Sponsor Check › Sponsor group
51 issuers linked to one sponsor · NEW YORK, NY
Grouped because: 52 shared people, 8 shared management entities, same business address (24 issuers), similar issuer names (40) · 4 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) ·Not the same sponsor? Request a correction
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing in this group: Jun 26, 2026 · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
Not yet searched.
Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
Search queued. Results are added automatically; check back later or follow this page to be notified.
Not yet searched.
Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known only from an approved profile claim or the Form ADV of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.
25 of 53 offerings report sales commissions totalling $85,141,715; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jun 26, 2026 D/A File 021-517831 | $120,000 (est.) | $0 | $0 | Northern Lights Alternative Advisors LLP no CRD number reported via Foreside Global Services, LLC (CRD 147382 ↗) |
| EDGAR ↗ | May 15, 2026 D/A File 021-123969 | $268,307 (est.) | $0 | $0 | Guggenheim Securities, LLC BrokerCheck CRD 40638 ↗ via Guggenheim Securities, LLC (CRD 40638 ↗) Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Funds Distributors, LLC (CRD 39805 ↗) ABG, LLC BrokerCheck CRD 167190 ↗ via ABG, LLC (CRD 167190 ↗) Kelson Capital LLC BrokerCheck CRD 149477 ↗ via Kelson Capital LLC (CRD 149477 ↗) |
| EDGAR ↗ | May 15, 2026 D/A File 021-122826 | $213,500 (est.) | $0 | $0 | Guggenheim Securities, LLC BrokerCheck CRD 40638 ↗ via Guggenheim Securities, LLC (CRD 40638 ↗) Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Funds Distributors, LLC (CRD 39805 ↗) ABG, LLC BrokerCheck CRD 167190 ↗ via ABG, LLC (CRD 167190 ↗) Kelson Capital LLC BrokerCheck CRD 149477 ↗ via Kelson Capital LLC (CRD 149477 ↗) |
| EDGAR ↗ | May 15, 2026 D/A File 021-203969 | $251,756 (est.) | $0 | $0 | Guggenheim Securities, LLC BrokerCheck CRD 40638 ↗ via Guggenheim Securities, LLC (CRD 40638 ↗) Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Funds Distributors, LLC (CRD 39805 ↗) ABG, LLC BrokerCheck CRD 167190 ↗ via ABG, LLC (CRD 167190 ↗) Kelson Capital LLC BrokerCheck CRD 149477 ↗ via Kelson Capital LLC (CRD 149477 ↗) |
| EDGAR ↗ | May 15, 2026 D/A File 021-204487 | $702,235 (est.) | $0 | $0 | GUGGENHEIM SECURITIES, LLC BrokerCheck CRD 40638 ↗ via GUGGENHEIM SECURITIES, LLC (CRD 40638 ↗) Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Funds Distributors, LLC (CRD 39805 ↗) ABG, LLC BrokerCheck CRD 167190 ↗ via ABG, LLC (CRD 167190 ↗) Kelson Capital LLC BrokerCheck CRD 149477 ↗ via Kelson Capital LLC (CRD 149477 ↗) |
| EDGAR ↗ | May 15, 2026 D/A File 021-247323 | $787,940 (est.) | $0 | $0 | GUGGENHEIM SECURITIES, LLC BrokerCheck CRD 40638 ↗ via GUGGENHEIM SECURITIES, LLC (CRD 40638 ↗) Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Funds Distributors, LLC (CRD 39805 ↗) ABG, LLC BrokerCheck CRD 167190 ↗ via ABG, LLC (CRD 167190 ↗) Kelson Capital LLC BrokerCheck CRD 149477 ↗ via Kelson Capital LLC (CRD 149477 ↗) |
| EDGAR ↗ | May 15, 2026 D/A File 021-365154 | $122,500 (est.) | $0 | $0 | Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Funds Distributors, LLC (CRD 39805 ↗) ABG, LLC BrokerCheck CRD 167190 ↗ via ABG, LLC (CRD 167190 ↗) Kelson Capital LLC BrokerCheck CRD 149477 ↗ via Kelson Capital LLC (CRD 149477 ↗) Guggenheim Securities, LLC BrokerCheck CRD 40638 ↗ via Guggenheim Securities, LLC (CRD 40638 ↗) |
| EDGAR ↗ | May 15, 2026 D/A File 021-536031 | $100,000 (est.) | $0 | $0 | Guggenheim Fund Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Fund Distributors, LLC (CRD 39805 ↗) |
| EDGAR ↗ | May 15, 2026 D/A File 021-536763 | $480,019 (est.) | $0 | $0 (est.) | ABG, LLC BrokerCheck CRD 167190 ↗ via ABG, LLC (CRD 167190 ↗) Kelson Capital LLC BrokerCheck CRD 149477 ↗ via Kelson Capital LLC (CRD 149477 ↗) Guggenheim Fund Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Fund Distributors, LLC (CRD 39805 ↗) |
| EDGAR ↗ | Dec 9, 2025 D/A File 021-531490 | $10,000,000 (est.) | $0 | $0 | Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ First Avenue Partners LLP no CRD number reported FAP USA, L.P. BrokerCheck CRD 145860 ↗ |
| EDGAR ↗ | Jul 30, 2025 D File 021-553258 | $10,000,000 (est.) | $0 | $0 | Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ First Avenue Partners LLP no CRD number reported FAP USA, L.P. BrokerCheck CRD 145860 ↗ |
| EDGAR ↗ | Jul 14, 2025 D/A File 021-512985 | $10,000,000 (est.) | $0 | $0 | Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ First Avenue Partners LLP no CRD number reported FAP USA, L.P. BrokerCheck CRD 145860 ↗ |
| EDGAR ↗ | Jul 14, 2025 D/A File 021-518538 | $10,000,000 (est.) | $0 | $0 | Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ First Avenue Partners LLP no CRD number reported FAP USA, L.P. BrokerCheck CRD 145860 ↗ |
| EDGAR ↗ | May 13, 2025 D File 021-545959 | $25,000,000 (est.) | $0 | $0 | Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ First Avenue Partners LLP no CRD number reported FAP USA, L.P. BrokerCheck CRD 145860 ↗ |
| EDGAR ↗ | Sep 11, 2024 D/A File 021-247335 | $1,695,696 (est.) | $0 | $0 | GUGGENHEIM SECURITIES, LLC BrokerCheck CRD 40638 ↗ via GUGGENHEIM SECURITIES, LLC (CRD 40638 ↗) Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Funds Distributors, LLC (CRD 39805 ↗) |
| EDGAR ↗ | Mar 15, 2024 D/A File 021-253730 | $37,500 (est.) | $0 | $0 | Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Funds Distributors, LLC (CRD 39805 ↗) |
| EDGAR ↗ | Mar 17, 2023 D/A File 021-261297 | $69,884 (est.) | $0 | $0 | Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Funds Distributors, LLC (CRD 39805 ↗) |
| EDGAR ↗ | Jan 10, 2023 D/A File 021-259431 | $126,323 (est.) | $0 | $0 | Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Funds Distributors, LLC (CRD 39805 ↗) |
| EDGAR ↗ | Mar 11, 2022 D File 021-436991 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 10, 2022 D/A File 021-367156 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 10, 2022 D/A File 021-367154 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 10, 2022 D/A File 021-367155 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 24, 2021 D/A File 021-247322 | $0 | $0 | $0 | Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Funds Distributors, LLC (CRD 39805 ↗) |
| EDGAR ↗ | Oct 18, 2019 D/A File 021-247321 | $599,799 (est.) | $0 | $0 | Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Funds Distributors, LLC (CRD 39805 ↗) |
| EDGAR ↗ | Jul 31, 2019 D File 021-345476 | $1,915,506 (est.) | $0 | $0 | GUGGENHEIM SECURITIES, LLC BrokerCheck CRD 40638 ↗ via GUGGENHEIM SECURITIES, LLC (CRD 40638 ↗) Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Funds Distributors, LLC (CRD 39805 ↗) |
| EDGAR ↗ | Sep 19, 2018 D File 021-321675 | $0 | $0 | $0 | N/A no CRD number reported |
| EDGAR ↗ | Oct 6, 2017 D File 021-296152 | $9,918,750 (est.) | $0 | $0 | Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ via Guggenheim Funds Distributors, LLC (CRD 39805 ↗) |
| EDGAR ↗ | Sep 22, 2017 D/A File 021-256841 | $683,000 (est.) | $0 | $0 | Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ |
| EDGAR ↗ | Sep 22, 2017 D/A File 021-256830 | $683,000 (est.) | $0 | $0 | Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ Guggenheim Fund Distributors, LLC BrokerCheck CRD 39805 ↗ |
| EDGAR ↗ | Sep 22, 2017 D/A File 021-256827 | $683,000 (est.) | $0 | $0 | Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ |
| EDGAR ↗ | Sep 22, 2017 D/A File 021-269285 | $683,000 (est.) | $0 | $0 | Credite Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ Guggenheim Funds Distributors, LLC BrokerCheck CRD 39805 ↗ |
| EDGAR ↗ | Oct 10, 2014 D File 021-226238 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 11, 2014 D/A File 021-132059 | $0 | $0 | $0 | Guggenheim Securities, LLC BrokerCheck CRD 40638 ↗ |
| EDGAR ↗ | Nov 22, 2013 D File 021-206862 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 28, 2013 D File 021-205343 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 11, 2013 D/A File 021-182135 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 10, 2013 D File 021-204315 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 19, 2013 D/A File 021-84081 | $0 | $0 | $0 | Guggenheim Securities, LLC BrokerCheck CRD 40638 ↗ |
| EDGAR ↗ | Aug 19, 2013 D/A File 021-136185 | $0 | $0 | $0 | Guggenheim Securities, LLC BrokerCheck CRD 40638 ↗ |
| EDGAR ↗ | Aug 16, 2013 D/A File 021-121731 | $0 (est.) | $0 | $0 | Credit Suisse Securities (USA) LLC BrokerCheck CRD 816 ↗ |
| EDGAR ↗ | Aug 6, 2013 D File 021-200853 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 6, 2013 D File 021-200851 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 25, 2013 D/A File 021-181735 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 15, 2013 D File 021-199631 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 20, 2013 D File 021-198326 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 11, 2013 D File 021-190043 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jan 11, 2013 D File 021-190048 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Dec 14, 2012 D File 021-188442 | $0 | $0 | $0 The Company applied, or will apply, the proceeds to acquire substantially all of the assets of Jefferies Mortgage Finance, Inc. | None listed on this filing |
| EDGAR ↗ | Jun 28, 2012 D/A File 021-127703 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliates thereof may receive payments deemed to be made from the proceeds of the offering, including management fees and/or incentive allocations. The amount of such payments cannot be estimated at this time. | None listed on this filing |
| EDGAR ↗ | Jun 28, 2012 D File 021-180471 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliates thereof may receive payments deemed to be made from the proceeds of the offering, including management fees and/or incentive allocations. The amount of such payments cannot be estimated at this time. | None listed on this filing |
| EDGAR ↗ | Mar 15, 2011 D/A File 021-127888 | $0 | $0 | $0 | Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Jan 15, 2010 D File 021-137867 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 11, 2009 D File 021-131898 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across all 51 issuers in this group — every filing in our index, latest filing per offering (SEC file number).
