PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:34 AM ET

Sponsor Check › Sponsor group

A

Alcentra

One sponsor team, 30 deal companies · Luxembourg, Luxembourg (as filed: N4)

Grouped because: 21 shared people, 7 shared management entities, same business address (16 issuers), similar issuer names (29), same person name on both filings (1) (automatic match from the filings) · not the same sponsor?

30deal companies
$2.77Breported sold
615investors
79Form D filings
2010–2024active
0new, last 12 mo

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Dec 4, 2024 · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Alcentra is a sponsor group of 30 issuers that PartnerFacts links to one sponsor (shared people, same business address, shared management entity, similar issuer names, shared principal (person on 60+ issuers) at the same address or management entity, same person name on both filings; automatic match from the filings), filing 79 Form D filings between May 2010 and Dec 2024.

What this means One team, 30 deal companies, about 14 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $2.77B to 615 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (29), Investing (1). Issuers are based in Luxembourg (as filed: N4) (14), NY (8), Cayman Islands (as filed: E9) (4), Guernsey (as filed: Y7) (3) and 1 more.

What this means $2.77B raised across the group, about $4.5M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Alcentra Limited (20 issuers, executive officer and promoter, entity), Alcentra NY, LLC (11 issuers, executive officer and promoter, entity), Glenn A. Weiner (5 issuers, executive officer and director), Paul Hatfield (5 issuers, executive officer and director), Andrew Howat (4 issuers, director) and 69 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Dec 4, 2024.

What this means No new raise filed in the past year.

Adviser registration (Form ADV) on record: BSP NY LLC; BENEFIT STREET PARTNERS LIMITED.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 79 public filings for Alcentra and found 25 differences, 6 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Alcentra has not run yet — it is joining a line of 24,150 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Alcentra..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

25 differences found between the filings for Alcentra — 6 worth asking about (compared the newest 50 of 79 filings on Oct 24, 2026; older filings not covered)

Note · Aug 30, 1995 – Dec 20, 1995

Bankruptcy case: Sun Bank v. Howat — filed Aug 30, 1995

United States Bankruptcy Court, M.D. Florida docket "Sun Bank v. Howat" filed Aug 30, 1995, closed Dec 20, 1995. Andrew Howat (listed on the same filings) is listed as Defendant ("Howat"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Feb 4, 2019 – Feb 27, 2020

Amount sold went down between filings — Alcentra Fund S.C.A. SICAV-SIF - Alcentra Structured Credit Opportunity Fund II

The Feb 4, 2019 filing says $442,870,398 sold; the Feb 27, 2020 Form D/A says $301,014,092 sold — $141,856,306 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Feb 1, 2018 – Feb 4, 2019

Amount sold went down between filings — Alcentra Global Special Situations Fund US Feeder, L.L.C.

The Feb 1, 2018 filing says $39,283,500 sold; the Feb 4, 2019 Form D/A says $38,643,500 sold — $640,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Sources
Worth asking · Feb 1, 2018 – Feb 4, 2019

Investor count went down between filings — Alcentra Global Special Situations Fund US Feeder, L.L.C.

The Feb 1, 2018 filing reports 21 investors; the Feb 4, 2019 Form D/A reports 18 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Worth asking · Jun 9, 2011 – Jul 13, 2020

Alcentra includes 6 deals that stopped filing before reaching their target

Alcentra Structured Credit Opportunities Fund IV (Delaware} L.P. (last filing Jul 13, 2020; $15,000,000 sold of $500,000,000); CSCOF III Blocker L.P. (last filing Feb 1, 2018; $46,750,000 sold of $500,000,000); Clareant Structured Credit Opportunities Fund III (Delaware) L.P. (last filing Feb 1, 2018; $19,000,000 sold of $500,000,000); Clareant Structured Credit Opportunities Fund III (USD) L.P. (last filing Feb 1, 2018; $148,500,000 sold of $500,000,000); Alcentra Capital Corp (last filing May 8, 2014; $0 sold of $100,000,000); BNY Mellon-Alcentra Mezzanine III, L.P. (last filing Jun 9, 2011; $130,775,000 sold of $500,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Note · Oct 12, 2017 – Jun 22, 2020

4 addresses are shared with 10+ issuers outside this group

11 other issuers file from the same address — Alcentra SCF II Feeder SCSp · 21 other issuers file from the same address — 3 member issuers (Clareant Fund S.C.A. SICAV-SIF; Alcentra Fund S.C.A. SICAV-SIF - Alcentra Structured Credit Opportunity Fund II; Alcentra Fund S.C.A SICAV-SIF - Alcentra Spectral Structured Credit Fund) · 83 other issuers file from the same address — 2 member issuers (OC 540 Master Fund Ltd; OC 540 Offshore Fund Ltd) · 10 other issuers file from the same address — 3 member issuers (Clareant Structured Credit Opportunities Fund III (USD) L.P.; Clareant Structured Credit Opportunities Fund III (Delaware) L.P.; CSCOF III Blocker L.P.)

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Sources
Worth asking · Nov 1, 2013 – Jul 26, 2023

5 Form Ds were filed more than 15 days after the first sale

Form D filed 74 days after the first sale — Alcentra Structured Credit Opportunities Fund IV (Delaware} L.P. · Form D filed 1,854 days after the first sale — Alcentra Fund S.C.A SICAV-SIF - Alcentra Spectral Structured Credit Fund · Form D filed 26 days after the first sale — Alcentra European Direct Lending Fund IV (EUR) SCSp · Form D filed 20 days after the first sale — OC 540 Master Fund Ltd · Form D filed 21 days after the first sale — Alcentra SCF II Feeder SCSp

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · Jul 1, 2009 – Dec 4, 2024

18 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Alcentra Strategic Credit Fund III (EUR) SCSp (latest filing Dec 4, 2024) · No amendment in the last 12 months on an offering that may still be open — Alcentra European Direct Lending Fund IV (EUR) SCSp (latest filing Jul 26, 2023) · No amendment in the last 12 months on an offering that may still be open — Alcentra Structured Credit Opportunity Fund II US Feeder, LP (latest filing Feb 17, 2022) · No amendment in the last 12 months on an offering that may still be open — Alcentra Structured Credit Opportunities Fund IV (Delaware} L.P. (latest filing Jul 13, 2020) · No amendment in the last 12 months on an offering that may still be open — Alcentra Cayman MST European Loan Fund, a series trust of Alcentra Cayman Master Series Trust (latest filing Jul 13, 2020) · and 13 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Feb 1, 2018 – Feb 17, 2022

