Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:39 AM ET

Sponsor Check › Person

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Samuel Roberts

Named as an officer, director or promoter on SEC Form D filings · NY · Nov 16, 2018 → Jan 14, 2020

1deal (issuers)

$78.1Mreported sold

187investors

3Form D filings

2018–2020years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:43 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Samuel Roberts is listed as an executive officer on 3 SEC Form D filings by 1 issuer between Nov 2018 and Jan 2020: Alcentra Global Credit Alternatives Fund, L.L.C. (New York, NY — pooled investment fund — 2018–2020; $78.1M reported sold to 187 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Nick Page (3 shared filings), Stuart Medlen (3 shared filings), John Yang (2 shared filings), Joseph Baker (2 shared filings), Alcentra NY, LLC (1 shared filing, management entity) and 2 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Samuel. Each name links to their own page.

The issuer belongs to the sponsor group Alcentra (30 issuers, $2.77B reported sold, 2010–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Alcentra has 30 companies on file and $2.77B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 40 bankruptcy cases matching the name listed in Key records below.

What this means 40 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 3 public filings for Samuel Roberts and found 2 differences, 1 worth asking the sponsor about: Bankruptcy case: Samuel R. Roberts; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Samuel Roberts has not run yet — it is joining a line of 37,877 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:43 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Samuel Roberts..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

40 cases: 3 open, 37 closed (disposition not in docket feed)

Samuel R. Roberts open

United States Bankruptcy Court, C.D. Illinois · No. 26-80501 · Filed Jun 11, 2026

Role of Samuel R. Roberts: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in IL (not a filing state)

Samuel W. Roberts open

United States Bankruptcy Court, S.D. Mississippi · No. 25-51647 · Filed Nov 3, 2025

Role of Samuel W. Roberts: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in MS (not a filing state)

Samuel J. Roberts closed

United States Bankruptcy Court, W.D. North Carolina · No. 22-30165 · Filed Apr 9, 2022 · Closed Mar 20, 2024

Role of Samuel J. Roberts: Debtor · Outcome: Case closed 2024-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in NC (not a filing state)

Samuel B. Roberts open

United States Bankruptcy Court, N.D. Mississippi · No. 21-10957 · Filed May 14, 2021

Role of Samuel B. Roberts: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in MS (not a filing state)

Samuel K Roberts closed

United States Bankruptcy Court, D. Utah · No. 21-22020 · Filed May 11, 2021 · Closed Aug 31, 2021

Role of Samuel K Roberts: Debtor · Outcome: Case closed 2021-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in UT (not a filing state)

SAMUEL M. ROBERTS and TAMARA J. ROBERTS closed

United States Bankruptcy Court, D. Arizona · No. 2:16-bk-12464 · Filed Oct 28, 2016 · Closed Jun 26, 2017

Role of SAMUEL M. ROBERTS and TAMARA J. ROBERTS: Debtor · Outcome: Case closed 2017-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in AR (not a filing state)

Samuel L Roberts, III and Marcella Roberts closed

United States Bankruptcy Court, E.D. North Carolina · No. 15-06948 · Filed Dec 29, 2015 · Closed Jul 24, 2020

Role of Samuel L Roberts, III: Debtor · Outcome: Case closed 2020-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in NC (not a filing state)

Samuel G Roberts and Santina A Roberts closed

United States Bankruptcy Court, M.D. Florida · No. 8:15-bk-10737 · Filed Oct 23, 2015 · Closed Oct 19, 2020

Role of Samuel G Roberts and Santina A Roberts: Debtor · Outcome: Case closed 2020-10-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in FL (not a filing state)

Samuel C Roberts and Cassandra L Tetzlaff closed

United States Bankruptcy Court, N.D. Illinois · No. 15-80016 · Filed Jan 5, 2015 · Closed Apr 10, 2015

Role of Samuel C Roberts and Cassandra L Tetzlaff: Debtor · Outcome: Case closed 2015-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in IL (not a filing state)

Samuel Roberts closed

United States Bankruptcy Court, E.D. Michigan · No. 11-31468 · Filed Mar 24, 2011 · Closed Jul 11, 2011

Role of Samuel Roberts: Debtor · Outcome: Case closed 2011-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in MI (not a filing state)