0 recorded documents and 0 ownership records matched to Guggenheim in the sources searched.
Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this group (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh: Oct 23, 2026, 11:30 PM ET; last subject check: Oct 23, 2026, 11:52 PM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.
Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.
| Source | Issuer | Linked by | Location | Industry | Filings | Sold (max) | Investors | Min. investment (latest filing) | Active |
|---|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | ORPHEUS HOLDINGS LLC | shared people, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 6 | $422,300,000 offering Indefinite · similar: $155,000–$5,250,000 | 27 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2009–2013 |
| EDGAR ↗ | NZC Opportunities II LLC | shared people, shared management entity | NEW YORK, NY | Pooled Investment Fund | 3 | $25,500,000 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2009–2011 |
| EDGAR ↗ | GUGGENHEIM ENERGY OPPORTUNITIES FUND LP | shared people, same person name on both filings, shared management entity | Chicago, IL | Pooled Investment Fund | 6 | $175,014,092 offering Indefinite · similar: $155,000–$5,250,000 | 18 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2009–2013 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LLC | shared people, same person name on both filings, shared management entity, similar issuer names | SANTA MONICA, CA | Pooled Investment Fund | 19 | $1,112,365,238 offering Indefinite · similar: $155,000–$5,250,000 | 165 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2009–2026 |
| EDGAR ↗ | NZC GUGGENHEIM FUND LTD | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names, director listed on many unrelated issuers (not used to group) | SANTA MONICA, CA | Pooled Investment Fund | 21 | $407,996,116 offering Indefinite · similar: $155,000–$5,250,000 | 71 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2009–2026 |
| EDGAR ↗ | Guggenheim Transparent Value, LLC | shared people, same person name on both filings | NEW YORK, NY | Investing | 1 | $0 offering Indefinite · similar: $763,000–$10,000,000 | 21 similar: 4–23 | No minimum reported similar: $10,000–$78,388 | 2009–2009 |
| EDGAR ↗ | Guggenheim High-Yield Plus Fund SPC | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer names | Grand Cayman, E9 | Pooled Investment Fund | 6 | $571,182,782 offering Indefinite · similar: $155,000–$5,250,000 | 73 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2009–2014 |
| EDGAR ↗ | Orpheus Holdings Ltd | shared people, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 4 | $194,608,348 offering Indefinite · similar: $155,000–$5,250,000 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2009–2013 |
| EDGAR ↗ | e5 Global Media Holdings LLC | shared people | NEW YORK, NY | Other | 1 | $42,500,000 offering $42,500,000 · similar: $500,000–$7,000,000 | 5 similar: 2–14 | No minimum reported similar: $5,000–$50,000 | 2010–2010 |
| EDGAR ↗ | Guggenheim Partners Opportunistic Investment Grade Securities Fund, LLC | shared people, shared management entity, similar issuer names | SANTA MONICA, CA | Pooled Investment Fund | 4 | $1,383,629,920 offering Indefinite · similar: $155,000–$5,250,000 | 62 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 | 2012–2026 |
| EDGAR ↗ | Guggenheim Partners Opportunistic Investment Grade Securities Fund, Ltd. | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names | GRAND CAYMAN, E9 | Pooled Investment Fund | 1 | $69,400,000 offering Indefinite · similar: $155,000–$5,250,000 | 6 similar: 4–27 | $25,000,000 similar: $1,000–$100,000 | 2012–2012 |
| EDGAR ↗ | Guggenheim Private Debt Fund Note Issuer, LLC | shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $952,000,000 offering $1,350,000,000 · similar: $155,000–$5,250,000 | 11 similar: 4–27 | $160,000 similar: $1,000–$100,000 | 2012–2013 |
| EDGAR ↗ | GUGGENHEIM PRIVATE DEBT FUND LTD | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 3 | $100,000,000 offering $1,400,000,000 · similar: $155,000–$5,250,000 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2012–2013 |
| EDGAR ↗ | Guggenheim Loan Services Company, LLC | shared people, same person name on both filings, similar issuer names | NEW YORK, NY | Other Banking and Financial Services | 1 | $32,850,000 offering $32,850,000 · similar: $2,144,500–$20,220,000 | 8 similar: 2–24 | $100,000 similar: $10,000–$100,000 | 2012–2012 |
| EDGAR ↗ | Guggenheim Aircraft Opportunity Fund, L.P. | shared people, shared management entity, similar issuer names | SANTA MONICA, CA | Pooled Investment Fund | 1 | $45,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2013–2013 |
| EDGAR ↗ | Guggenheim Aircraft Opportunity Master Fund, L.P. | shared people, shared management entity, similar issuer names | SANTA MONICA, CA | Pooled Investment Fund | 1 | $45,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2013–2013 |
| EDGAR ↗ | I-SAIL, LLC | shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $27,269,160 offering $114,586,035 · similar: $155,000–$5,250,000 | 11 similar: 4–27 | $500,000 similar: $1,000–$100,000 | 2013–2013 |
| EDGAR ↗ | Guggenheim Alpha Solutions Fund, LLC | shared people, shared management entity, similar issuer names | CHICAGO, IL | Pooled Investment Fund | 1 | $1,500,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2013–2013 |
| EDGAR ↗ | AT Funding Note Issuer, LLC | shared management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 1 | $290,209,174 offering $290,209,174 · similar: $155,000–$5,250,000 | 12 similar: 4–27 | $250,000 similar: $1,000–$100,000 | 2013–2013 |
| EDGAR ↗ | SAILS-3, LLC | shared management entity | NEW YORK, NY | Pooled Investment Fund | 1 | $43,449,254 offering $43,449,254 · similar: $155,000–$5,250,000 | 4 similar: 4–27 | $250,000 similar: $1,000–$100,000 | 2013–2013 |
| EDGAR ↗ | GUGGENHEIM HIGH-YIELD FUND, LLC | shared people, same person name on both filings, similar issuer names | SANTA MONICA, CA | Pooled Investment Fund | 13 | $267,760,836 offering Indefinite · similar: $155,000–$5,250,000 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2013–2026 |
| EDGAR ↗ | Guggenheim Private Debt Fund, LLC | shared people, same person name on both filings, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $10,000,000 offering $1,400,000,000 · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2013–2013 |
| EDGAR ↗ | GUGGENHEIM LOAN FUND, LLC | shared people, same person name on both filings, shared management entity, similar issuer names | SANTA MONICA, CA | Pooled Investment Fund | 16 | $474,931,115 offering Indefinite · similar: $155,000–$5,250,000 | 17 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2013–2026 |
| EDGAR ↗ | Guggenheim Concinnity Capital Stewardship Fund, LLC | shared people, same person name on both filings, shared management entity, similar issuer names | SANTA MONICA, CA | Pooled Investment Fund | 1 | $10,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2013–2013 |
| EDGAR ↗ | SAIL 4 VFN Note Issuer, LLC | shared management entity, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $282,000,000 offering $282,000,000 · similar: $155,000–$5,250,000 | 12 similar: 4–27 | $250,000 similar: $1,000–$100,000 | 2013–2013 |