7 people are no longer listed on a later amendment

Glenn A. Weiner is no longer listed on the Feb 17, 2022 amendment — Alcentra Structured Credit Opportunity Fund II US Feeder, LP · John Yang is no longer listed on the Jan 14, 2020 amendment — Alcentra Global Credit Alternatives Fund, L.L.C. · Joseph Baker is no longer listed on the Jan 14, 2020 amendment — Alcentra Global Credit Alternatives Fund, L.L.C. · John Yang is no longer listed on the Dec 4, 2019 amendment — Alcentra Global Multi-Credit Solution US Feeder, LP · CVF GP Limited is no longer listed on the Oct 18, 2019 amendment — Alcentra Viaduct Fund (Delaware) L.P. · and 2 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Sources
Note · Nov 29, 2018 – Feb 17, 2022

9 role changes for the same people across filings

Alcentra Structured Credit Opportunity Fund II GP, LLC's role changed at Alcentra Structured Credit Opportunity Fund II US Feeder, LP: executive officer → promoter · Alcentra Structured Credit Opportunity Fund II GP, LLC's role changed at Alcentra Structured Credit Opportunity Fund II US Feeder, LP: promoter → executive officer · Alcentra Limited's role changed at Alcentra Fund S.C.A. SICAV-SIF - Alcentra Structured Credit Opportunity Fund II: promoter → executive officer · Alcentra S.a r.l.'s role changed at Alcentra Fund S.C.A. SICAV-SIF - Alcentra Structured Credit Opportunity Fund II: promoter → executive officer · Alcentra NY, LLC's role changed at Alcentra Global Special Situations Fund US Feeder, L.L.C.: promoter → executive officer · and 4 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Sources
Note · Feb 4, 2019 – Feb 27, 2020

Minimum investment changed between filings — Alcentra Fund S.C.A. SICAV-SIF - Alcentra Structured Credit Opportunity Fund II

The Feb 4, 2019 filing lists a minimum of $142,706; the Feb 27, 2020 Form D/A lists $3,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 4, 2019 – Feb 4, 2020

Minimum investment changed between filings — Alcentra Structured Credit Opportunity Fund II US Feeder, LP

The Feb 4, 2019 filing lists a minimum of $142,706; the Feb 4, 2020 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 4, 2019 – Feb 4, 2020

Minimum investment changed between filings — Alcentra Global Special Situations Fund Cayman Feeder

The Feb 4, 2019 filing lists a minimum of $1,141,650; the Feb 4, 2020 Form D/A lists $1,105,900.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 2, 2018 – Feb 4, 2019

Minimum investment changed between filings — Alcentra Structured Credit Opportunity Fund II US Feeder, LP

The Feb 2, 2018 filing lists a minimum of $0; the Feb 4, 2019 Form D/A lists $142,706.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 20, 2018 – Feb 4, 2019

Minimum investment changed between filings — Alcentra Fund S.C.A. SICAV-SIF - Alcentra Structured Credit Opportunity Fund II

The Feb 20, 2018 filing lists a minimum of $147,000; the Feb 4, 2019 Form D/A lists $142,706.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 1, 2018 – Feb 4, 2019

Minimum investment changed between filings — Alcentra Global Special Situations Fund US Feeder, L.L.C.

The Feb 1, 2018 filing lists a minimum of $0; the Feb 4, 2019 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 1, 2018 – Feb 4, 2019

Minimum investment changed between filings — Alcentra Global Special Situations Fund Cayman Feeder

The Feb 1, 2018 filing lists a minimum of $100,000; the Feb 4, 2019 Form D/A lists $1,141,650.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Feb 4, 2019 – Jun 21, 2019

Glenn A. Weiner is written 2 different ways on the filings

listed as "Glenn A. Weiner" on 8 filings (from Feb 4, 2019), and "Glenn Weiner" on 4 filings (from Jun 21, 2019).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Feb 4, 2019 – Feb 4, 2020

Address moved from London, United Kingdom (as filed: X0) to New York, NY — Alcentra Global Special Situations Fund Cayman Feeder

The people listed on the Feb 4, 2019 filing give London, United Kingdom (as filed: X0); on the Feb 4, 2020 filing they give New York, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Feb 1, 2018 – Feb 4, 2019

Address moved from New York, NY to London, United Kingdom (as filed: X0) — Alcentra Global Special Situations Fund Cayman Feeder

The people listed on the Feb 1, 2018 filing give New York, NY; on the Feb 4, 2019 filing they give London, United Kingdom (as filed: X0).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Jul 22, 2016 – Jul 26, 2017

Address moved from London, United Kingdom (as filed: X0) to New York, NY — Alcentra Global Special Situations Fund Cayman Feeder

The people listed on the Jul 22, 2016 filing give London, United Kingdom (as filed: X0); on the Jul 26, 2017 filing they give New York, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Sources
Note · Oct 18, 2019 – Dec 4, 2024

8 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — Alcentra Strategic Credit Fund III (EUR) SCSp · Address on file is a registered agent / shared office — Franklin Templeton Infrastructure Debt Fund I (EUR), a Sub-Fund of Franklin Templeton Infrastructure Debt Fund I SCSp-RAIF · Address on file is a registered agent / shared office — Alcentra SCF II Feeder SCSp · Address on file is a registered agent / shared office — Alcentra Fund S.C.A. SICAV-SIF - Alcentra Structured Credit Opportunity Fund II · Address on file is a registered agent / shared office — OC 540 Master Fund Ltd · and 3 more

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Sources
Note · Jun 9, 2011 – Dec 4, 2024

Member companies were formed in 5 different states

Luxembourg (14), Delaware (9), Cayman Islands (4), Guernsey (2), Maryland (1) — out of 30 member issuers. The odd ones out: BNY Mellon-Alcentra Mezzanine III, L.P. (Delaware); Alcentra Global Special Situations Fund Cayman Feeder (Cayman Islands); Alcentra Capital Corp (Maryland); Alcentra Global Credit Alternatives Fund, L.L.C. (Delaware); Alcentra Global Special Situations Fund US Feeder, L.L.C. (Delaware); Alcentra Structured Credit Opportunity Fund II US Feeder, LP (Delaware).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Sources
Note · Jun 9, 2011 – Dec 4, 2024

