PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:37 AM ET

Sponsor Check › Sponsor group

CS

Checkpoint Surgical

One sponsor team, 7 deal companies · Cleveland, OH

Grouped because: 13 shared people, same business address (5 issuers), similar issuer names (2) · 2 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) · not the same sponsor?

7deal companies
$68.3Mreported sold
229investors
31Form D filings
2009–2024active
0new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Jun 13, 2024 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Checkpoint Surgical is a sponsor group of 7 issuers that PartnerFacts links to one sponsor (shared people, same business address, similar issuer names; automatic match from the filings), filing 31 Form D filings between May 2009 and Jun 2024.

What this means One team, 7 deal companies, about 15 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $68.3M to 229 investors (latest filing per issuer). Industries as reported: Other Health Care (4), Biotechnology (1), Pooled Investment Fund (1), "Other" (1). Issuers are based in OH (7).

What this means $68.3M raised across the group, about $298K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Geoffrey B. Thrope (6 issuers, executive officer and director), Leonard M. Cosentino (4 issuers, executive officer and director), Warren Grill (4 issuers, executive officer and director), Les C. Vinney (3 issuers, director), Marilyn A. Eisele (3 issuers, executive officer) and 41 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 0 new offerings in the last 12 months; latest filing Jun 13, 2024.

What this means No new raise filed in the past year.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 1 court case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 31 public filings for Checkpoint Surgical and found 21 differences, 3 worth asking the sponsor about: Form D filed 198 days after the first sale; 5 people are no longer listed on a later amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Checkpoint Surgical has not run yet — it is joining a line of 37,186 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Bua v. Cleveland HeartLab, LLC dismissed
District Court, E.D. Louisiana · No. 2:13-cv-00195 · Filed Feb 1, 2013 · Closed Feb 25, 2013 · Nature of suit: 190 Other contract actions
Role of Cleveland HeartLab, LLC: Defendant · Outcome: Terminated 2013-02-25 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in LA (not the issuer's state); different legal form (llc vs inc)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Checkpoint Surgical..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

21 differences found between the filings for Checkpoint Surgical — 3 worth asking about (compared 31 filings on Oct 24, 2026)

Note · Jun 7, 2011 – Oct 3, 2012

Bankruptcy case: John B. Pidcock, as Creditor Trustee v. Ratta Trucking Inc. — filed Jun 7, 2011

United States Bankruptcy Court, N.D. Ohio docket "John B. Pidcock, as Creditor Trustee v. Ratta Trucking Inc." filed Jun 7, 2011, closed Oct 3, 2012. Ralph Della Ratta, Jr. (listed on the same filings) is listed as Defendant ("Ratta Trucking Inc."). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Ohio ↗Ralph Della Ratta, Jr. — PartnerFacts page ↗
Sources
Note · Jan 26, 2006 – Jun 28, 2006

Bankruptcy case: Thrope v. Sherman Acquisition Limited Partnership — filed Jan 26, 2006

United States Bankruptcy Court, N.D. Ohio docket "Thrope v. Sherman Acquisition Limited Partnership" filed Jan 26, 2006, closed Jun 28, 2006. Geoffrey B. Thrope (listed on the same filings) is listed as Plaintiff ("Thrope"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Ohio ↗Geoffrey B. Thrope — PartnerFacts page ↗
Sources
Note · May 12, 2009 – Jun 5, 2019

Checkpoint Surgical includes 2 deals that stopped filing before reaching their target

Deep Brain Innovations LLC (last filing Jun 5, 2019; $393,112 sold of $2,250,000); NDI Medical, LLC (last filing May 12, 2009; $2,108,725 sold of $6,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Deep Brain Innovations LLC — PartnerFacts page ↗NDI Medical, LLC — PartnerFacts page ↗
Sources
Worth asking · Feb 23, 2011 – Sep 9, 2011

Form D filed 198 days after the first sale — Cleveland HeartLab, Inc.

The filing says the first sale was Feb 23, 2011. The Form D was filed Sep 9, 2011 — 198 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 183 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Sep 9, 2011 ↗Cleveland HeartLab, Inc. — PartnerFacts page ↗
Sources
Note · May 20, 2024 – Jun 13, 2024

Form D filed 24 days after the first sale — Checkpoint Surgical, Inc.