| EDGAR ↗ | BANDERA STRATEGIC CREDIT PARTNERS II, LP | shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $50,250,000 | 2 | $250,000 | 2014–2014 |
| EDGAR ↗ | Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, LLC | shared people, similar issuer names | SANTA MONICA, CA | Pooled Investment Fund | 12 | $312,711,046 offering Indefinite · similar: $155,000–$5,250,000 | 39 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2015–2024 |
| EDGAR ↗ | Guggenheim Partners Opportunistic Investment Grade Securities Private Pensions Fund, LLC | shared people, similar issuer names | SANTA MONICA, CA | Pooled Investment Fund | 7 | $236,976,432 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2015–2021 |
| EDGAR ↗ | Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, Ltd. | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | Santa Monica, CA | Pooled Investment Fund | 6 | $113,150,000 offering Indefinite · similar: $155,000–$5,250,000 | 13 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2015–2019 |
| EDGAR ↗ | Guggenheim Loan Fund, Ltd. | shared people, same person name on both filings, similar issuer names, director listed on many unrelated issuers (not used to group) | SANTA MONICA, CA | Pooled Investment Fund | 14 | $577,632,213 offering Indefinite · similar: $155,000–$5,250,000 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2015–2026 |
| EDGAR ↗ | Guggenheim High-Yield Fund, Ltd. | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names, director listed on many unrelated issuers (not used to group) | SANTA MONICA, CA | Pooled Investment Fund | 10 | $16,673,385 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2015–2024 |
| EDGAR ↗ | Guggenheim Private Debt Fund Note Issuer 2.0, LLC | shared people, same person name on both filings, shared management entity, same business address, similar issuer names | New York, NY | Pooled Investment Fund | 3 | $1,148,947,369 offering $2,000,000,000 · similar: $155,000–$5,250,000 | 26 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2016–2017 |
| EDGAR ↗ | Guggenheim Private Debt Fund 2.0, Ltd. | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer names | New York, NY | Pooled Investment Fund | 4 | $386,500,000 offering $2,000,000,000 · similar: $155,000–$5,250,000 | 14 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2016–2017 |
| EDGAR ↗ | Guggenheim Private Debt Fund 2.0, LLC | shared people, same person name on both filings, shared management entity, same business address, similar issuer names | New York, NY | Pooled Investment Fund | 3 | $104,000,000 offering $2,000,000,000 · similar: $155,000–$5,250,000 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2016–2017 |
| EDGAR ↗ | Guggenheim Core Plus Fund, LLC | shared people, same person name on both filings, similar issuer names | SANTA MONICA, CA | Pooled Investment Fund | 8 | $96,425,000 offering Indefinite · similar: $155,000–$5,250,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2016–2023 |
| EDGAR ↗ | Guggenheim Core Plus Fund, Ltd. | shared people, same person name on both filings, similar issuer names, director listed on many unrelated issuers (not used to group) | SANTA MONICA, CA | Pooled Investment Fund | 10 | $62,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 | 2016–2023 |
| EDGAR ↗ | Guggenheim Private Debt Fund 2.0-I, LLC | shared people, same person name on both filings, shared management entity, same business address, similar issuer names | New York, NY | Pooled Investment Fund | 2 | $90,000,000 offering $2,000,000,000 · similar: $155,000–$5,250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2016–2017 |
| EDGAR ↗ | Guggenheim Corporate Opportunity Fund, L.P. | shared people, same business address | New York, NY | Pooled Investment Fund | 1 | $200,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2017–2017 |
| EDGAR ↗ | GUGGENHEIM CAPITAL LLC | shared people, same person name on both filings | CHICAGO, IL | Other Banking and Financial Services | 1 | $21,000,000 offering $21,000,000 · similar: $2,144,500–$20,220,000 | 8 similar: 2–24 | No minimum reported similar: $10,000–$100,000 | 2018–2018 |
| EDGAR ↗ | Guggenheim Partners Opportunistic Investment Grade Securities Offshore Fund, Ltd. | shared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | SANTA MONICA, CA | Pooled Investment Fund | 9 | $556,033,911 offering Indefinite · similar: $155,000–$5,250,000 | 17 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2020–2026 |
| EDGAR ↗ | CBAM Equity Fund, L.P. | shared people, same person name on both filings, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 3 | $29,825,000 offering Indefinite · similar: $155,000–$5,250,000 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2020–2022 |
| EDGAR ↗ | CBAM Credit Opportunities Fund, LP | shared people, same person name on both filings, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 3 | $77,500,000 offering Indefinite · similar: $155,000–$5,250,000 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2020–2022 |
| EDGAR ↗ | CBAM Credit Opportunities Offshore Fund, LP | shared people, same person name on both filings, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 3 | $5,595,000 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2020–2022 |
| EDGAR ↗ | A24 Films LLC | shared people | New York, NY | Other | 1 | $224,999,657 offering $224,999,657 · similar: $500,000–$7,000,000 | 11 similar: 2–14 | No minimum reported similar: $5,000–$50,000 | 2022–2022 |
| EDGAR ↗ | Guggenheim Investments Private Debt Fund IV-A, L.P. | shared people, shared management entity, same business address, similar issuer names | New York, NY | Pooled Investment Fund | 3 | $2,177,560,000 offering Indefinite · similar: $155,000–$5,250,000 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2024–2025 |
| EDGAR ↗ | Canal Road Private Credit Fund, LP | shared people, same person name on both filings | MIAMI, FL | Pooled Investment Fund | 3 | $530,832,770 offering Indefinite · similar: $155,000–$5,250,000 | 32 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2024–2026 |
| EDGAR ↗ | Guggenheim Investments Private Debt Fund IV Guardian (U), L.P. | shared people, shared management entity, same business address, similar issuer names | New York, NY | Pooled Investment Fund | 2 | $449,010,000 offering Indefinite · similar: $155,000–$5,250,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2024–2025 |
| EDGAR ↗ | Guggenheim Investments Private Debt Fund IV-B (U), L.P. | shared people, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $285,387,849 offering Indefinite · similar: $155,000–$5,250,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2024–2025 |
| EDGAR ↗ | Guggenheim Investments Foundations Fund-A, L.P. | shared people, shared management entity, same business address | NEW YORK, NY | Pooled Investment Fund | 3 | $88,572,009 offering Indefinite · similar: $155,000–$5,250,000 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2025–2026 |
| EDGAR ↗ | Guggenheim Investments Private Debt Fund IV Loan Acquisition, L.P. | shared people, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2025–2025 |
| EDGAR ↗ | Guggenheim Investments Private Debt Fund IV Guardian (U-O), L.P. | shared people, shared management entity, same business address, similar issuer names | New York, NY | Pooled Investment Fund | 1 | $0 offering Indefinite · similar: $155,000–$5,250,000 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2025–2025 |
