John Morriss is listed as an executive officer and director on 4 SEC Form D filings by 3 issuers between Sep 2022 and Dec 2023: Grove Funding II Inc. (Chicago, IL — pooled investment fund — 2022; $500M reported sold to 1 investors), Grove Funding I Inc. (Chicago, IL — pooled investment fund — 2022–2023; $400M reported sold to 1 investors) and Grove Funding III Inc. (Chicago, IL — pooled investment fund — 2023; $50M reported sold to 1 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $950M sold in total.
All 3 issuers belong to the sponsor group Neuberger Berman (147 issuers, $29.01B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Neuberger Berman has 147 companies on file and $29.01B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 4 public filings for John Morriss and found 6 differences: Form D filed 22 days after the first sale; Form D filed 17 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.