The filing says the first sale was May 20, 2024. The Form D was filed Jun 13, 2024 — 24 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 9 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 13, 2024 ↗Checkpoint Surgical, Inc. — PartnerFacts page ↗
Sources
Note · Apr 30, 2009 – Aug 31, 2021

17 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — SPR Therapeutics, Inc. (latest filing Aug 31, 2021) · No amendment in the last 12 months on an offering that may still be open — Checkpoint Surgical, Inc. (latest filing Jun 7, 2021) · No amendment in the last 12 months on an offering that may still be open — Checkpoint Surgical, Inc. (latest filing May 14, 2020) · No amendment in the last 12 months on an offering that may still be open — Deep Brain Innovations LLC (latest filing Jun 5, 2019) · No amendment in the last 12 months on an offering that may still be open — SPR Therapeutics, Inc. (latest filing Jan 30, 2019) · and 12 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Aug 31, 2021 ↗SPR Therapeutics, Inc. — PartnerFacts page ↗Form D · Jun 7, 2021 ↗Checkpoint Surgical, Inc. — PartnerFacts page ↗
Sources
Worth asking · Oct 11, 2011 – Feb 2, 2016

5 people are no longer listed on a later amendment

Warren Grill is no longer listed on the Feb 2, 2016 amendment — SPR Therapeutics, Inc. · Leonard M. Cosentino is no longer listed on the Feb 2, 2016 amendment — SPR Therapeutics, Inc. · Patricia Shrader is no longer listed on the Feb 2, 2016 amendment — SPR Therapeutics, Inc. · Ralph Della Ratta, Jr. is no longer listed on the Feb 2, 2016 amendment — SPR Therapeutics, Inc. · Stephen Jacobs is no longer listed on the Jul 23, 2014 amendment — Checkpoint Surgical, LLC

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D · Jul 21, 2015 ↗Form D/A · Feb 2, 2016 ↗Warren Grill — PartnerFacts page ↗SPR Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Sep 9, 2011 – Jun 13, 2024

7 role changes for the same people across filings

Geoffrey B. Thrope's role changed at Checkpoint Surgical, Inc.: executive officer, director → director · Derek Lewis's role changed at Checkpoint Surgical, Inc.: executive officer → executive officer, director · Maria E. Bennett's role changed at SPR Therapeutics, Inc.: executive officer → executive officer, director · Donald Hubbard's role changed at Checkpoint Surgical, LLC: director → executive officer, director · Geoffrey B. Thrope's role changed at SPR Therapeutics, Inc.: executive officer, director → director · and 2 more

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D · Jun 7, 2021 ↗Form D · Jun 13, 2024 ↗Geoffrey B. Thrope — PartnerFacts page ↗Checkpoint Surgical, Inc. — PartnerFacts page ↗
Sources
Note · Oct 11, 2011 – Sep 19, 2018

8 offerings changed their target amount between filings

Offering amount changed between filings — Checkpoint Surgical, Inc. · Offering amount changed between filings — SPR Therapeutics, Inc. · Offering amount changed between filings — Checkpoint Surgical, Inc. · Offering amount changed between filings — SPR Therapeutics, Inc. · Offering amount changed between filings — SPR Therapeutics, Inc. · and 3 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Dec 26, 2017 ↗Form D/A (later) · Sep 19, 2018 ↗Checkpoint Surgical, Inc. — PartnerFacts page ↗Form D (earlier) · May 5, 2017 ↗
Sources
Note · Oct 11, 2011 – Jul 23, 2014

Minimum investment changed between filings — Checkpoint Surgical, LLC

The Oct 11, 2011 filing lists a minimum of $24,900; the Jul 23, 2014 Form D/A lists $9,230.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Oct 11, 2011 ↗Form D/A (later) · Jul 23, 2014 ↗Checkpoint Surgical, LLC — PartnerFacts page ↗
Sources
Note · Oct 14, 2011 – Jan 13, 2012

Minimum investment changed between filings — SPR Therapeutics, Inc.

The Oct 14, 2011 filing lists a minimum of $24,900; the Jan 13, 2012 Form D/A lists $20,196.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Oct 14, 2011 ↗Form D/A (later) · Jan 13, 2012 ↗SPR Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · May 12, 2009 – Jun 5, 2019

7 people are written more than one way across the filings

Warren Grill is written 2 different ways on the filings · Marilyn A. Eisele is written 2 different ways on the filings · Geoffrey B. Thrope is written 2 different ways on the filings · Les C. Vinney is written 2 different ways on the filings · Tommy G. Thompson is written 2 different ways on the filings · and 2 more

What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.

Form D · May 12, 2009 ↗Form D · Jun 5, 2019 ↗Warren Grill — PartnerFacts page ↗Form D/A · Jul 23, 2014 ↗
Sources
Note · Nov 24, 2015 – Jun 13, 2024

Industry group changed between filings — Checkpoint Surgical, Inc.

"Other Health Care" (Nov 24, 2015 to Jun 7, 2021); then "Other" (Jun 13, 2024).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Nov 24, 2015 ↗Form D · Jun 13, 2024 ↗Checkpoint Surgical, Inc. — PartnerFacts page ↗
Sources
Note · Oct 14, 2011 – Feb 2, 2016

Industry group changed between filings — SPR Therapeutics, Inc.