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); Pooled Investment Fund / 506(b) (83,801 filings); Investing / 506(b) (2,521 filings); Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
| Source | Filed | Issuer | Form | Industry | Offered | Sold |
|---|---|---|---|---|---|---|
| EDGAR ↗ | Jun 26, 2026 | Canal Road Private Credit Fund, LP | D/A | Pooled Investment Fund | Indefinite | $530,832,770 |
| EDGAR ↗ | May 15, 2026 | Guggenheim Investments Foundations Fund-A, L.P. | D/A | Pooled Investment Fund | Indefinite | $88,572,009 |
| EDGAR ↗ | May 15, 2026 | Guggenheim Partners Opportunistic Investment Grade Securities Offshore Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $556,033,911 |
| EDGAR ↗ | May 15, 2026 | Guggenheim Loan Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $577,632,213 |
| EDGAR ↗ | May 15, 2026 | GUGGENHEIM HIGH-YIELD FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $267,760,836 |
| EDGAR ↗ | May 15, 2026 | GUGGENHEIM LOAN FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $474,931,115 |
| EDGAR ↗ | May 15, 2026 | Guggenheim Partners Opportunistic Investment Grade Securities Fund, LLC | D/A | Pooled Investment Fund | Indefinite | $362,506,993 |
| EDGAR ↗ | May 15, 2026 | NZC GUGGENHEIM FUND LTD | D/A | Pooled Investment Fund | Indefinite | $407,996,116 |
| EDGAR ↗ | May 15, 2026 | NZC GUGGENHEIM FUND LLC | D/A | Pooled Investment Fund | Indefinite | $1,112,365,238 |
| EDGAR ↗ | Jan 15, 2026 | Guggenheim Investments Foundations Fund-A, L.P. | D/A | Pooled Investment Fund | Indefinite | $88,572,009 |
| EDGAR ↗ | Dec 9, 2025 | Guggenheim Investments Private Debt Fund IV-B (U), L.P. | D/A | Pooled Investment Fund | Indefinite | $285,387,849 |
| EDGAR ↗ | Oct 14, 2025 | Guggenheim Partners Opportunistic Investment Grade Securities Offshore Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $556,033,911 |
| EDGAR ↗ | Oct 14, 2025 | Guggenheim Loan Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $577,632,213 |
| EDGAR ↗ | Oct 14, 2025 | GUGGENHEIM HIGH-YIELD FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $267,760,836 |
| EDGAR ↗ | Oct 14, 2025 | GUGGENHEIM LOAN FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $454,931,115 |
| EDGAR ↗ | Oct 14, 2025 | Guggenheim Partners Opportunistic Investment Grade Securities Fund, LLC | D/A | Pooled Investment Fund | Indefinite | $362,506,993 |
| EDGAR ↗ | Oct 14, 2025 | NZC GUGGENHEIM FUND LTD | D/A | Pooled Investment Fund | Indefinite | $407,996,116 |
| EDGAR ↗ | Oct 14, 2025 | NZC GUGGENHEIM FUND LLC | D/A | Pooled Investment Fund | Indefinite | $1,112,365,238 |
| EDGAR ↗ | Sep 11, 2025 | GUGGENHEIM LOAN FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $454,931,115 |
| EDGAR ↗ | Jul 30, 2025 | Guggenheim Investments Private Debt Fund IV Guardian (U-O), L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Jul 14, 2025 | Guggenheim Investments Private Debt Fund IV Guardian (U), L.P. | D/A | Pooled Investment Fund | Indefinite | $449,010,000 |
| EDGAR ↗ | Jul 14, 2025 | Guggenheim Investments Private Debt Fund IV-A, L.P. | D/A | Pooled Investment Fund | Indefinite | $2,177,560,000 |
| EDGAR ↗ | Jul 3, 2025 | Canal Road Private Credit Fund, LP | D/A | Pooled Investment Fund | Indefinite | $292,626,390 |
| EDGAR ↗ | May 13, 2025 | Guggenheim Investments Private Debt Fund IV Loan Acquisition, L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Apr 24, 2025 | NZC GUGGENHEIM FUND LTD | D/A | Pooled Investment Fund | Indefinite | $407,996,116 |
| EDGAR ↗ | Apr 24, 2025 | Guggenheim Loan Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $377,632,213 |
| EDGAR ↗ | Apr 11, 2025 | Guggenheim Partners Opportunistic Investment Grade Securities Offshore Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $556,033,911 |
| EDGAR ↗ | Mar 14, 2025 | Guggenheim Loan Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $377,632,213 |
| EDGAR ↗ | Jan 30, 2025 | Guggenheim Partners Opportunistic Investment Grade Securities Fund, LLC | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Jan 23, 2025 | Guggenheim Investments Foundations Fund-A, L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Dec 9, 2024 | Guggenheim Investments Private Debt Fund IV-B (U), L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Oct 11, 2024 | GUGGENHEIM HIGH-YIELD FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $267,760,836 |
| EDGAR ↗ | Oct 11, 2024 | NZC GUGGENHEIM FUND LTD | D/A | Pooled Investment Fund | Indefinite | $407,996,116 |
| EDGAR ↗ | Oct 11, 2024 | NZC GUGGENHEIM FUND LLC | D/A | Pooled Investment Fund | Indefinite | $1,112,365,238 |
| EDGAR ↗ | Sep 11, 2024 | Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, LLC | D/A | Pooled Investment Fund | Indefinite | $312,711,046 |
| EDGAR ↗ | Sep 11, 2024 | GUGGENHEIM LOAN FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $454,931,115 |
| EDGAR ↗ | Aug 21, 2024 | Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, LLC | D/A | Pooled Investment Fund | Indefinite | $312,711,046 |
| EDGAR ↗ | Aug 21, 2024 | GUGGENHEIM LOAN FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $454,931,115 |
| EDGAR ↗ | Jul 12, 2024 | Guggenheim Investments Private Debt Fund IV Guardian (U), L.P. | D | Pooled Investment Fund | Indefinite | $419,010,000 |
| EDGAR ↗ | Jul 12, 2024 | Guggenheim Investments Private Debt Fund IV-A, L.P. | D/A | Pooled Investment Fund | Indefinite | $469,270,000 |
| EDGAR ↗ | Jul 3, 2024 | Canal Road Private Credit Fund, LP | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | May 10, 2024 | Guggenheim Investments Private Debt Fund IV-A, L.P. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Apr 15, 2024 | Guggenheim Partners Opportunistic Investment Grade Securities Offshore Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $556,033,911 |
| EDGAR ↗ | Mar 15, 2024 | Guggenheim High-Yield Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $16,601,774 |
| EDGAR ↗ | Mar 15, 2024 | Guggenheim Loan Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $369,632,213 |
| EDGAR ↗ | Oct 13, 2023 | GUGGENHEIM HIGH-YIELD FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $267,760,836 |
| EDGAR ↗ | Oct 13, 2023 | NZC GUGGENHEIM FUND LLC | D/A | Pooled Investment Fund | Indefinite | $1,112,365,238 |
| EDGAR ↗ | Oct 13, 2023 | NZC GUGGENHEIM FUND LTD | D/A | Pooled Investment Fund | Indefinite | $407,996,116 |
| EDGAR ↗ | Aug 22, 2023 | Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, LLC | D/A | Pooled Investment Fund | Indefinite | $312,711,046 |
| EDGAR ↗ | Aug 22, 2023 | Guggenheim Partners Opportunistic Investment Grade Securities Offshore Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $556,033,911 |
| EDGAR ↗ | Aug 22, 2023 | GUGGENHEIM LOAN FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $454,931,115 |
| EDGAR ↗ | Mar 17, 2023 | Guggenheim Core Plus Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $62,000,000 |
| EDGAR ↗ | Mar 17, 2023 | Guggenheim Loan Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $369,632,213 |
| EDGAR ↗ | Mar 17, 2023 | Guggenheim High-Yield Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $16,601,774 |
| EDGAR ↗ | Jan 10, 2023 | Guggenheim Core Plus Fund, LLC | D/A | Pooled Investment Fund | Indefinite | $96,425,000 |
| EDGAR ↗ | Oct 14, 2022 | NZC GUGGENHEIM FUND LTD | D/A | Pooled Investment Fund | Indefinite | $407,996,116 |