Samuel D. Roberts and Lynn M. Roberts closed

United States Bankruptcy Court, E.D. California · No. 10-14519 · Filed Apr 27, 2010 · Closed Aug 13, 2010

Role of Samuel D. Roberts and Lynn M. Roberts: Debtor · Outcome: Case closed 2010-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in CA (not a filing state)

Samuel Roberts closed

United States Bankruptcy Court, C.D. California · No. 6:10-bk-11641 · Filed Jan 21, 2010 · Closed Mar 25, 2010

Role of Samuel Roberts: Debtor · Outcome: Case closed 2010-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in CA (not a filing state)

Samuel I. Roberts and Brenda L. Roberts closed

United States Bankruptcy Court, N.D. Ohio · No. 09-33403 · Filed May 20, 2009 · Closed Mar 17, 2010

Role of Samuel I. Roberts and Brenda L. Roberts: Debtor · Outcome: Case closed 2010-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in OH (not a filing state)

Samuel A. Roberts closed

United States Bankruptcy Court, N.D. Ohio · No. 08-12083 · Filed Mar 26, 2008 · Closed Jun 30, 2008

Role of Samuel A. Roberts: Debtor · Outcome: Case closed 2008-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in OH (not a filing state)

Samuel R. Roberts closed

United States Bankruptcy Court, S.D. New York · No. 05-45981 · Filed Oct 13, 2005 · Closed Apr 25, 2006

Role of Samuel R. Roberts: Debtor · Outcome: Case closed 2006-04-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in the person's filing state (NY)

Samuel Roberts and Doris Felder Roberts closed

United States Bankruptcy Court, W.D. Texas · No. 05-14450 · Filed Aug 1, 2005 · Closed Oct 24, 2006

Role of Samuel Roberts and Doris Felder Roberts: Debtor · Outcome: Case closed 2006-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in TX (not a filing state)

Samuel L Roberts closed

United States Bankruptcy Court, E.D. North Carolina · No. 05-02801 · Filed Jul 5, 2005 · Closed Oct 5, 2005

Role of Samuel L Roberts: Debtor · Outcome: Case closed 2005-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in NC (not a filing state)

SAMUEL ROBERTS closed

United States Bankruptcy Court, M.D. Tennessee · No. 3:04-bk-07930 · Filed Jun 30, 2004 · Closed Jan 8, 2008

Role of SAMUEL ROBERTS: Debtor · Outcome: Case closed 2008-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in TN (not a filing state)

Samuel A. Roberts and Madeline C. Roberts closed

United States Bankruptcy Court, S.D. Florida. · No. 04-22935 · Filed May 10, 2004 · Closed Aug 18, 2004

Role of Samuel A. Roberts and Madeline C. Roberts: Debtor · Outcome: Case closed 2004-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in FL (not a filing state)

Samuel Roberts and Luella Roberts closed

United States Bankruptcy Court, D. South Carolina · No. 04-04977 · Filed Apr 28, 2004 · Closed Apr 11, 2007

Role of Samuel Roberts and Luella Roberts: Debtor · Outcome: Case closed 2007-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in SC (not a filing state)

Samuel E. Roberts closed

United States Bankruptcy Court, D. Nebraska · No. 03-82361 · Filed Jul 24, 2003 · Closed Jan 29, 2007

Role of Samuel E. Roberts: Debtor · Outcome: Case closed 2007-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets)

SAMUEL ROBERTS closed

United States Bankruptcy Court, M.D. Tennessee · No. 3:03-bk-02096 · Filed Feb 18, 2003 · Closed Jun 18, 2004

Role of SAMUEL ROBERTS: Debtor · Outcome: Case closed 2004-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in TN (not a filing state)

Samuel Roberts closed

United States Bankruptcy Court, C.D. California · No. 2:02-bk-43896 · Filed Dec 2, 2002 · Closed Jan 14, 2003

Role of Samuel Roberts: Debtor · Outcome: Case closed 2003-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in CA (not a filing state)

SAMUEL B ROBERTS closed

United States Bankruptcy Court, E.D. Washington · No. 02-00147 · Filed Jan 9, 2002 · Closed May 3, 2002

Role of SAMUEL B ROBERTS: Debtor · Outcome: Case closed 2002-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in WA (not a filing state)