Member companies list addresses in 5 different states

Luxembourg (as filed: N4) (14), NY (8), Cayman Islands (as filed: E9) (4), Guernsey (as filed: Y7) (3), DE (1). 12 members use a registered-agent or shared-office address: Clareant Fund S.C.A. SICAV-SIF (2-4, Rue Eugene Ruppert, Luxembourg, Luxembourg (as filed: N4)); Clareant Structured Credit Opportunities Fund III (USD) L.P. (Bnp Paribas House, St Julian'S Avenue, St Peter Port, Guernsey (as filed: Y7)); Clareant Structured Credit Opportunities Fund III (Delaware) L.P. (Bnp Paribas House, St Julian'S Avenue, St Peter Port, Guernsey (as filed: Y7)); CSCOF III Blocker L.P. (Bnp Paribas House, St Julian'S Avenue, St Peter Port, Guernsey (as filed: Y7)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Sources
Note · May 13, 2011 – Feb 17, 2022

12 issuers used a different name before

Issuer used a different name before — Alcentra Structured Credit Opportunity Fund II US Feeder, LP · Issuer used a different name before — Alcentra Global Multi-Credit Solution US Feeder, LP · Issuer used a different name before — Alcentra Fund S.C.A. SICAV-SIF - Alcentra Structured Credit Opportunity Fund II · Issuer used a different name before — Alcentra Global Special Situations Fund US Feeder, L.L.C. · Issuer used a different name before — Alcentra Global Special Situations Fund Cayman Feeder · and 7 more

What this means Match the CIK on your documents, not just the name.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 79 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

1 of 31 offerings reports sales commissions totalling $496,406; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 4, 2024 D/A
Alcentra Strategic Credit Fund III (EUR) SCSp
File 021-498632
$0$0$0None listed on this filingEDGAR ↗
Nov 8, 2024 D
Franklin Templeton Infrastructure Debt Fund I (EUR), a Sub-Fund of Franklin Templeton Infrastructure Debt Fund I SCSp-RAIF
File 021-529001
$0$0$0FRANKLIN DISTRIBUTORS, LLC BrokerCheck CRD 109064 ↗EDGAR ↗
Jul 26, 2023 D
Alcentra European Direct Lending Fund IV (EUR) SCSp
File 021-487953
$0$0$0Franklin Distributors, LLC BrokerCheck CRD 109064 ↗EDGAR ↗
Aug 26, 2022 D/A
Alcentra European Direct Lending Fund IV (USD) SCSp
File 021-404404
$0$0$0BNY Mellon Securities Corporation BrokerCheck CRD 231 ↗EDGAR ↗
Aug 26, 2022 D/A
Alcentra EDL IV USD Feeder SCSp
File 021-404403
$0$0$0BNY Mellon Securities Corporation BrokerCheck CRD 231 ↗EDGAR ↗
Feb 17, 2022 D/A
Alcentra Structured Credit Opportunity Fund II US Feeder, LP
File 021-255289
$0$0$0BNY Mellon Securities Corporation BrokerCheck CRD 231 ↗EDGAR ↗
Dec 7, 2021 D/A
Alcentra Global Multi-Credit Solution US Feeder, LP
File 021-300357
$0$0$0None listed on this filingEDGAR ↗
Jul 13, 2020 D/A
Alcentra Cayman MST European Loan Fund, a series trust of Alcentra Cayman Master Series Trust
File 021-344096
$0$0$0BNY Mellon Securities Corporation BrokerCheck CRD 231 ↗EDGAR ↗
Jul 13, 2020 D
Alcentra Structured Credit Opportunities Fund IV (Delaware} L.P.
File 021-370809
$0$0$0BNY Mellon Securities Corporation BrokerCheck CRD 231 ↗EDGAR ↗
Jun 22, 2020 D/A
Alcentra Strategic Credit Fund II USD Feeder, LP
File 021-342464
$0$0$0MBSC SECURITIES CORPORATION BrokerCheck CRD 231 ↗EDGAR ↗
Jun 22, 2020 D/A
Alcentra SCF II Feeder SCSp
File 021-342929
$0$0$0MBSC SECURITIES CORPORATION BrokerCheck CRD 231 ↗EDGAR ↗
Feb 27, 2020 D/A
Alcentra Fund S.C.A. SICAV-SIF - Alcentra Structured Credit Opportunity Fund II
File 021-306027
$0$0$0BNY Mellon Securities Corporation BrokerCheck CRD 231 ↗EDGAR ↗
Feb 4, 2020 D/A
Alcentra Global Special Situations Fund Cayman Feeder
File 021-159794
$0$0$0None listed on this filingEDGAR ↗
Feb 4, 2020 D/A
Alcentra Global Special Situations Fund US Feeder, L.L.C.
File 021-229426
$0$0$0BNY Mellon Securities Corporation BrokerCheck CRD 231 ↗EDGAR ↗
Jan 21, 2020 D
OC 540 Offshore Fund Ltd
File 021-358553
$0$0$0None listed on this filingEDGAR ↗
Jan 21, 2020 D
OC 540 Master Fund Ltd
File 021-358558
$0$0$0None listed on this filingEDGAR ↗
Jan 14, 2020 D/A
Alcentra Global Credit Alternatives Fund, L.L.C.
File 021-326036
$0$0$0BNY Mellon Securities Corporation BrokerCheck CRD 231 ↗EDGAR ↗
Dec 3, 2019 D/A
Alcentra Fund S.C.A SICAV-SIF - Alcentra Spectral Structured Credit Fund
File 021-326871
$0$0$0None listed on this filingEDGAR ↗
Oct 18, 2019 D/A
Alcentra Viaduct Fund (Delaware) L.P.
File 021-323931
$0$0$0BNY Mellon Securities Corporation BrokerCheck CRD 231 ↗EDGAR ↗
Oct 17, 2019 D/A
Alcentra European Credit Opportunities Fund III SCSp
File 021-323806
$0$0$0BNY Mellon Securities Corporation BrokerCheck CRD 231 ↗EDGAR ↗
Mar 13, 2019 D/A
Alcentra EDL (Levered) III USD Feeder SCSp
File 021-307617
$0$0$0MBSC Securities Corporation BrokerCheck CRD 231 ↗EDGAR ↗
Mar 13, 2019 D/A
Alcentra EDL III USD Feeder SCSp
File 021-307626
$0$0$0MBSC Securities Corporation BrokerCheck CRD 231 ↗EDGAR ↗
Mar 13, 2019 D/A
Alcentra European Direct Lending Fund III (USD) SCSp
File 021-307624
$0$0$0MBSC Securities Corporation BrokerCheck CRD 231 ↗EDGAR ↗
Mar 13, 2019 D/A
Alcentra European Direct Lending (Levered) Fund III (USD) SCSp
File 021-307627
$0$0$0MBSC Securities Corporation BrokerCheck CRD 231 ↗EDGAR ↗
Feb 1, 2018 D
Clareant Structured Credit Opportunities Fund III (USD) L.P.
File 021-304643
$0$0$0MBSC Securities Corporation BrokerCheck CRD 231 ↗EDGAR ↗
Feb 1, 2018 D
Clareant Structured Credit Opportunities Fund III (Delaware) L.P.
File 021-304650
$0$0$0MBSC Securities Corporation BrokerCheck CRD 231 ↗EDGAR ↗
Feb 1, 2018 D
CSCOF III Blocker L.P.
File 021-304653
$0$0$0MBSC Securities Corporation BrokerCheck CRD 231 ↗EDGAR ↗
Oct 12, 2017 D/A
Clareant Fund S.C.A. SICAV-SIF
File 021-159778
$0$0$0None listed on this filingEDGAR ↗
Jul 13, 2015 D/A
Alcentra Global Credit Alternatives Fund, L.L.C.
File 021-220987
$0$0$0None listed on this filingEDGAR ↗
May 8, 2014 D
Alcentra Capital Corp
File 021-217059
$0$0$0None listed on this filingEDGAR ↗
Jun 9, 2011 D/A
BNY Mellon-Alcentra Mezzanine III, L.P.
File 021-142674
$496,406 (est.)$0$0BNY Mellon Wealth Management no CRD number reportedEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 30 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 7:31 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Alcentra in the sources searched.

