Kenneth T. Hern is listed as a director on 2 SEC Form D filings by 1 issuer between Apr 2010 and Aug 2016: FLOTEK INDUSTRIES INC/CN/ (Houston, TX — oil and gas — 2010–2016; $42.4M reported sold to 38 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Kenneth T. Hern and found 1 difference: Reported revenue range changed between filings.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.