"Other Health Care" (Oct 14, 2011 to Jan 13, 2012); then "Biotechnology" (Oct 31, 2013 to Jul 21, 2015); then "Other Health Care" (Feb 2, 2016 to Feb 5, 2024).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Oct 14, 2011 ↗Form D · Oct 31, 2013 ↗Form D/A · Feb 2, 2016 ↗SPR Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Sep 30, 2009 – Jul 23, 2014

Industry group changed between filings — Checkpoint Surgical, LLC

"Biotechnology" (Sep 30, 2009 to Oct 11, 2011); then "Other Health Care" (Jul 23, 2014).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Sep 30, 2009 ↗Form D/A · Jul 23, 2014 ↗Checkpoint Surgical, LLC — PartnerFacts page ↗
Sources
Note · May 14, 2020 – Jun 7, 2021

Address moved from Cleveland, OH to Independence, OH — Checkpoint Surgical, Inc.

The people listed on the May 14, 2020 filing give Cleveland, OH; on the Jun 7, 2021 filing they give Independence, OH.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · May 14, 2020 ↗Form D · Jun 7, 2021 ↗Checkpoint Surgical, Inc. — PartnerFacts page ↗
Sources
Note · Sep 9, 2011 – Oct 31, 2012

Address moved from Boston, MA to Cleveland, OH — Cleveland HeartLab, Inc.

The people listed on the Sep 9, 2011 filing give Boston, MA; on the Oct 31, 2012 filing they give Cleveland, OH.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Sep 9, 2011 ↗Form D · Oct 31, 2012 ↗Cleveland HeartLab, Inc. — PartnerFacts page ↗
Sources
Worth asking · Sep 30, 2009 – Nov 24, 2015

2 separate companies in this group use the same name: "Checkpoint Surgical, LLC"

CIK 1473347 (first filed Sep 30, 2009, Cleveland, OH); CIK 1657913 (first filed Nov 24, 2015, Independence, OH).

What this means Two legal entities with one name can make it unclear which one you invested in. Match the CIK and the SEC file number on your documents, not just the name.

Checkpoint Surgical, LLC — PartnerFacts page ↗Checkpoint Surgical, Inc. — PartnerFacts page ↗EDGAR filer page · CIK 1473347 ↗EDGAR filer page · CIK 1657913 ↗
Sources
Note · May 12, 2009 – Jun 13, 2024

Member companies were formed in 3 different states

Delaware (4), Ohio (2), Oh (1) — out of 7 member issuers. The odd ones out: NDI Medical, LLC (Oh); Checkpoint Surgical, LLC (Ohio); Deep Brain Innovations LLC (Ohio).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Checkpoint Surgical — sponsor group page ↗NDI Medical, LLC — PartnerFacts page ↗Checkpoint Surgical, LLC — PartnerFacts page ↗Deep Brain Innovations LLC — PartnerFacts page ↗
Sources
Note · Oct 14, 2011 – Feb 5, 2024

Issuer used a different name before — SPR Therapeutics, Inc.

SEC records list prior names for this filer: SPR Therapeutics, LLC. The current name on file is "SPR Therapeutics, Inc.".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗SPR Therapeutics, Inc. — PartnerFacts page ↗
Sources
Note · Sep 9, 2011 – Jul 9, 2014

Issuer used a different name before — Cleveland HeartLab, Inc.

SEC records list prior names for this filer: Cleveland HeartLab, LLC. The current name on file is "Cleveland HeartLab, Inc.".

What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.

EDGAR filer page ↗Cleveland HeartLab, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