| EDGAR ↗ | Oct 14, 2022 | NZC GUGGENHEIM FUND LLC | D/A | Pooled Investment Fund | Indefinite | $1,112,365,238 |
| EDGAR ↗ | Oct 14, 2022 | GUGGENHEIM HIGH-YIELD FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $267,760,836 |
| EDGAR ↗ | Aug 23, 2022 | Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, LLC | D/A | Pooled Investment Fund | Indefinite | $312,711,046 |
| EDGAR ↗ | Aug 23, 2022 | GUGGENHEIM LOAN FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $454,931,115 |
| EDGAR ↗ | Aug 23, 2022 | Guggenheim Partners Opportunistic Investment Grade Securities Offshore Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $556,033,911 |
| EDGAR ↗ | Mar 18, 2022 | NZC GUGGENHEIM FUND LTD | D/A | Pooled Investment Fund | Indefinite | $407,996,116 |
| EDGAR ↗ | Mar 18, 2022 | Guggenheim High-Yield Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $16,601,774 |
| EDGAR ↗ | Mar 18, 2022 | Guggenheim Core Plus Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $62,000,000 |
| EDGAR ↗ | Mar 18, 2022 | Guggenheim Loan Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $364,632,213 |
| EDGAR ↗ | Mar 11, 2022 | A24 Films LLC | D | Other | $224,999,657 | $224,999,657 |
| EDGAR ↗ | Jan 11, 2022 | Guggenheim Core Plus Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $62,000,000 |
| EDGAR ↗ | Jan 11, 2022 | Guggenheim Core Plus Fund, LLC | D/A | Pooled Investment Fund | Indefinite | $96,425,000 |
| EDGAR ↗ | Jan 10, 2022 | CBAM Credit Opportunities Offshore Fund, LP | D/A | Pooled Investment Fund | Indefinite | $5,595,000 |
| EDGAR ↗ | Jan 10, 2022 | CBAM Credit Opportunities Fund, LP | D/A | Pooled Investment Fund | Indefinite | $77,500,000 |
| EDGAR ↗ | Jan 10, 2022 | CBAM Equity Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $29,825,000 |
| EDGAR ↗ | Oct 15, 2021 | Guggenheim High-Yield Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $16,601,774 |
| EDGAR ↗ | Oct 15, 2021 | GUGGENHEIM HIGH-YIELD FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $267,760,836 |
| EDGAR ↗ | Oct 15, 2021 | NZC GUGGENHEIM FUND LLC | D/A | Pooled Investment Fund | Indefinite | $1,112,365,238 |
| EDGAR ↗ | Oct 15, 2021 | NZC GUGGENHEIM FUND LTD | D/A | Pooled Investment Fund | Indefinite | $407,996,116 |
| EDGAR ↗ | Aug 24, 2021 | Guggenheim Partners Opportunistic Investment Grade Securities Private Pensions Fund, LLC | D/A | Pooled Investment Fund | Indefinite | $236,976,432 |
| EDGAR ↗ | Aug 24, 2021 | Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, LLC | D/A | Pooled Investment Fund | Indefinite | $308,211,046 |
| EDGAR ↗ | Aug 24, 2021 | GUGGENHEIM LOAN FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $454,931,115 |
| EDGAR ↗ | Aug 24, 2021 | Guggenheim Loan Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $352,632,213 |
| EDGAR ↗ | Aug 24, 2021 | Guggenheim Partners Opportunistic Investment Grade Securities Offshore Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $552,033,911 |
| EDGAR ↗ | Jun 2, 2021 | CBAM Equity Fund, L.P. | D/A | Pooled Investment Fund | Indefinite | $28,625,000 |
| EDGAR ↗ | Jan 12, 2021 | Guggenheim Core Plus Fund, LLC | D/A | Pooled Investment Fund | Indefinite | $95,200,000 |
| EDGAR ↗ | Jan 12, 2021 | Guggenheim Core Plus Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $55,500,000 |
| EDGAR ↗ | Dec 16, 2020 | CBAM Credit Opportunities Offshore Fund, LP | D/A | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Dec 16, 2020 | CBAM Credit Opportunities Fund, LP | D/A | Pooled Investment Fund | Indefinite | $49,500,000 |
| EDGAR ↗ | Oct 16, 2020 | Guggenheim High-Yield Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $16,601,774 |
| EDGAR ↗ | Oct 16, 2020 | GUGGENHEIM HIGH-YIELD FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $267,760,836 |
| EDGAR ↗ | Oct 16, 2020 | NZC GUGGENHEIM FUND LLC | D/A | Pooled Investment Fund | Indefinite | $1,112,365,238 |
| EDGAR ↗ | Oct 16, 2020 | NZC GUGGENHEIM FUND LTD | D/A | Pooled Investment Fund | Indefinite | $407,996,116 |
| EDGAR ↗ | Aug 25, 2020 | Guggenheim Loan Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $352,632,213 |
| EDGAR ↗ | Aug 25, 2020 | Guggenheim Partners Opportunistic Investment Grade Securities Private Pensions Fund, LLC | D/A | Pooled Investment Fund | Indefinite | $236,976,432 |
| EDGAR ↗ | Aug 25, 2020 | Guggenheim Partners Opportunistic Investment Grade Securities Offshore Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $247,033,911 |
| EDGAR ↗ | Aug 25, 2020 | Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, LLC | D/A | Pooled Investment Fund | Indefinite | $306,211,046 |
| EDGAR ↗ | Aug 25, 2020 | GUGGENHEIM LOAN FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $454,931,115 |
| EDGAR ↗ | May 18, 2020 | CBAM Credit Opportunities Offshore Fund, LP | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | May 18, 2020 | CBAM Credit Opportunities Fund, LP | D | Pooled Investment Fund | Indefinite | $35,000,000 |
| EDGAR ↗ | May 18, 2020 | CBAM Equity Fund, L.P. | D | Pooled Investment Fund | Indefinite | $2,000,000 |
| EDGAR ↗ | Apr 16, 2020 | Guggenheim Partners Opportunistic Investment Grade Securities Offshore Fund, Ltd. | D | Pooled Investment Fund | Indefinite | $247,033,911 |
| EDGAR ↗ | Mar 17, 2020 | Guggenheim Core Plus Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $55,500,000 |
| EDGAR ↗ | Mar 17, 2020 | Guggenheim Core Plus Fund, LLC | D/A | Pooled Investment Fund | Indefinite | $95,200,000 |
| EDGAR ↗ | Oct 18, 2019 | Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, Ltd. | D/A | Pooled Investment Fund | Indefinite | $113,150,000 |
| EDGAR ↗ | Oct 18, 2019 | Guggenheim High-Yield Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $16,601,774 |
| EDGAR ↗ | Oct 18, 2019 | GUGGENHEIM HIGH-YIELD FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $267,760,836 |
| EDGAR ↗ | Oct 18, 2019 | NZC GUGGENHEIM FUND LTD | D/A | Pooled Investment Fund | Indefinite | $406,996,116 |
| EDGAR ↗ | Oct 18, 2019 | NZC GUGGENHEIM FUND LLC | D/A | Pooled Investment Fund | Indefinite | $1,112,115,238 |
| EDGAR ↗ | Sep 5, 2019 | Guggenheim Partners Opportunistic Investment Grade Securities Private Pensions Fund, LLC | D/A | Pooled Investment Fund | Indefinite | $236,976,432 |
| EDGAR ↗ | Sep 5, 2019 | Guggenheim Loan Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $352,632,213 |
| EDGAR ↗ | Sep 5, 2019 | GUGGENHEIM LOAN FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $454,931,115 |
| EDGAR ↗ | Aug 26, 2019 | Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, LLC | D/A | Pooled Investment Fund | Indefinite | $305,211,046 |
| EDGAR ↗ | Jul 31, 2019 | Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, LLC | D | Pooled Investment Fund | Indefinite | $305,211,046 |
| EDGAR ↗ | Mar 18, 2019 | Guggenheim Core Plus Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $49,500,000 |
| EDGAR ↗ | Mar 18, 2019 | Guggenheim Core Plus Fund, LLC | D/A | Pooled Investment Fund | Indefinite | $95,200,000 |
| EDGAR ↗ | Oct 19, 2018 | Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, Ltd. | D/A | Pooled Investment Fund | Indefinite | $88,650,000 |
| EDGAR ↗ | Oct 19, 2018 | Guggenheim High-Yield Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $16,601,774 |
| EDGAR ↗ | Oct 19, 2018 | GUGGENHEIM HIGH-YIELD FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $267,760,836 |
| EDGAR ↗ | Oct 19, 2018 | NZC GUGGENHEIM FUND LTD | D/A | Pooled Investment Fund | Indefinite | $404,926,116 |