Not found in sources searched as of Oct 24, 2026, 7:31 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2014–2026) — 748,903 records, loaded Oct 24, 2026, 7:31 AM ET; Dallas County TX (DCAD ownership roll 2026) — 173,688 records, loaded Oct 23, 2026, 8:58 PM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll) — 294,950 records, loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2014–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership roll 2026); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed). Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, King County WA (loader ready; first load not finished), Cook County IL bulk pass (not finished; per-issuer lookups only so far), New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Harris County Appraisal District real_acct.txt Oct 24, 2026, 7:31 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗BM BNY Mellon-Alcentra Mezzanine III, L.P.shared people, same business addressNEW YORK, NYPooled Investment Fund3$130,775,00069No minimum reported2010–2011
EDGAR ↗CF Clareant Fund S.C.A. SICAV-SIFshared people, same person name on both filings, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesLUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund5$436,434,796
offering Indefinite · similar: $155,000–$5,250,000
109
similar: 4–27
$147,000
similar: $1,000–$100,000
2011–2017
EDGAR ↗AG Alcentra Global Special Situations Fund Cayman Feedersame person name on both filings, shared management entity, similar issuer namesGeorge Town, Grand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund8$119,069,434
offering Indefinite · similar: $500,000–$16,420,250
32
similar: 2–28
$1,105,900
similar: $5,000–$100,000
2011–2020
EDGAR ↗AC Alcentra Capital Corpshared people, same person name on both filings, same business address, similar issuer namesNEW YORK, NYInvesting1$0
offering $100,000,000 · similar: $763,000–$10,000,000
1
similar: 4–23
No minimum reported
similar: $10,000–$78,388
2014–2014
EDGAR ↗AG Alcentra Global Credit Alternatives Fund, L.L.C.shared people, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund5$78,140,000
offering Indefinite · similar: $500,000–$16,420,250
187
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2014–2020
EDGAR ↗AG Alcentra Global Special Situations Fund US Feeder, L.L.C.shared people, same person name on both filings, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund6$39,283,500
offering Indefinite · similar: $500,000–$16,420,250
21
similar: 2–28
$1,000,000
similar: $5,000–$100,000
2014–2020
EDGAR ↗AS Alcentra Structured Credit Opportunity Fund II US Feeder, LPshared people, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund8$53,148,537
offering Indefinite · similar: $500,000–$16,420,250
29
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2016–2022
EDGAR ↗AG Alcentra Global Multi-Credit Solution US Feeder, LPshared people, shared management entity, same business address, similar issuer namesNew York, NYPooled Investment Fund5$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2017–2021
EDGAR ↗CS Clareant Structured Credit Opportunities Fund III (USD) L.P.shared people, same person name on both filings, shared management entity, similar issuer namesSt Peter Port, Guernsey (as filed: Y7)Pooled Investment Fund1$148,500,000
offering $500,000,000 · similar: $500,000–$16,420,250
6
similar: 2–28
$5,000,000
similar: $5,000–$100,000
2018–2018
EDGAR ↗CS Clareant Structured Credit Opportunities Fund III (Delaware) L.P.shared people, same person name on both filings, shared management entity, similar issuer namesSt Peter Port, Guernsey (as filed: Y7)Pooled Investment Fund1$19,000,000
offering $500,000,000 · similar: $500,000–$16,420,250
5
similar: 2–28
$5,000,000
similar: $5,000–$100,000
2018–2018
EDGAR ↗CB CSCOF III Blocker L.P.shared people, same person name on both filings, shared management entity, similar issuer namesSt Peter Port, Guernsey (as filed: Y7)Pooled Investment Fund1$46,750,000
offering $500,000,000 · similar: $500,000–$16,420,250
4
similar: 2–28
$5,000,000
similar: $5,000–$100,000
2018–2018
EDGAR ↗AF Alcentra Fund S.C.A. SICAV-SIF - Alcentra Structured Credit Opportunity Fund IIshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesLuxembourg, Luxembourg (as filed: N4)Pooled Investment Fund3$442,870,398
offering Indefinite · similar: $500,000–$16,420,250
95
similar: 2–28
$3,000,000
similar: $5,000–$100,000
2018–2020
EDGAR ↗AE Alcentra EDL (Levered) III USD Feeder SCSpshared management entity, same business address, similar issuer namesGrand Duchy of Luxembourg, Luxembourg (as filed: N4)Pooled Investment Fund2$15,000,000
offering Indefinite · similar: $500,000–$16,420,250
1
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2018–2019
EDGAR ↗AE Alcentra European Direct Lending Fund III (USD) SCSpshared management entity, same business address, similar issuer namesGrand Duchy of Luxembourg, Luxembourg (as filed: N4)Pooled Investment Fund2$70,000,000