Samuel Roberts closed

United States Bankruptcy Court, D. New Jersey · No. 01-20098 · Filed Oct 15, 2001 · Closed Aug 30, 2007

Role of Samuel Roberts: Debtor · Outcome: Case closed 2007-08-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in NJ (not a filing state)

Samuel D. Roberts and Lynn M. Roberts closed

United States Bankruptcy Court, E.D. California · No. 01-19150 · Filed Oct 3, 2001 · Closed Feb 28, 2002

Role of Samuel D. Roberts and Lynn M. Roberts: Debtor · Outcome: Case closed 2002-02-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in CA (not a filing state)

SAMUEL ROBERTS closed

United States Bankruptcy Court, M.D. Tennessee · No. 3:01-bk-10824 · Filed Oct 1, 2001 · Closed Jan 30, 2002

Role of SAMUEL ROBERTS: Debtor · Outcome: Case closed 2002-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in TN (not a filing state)

Samuel J. Roberts closed

United States Bankruptcy Court, E.D. Michigan · No. 01-31191 · Filed Apr 20, 2001 · Closed Sep 19, 2001

Role of Samuel J. Roberts: Debtor · Outcome: Case closed 2001-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in MI (not a filing state)

Samuel I. Roberts closed

United States Bankruptcy Court, N.D. Ohio · No. 01-31223 · Filed Mar 9, 2001 · Closed Aug 22, 2001

Role of Samuel I. Roberts: Debtor · Outcome: Case closed 2001-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in OH (not a filing state)

Samuel Roberts closed

United States Bankruptcy Court, N.D. Georgia · No. 01-40452 · Filed Mar 5, 2001 · Closed Jun 20, 2001

Role of Samuel Roberts: Debtor · Outcome: Case closed 2001-06-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in GA (not a filing state)

Samuel E Roberts and Debra M Roberts closed

United States Bankruptcy Court, N.D. Illinois · No. 01-70322 · Filed Feb 2, 2001 · Closed Jun 12, 2001

Role of Samuel E Roberts and Debra M Roberts: Debtor · Outcome: Case closed 2001-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in IL (not a filing state)

Samuel Roberts and Eleanor Oleana Roberts closed

United States Bankruptcy Court, C.D. California · No. 1:00-bk-17630 · Filed Aug 22, 2000 · Closed Dec 13, 2000

Role of Samuel Roberts and Eleanor Oleana Roberts: Debtor · Outcome: Case closed 2000-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in CA (not a filing state)

Samuel L Roberts and Marcella H Roberts closed

United States Bankruptcy Court, E.D. North Carolina · No. 00-04516 · Filed Aug 8, 2000 · Closed Sep 27, 2001

Role of Samuel L Roberts and Marcella H Roberts: Debtor · Outcome: Case closed 2001-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in NC (not a filing state)

Samuel M Roberts closed

United States Bankruptcy Court, N.D. Illinois · No. 97-28679 · Filed Sep 18, 1997 · Closed Jan 22, 1998

Role of Samuel M Roberts: Debtor · Outcome: Case closed 1998-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in IL (not a filing state)

Samuel A Roberts and Catherine A Roberts closed

United States Bankruptcy Court, S.D. Texas · No. 96-20311 · Filed Jan 29, 1996 · Closed Aug 5, 1996

Role of Samuel A Roberts and Catherine A Roberts: Debtor · Outcome: Case closed 1996-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in TX (not a filing state)

Samuel L. Roberts and Michelle D. Roberts closed

United States Bankruptcy Court, N.D. Mississippi · No. 92-23241 · Filed Oct 22, 1992 · Closed Jun 5, 1996

Role of Samuel L. Roberts and Michelle D. Roberts: Debtor · Outcome: Case closed 1996-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in MS (not a filing state)

SAMUEL ROBERTS and CASSIE ROBERTS closed

United States Bankruptcy Court, E.D. Washington · No. 92-02432 · Filed Aug 17, 1992 · Closed Jan 27, 1993

Role of SAMUEL ROBERTS and CASSIE ROBERTS: Debtor · Outcome: Case closed 1993-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in WA (not a filing state)