| EDGAR ↗ | Oct 19, 2018 | NZC GUGGENHEIM FUND LLC | D/A | Pooled Investment Fund | Indefinite | $1,112,115,238 |
| EDGAR ↗ | Sep 19, 2018 | GUGGENHEIM CAPITAL LLC | D | Other Banking and Financial Services | $21,000,000 | $21,000,000 |
| EDGAR ↗ | Sep 6, 2018 | Guggenheim Loan Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $352,632,213 |
| EDGAR ↗ | Sep 6, 2018 | Guggenheim Partners Opportunistic Investment Grade Securities Private Pensions Fund, LLC | D/A | Pooled Investment Fund | Indefinite | $236,976,432 |
| EDGAR ↗ | Sep 6, 2018 | Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, LLC | D/A | Pooled Investment Fund | Indefinite | $237,930,879 |
| EDGAR ↗ | Sep 6, 2018 | GUGGENHEIM LOAN FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $454,931,115 |
| EDGAR ↗ | Mar 15, 2018 | Guggenheim Core Plus Fund, LLC | D/A | Pooled Investment Fund | Indefinite | $83,500,000 |
| EDGAR ↗ | Mar 15, 2018 | Guggenheim Core Plus Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $39,000,000 |
| EDGAR ↗ | Oct 20, 2017 | NZC GUGGENHEIM FUND LTD | D/A | Pooled Investment Fund | Indefinite | $400,216,116 |
| EDGAR ↗ | Oct 20, 2017 | NZC GUGGENHEIM FUND LLC | D/A | Pooled Investment Fund | Indefinite | $1,112,115,238 |
| EDGAR ↗ | Oct 20, 2017 | Guggenheim High-Yield Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $16,582,927 |
| EDGAR ↗ | Oct 20, 2017 | GUGGENHEIM HIGH-YIELD FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $267,760,836 |
| EDGAR ↗ | Oct 20, 2017 | Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, Ltd. | D/A | Pooled Investment Fund | Indefinite | $88,525,000 |
| EDGAR ↗ | Oct 6, 2017 | Guggenheim Corporate Opportunity Fund, L.P. | D | Pooled Investment Fund | Indefinite | $200,000,000 |
| EDGAR ↗ | Sep 22, 2017 | Guggenheim Private Debt Fund 2.0, Ltd. | D/A | Pooled Investment Fund | $2,000,000,000 | $386,500,000 |
| EDGAR ↗ | Sep 22, 2017 | Guggenheim Private Debt Fund 2.0, LLC | D/A | Pooled Investment Fund | $2,000,000,000 | $83,500,000 |
| EDGAR ↗ | Sep 22, 2017 | Guggenheim Private Debt Fund Note Issuer 2.0, LLC | D/A | Pooled Investment Fund | $2,000,000,000 | $1,148,947,369 |
| EDGAR ↗ | Sep 22, 2017 | Guggenheim Private Debt Fund 2.0-I, LLC | D/A | Pooled Investment Fund | $2,000,000,000 | $90,000,000 |
| EDGAR ↗ | Sep 22, 2017 | Guggenheim Private Debt Fund 2.0, Ltd. | D/A | Pooled Investment Fund | $2,000,000,000 | $386,500,000 |
| EDGAR ↗ | Sep 8, 2017 | GUGGENHEIM LOAN FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $347,980,154 |
| EDGAR ↗ | Sep 8, 2017 | Guggenheim Loan Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $345,632,213 |
| EDGAR ↗ | Sep 8, 2017 | Guggenheim Partners Opportunistic Investment Grade Securities Private Pensions Fund, LLC | D/A | Pooled Investment Fund | Indefinite | $236,976,432 |
| EDGAR ↗ | Sep 8, 2017 | Guggenheim Core Plus Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $39,000,000 |
| EDGAR ↗ | Sep 8, 2017 | Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, LLC | D/A | Pooled Investment Fund | Indefinite | $188,210,000 |
| EDGAR ↗ | Mar 15, 2017 | Guggenheim Core Plus Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $39,000,000 |
| EDGAR ↗ | Mar 15, 2017 | Guggenheim Core Plus Fund, LLC | D/A | Pooled Investment Fund | Indefinite | $62,000,000 |
| EDGAR ↗ | Oct 21, 2016 | Guggenheim High-Yield Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $16,582,927 |
| EDGAR ↗ | Oct 21, 2016 | GUGGENHEIM HIGH-YIELD FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $217,760,836 |
| EDGAR ↗ | Oct 21, 2016 | NZC GUGGENHEIM FUND LLC | D/A | Pooled Investment Fund | Indefinite | $1,107,290,238 |
| EDGAR ↗ | Oct 21, 2016 | NZC GUGGENHEIM FUND LTD | D/A | Pooled Investment Fund | Indefinite | $348,262,883 |
| EDGAR ↗ | Oct 21, 2016 | Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, Ltd. | D/A | Pooled Investment Fund | Indefinite | $56,125,000 |
| EDGAR ↗ | Sep 9, 2016 | Guggenheim Loan Fund, Ltd. | D/A | Pooled Investment Fund | Indefinite | $241,752,213 |
| EDGAR ↗ | Sep 9, 2016 | Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, LLC | D/A | Pooled Investment Fund | Indefinite | $133,660,000 |
| EDGAR ↗ | Sep 9, 2016 | Guggenheim Partners Opportunistic Investment Grade Securities Private Pensions Fund, LLC | D/A | Pooled Investment Fund | Indefinite | $236,976,432 |
| EDGAR ↗ | Sep 9, 2016 | GUGGENHEIM LOAN FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $279,028,657 |
| EDGAR ↗ | Aug 22, 2016 | Guggenheim Private Debt Fund Note Issuer 2.0, LLC | D/A | Pooled Investment Fund | $2,000,000,000 | $1,070,000,000 |
| EDGAR ↗ | Aug 22, 2016 | Guggenheim Private Debt Fund 2.0-I, LLC | D | Pooled Investment Fund | $2,000,000,000 | $90,000,000 |
| EDGAR ↗ | Aug 22, 2016 | Guggenheim Private Debt Fund 2.0, Ltd. | D/A | Pooled Investment Fund | $2,000,000,000 | $238,000,000 |
| EDGAR ↗ | Aug 19, 2016 | Guggenheim Private Debt Fund 2.0, LLC | D/A | Pooled Investment Fund | $2,000,000,000 | $23,500,000 |
| EDGAR ↗ | Apr 14, 2016 | Guggenheim Core Plus Fund, Ltd. | D | Pooled Investment Fund | Indefinite | $13,000,000 |
| EDGAR ↗ | Mar 17, 2016 | Guggenheim Core Plus Fund, LLC | D | Pooled Investment Fund | Indefinite | $33,000,000 |
| EDGAR ↗ | Feb 5, 2016 | Guggenheim Private Debt Fund 2.0, LLC | D | Pooled Investment Fund | $2,000,000,000 | $104,000,000 |
| EDGAR ↗ | Feb 5, 2016 | Guggenheim Private Debt Fund 2.0, Ltd. | D | Pooled Investment Fund | $2,000,000,000 | $10,000,000 |
| EDGAR ↗ | Feb 5, 2016 | Guggenheim Private Debt Fund Note Issuer 2.0, LLC | D | Pooled Investment Fund | $2,000,000,000 | $1,050,000,000 |
| EDGAR ↗ | Dec 23, 2015 | Guggenheim High-Yield Fund, Ltd. | D | Pooled Investment Fund | Indefinite | $16,673,385 |
| EDGAR ↗ | Oct 23, 2015 | Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, Ltd. | D/A | Pooled Investment Fund | Indefinite | $3,250,000 |
| EDGAR ↗ | Oct 23, 2015 | NZC GUGGENHEIM FUND LTD | D/A | Pooled Investment Fund | Indefinite | $294,336,586 |
| EDGAR ↗ | Oct 23, 2015 | NZC GUGGENHEIM FUND LLC | D/A | Pooled Investment Fund | Indefinite | $1,056,234,946 |
| EDGAR ↗ | Oct 23, 2015 | GUGGENHEIM HIGH-YIELD FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $79,875,000 |
| EDGAR ↗ | Sep 10, 2015 | Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, LLC | D | Pooled Investment Fund | Indefinite | $70,950,000 |
| EDGAR ↗ | Sep 10, 2015 | Guggenheim Loan Fund, Ltd. | D | Pooled Investment Fund | Indefinite | $58,728,318 |
| EDGAR ↗ | Sep 10, 2015 | Guggenheim Partners Opportunistic Investment Grade Securities Private Pensions Fund, LLC | D | Pooled Investment Fund | Indefinite | $236,976,432 |
| EDGAR ↗ | Sep 10, 2015 | Guggenheim Partners Opportunistic Investment Grade Securities Fund 2015, Ltd. | D | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Sep 10, 2015 | GUGGENHEIM LOAN FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $162,688,318 |
| EDGAR ↗ | Oct 10, 2014 | BANDERA STRATEGIC CREDIT PARTNERS II, LP | D | Pooled Investment Fund | Indefinite | $50,250,000 |
| EDGAR ↗ | Sep 11, 2014 | Guggenheim High-Yield Plus Fund SPC | D/A | Pooled Investment Fund | Indefinite | $571,182,782 |
| EDGAR ↗ | Sep 11, 2014 | NZC GUGGENHEIM FUND LTD | D/A | Pooled Investment Fund | Indefinite | $277,071,593 |
| EDGAR ↗ | Sep 11, 2014 | NZC GUGGENHEIM FUND LLC | D/A | Pooled Investment Fund | Indefinite | $993,914,545 |