offering Indefinite · similar: $500,000–$16,420,250
2
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2018–2019
EDGAR ↗AE Alcentra EDL III USD Feeder SCSpshared management entity, same business address, similar issuer namesGrand Duchy of Luxembourg, Luxembourg (as filed: N4)Pooled Investment Fund2$0
offering Indefinite · similar: $500,000–$16,420,250
0
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2018–2019
EDGAR ↗AE Alcentra European Direct Lending (Levered) Fund III (USD) SCSpshared management entity, same business address, similar issuer namesGrand Duchy of Luxembourg, Luxembourg (as filed: N4)Pooled Investment Fund2$39,100,000
offering Indefinite · similar: $500,000–$16,420,250
4
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2018–2019
EDGAR ↗AE Alcentra European Credit Opportunities Fund III SCSpshared management entity, same business address, similar issuer namesGrand Duchy of Luxembourg, Luxembourg (as filed: N4)Pooled Investment Fund2$504,500,000
offering Indefinite · similar: $500,000–$16,420,250
14
similar: 2–28
$5,000,000
similar: $5,000–$100,000
2018–2019
EDGAR ↗AV Alcentra Viaduct Fund (Delaware) L.P.shared people, shared management entity, similar issuer namesWilmington, DEPooled Investment Fund2$100,000,000
offering Indefinite · similar: $500,000–$16,420,250
1
similar: 2–28
$5,000,000
similar: $5,000–$100,000
2018–2019
EDGAR ↗AF Alcentra Fund S.C.A SICAV-SIF - Alcentra Spectral Structured Credit Fundshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesLuxembourg, Luxembourg (as filed: N4)Pooled Investment Fund2$312,275,000
offering Indefinite · similar: $500,000–$16,420,250
24
similar: 2–28
$145,000
similar: $5,000–$100,000
2018–2019
EDGAR ↗AS Alcentra Strategic Credit Fund II USD Feeder, LPshared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund3$200,090,000
offering Indefinite · similar: $500,000–$16,420,250
2
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2019–2020
EDGAR ↗AS Alcentra SCF II Feeder SCSpshared management entity, similar issuer namesGRAND DUCHY OF LUXEMBOURG, Luxembourg (as filed: N4)Pooled Investment Fund2$50,000,000
offering Indefinite · similar: $500,000–$16,420,250
1
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2019–2020
EDGAR ↗AC Alcentra Cayman MST European Loan Fund, a series trust of Alcentra Cayman Master Series Trustshared management entity, similar issuer namesGrand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund2$90,992,690
offering Indefinite · similar: $500,000–$16,420,250
1
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2019–2020
EDGAR ↗O5 OC 540 Master Fund Ltdshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGrand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund1$52,178,765
offering Indefinite · similar: $155,000–$5,250,000
4
similar: 4–27
$500,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗O5 OC 540 Offshore Fund Ltdshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, similar issuer namesGrand Cayman, Cayman Islands (as filed: E9)Pooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
$500,000
similar: $1,000–$100,000
2020–2020
EDGAR ↗AS Alcentra Structured Credit Opportunities Fund IV (Delaware} L.P.shared people, same business address, similar issuer namesNew York, NYPooled Investment Fund1$15,000,000
offering $500,000,000 · similar: $500,000–$16,420,250
1
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2020–2020
EDGAR ↗AE Alcentra European Direct Lending Fund IV (USD) SCSpshared management entity, same business address, similar issuer namesGrand Duchy, Luxembourg (as filed: N4)Pooled Investment Fund2$0
offering Indefinite · similar: $500,000–$16,420,250
0
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2021–2022
EDGAR ↗AE Alcentra EDL IV USD Feeder SCSpshared management entity, same business address, similar issuer namesGrand Duchy, Luxembourg (as filed: N4)Pooled Investment Fund2$0
offering Indefinite · similar: $500,000–$16,420,250
0
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2021–2022
EDGAR ↗AE Alcentra European Direct Lending Fund IV (EUR) SCSpshared management entity, same business address, similar issuer namesGrand Duchy, Luxembourg (as filed: N4)Pooled Investment Fund1$3,818,500
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗AS Alcentra Strategic Credit Fund III (EUR) SCSpshared management entity, similar issuer namesSENNINGERBERG, Luxembourg (as filed: N4)Pooled Investment Fund2$16,233,770
offering Indefinite · similar: $500,000–$16,420,250
1
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2023–2024
EDGAR ↗FT Franklin Templeton Infrastructure Debt Fund I (EUR), a Sub-Fund of Franklin Templeton Infrastructure Debt Fund I SCSp-RAIFshared management entity, similar issuer namesMUNSBACH, Luxembourg (as filed: N4)Pooled Investment Fund1$0
offering Indefinite · similar: $500,000–$16,420,250
0
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2024–2024

