andrew 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

NB
Management entity

Neuberger Berman Fixed Income LLC

Promoter · 31 shared filings (7 issuers) · also on 2 other issuers

Neuberger Berman Fixed Income LLC is on 9 issuers in total — a repeat sponsor. Their page lists every one.

NB
Management entity

Neuberger Berman Investment Advisers LLC

Promoter · 22 shared filings (7 issuers) · also on 84 other issuers

Neuberger Berman Investment Advisers LLC is on 91 issuers in total — a repeat sponsor. Their page lists every one.

NB
Management entity

Neuberger Berman Investment Advisers LLC

Promoter · 6 shared filings (5 issuers) · also on 22 other issuers

Neuberger Berman Investment Advisers LLC is on 27 issuers in total — a repeat sponsor. Their page lists every one.

LI
Management entity

L-IPE GP, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Andrew A. Johnson. Their page shows their other deals.

JA
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Amato

Executive Officer, Director · 66 shared filings (13 issuers) · also on 105 other issuers

Joseph Amato is on 118 issuers in total — a repeat sponsor. Their page lists every one.

BT
No photo found yet (own website and image search run after this page is viewed)
Person

Bradley C. Tank

Executive Officer, Director · 66 shared filings (13 issuers) · also on 43 other issuers

Bradley C. Tank is on 56 issuers in total — a repeat sponsor. Their page lists every one.

TG
No photo found yet (own website and image search run after this page is viewed)
Person

Terrence J. Glomski

Director · 2 shared filings (2 issuers)

Listed on the same filings as Andrew A. Johnson. Their page shows their other deals.

The team behind the deals

NB
Sponsor group

Neuberger Berman

147 issuers · 661 filings · $29.01B reported sold · 2009–2026

One team, 147 deal companies. Andrew A. Johnson is listed on 13 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Andrew A. Johnson.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 9 of the 14 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Neuberger Berman Emerging Market Debt Fund LLC, Neuberger Berman Short Duration Emerging Market Debt Fund LLC, Neuberger Berman U.S. Equity Index PutWrite Fund LLC, Strategic Partnership Fund NB LLC, NEUBERGER BERMAN HIGH INCOME FUND LLC, Neuberger Berman Global Equity Index PutWrite Fund LLC, Neuberger Berman Senior Floating Rate Income Fund LLC, Fixed Income Opportunities NB LLC, NEUBERGER BERMAN MULTI-ASSET REAL RETURN PORTFOLIO OFFSHORE LTD..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Andrew A. Johnson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 14 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Andrew A. Johnson is listed on: none on file. No website or social profile named in Fixed Income Opportunities NB LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #250,892 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Cook County Clerk of Court case search ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Illinois Secretary of State business search ↗New York Secretary of State business search ↗OpenCorporates ↗

Change history

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