| EDGAR ↗ | May 14, 2014 | GUGGENHEIM LOAN FUND, LLC | D/A | Pooled Investment Fund | Indefinite | $132,688,317 |
| EDGAR ↗ | Nov 22, 2013 | SAIL 4 VFN Note Issuer, LLC | D | Pooled Investment Fund | $282,000,000 | $282,000,000 |
| EDGAR ↗ | Oct 28, 2013 | Guggenheim Concinnity Capital Stewardship Fund, LLC | D | Pooled Investment Fund | Indefinite | $10,000,000 |
| EDGAR ↗ | Oct 15, 2013 | GUGGENHEIM LOAN FUND, LLC | D | Pooled Investment Fund | $64,100,000 | $64,100,000 |
| EDGAR ↗ | Oct 11, 2013 | GUGGENHEIM PRIVATE DEBT FUND LTD | D/A | Pooled Investment Fund | $1,400,000,000 | $100,000,000 |
| EDGAR ↗ | Oct 10, 2013 | Guggenheim Private Debt Fund, LLC | D | Pooled Investment Fund | $1,400,000,000 | $10,000,000 |
| EDGAR ↗ | Oct 9, 2013 | GUGGENHEIM PRIVATE DEBT FUND LTD | D/A | Pooled Investment Fund | $1,400,000,000 | $100,000,000 |
| EDGAR ↗ | Oct 3, 2013 | GUGGENHEIM HIGH-YIELD FUND, LLC | D | Pooled Investment Fund | Indefinite | $25,075,000 |
| EDGAR ↗ | Aug 19, 2013 | Orpheus Holdings Ltd | D/A | Pooled Investment Fund | Indefinite | $194,608,348 |
| EDGAR ↗ | Aug 19, 2013 | Guggenheim High-Yield Plus Fund SPC | D/A | Pooled Investment Fund | Indefinite | $534,560,963 |
| EDGAR ↗ | Aug 19, 2013 | NZC GUGGENHEIM FUND LTD | D/A | Pooled Investment Fund | Indefinite | $182,540,199 |
| EDGAR ↗ | Aug 19, 2013 | NZC GUGGENHEIM FUND LLC | D/A | Pooled Investment Fund | Indefinite | $841,066,110 |
| EDGAR ↗ | Aug 19, 2013 | ORPHEUS HOLDINGS LLC | D/A | Pooled Investment Fund | Indefinite | $422,300,000 |
| EDGAR ↗ | Aug 16, 2013 | GUGGENHEIM ENERGY OPPORTUNITIES FUND LP | D/A | Pooled Investment Fund | Indefinite | $175,014,092 |
| EDGAR ↗ | Aug 6, 2013 | SAILS-3, LLC | D | Pooled Investment Fund | $43,449,254 | $43,449,254 |
| EDGAR ↗ | Aug 6, 2013 | AT Funding Note Issuer, LLC | D | Pooled Investment Fund | $290,209,174 | $290,209,174 |
| EDGAR ↗ | Jul 25, 2013 | Guggenheim Private Debt Fund Note Issuer, LLC | D/A | Pooled Investment Fund | $1,350,000,000 | $952,000,000 |
| EDGAR ↗ | Jul 15, 2013 | Guggenheim Alpha Solutions Fund, LLC | D | Pooled Investment Fund | Indefinite | $1,500,000 |
| EDGAR ↗ | Jun 20, 2013 | I-SAIL, LLC | D | Pooled Investment Fund | $114,586,035 | $27,269,160 |
| EDGAR ↗ | Jan 11, 2013 | Guggenheim Aircraft Opportunity Master Fund, L.P. | D | Pooled Investment Fund | Indefinite | $45,000,000 |
| EDGAR ↗ | Jan 11, 2013 | Guggenheim Aircraft Opportunity Fund, L.P. | D | Pooled Investment Fund | Indefinite | $45,000,000 |
| EDGAR ↗ | Dec 14, 2012 | Guggenheim Loan Services Company, LLC | D | Other Banking and Financial Services | $32,850,000 | $32,850,000 |
| EDGAR ↗ | Aug 16, 2012 | Orpheus Holdings Ltd | D/A | Pooled Investment Fund | Indefinite | $194,608,348 |
| EDGAR ↗ | Aug 16, 2012 | Guggenheim High-Yield Plus Fund SPC | D/A | Pooled Investment Fund | Indefinite | $491,131,666 |
| EDGAR ↗ | Aug 16, 2012 | NZC GUGGENHEIM FUND LTD | D/A | Pooled Investment Fund | Indefinite | $168,540,198 |
| EDGAR ↗ | Aug 16, 2012 | NZC GUGGENHEIM FUND LLC | D/A | Pooled Investment Fund | Indefinite | $544,101,110 |
| EDGAR ↗ | Aug 16, 2012 | GUGGENHEIM ENERGY OPPORTUNITIES FUND LP | D/A | Pooled Investment Fund | Indefinite | $175,014,092 |
| EDGAR ↗ | Aug 16, 2012 | ORPHEUS HOLDINGS LLC | D/A | Pooled Investment Fund | Indefinite | $422,300,000 |
| EDGAR ↗ | Aug 2, 2012 | GUGGENHEIM PRIVATE DEBT FUND LTD | D | Pooled Investment Fund | $448,000,000 | $50,000,000 |
| EDGAR ↗ | Jul 25, 2012 | Guggenheim Private Debt Fund Note Issuer, LLC | D | Pooled Investment Fund | $1,350,000,000 | $952,000,000 |
| EDGAR ↗ | Jun 28, 2012 | Guggenheim Partners Opportunistic Investment Grade Securities Fund, Ltd. | D | Pooled Investment Fund | Indefinite | $69,400,000 |
| EDGAR ↗ | Jun 28, 2012 | Guggenheim Partners Opportunistic Investment Grade Securities Fund, LLC | D/A | Pooled Investment Fund | Indefinite | $1,383,629,920 |
| EDGAR ↗ | Mar 19, 2012 | Orpheus Holdings Ltd | D/A | Pooled Investment Fund | Indefinite | $194,608,348 |
| EDGAR ↗ | Mar 15, 2012 | GUGGENHEIM ENERGY OPPORTUNITIES FUND LP | D/A | Pooled Investment Fund | Indefinite | $171,450,000 |
| EDGAR ↗ | Mar 15, 2012 | ORPHEUS HOLDINGS LLC | D/A | Pooled Investment Fund | Indefinite | $422,300,000 |
| EDGAR ↗ | Mar 15, 2012 | Guggenheim High-Yield Plus Fund SPC | D/A | Pooled Investment Fund | Indefinite | $392,071,666 |
| EDGAR ↗ | Mar 15, 2012 | NZC GUGGENHEIM FUND LLC | D/A | Pooled Investment Fund | Indefinite | $520,901,110 |
| EDGAR ↗ | Mar 15, 2012 | NZC GUGGENHEIM FUND LTD | D/A | Pooled Investment Fund | Indefinite | $168,065,198 |
| EDGAR ↗ | Mar 15, 2011 | ORPHEUS HOLDINGS LLC | D/A | Pooled Investment Fund | Indefinite | $422,300,000 |
| EDGAR ↗ | Mar 15, 2011 | NZC GUGGENHEIM FUND LTD | D/A | Pooled Investment Fund | Indefinite | $120,566,394 |
| EDGAR ↗ | Mar 15, 2011 | GUGGENHEIM ENERGY OPPORTUNITIES FUND LP | D/A | Pooled Investment Fund | Indefinite | $160,725,000 |
| EDGAR ↗ | Mar 15, 2011 | NZC Opportunities II LLC | D/A | Pooled Investment Fund | Indefinite | $5,500,000 |
| EDGAR ↗ | Mar 15, 2011 | NZC GUGGENHEIM FUND LLC | D/A | Pooled Investment Fund | Indefinite | $503,833,795 |
| EDGAR ↗ | Jun 25, 2010 | Guggenheim High-Yield Plus Fund SPC | D/A | Pooled Investment Fund | Indefinite | $277,685,000 |
| EDGAR ↗ | Mar 12, 2010 | ORPHEUS HOLDINGS LLC | D/A | Pooled Investment Fund | Indefinite | $422,300,000 |
| EDGAR ↗ | Mar 12, 2010 | NZC GUGGENHEIM FUND LLC | D/A | Pooled Investment Fund | Indefinite | $432,750,000 |
| EDGAR ↗ | Mar 12, 2010 | NZC GUGGENHEIM FUND LTD | D/A | Pooled Investment Fund | Indefinite | $101,870,000 |
| EDGAR ↗ | Mar 12, 2010 | GUGGENHEIM ENERGY OPPORTUNITIES FUND LP | D/A | Pooled Investment Fund | Indefinite | $160,730,000 |
| EDGAR ↗ | Mar 12, 2010 | NZC Opportunities II LLC | D/A | Pooled Investment Fund | Indefinite | $5,500,000 |
| EDGAR ↗ | Jan 15, 2010 | e5 Global Media Holdings LLC | D | Other | $42,500,000 | $42,500,000 |
| EDGAR ↗ | Nov 17, 2009 | Orpheus Holdings Ltd | D | Pooled Investment Fund | Indefinite | $194,608,348 |
| EDGAR ↗ | Jun 17, 2009 | Guggenheim High-Yield Plus Fund SPC | D | Pooled Investment Fund | Indefinite | $58,000,000 |
| EDGAR ↗ | Jun 11, 2009 | Guggenheim Transparent Value, LLC | D | Investing | Indefinite | $0 |
| EDGAR ↗ | Mar 16, 2009 | NZC Opportunities II LLC | D | Pooled Investment Fund | Indefinite | $25,500,000 |
| EDGAR ↗ | Mar 16, 2009 | GUGGENHEIM ENERGY OPPORTUNITIES FUND LP | D/A | Pooled Investment Fund | Indefinite | $171,450,000 |
| EDGAR ↗ | Mar 16, 2009 | NZC GUGGENHEIM FUND LLC | D/A | Pooled Investment Fund | Indefinite | $211,908,601 |
| EDGAR ↗ | Mar 16, 2009 | NZC GUGGENHEIM FUND LTD | D/A | Pooled Investment Fund | Indefinite | $211,908,601 |
| EDGAR ↗ | Mar 16, 2009 | ORPHEUS HOLDINGS LLC | D/A | Pooled Investment Fund | Indefinite | $422,300,000 |
Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Jun 26, 2026. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2009), Investing (2009), Pooled Investment Fund (2009), Other (2010), Pooled Investment Fund (2012), Other Banking and Financial Services (2012), Pooled Investment Fund (2013–2017), Other Banking and Financial Services (2018), Pooled Investment Fund (2019–2020), Other (2022). Latest offering: Pooled Investment Fund (2024–2025; most recent Jul 30, 2025).