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Pooled Investment Fund / 506(c) (8,096 filings); Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Dec 4, 2024Alcentra Strategic Credit Fund III (EUR) SCSpD/APooled Investment FundIndefinite$16,233,770
EDGAR ↗Nov 8, 2024Franklin Templeton Infrastructure Debt Fund I (EUR), a Sub-Fund of Franklin Templeton Infrastructure Debt Fund I SCSp-RAIFDPooled Investment FundIndefinite$0
EDGAR ↗Dec 1, 2023Alcentra Strategic Credit Fund III (EUR) SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Jul 26, 2023Alcentra European Direct Lending Fund IV (EUR) SCSpDPooled Investment FundIndefinite$3,818,500
EDGAR ↗Aug 26, 2022Alcentra European Direct Lending Fund IV (USD) SCSpD/APooled Investment FundIndefinite$0
EDGAR ↗Aug 26, 2022Alcentra EDL IV USD Feeder SCSpD/APooled Investment FundIndefinite$0
EDGAR ↗Feb 17, 2022Alcentra Structured Credit Opportunity Fund II US Feeder, LPD/APooled Investment FundIndefinite$53,148,537
EDGAR ↗Dec 7, 2021Alcentra Global Multi-Credit Solution US Feeder, LPD/APooled Investment FundIndefinite$0
EDGAR ↗Jun 28, 2021Alcentra EDL IV USD Feeder SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Jun 28, 2021Alcentra European Direct Lending Fund IV (USD) SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Feb 4, 2021Alcentra Structured Credit Opportunity Fund II US Feeder, LPD/APooled Investment FundIndefinite$53,148,537
EDGAR ↗Dec 3, 2020Alcentra Global Multi-Credit Solution US Feeder, LPD/APooled Investment FundIndefinite$0
EDGAR ↗Jul 13, 2020Alcentra Structured Credit Opportunities Fund IV (Delaware} L.P.DPooled Investment Fund$500,000,000$15,000,000
EDGAR ↗Jul 13, 2020Alcentra Cayman MST European Loan Fund, a series trust of Alcentra Cayman Master Series TrustD/APooled Investment FundIndefinite$90,992,690
EDGAR ↗Jun 22, 2020Alcentra SCF II Feeder SCSpD/APooled Investment FundIndefinite$50,000,000
EDGAR ↗Jun 22, 2020Alcentra Strategic Credit Fund II USD Feeder, LPD/APooled Investment FundIndefinite$200,090,000
EDGAR ↗Feb 27, 2020Alcentra Fund S.C.A. SICAV-SIF - Alcentra Structured Credit Opportunity Fund IID/APooled Investment FundIndefinite$301,014,092
EDGAR ↗Feb 4, 2020Alcentra Global Special Situations Fund US Feeder, L.L.C.D/APooled Investment FundIndefinite$38,643,500
EDGAR ↗Feb 4, 2020Alcentra Structured Credit Opportunity Fund II US Feeder, LPD/APooled Investment FundIndefinite$53,148,537
EDGAR ↗Feb 4, 2020Alcentra Global Special Situations Fund Cayman FeederD/APooled Investment FundIndefinite$119,069,434
EDGAR ↗Jan 21, 2020OC 540 Master Fund LtdDPooled Investment FundIndefinite$52,178,765
EDGAR ↗Jan 21, 2020OC 540 Offshore Fund LtdDPooled Investment FundIndefinite$0
EDGAR ↗Jan 14, 2020Alcentra Global Credit Alternatives Fund, L.L.C.D/APooled Investment FundIndefinite$7,550,000
EDGAR ↗Dec 4, 2019Alcentra Global Multi-Credit Solution US Feeder, LPD/APooled Investment FundIndefinite$0
EDGAR ↗Dec 3, 2019Alcentra Fund S.C.A SICAV-SIF - Alcentra Spectral Structured Credit FundD/APooled Investment FundIndefinite$312,275,000
EDGAR ↗Oct 18, 2019Alcentra Viaduct Fund (Delaware) L.P.D/APooled Investment FundIndefinite$100,000,000
EDGAR ↗Oct 17, 2019Alcentra European Credit Opportunities Fund III SCSpD/APooled Investment FundIndefinite$504,500,000
EDGAR ↗Jul 11, 2019Alcentra Cayman MST European Loan Fund, a series trust of Alcentra Cayman Master Series TrustDPooled Investment FundIndefinite$85,000,000
EDGAR ↗Jun 27, 2019Alcentra SCF II Feeder SCSpDPooled Investment FundIndefinite$50,000,000
EDGAR ↗Jun 27, 2019Alcentra Strategic Credit Fund II USD Feeder, LPD/APooled Investment FundIndefinite$200,000,000
EDGAR ↗Jun 21, 2019Alcentra Strategic Credit Fund II USD Feeder, LPDPooled Investment FundIndefinite$200,000,000
EDGAR ↗Mar 13, 2019Alcentra European Direct Lending Fund III (USD) SCSpD/APooled Investment FundIndefinite$70,000,000
EDGAR ↗Mar 13, 2019Alcentra European Direct Lending (Levered) Fund III (USD) SCSpD/APooled Investment FundIndefinite$39,100,000
EDGAR ↗Mar 13, 2019Alcentra EDL III USD Feeder SCSpD/APooled Investment FundIndefinite$0
EDGAR ↗Mar 13, 2019Alcentra EDL (Levered) III USD Feeder SCSpD/APooled Investment FundIndefinite$15,000,000
EDGAR ↗Feb 4, 2019Alcentra Fund S.C.A. SICAV-SIF - Alcentra Structured Credit Opportunity Fund IID/APooled Investment FundIndefinite$442,870,398
EDGAR ↗Feb 4, 2019Alcentra Structured Credit Opportunity Fund II US Feeder, LPD/APooled Investment FundIndefinite$53,148,537
EDGAR ↗Feb 4, 2019Alcentra Global Special Situations Fund US Feeder, L.L.C.D/APooled Investment FundIndefinite$38,643,500