Samuel J. Roberts and Alice A. Roberts closed

United States Bankruptcy Court, E.D. Tennessee · No. 3:89-bk-32503 · Filed Sep 1, 1989 · Closed Feb 9, 1990

Role of Samuel J. Roberts and Alice A. Roberts: Debtor · Outcome: Case closed 1990-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in TN (not a filing state)

Samuel L. Roberts and Karen K. Roberts closed

United States Bankruptcy Court, S.D. Iowa · No. 88-01554 · Filed Jul 20, 1988 · Closed Jul 17, 1992

Role of Samuel L. Roberts and Karen K. Roberts: Debtor · Outcome: Case closed 1992-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in IA (not a filing state)

SAMUEL D. ROBERTS and SHIRLEY S. ROBERTS closed

United States Bankruptcy Court, N.D. Alabama · No. 82-01055 · Filed Feb 17, 1982 · Closed Jun 10, 1986

Role of SAMUEL D. ROBERTS and SHIRLEY S. ROBERTS: Debtor · Outcome: Case closed 1986-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 91 federal dockets); court in AL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:43 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for Samuel Roberts — 1 worth asking about (compared 3 filings on Oct 24, 2026)

Worth asking · Oct 13, 2005 – Apr 25, 2006

Bankruptcy case: Samuel R. Roberts — filed Oct 13, 2005

United States Bankruptcy Court, S.D. New York docket "Samuel R. Roberts" filed Oct 13, 2005, closed Apr 25, 2006. Samuel Roberts is listed as Debtor ("Samuel R. Roberts"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗

Sources

Docket · United States Bankruptcy Court, S.D. New York ↗ (Oct 13, 2005)

Note · Nov 1, 2018 – Jan 14, 2020

No amendment in the last 12 months on an offering that may still be open — Alcentra Global Credit Alternatives Fund, L.L.C. (latest filing Jan 14, 2020)

The latest filing for this offering is dated Jan 14, 2020 (first sale Nov 1, 2018). It reports $7,550,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jan 14, 2020 ↗Alcentra Global Credit Alternatives Fund, L.L.C. — PartnerFacts page ↗

Sources

Form D/A · Jan 14, 2020 ↗ (Jan 14, 2020)
Alcentra Global Credit Alternatives Fund, L.L.C. — PartnerFacts page ↗ (Jan 14, 2020)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 1 offering report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jan 14, 2020 D/A Alcentra Global Credit Alternatives Fund, L.L.C. File 021-326036	$0	$0	$0	BNY Mellon Securities Corporation BrokerCheck CRD 231 ↗	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Samuel Roberts on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Alcentra

Alcentra Global Credit Alternatives Fund, L.L.C.

New York, NY · Nov 16, 2018 → Jan 14, 2020 · 3 filings

Jan 14, 2020 · D/A · $7,550,000 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Jan 14, 2019 · D/A · $1,950,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Nov 16, 2018 · D · $250,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $78.1M from 187 investors as of the latest filing. Samuel is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Samuel 7

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Alcentra NY, LLC

Executive Officer · 1 shared filing (1 issuer) · also on 10 other issuers

Alcentra NY, LLC is on 11 issuers in total — a repeat sponsor. Their page lists every one.

Management entity

BNY Mellon Global Credit Alternatives Fund Manager, L.L.C.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Samuel Roberts. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Stuart Medlen

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Samuel Roberts. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Nick Page

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Samuel Roberts. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

John Yang

Executive Officer · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Samuel Roberts. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Joseph Baker

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Samuel Roberts. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Glenn A. Weiner

Executive Officer, Director · 1 shared filing (1 issuer) · also on 4 other issuers

Glenn A. Weiner is on 5 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Alcentra

