FLOTEK INDUSTRIES INC/CN/

5 differences found between the filings for FLOTEK INDUSTRIES INC/CN/ (compared 5 filings on Oct 24, 2026)

Note · May 18, 2020 – Jun 1, 2020

No amendment in the last 12 months on an offering that may still be open — FLOTEK INDUSTRIES INC/CN/ (latest filing Jun 1, 2020)

The latest filing for this offering is dated Jun 1, 2020 (first sale May 18, 2020). It reports $12,190,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 1, 2020 ↗FLOTEK INDUSTRIES INC/CN/ — PartnerFacts page ↗

Sources

Form D · Jun 1, 2020 ↗ (Jun 1, 2020)
FLOTEK INDUSTRIES INC/CN/ — PartnerFacts page ↗ (Jun 1, 2020)

Note · Aug 25, 2009 – Apr 15, 2010

Jerry D. Dumas's role changed at FLOTEK INDUSTRIES INC/CN/: executive officer, director → director

The Aug 25, 2009 filing lists Jerry D. Dumas as executive officer, director; the Apr 15, 2010 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Aug 25, 2009 ↗Form D · Apr 15, 2010 ↗Jerry D. Dumas — PartnerFacts page ↗FLOTEK INDUSTRIES INC/CN/ — PartnerFacts page ↗

Sources

Form D · Aug 25, 2009 ↗ (Aug 25, 2009)
Form D · Apr 15, 2010 ↗ (Apr 15, 2010)
Jerry D. Dumas — PartnerFacts page ↗
FLOTEK INDUSTRIES INC/CN/ — PartnerFacts page ↗ (Jun 1, 2020)

Note · May 26, 2011 – Aug 8, 2016

L. "V. ""Bud""" McGuire is written 2 different ways on the filings

listed as "L. V. McGuire" on the May 26, 2011 filing, and "L. "V. ""Bud""" McGuire" on the Aug 8, 2016 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · May 26, 2011 ↗Form D · Aug 8, 2016 ↗L. "V. ""Bud""" McGuire — PartnerFacts page ↗

Sources

Form D · May 26, 2011 ↗ (May 26, 2011)
Form D · Aug 8, 2016 ↗ (Aug 8, 2016)
L. "V. ""Bud""" McGuire — PartnerFacts page ↗

Note · Apr 15, 2010 – May 26, 2011

John S. Reiland is written 2 different ways on the filings

listed as "John Reiland" on the Apr 15, 2010 filing, and "John S. Reiland" on 2 filings (from May 26, 2011).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Apr 15, 2010 ↗Form D · May 26, 2011 ↗John S. Reiland — PartnerFacts page ↗

Sources

Note · Aug 25, 2009 – Jun 1, 2020

Reported revenue range changed between filings — FLOTEK INDUSTRIES INC/CN/

"$25,000,001 - $100,000,000" (Aug 25, 2009); then "Over $100,000,000" (May 26, 2011); then "Decline to Disclose" (Jun 1, 2020).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Aug 25, 2009 ↗Form D · May 26, 2011 ↗Form D · Jun 1, 2020 ↗FLOTEK INDUSTRIES INC/CN/ — PartnerFacts page ↗

Sources

Form D · Aug 25, 2009 ↗ (Aug 25, 2009)
Form D · May 26, 2011 ↗ (May 26, 2011)
Form D · Jun 1, 2020 ↗ (Jun 1, 2020)
FLOTEK INDUSTRIES INC/CN/ — PartnerFacts page ↗ (Jun 1, 2020)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jun 1, 2020 D File 021-368055	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 8, 2016 D File 021-268495	$0	$0	$0	None listed on this filing	EDGAR ↗
May 26, 2011 D File 021-160435	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 15, 2010 D File 021-140623	$1,000,000	$0	$0	FIG Partners, LLC BrokerCheck CRD 41554 ↗	EDGAR ↗
Aug 25, 2009 D File 021-59189	$800,000	$0	$0	FIG Partners, LLC BrokerCheck CRD 41554 ↗	EDGAR ↗

