Cathy Bevan is listed as an executive officer on 3 SEC Form D filings by 3 issuers in Feb 2018: Clareant Structured Credit Opportunities Fund III (USD) L.P. (St Peter Port, Guernsey (as filed: Y7) — pooled investment fund — 2018; $148.5M reported sold to 6 investors), CSCOF III Blocker L.P. (St Peter Port, Guernsey (as filed: Y7) — pooled investment fund — 2018; $46.8M reported sold to 4 investors) and Clareant Structured Credit Opportunities Fund III (Delaware) L.P. (St Peter Port, Guernsey (as filed: Y7) — pooled investment fund — 2018; $19M reported sold to 5 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer. Across those companies the filings report $214.3M sold in total.
Listed alongside Alcentra Limited (3 shared filings, management entity), Alcentra NY, LLC (3 shared filings, management entity), Andrew Howat (3 shared filings), Anne Shirley Ewing (3 shared filings), CSCOF III GP Limited (3 shared filings, management entity) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Cathy. Each name links to their own page.
All 3 issuers belong to the sponsor group Alcentra (30 issuers, $2.77B reported sold, 2010–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Alcentra has 30 companies on file and $2.77B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Cathy Bevan and found 6 differences, 3 worth asking the sponsor about: Form D filed 73 days after the first sale; Form D filed 177 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.