EDGAR ↗Feb 4, 2019Alcentra Global Special Situations Fund Cayman FeederD/APooled Investment FundIndefinite$119,069,434
EDGAR ↗Jan 14, 2019Alcentra Global Credit Alternatives Fund, L.L.C.D/APooled Investment FundIndefinite$1,950,000
EDGAR ↗Dec 4, 2018Alcentra Global Multi-Credit Solution US Feeder, LPD/APooled Investment FundIndefinite$0
EDGAR ↗Nov 29, 2018Alcentra Fund S.C.A SICAV-SIF - Alcentra Spectral Structured Credit FundDPooled Investment FundIndefinite$264,825,000
EDGAR ↗Nov 16, 2018Alcentra Global Credit Alternatives Fund, L.L.C.DPooled Investment FundIndefinite$250,000
EDGAR ↗Oct 19, 2018Alcentra Viaduct Fund (Delaware) L.P.DPooled Investment FundIndefinite$100,000,000
EDGAR ↗Oct 17, 2018Alcentra European Credit Opportunities Fund III SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Mar 13, 2018Alcentra European Direct Lending (Levered) Fund III (USD) SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Mar 13, 2018Alcentra European Direct Lending Fund III (USD) SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Mar 13, 2018Alcentra EDL III USD Feeder SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Mar 13, 2018Alcentra EDL (Levered) III USD Feeder SCSpDPooled Investment FundIndefinite$0
EDGAR ↗Feb 20, 2018Alcentra Fund S.C.A. SICAV-SIF - Alcentra Structured Credit Opportunity Fund IIDPooled Investment FundIndefinite$0
EDGAR ↗Feb 2, 2018Alcentra Structured Credit Opportunity Fund II US Feeder, LPD/APooled Investment FundIndefinite$45,420,031
EDGAR ↗Feb 1, 2018CSCOF III Blocker L.P.DPooled Investment Fund$500,000,000$46,750,000
EDGAR ↗Feb 1, 2018Clareant Structured Credit Opportunities Fund III (Delaware) L.P.DPooled Investment Fund$500,000,000$19,000,000
EDGAR ↗Feb 1, 2018Clareant Structured Credit Opportunities Fund III (USD) L.P.DPooled Investment Fund$500,000,000$148,500,000
EDGAR ↗Feb 1, 2018Alcentra Global Special Situations Fund US Feeder, L.L.C.D/APooled Investment FundIndefinite$39,283,500
EDGAR ↗Feb 1, 2018Alcentra Global Special Situations Fund Cayman FeederD/APooled Investment FundIndefinite$44,306,937
EDGAR ↗Dec 8, 2017Alcentra Global Multi-Credit Solution US Feeder, LPDPooled Investment FundIndefinite$0
EDGAR ↗Oct 12, 2017Clareant Fund S.C.A. SICAV-SIFD/APooled Investment FundIndefinite$436,434,796
EDGAR ↗Jul 26, 2017Alcentra Global Special Situations Fund Cayman FeederD/APooled Investment FundIndefinite$44,306,937
EDGAR ↗Jul 25, 2017Alcentra Global Special Situations Fund US Feeder, L.L.C.D/APooled Investment FundIndefinite$39,283,500
EDGAR ↗Mar 3, 2017Alcentra Structured Credit Opportunity Fund II US Feeder, LPD/APooled Investment FundIndefinite$43,920,031
EDGAR ↗Jul 22, 2016Alcentra Global Special Situations Fund US Feeder, L.L.C.D/APooled Investment FundIndefinite$37,168,500
EDGAR ↗Jul 22, 2016Alcentra Global Special Situations Fund Cayman FeederD/APooled Investment FundIndefinite$44,306,937
EDGAR ↗Jun 6, 2016Clareant Fund S.C.A. SICAV-SIFD/APooled Investment FundIndefinite$423,550,796
EDGAR ↗Mar 3, 2016Alcentra Structured Credit Opportunity Fund II US Feeder, LPD/APooled Investment FundIndefinite$43,777,531
EDGAR ↗Jan 15, 2016Alcentra Structured Credit Opportunity Fund II US Feeder, LPDPooled Investment FundIndefinite$0
EDGAR ↗Jul 13, 2015Alcentra Global Credit Alternatives Fund, L.L.C.D/APooled Investment FundIndefinite$78,140,000
EDGAR ↗Apr 16, 2015Clareant Fund S.C.A. SICAV-SIFD/APooled Investment FundIndefinite$169,217,466
EDGAR ↗Dec 4, 2014Alcentra Global Special Situations Fund US Feeder, L.L.C.DPooled Investment FundIndefinite$5,442,500
EDGAR ↗Dec 4, 2014Alcentra Global Special Situations Fund Cayman FeederD/APooled Investment FundIndefinite$19,378,036
EDGAR ↗Jul 14, 2014Alcentra Global Credit Alternatives Fund, L.L.C.DPooled Investment FundIndefinite$2,050,000
EDGAR ↗May 8, 2014Alcentra Capital CorpDInvesting$100,000,000$0
EDGAR ↗Mar 7, 2013Alcentra Global Special Situations Fund Cayman FeederD/APooled Investment FundIndefinite$22,852,492
EDGAR ↗Mar 7, 2013Clareant Fund S.C.A. SICAV-SIFD/APooled Investment FundIndefinite$9,926,905
EDGAR ↗Jun 9, 2011BNY Mellon-Alcentra Mezzanine III, L.P.D/APooled Investment Fund$500,000,000$130,775,000
EDGAR ↗May 13, 2011Alcentra Global Special Situations Fund Cayman FeederDPooled Investment FundIndefinite$20,393,290
EDGAR ↗May 13, 2011Clareant Fund S.C.A. SICAV-SIFDPooled Investment FundIndefinite$6,426,375
EDGAR ↗Jun 9, 2010BNY Mellon-Alcentra Mezzanine III, L.P.D/APooled Investment Fund$500,000,000$110,050,000
EDGAR ↗May 27, 2010BNY Mellon-Alcentra Mezzanine III, L.P.DPooled Investment Fund$500,000,000$105,850,000