File no.	Original Form D	Latest filing	Offered (latest)	Sold (latest)	Industry (latest)
021-368055	Jun 1, 2020 EDGAR ↗	Jun 1, 2020 D EDGAR ↗	Indefinite	$12,190,000	Oil and Gas
021-268495	Aug 8, 2016 EDGAR ↗	Aug 8, 2016 D EDGAR ↗	$30,678,245	$30,678,245	Oil and Gas
021-160435	May 26, 2011 EDGAR ↗	May 26, 2011 D EDGAR ↗	$29,500,000	$29,500,000	Oil and Gas
021-140623	Apr 15, 2010 EDGAR ↗	Apr 15, 2010 D EDGAR ↗	$42,378,001	$42,378,001	Oil and Gas
021-59189	Aug 25, 2009 EDGAR ↗	Aug 25, 2009 D EDGAR ↗	$16,000,000	$16,000,000	Oil and Gas

Filing	Form D filed Jun 1, 2020 SEC file no. 021-368055 · accession 0000928054-20-000101
Raise progress	$12,190,000 sold of Indefinite offered · Indefinite remaining · first sale May 18, 2020 Issuer's note: Offering made to prior owners of JP3 Measurement, LLC, as part of purchase price consideration. Total amount sold based on closing price on 6/1/20.
Filing timing	Date of first sale: May 18, 2020 · Form D filed: Jun 1, 2020 (14 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale	2,351 days (6.4 years)
Annual amendments	Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	23 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted	$0 as filed (no minimum reported)
Securities offered	Equity · business combination transaction
Entity details	Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Oil and Gas
Who is paid to sell it	No sales compensation recipients listed on this filing.
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed by	Nicholas J. Bigney, Senior Vice President, General Counsel & Corporate Secretary (Jun 1, 2020)
Market context	Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $11,000–$62,888. Offering size: Indefinite. Typical range: $1,050,000–$13,125,000. Investors: 23. Typical range: 3–19. "Similar" = Oil and Gas, Rule 506(b). Based on 1,000 Form D filings 2021–2026 in the same industry and exemption (Oil and Gas, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 689, offering size 910, investors 653. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Filing	Form D filed Aug 8, 2016 SEC file no. 021-268495 · accession 0000928054-16-000138
Raise progress	$30,678,245 sold of $30,678,245 offered (100%) · $0 remaining · first sale Jul 27, 2016
Filing timing	Date of first sale: Jul 27, 2016 · Form D filed: Aug 8, 2016 (12 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale	3,742 days (10.3 years)
Annual amendments	Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	16 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed
Minimum investment accepted	$400,000
Securities offered	Equity
Entity details	Organized in DELAWARE · formed more than five years before filing · revenue range: Over $100,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Oil and Gas
Who is paid to sell it	No sales compensation recipients listed on this filing.
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed by	Robert M. Schmitz, Chief Financial Officer (Aug 8, 2016)
Market context	Minimum investment: $400,000. Typical range for similar offerings: $11,000–$62,888. Offering size: $30,678,245. Typical range: $1,050,000–$13,125,000. Investors: 16. Typical range: 3–19. "Similar" = Oil and Gas, Rule 506(b). Based on 1,000 Form D filings 2021–2026 in the same industry and exemption (Oil and Gas, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 689, offering size 910, investors 653. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Filing	Form D filed May 26, 2011 SEC file no. 021-160435 · accession 0001181431-11-032933
Raise progress	$29,500,000 sold of $29,500,000 offered (100%) · $0 remaining · first sale May 12, 2011
Filing timing	Date of first sale: May 12, 2011 · Form D filed: May 26, 2011 (14 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale	5,645 days (15.5 years)
Annual amendments	Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	28 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c))
Minimum investment accepted	$24,000
Securities offered	Equity
Entity details	Organized in DELAWARE · formed more than five years before filing · revenue range: Over $100,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Oil and Gas
Who is paid to sell it	No sales compensation recipients listed on this filing.
Money to insiders	Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed by	Jesse E. Neyman, Executive Vice President, Chief Financial Officer (May 26, 2011) Signed by an authorized representative.
Market context	Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

The short version

Business registration (state registry / Secretary of State)

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

No amendment in the last 12 months on an offering that may still be open — FLOTEK INDUSTRIES INC/CN/ (latest filing Jun 1, 2020)

Jerry D. Dumas's role changed at FLOTEK INDUSTRIES INC/CN/: executive officer, director → director

L. "V. ""Bud""" McGuire is written 2 different ways on the filings

John S. Reiland is written 2 different ways on the filings

Reported revenue range changed between filings — FLOTEK INDUSTRIES INC/CN/

5. Money to insiders

Offerings (SEC Form D)

Key people 34

Connections

Other offering types (Regulation A and Regulation Crowdfunding)

Adviser registration (Form ADV)

Meta advertising

Public profiles

Corrections log

Email me the full report

What do you want to do?

