Jesse E. Neyman is listed as an executive officer on 3 SEC Form D filings by 1 issuer between Aug 2009 and May 2011: FLOTEK INDUSTRIES INC/CN/ (Houston, TX — oil and gas — 2009–2011; $42.4M reported sold to 38 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 court cases matching the name, 4 bankruptcy cases matching the name listed in Key records below.
What this means 6 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Jesse E. Neyman and found 3 differences: Bankruptcy case: Michal International Investment LLC v. Neyman; Bankruptcy case: Leahy's Motel, Inc. v. Neyman; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.