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Dec 4, 2024. Industry history, as reported on each offering's latest filing: Previous offerings: Pooled Investment Fund (2010–2011), Investing (2014). Latest offering: Pooled Investment Fund (2014–2024; most recent Nov 8, 2024).

People across the group

NameRolesIssuers hereFirst → last listed
AL Alcentra Limited entityPromoter, Executive Officer20May 13, 2011 → Dec 4, 2024
AN Alcentra NY, LLC entityExecutive Officer, Promoter11Dec 4, 2014 → Feb 17, 2022
GW Glenn A. WeinerExecutive Officer, Director5Feb 4, 2019 → Dec 7, 2021
PH Paul HatfieldDirector, Executive Officer5May 8, 2014 → Feb 1, 2018
AH Andrew HowatDirector4Feb 1, 2018 → Jul 13, 2020
HH Hiram HamiltonExecutive Officer, Director4Feb 1, 2018 → Oct 18, 2019
JY John YangDirector, Executive Officer4Jul 22, 2016 → Jan 14, 2019
DN David Forbes-NixonExecutive Officer4Dec 4, 2014 → Feb 1, 2018
AE Alcentra EDL IV GP S.a r.l. entityPromoter3Jun 28, 2021 → Jul 26, 2023
MM MAYA MAINIDirector, Executive Officer3Jun 21, 2019 → Feb 17, 2022
SB Simon BarnesDirector3Mar 7, 2013 → Feb 27, 2020
JH Jens HoellermannDirector3Oct 12, 2017 → Feb 27, 2020
AS Alcentra S.a r.l. entityPromoter, Executive Officer3May 13, 2011 → Feb 27, 2020
PH Patrick HutchinesDirector3Oct 12, 2017 → Feb 27, 2020
RL ROGER LIDirector, Executive Officer3Jan 15, 2016 → Feb 2, 2018
CG CSCOF III GP Limited entityPromoter3Feb 1, 2018 → Feb 1, 2018
AE Anne Shirley EwingDirector3Feb 1, 2018 → Feb 1, 2018
CB Cathy BevanExecutive Officer3Feb 1, 2018 → Feb 1, 2018
LH Leland HartDirector, Executive Officer2Oct 19, 2018 → Jun 22, 2020
JA John AckerleyDirector2Jan 21, 2020 → Jan 21, 2020
LG Laren GillespieDirector2Jan 21, 2020 → Jan 21, 2020
MC Michelle Wilson-ClarkeDirector2Jan 21, 2020 → Jan 21, 2020
CE Clareant EDL (Levered) III GP S.a r.l. entityPromoter2Mar 13, 2018 → Mar 13, 2019
CE Clareant EDL III GP S.a r.l. entityPromoter2Mar 13, 2018 → Mar 13, 2019
JY JACK YANGExecutive Officer2Jan 15, 2016 → Feb 2, 2018
JC Julian ColvilleDirector2May 13, 2011 → Dec 4, 2014
SG Scott GoldExecutive Officer2May 27, 2010 → May 8, 2014
PE Paul EchausseExecutive Officer, Director2May 27, 2010 → May 8, 2014
AS ALCENTRA SCF III GP S.A R.L. entityPromoter1Dec 1, 2023 → Dec 4, 2024
FI FT IDF I GP S.A R.L. entityPromoter1Nov 8, 2024 → Nov 8, 2024
AS Alcentra Structured Credit Opportunity Fund II GP, LLC entityPromoter1Feb 4, 2020 → Feb 17, 2022
CI Clareant Investment Funds GP, LLC entityPromoter1Dec 4, 2019 → Dec 7, 2021
MT Maples Trustee Services (Cayman) Limited entityExecutive Officer1Jul 11, 2019 → Jul 13, 2020
AG ASCOF IV GP Limited entityPromoter1Jul 13, 2020 → Jul 13, 2020
AN Alcentra NY, LLC, A BNY Mellon Company entityExecutive Officer1Jul 13, 2020 → Jul 13, 2020
AS ALCENTRA SCF II GP S.A R.L. entityPromoter1Jun 27, 2019 → Jun 22, 2020
KS Kevin SolomonDirector1Mar 7, 2013 → Feb 4, 2020
GM Glenn MitchellDirector1Jul 26, 2017 → Feb 4, 2020
RK Richard KlingmanDirector1Feb 4, 2019 → Feb 4, 2020
SM Stuart MedlenExecutive Officer1Jul 14, 2014 → Jan 14, 2020
NP Nick PageExecutive Officer1Nov 16, 2018 → Jan 14, 2020
SR Samuel RobertsExecutive Officer1Nov 16, 2018 → Jan 14, 2020
BM BNY Mellon Global Credit Alternatives Fund Manager, L.L.C. entityExecutive Officer1Jan 14, 2020 → Jan 14, 2020
GE Garth EbanksDirector1Oct 19, 2018 → Oct 18, 2019
SF Sabrina FosterDirector1Oct 19, 2018 → Oct 18, 2019
WZ Wendy ZhangDirector1Oct 19, 2018 → Oct 18, 2019
CG CVF GP Limited entityPromoter1Oct 19, 2018 → Oct 18, 2019
CE Clareant ECOF III GP S.a r.l. entityPromoter1Oct 17, 2018 → Oct 17, 2019
JB Joseph BakerExecutive Officer1Nov 16, 2018 → Jan 14, 2019
MC Michael ConnorsDirector1Jul 26, 2017 → Feb 1, 2018
PH Peter HuberDirector1Mar 7, 2013 → Jul 22, 2016
BD Brendon DonnellanDirector1Dec 4, 2014 → Jul 22, 2016
RB Robert BennettDirector1May 13, 2011 → Jun 6, 2016
JH Jens HoellermanDirector1Apr 16, 2015 → Jun 6, 2016
RS Roshani ShahExecutive Officer1Jul 14, 2014 → Jul 13, 2015
SG Sean GoldenExecutive Officer1Jul 14, 2014 → Jul 13, 2015
JH Jerry Kirby-HoulihanExecutive Officer1Jul 14, 2014 → Jul 13, 2015
TB Tom BirkinExecutive Officer1Jul 14, 2014 → Jul 13, 2015
AD Alan Cochrane DixonExecutive Officer1Jul 14, 2014 → Jul 13, 2015
JG John GriffithExecutive Officer1Jul 14, 2014 → Jul 13, 2015

Adviser registration (Form ADV)

BSP NY LLC — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Oct 6, 2003 · SEC file 801-62417 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $14,241,569,172 as reported on Form ADV filed Mar 31, 2026 (Item 5.F(2)(c)) · 43 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.linkedin.com/company/bspcredit ↗

Item 11 disclosure questions as answered on Form ADV filed Mar 31, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser other name, same state (NY), issuer filed in Y7 · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 10:52 PM ET

BENEFIT STREET PARTNERS LIMITED — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Mar 30, 2012 · SEC file 801-74223 · Main office: LONDON · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $22,614,635,412 as reported on Form ADV filed May 7, 2026 (Item 5.F(2)(c)) · 50 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.linkedin.com/company/alcentra ↗

Item 11 disclosure questions as answered on Form ADV filed May 7, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser other name, no state to compare, issuer filed in E9 · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 10:54 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Alcentra as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Alcentra's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #226,552 of 374,652 in line (1,201 issuers searched so far). One-tap searches: Look further ↓

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