Request a correction

Sponsor response

Claim this profile (sponsors)

Look further

Social and web

Courts

Securities regulators

Business registries

Filing	Form D filed Apr 15, 2010 SEC file no. 021-140623 · accession 0001181431-10-021596
Raise progress	$42,378,001 sold of $42,378,001 offered (100%) · $0 remaining · first sale Mar 31, 2010 Issuer's note: $36,004,000.00 in aggregate principal amount of 5.25% Convertible Senior Secured Notes due 2028, plus 5,000,001 shares of common stock valued at $1.2748 per share.
Filing timing	Date of first sale: Mar 31, 2010 · Form D filed: Apr 15, 2010 (15 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale	6,052 days (16.6 years)
Annual amendments	Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	10 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c))
Minimum investment accepted	$0 as filed (no minimum reported)
Securities offered	Equity; Debt
Entity details	Organized in DELAWARE · formed more than five years before filing · revenue range: $25,000,001 - $100,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Oil and Gas
Who is paid to sell it	FIG Partners, LLC — FINRA BrokerCheck CRD 41554 ↗ Solicits in: MN, NY
Money to insiders	Sales commissions: $1,000,000 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0
Signed by	Jesse E. Neyman, Executive Vice President, Finance and Strategic Planning (Apr 14, 2010) Signed by an authorized representative.
Market context	Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Filing	Form D filed Aug 25, 2009 SEC file no. 021-59189 · accession 0001181431-09-041124
Raise progress	$16,000,000 sold of $16,000,000 offered (100%) · $0 remaining · first sale Aug 11, 2009
Filing timing	Date of first sale: Aug 11, 2009 · Form D filed: Aug 25, 2009 (14 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn.
Time since first sale	6,284 days (17.2 years)
Annual amendments	Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn.
Investors	38 total · issuer reported no non-accredited investors
Exemption claimed	Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c))
Minimum investment accepted	$0 as filed (no minimum reported)
Securities offered	Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise
Entity details	Organized in DELAWARE · formed more than five years before filing · revenue range: $25,000,001 - $100,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5).
Industry	Oil and Gas
Who is paid to sell it	FIG Partners, LLC — FINRA BrokerCheck CRD 41554 ↗
Money to insiders	Sales commissions: $800,000 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: In addition to the cash amount, FIG Partners, LLC received warrants with an aggregate exercise price of $400,000 and an exercise price per share at the greater of $2.31 or the stock price on the 60th day following the offering.
Signed by	Jesse E. Neyman, Chief Financial Officer and Senior Vice President (Aug 24, 2009) Signed by an authorized representative.
Market context	Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings.
Source	This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET

Name	Relationship	Address state	On filings (first → last)	Also listed on
DN David T. Nierenberg	Director	TX	Jun 1, 2020 on 1 of 5 filings listed on the latest filing	—
DA Denise D. Allen	Executive Officer	TX	Jun 1, 2020 on 1 of 5 filings listed on the latest filing	—
EW Elizabeth T. Wilkinson	Executive Officer	TX	Jun 1, 2020 on 1 of 5 filings listed on the latest filing	—
JS James Silas	Executive Officer	TX	Jun 1, 2020 on 1 of 5 filings listed on the latest filing	—
JG John W. Gibson, Jr. person page: John Gibson	Executive Officer, Director	TX	Jun 1, 2020 on 1 of 5 filings listed on the latest filing	3 other issuers
ML Mark A. Lewis	Executive Officer	TX	Jun 1, 2020 on 1 of 5 filings listed on the latest filing	—
MT Matthew R. Thomas	Executive Officer	TX	Jun 1, 2020 on 1 of 5 filings listed on the latest filing	2 other issuers
MA Michelle M. Adams	Director	TX	Jun 1, 2020 on 1 of 5 filings listed on the latest filing	—
NB Nicholas J. Bigney person page: Nicholas Bigney	Executive Officer	TX	Jun 1, 2020 on 1 of 5 filings listed on the latest filing	1 other issuer
PH Paul W. Hobby person page: Paul Hobby	Director	TX	Jun 1, 2020 on 1 of 5 filings listed on the latest filing	4 other issuers
RE Ryan Gillis Ezell	Executive Officer	TX	Jun 1, 2020 on 1 of 5 filings listed on the latest filing	—
TB Ted D. Brown	Director	TX	Aug 8, 2016 → Jun 1, 2020 on 2 of 5 filings listed on the latest filing	—
CH Carla S. Hardy	Director	TX	Aug 8, 2016 on 1 of 5 filings not listed on the latest filing (Jun 1, 2020)	—
HW H. Richard Walton	Executive Officer	TX	Aug 8, 2016 on 1 of 5 filings not listed on the latest filing (Jun 1, 2020)	—
JR John S. Reiland also filed as John Reiland	Director	TX	Apr 15, 2010 → Aug 8, 2016 on 3 of 5 filings not listed on the latest filing (Jun 1, 2020)	—
JC John W. Chisholm	Executive Officer, Director	TX	Apr 15, 2010 → Aug 8, 2016 on 2 of 5 filings not listed on the latest filing (Jun 1, 2020)	—
JS Joshua Snively, Sr.	Executive Officer	TX	Aug 8, 2016 on 1 of 5 filings not listed on the latest filing (Jun 1, 2020)	—
KH Kenneth T. Hern	Director	TX	Apr 15, 2010 → Aug 8, 2016 on 2 of 5 filings not listed on the latest filing (Jun 1, 2020)	—
LM L. "V. ""Bud""" McGuire also filed as L. V. McGuire	Director	TX	May 26, 2011 → Aug 8, 2016 on 2 of 5 filings not listed on the latest filing (Jun 1, 2020)	—
LC L. Melvin Cooper	Director	TX	May 26, 2011 → Aug 8, 2016 on 2 of 5 filings not listed on the latest filing (Jun 1, 2020)	3 other issuers
RS Robert M. Schmitz	Executive Officer	TX	Aug 8, 2016 on 1 of 5 filings not listed on the latest filing (Jun 1, 2020)	—
SR Steven A. Reeves	Executive Officer	TX	Aug 25, 2009 → Aug 8, 2016 on 4 of 5 filings not listed on the latest filing (Jun 1, 2020)	—
CJ Chisholm W. John	Executive Officer, Director	TX	May 26, 2011 on 1 of 5 filings not listed on the latest filing (Jun 1, 2020)	—
GN Glenn E. Neslony	Executive Officer	TX	May 26, 2011 on 1 of 5 filings not listed on the latest filing (Jun 1, 2020)	—
JN Jesse E. Neyman	Executive Officer	TX	Aug 25, 2009 → May 26, 2011 on 3 of 5 filings not listed on the latest filing (Jun 1, 2020)	—
JK Johnna D. Kokenge	Executive Officer	TX	May 26, 2011 on 1 of 5 filings not listed on the latest filing (Jun 1, 2020)	—
KH Kenneth T. Hearn	Director	TX	May 26, 2011 on 1 of 5 filings not listed on the latest filing (Jun 1, 2020)	—
RW Richard O. Wilson	Director	TX	Aug 25, 2009 → May 26, 2011 on 3 of 5 filings not listed on the latest filing (Jun 1, 2020)	—
JD Jerry D. Dumas	Executive Officer, Director	TX	Aug 25, 2009 → Apr 15, 2010 on 2 of 5 filings not listed on the latest filing (Jun 1, 2020)	—
BS Barry E. Stewart	Director	TX	Aug 25, 2009 on 1 of 5 filings not listed on the latest filing (Jun 1, 2020)	—
JM James R. Massey	Director	TX	Aug 25, 2009 on 1 of 5 filings not listed on the latest filing (Jun 1, 2020)	—
JC John W. Chrisholm	Director	TX	Aug 25, 2009 on 1 of 5 filings not listed on the latest filing (Jun 1, 2020)	—
KM Kevin G. McMahon	Director	TX	Aug 25, 2009 on 1 of 5 filings not listed on the latest filing (Jun 1, 2020)	—
SS Scott D. Stanton	Executive Officer	TX	Aug 25, 2009 on 1 of 5 filings not listed on the latest filing (Jun 1, 2020)	—