30 issuers · 79 filings · $2.77B reported sold · 2010–2024

AS Alcentra Strategic Credit Fund III (EUR) SCSp Pooled Investment Fund · $16.2M sold · 2023
FT Franklin Templeton Infrastructure Debt Fund I (EUR), a Sub-Fund of Franklin Templeton Infrastructure Debt Fund I SCSp-RAIF Pooled Investment Fund · 2024
AE Alcentra European Direct Lending Fund IV (EUR) SCSp Pooled Investment Fund · $3.82M sold · 2023
AE Alcentra European Direct Lending Fund IV (USD) SCSp Pooled Investment Fund · 2021
AE Alcentra EDL IV USD Feeder SCSp Pooled Investment Fund · 2021
AS Alcentra Structured Credit Opportunity Fund II US Feeder, LP Pooled Investment Fund · $53.1M sold · 2016
AG Alcentra Global Multi-Credit Solution US Feeder, LP Pooled Investment Fund · 2017
AC Alcentra Cayman MST European Loan Fund, a series trust of Alcentra Cayman Master Series Trust Pooled Investment Fund · $91M sold · 2019
AS Alcentra Structured Credit Opportunities Fund IV (Delaware} L.P. Pooled Investment Fund · $15M sold · 2020
AS Alcentra Strategic Credit Fund II USD Feeder, LP Pooled Investment Fund · $200.1M sold · 2019
AS Alcentra SCF II Feeder SCSp Pooled Investment Fund · $50M sold · 2019
AF Alcentra Fund S.C.A. SICAV-SIF - Alcentra Structured Credit Opportunity Fund II Pooled Investment Fund · $442.9M sold · 2018
AG Alcentra Global Special Situations Fund Cayman Feeder Pooled Investment Fund · $119.1M sold · 2011
AG Alcentra Global Special Situations Fund US Feeder, L.L.C. Pooled Investment Fund · $39.3M sold · 2014
O5 OC 540 Master Fund Ltd Pooled Investment Fund · $52.2M sold · 2020
O5 OC 540 Offshore Fund Ltd Pooled Investment Fund · 2020
AG Alcentra Global Credit Alternatives Fund, L.L.C. Pooled Investment Fund · $78.1M sold · 2014 · listed
AF Alcentra Fund S.C.A SICAV-SIF - Alcentra Spectral Structured Credit Fund Pooled Investment Fund · $312.3M sold · 2018
AV Alcentra Viaduct Fund (Delaware) L.P. Pooled Investment Fund · $100M sold · 2018
AE Alcentra European Credit Opportunities Fund III SCSp Pooled Investment Fund · $504.5M sold · 2018
AE Alcentra EDL (Levered) III USD Feeder SCSp Pooled Investment Fund · $15M sold · 2018
AE Alcentra European Direct Lending Fund III (USD) SCSp Pooled Investment Fund · $70M sold · 2018
AE Alcentra EDL III USD Feeder SCSp Pooled Investment Fund · 2018
AE Alcentra European Direct Lending (Levered) Fund III (USD) SCSp Pooled Investment Fund · $39.1M sold · 2018
CS Clareant Structured Credit Opportunities Fund III (USD) L.P. Pooled Investment Fund · $148.5M sold · 2018
CS Clareant Structured Credit Opportunities Fund III (Delaware) L.P. Pooled Investment Fund · $19M sold · 2018
CB CSCOF III Blocker L.P. Pooled Investment Fund · $46.8M sold · 2018
CF Clareant Fund S.C.A. SICAV-SIF Pooled Investment Fund · $436.4M sold · 2011
AC Alcentra Capital Corp Investing · 2014
BM BNY Mellon-Alcentra Mezzanine III, L.P. Pooled Investment Fund · $130.8M sold · 2010

One team, 30 deal companies. Samuel Roberts is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Samuel Roberts.

Same business address

4 other issuers file from the same address

Wellspring Opportunistic Credit Fund Ltd. New York, NY · 2015
Wellspring Opportunistic Credit Master Fund L.P. New York, NY · 2015
Alcentra Capital Corp New York, NY · 2014
BNY Mellon-Alcentra Mezzanine III, L.P. New York, NY · 2010

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 1 issuer this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Alcentra Global Credit Alternatives Fund, L.L.C..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Samuel Roberts by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Samuel Roberts is listed on: none on file. No website or social profile named in Alcentra Global Credit Alternatives Fund, L.L.C.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #221,622 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

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Change history

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Samuel Roberts

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Bankruptcy case: Samuel R. Roberts — filed Oct 13, 2005

No amendment in the last 12 months on an offering that may still be open — Alcentra Global Credit Alternatives Fund, L.L.C. (latest filing Jan 14, 2020)

5. Money to insiders

Deals 1

People around Samuel 7

The team behind the deals

4 other issuers file from the same address

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

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