| Name | Roles | Issuers here | First → last listed |
|---|---|---|---|
| Guggenheim Partners Investment Management, LLC entity | Executive Officer, Promoter | 22 | Jul 25, 2012 → May 15, 2026 |
| B. Scott Minerd | Executive Officer, Promoter, Director | 21 | Jun 28, 2012 → Mar 18, 2022 |
| Kevin H. Gundersen | Executive Officer | 18 | Mar 16, 2009 → May 15, 2026 |
| Alastair McKeever | Executive Officer | 16 | Feb 5, 2016 → May 15, 2026 |
| Zachary D. Warren | Executive Officer | 16 | Mar 16, 2009 → Oct 16, 2020 |
| Michael P. Damaso | Executive Officer, Director | 14 | Mar 16, 2009 → Jun 26, 2026 |
| Jeffrey Abrams | Executive Officer | 14 | Mar 16, 2009 → Sep 22, 2017 |
| Thomas Hauser | Executive Officer | 13 | Mar 16, 2009 → May 15, 2026 |
| Matthew S. Bloom | Executive Officer | 12 | Sep 10, 2015 → Oct 11, 2024 |
| Todd L. Boehly | Executive Officer, Director | 12 | Mar 16, 2009 → Sep 19, 2018 |
| Anne Walsh | Executive Officer, Director, Promoter | 10 | Jun 28, 2012 → May 15, 2026 |
| Adrian G.W. Duffy | Executive Officer | 10 | Mar 16, 2009 → Sep 22, 2017 |
| Russell W. Parks III | Executive Officer | 9 | Feb 5, 2016 → Dec 9, 2025 |
| Joseph R. Mccurdy | Executive Officer | 9 | Feb 5, 2016 → Dec 9, 2025 |
| Anthony D. Minella | Executive Officer, Director | 9 | Mar 16, 2009 → Mar 11, 2022 |
| William R. Hagner | Executive Officer, Director | 8 | Mar 16, 2009 → Oct 28, 2013 |
| William Shaw | Director | 7 | Sep 11, 2014 → May 15, 2026 |
| Steven Brown | Executive Officer | 7 | Mar 17, 2016 → May 15, 2026 |
| Daniel Montegari | Executive Officer | 7 | Oct 14, 2022 → May 15, 2026 |
| Kevin H. Gunderson | Executive Officer, Director | 7 | Jan 15, 2010 → Oct 21, 2016 |
| Stephen Sautel | Executive Officer | 7 | Mar 16, 2009 → Aug 19, 2013 |
| Guggenheim Investment Management, LLC entity | Promoter, Executive Officer | 7 | Mar 16, 2009 → Mar 19, 2012 |
| Kevin Solomon | Director | 6 | Aug 2, 2012 → May 15, 2026 |
| Adam Bloch | Executive Officer | 6 | Aug 25, 2020 → May 15, 2026 |
| Scott B. Minerd | Executive Officer | 6 | Jan 11, 2013 → Aug 24, 2021 |
| James Michal | Promoter, Executive Officer | 6 | Jun 28, 2012 → Oct 20, 2017 |
| Jason M. Anthony | Executive Officer | 6 | Aug 16, 2013 → Aug 19, 2013 |
| Todd D. Hearle | Executive Officer | 6 | Mar 16, 2009 → Nov 17, 2009 |
| JAMES M. FREELAND | Executive Officer | 6 | Mar 16, 2009 → Nov 17, 2009 |
| Guggenheim Corporate Funding, LLC entity | Promoter | 5 | May 10, 2024 → Dec 9, 2025 |
| Guggenheim Investments Private Debt Fund IV GP, LLC entity | Promoter | 5 | May 10, 2024 → Dec 9, 2025 |
| Christopher LeBeau | Director | 5 | Sep 11, 2014 → Oct 20, 2017 |
| Jeff Abrams | Executive Officer | 5 | Sep 10, 2015 → Oct 21, 2016 |
| PETER COHEN | Executive Officer | 4 | May 18, 2020 → Jun 26, 2026 |
| BENJAMIN JOHN SCLATER | Executive Officer | 4 | May 18, 2020 → Jun 26, 2026 |
| Guggenheim Partners Investment Management, LLC entity | Promoter, Executive Officer | 4 | Jan 11, 2013 → May 15, 2026 |
| Sherri Fleming | Director | 4 | Mar 18, 2022 → Mar 14, 2025 |
| Guggenheim Partners, LLC entity | Executive Officer, Promoter | 4 | Mar 16, 2009 → Aug 19, 2013 |
| Erich E. Schram | Executive Officer | 4 | Mar 16, 2009 → Aug 19, 2013 |
| Timothy H. Murray | Executive Officer | 4 | Mar 16, 2009 → Mar 15, 2011 |
| Donald C. Young | Executive Officer | 3 | May 18, 2020 → Jan 10, 2022 |
| JOHN HENRY GARRETT, IV | Executive Officer | 3 | May 18, 2020 → Jan 10, 2022 |
| ADAM BYONE FRANKEL | Executive Officer | 3 | May 18, 2020 → Jan 10, 2022 |
| JAMIE KUDRAKO | Executive Officer | 3 | May 18, 2020 → Jan 10, 2022 |
| Roger H. Hanson | Director | 3 | Jun 28, 2012 → Aug 25, 2020 |
| Christopher Boyle | Executive Officer | 3 | Oct 6, 2017 → Oct 20, 2017 |
| Beth Haddock | Executive Officer | 3 | Sep 11, 2014 → Sep 11, 2014 |
| Wilmington Trust, National Association entity | Executive Officer | 3 | Aug 6, 2013 → Nov 22, 2013 |
| Thomas J.W. Archie | Executive Officer | 3 | Mar 16, 2009 → Jun 17, 2009 |
| Gregg J. Nardone | Executive Officer | 3 | Mar 16, 2009 → Jun 17, 2009 |
| Rich de Wet | Executive Officer | 2 | Oct 20, 2017 → Mar 18, 2022 |
| Don Seymour | Director | 2 | Oct 20, 2017 → Aug 25, 2020 |
| Mark Richard Walter | Director, Executive Officer | 2 | Jun 11, 2009 → Sep 19, 2018 |
| Sam Ellis | Director | 2 | Aug 2, 2012 → Aug 22, 2016 |
| Patrick Mitchell | Executive Officer | 2 | Jun 17, 2009 → Oct 28, 2013 |
| Chris Miller | Executive Officer | 2 | Jan 11, 2013 → Jan 11, 2013 |
| Bryan Moss | Executive Officer | 2 | Jan 11, 2013 → Jan 11, 2013 |
| Donald Walsh | Executive Officer | 2 | Jan 11, 2013 → Jan 11, 2013 |
| Guggenheim Aircraft Opportunity GP, LLC entity | Executive Officer | 2 | Jan 11, 2013 → Jan 11, 2013 |
| Nicholas Sandler | Executive Officer | 2 | Jan 11, 2013 → Jan 11, 2013 |
Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.
Not yet searched.
Sources to be searched: the sponsor's own website (known only from an approved profile claim or the matched adviser's Form ADV) for Meta Pixel ids and Facebook / Instagram page links; Meta Ad Library API: not yet searched (API access pending). We never read facebook.com or instagram.com; readers get a link to Meta's public Ad Library instead.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
Export this report as PDF (members · included free during the launch period) · Premium
Request diligence pack (Premium) PartnerFacts asks the sponsor for the standard information pack and delivers it to you labelled "provided by the sponsor".
No corrections have been requested for this page.
Free. Covers the grouping itself or any record shown here. Logged with status: received → under review → fixed / confirmed with source.
Add a sourced explanation next to any fact. Reviewed before publishing.