6 of 21 offerings report sales commissions totalling $2,755,978; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 13, 2024 D
Checkpoint Surgical, Inc.
File 021-515899
$0$0$0None listed on this filingEDGAR ↗
Feb 5, 2024 D
SPR Therapeutics, Inc.
File 021-504412
$0$0$0None listed on this filingEDGAR ↗
Aug 31, 2021 D
SPR Therapeutics, Inc.
File 021-411840
$1,200,000$0$0SVB Leerink LLC BrokerCheck CRD 39011 ↗EDGAR ↗
Jun 7, 2021 D
Checkpoint Surgical, Inc.
File 021-401955
$0$0$0None listed on this filingEDGAR ↗
May 14, 2020 D
Checkpoint Surgical, Inc.
File 021-366970
$0$0$0None listed on this filingEDGAR ↗
Jun 5, 2019 D
Deep Brain Innovations LLC
File 021-341223
$0$0$0None listed on this filingEDGAR ↗
Jan 30, 2019 D
SPR Therapeutics, Inc.
File 021-331788
$0$0$0None listed on this filingEDGAR ↗
Sep 19, 2018 D/A
Checkpoint Surgical, Inc.
File 021-275774
$100,000$0$0Bruce Roberts BrokerCheck CRD 2359901 ↗
via Beech Hill Securities, Inc. (CRD 24771 ↗)
EDGAR ↗
Sep 21, 2017 D
SPR Therapeutics, Inc.
File 021-295136
$900,000$0$0Sword Securities LLC BrokerCheck CRD 32244 ↗EDGAR ↗
Jul 24, 2017 D/A
SPR Therapeutics, Inc.
File 021-286120
$42,350$0$0Sword Securities LLC BrokerCheck CRD 32244 ↗EDGAR ↗
Oct 7, 2016 D/A
SPR Therapeutics, Inc.
File 021-244100
$163,628$0$0Sword Securities LLC BrokerCheck CRD 32244 ↗EDGAR ↗
Nov 24, 2015 D
Checkpoint Surgical, Inc.
File 021-251871
$350,000 (est.)$0$0Bruce Roberts BrokerCheck CRD 2359901 ↗
via Beech Hill Securities, Inc. (CRD 24771 ↗)
EDGAR ↗
Jul 23, 2014 D/A
Checkpoint Surgical, LLC
File 021-159870
$0$0$0None listed on this filingEDGAR ↗
Jul 9, 2014 D
Cleveland HeartLab, Inc.
File 021-220585
$0$0$0None listed on this filingEDGAR ↗
Jun 9, 2014 D/A
SPR Therapeutics, Inc.
File 021-205551
$0$0$0None listed on this filingEDGAR ↗
Oct 31, 2012 D
Cleveland HeartLab, Inc.
File 021-186326
$0$0$0None listed on this filingEDGAR ↗
Jan 13, 2012 D/A
SPR Therapeutics, Inc.
File 021-167228
$0$0$0None listed on this filingEDGAR ↗
Sep 9, 2011 D
Cleveland HeartLab, Inc.
File 021-165590
$0$0$0None listed on this filingEDGAR ↗
Feb 4, 2011 D
NDI Healthcare Fund LLC
File 021-154835
$0$0$0None listed on this filingEDGAR ↗
Sep 30, 2009 D
Checkpoint Surgical, LLC
File 021-134878
$0$0$0None listed on this filingEDGAR ↗
May 12, 2009 D
NDI Medical, LLC
File 021-130876
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 7 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:34 AM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Checkpoint Surgical in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:34 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗NM NDI Medical, LLCshared people, same business addressCLEVELAND, OHBiotechnology1$2,108,72521$24,9982009–2009
EDGAR ↗CS Checkpoint Surgical, LLCshared people, same business address, similar issuer namesCLEVELAND, OHOther Health Care4$7,466,166
offering $10,000,000 · similar: $829,831–$9,999,998
40
similar: 2–15
$9,230
similar: $10,000–$54,310
2009–2014
EDGAR ↗NH NDI Healthcare Fund LLCshared people, same business addressCLEVELAND, OHPooled Investment Fund1$25,938,58648$50,0002011–2011
EDGAR ↗CH Cleveland HeartLab, Inc.shared peopleCLEVELAND, OHOther Health Care3$18,349,206
offering Indefinite · similar: $829,831–$9,999,998
19
similar: 2–15
No minimum reported
similar: $10,000–$54,310
2011–2014
EDGAR ↗ST SPR Therapeutics, Inc.shared people, same business address, director listed on many unrelated issuers (not used to group)CLEVELAND, OHOther Health Care13$25,641,473
offering $25,641,473 · similar: $829,831–$9,999,998
57
similar: 2–15
No minimum reported
similar: $10,000–$54,310
2011–2024
EDGAR ↗CS Checkpoint Surgical, Inc.shared people, similar issuer names, director listed on many unrelated issuers (not used to group)INDEPENDENCE, OHOther8$13,000,001
offering $4,000,000 · similar: $500,000–$7,000,000
42
similar: 2–14
No minimum reported
similar: $5,000–$50,000
2015–2024
EDGAR ↗DB Deep Brain Innovations LLCshared people, same business addressCLEVELAND, OHOther Health Care1$393,112
offering $2,250,000 · similar: $829,831–$9,999,998
2
similar: 2–15
No minimum reported
similar: $10,000–$54,310
2019–2019

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Jun 13, 2024Checkpoint Surgical, Inc.DOther$4,000,000$4,000,000
EDGAR ↗Feb 5, 2024SPR Therapeutics, Inc.DOther Health Care$25,641,473$25,641,473
EDGAR ↗Aug 31, 2021SPR Therapeutics, Inc.DOther Health Care$35,000,000$20,000,000
EDGAR ↗Jun 7, 2021Checkpoint Surgical, Inc.DOther Health Care$16,000,000$13,000,001
EDGAR ↗May 14, 2020Checkpoint Surgical, Inc.DOther Health Care$5,000,000$1,924,464
EDGAR ↗Jun 5, 2019Deep Brain Innovations LLCDOther Health Care$2,250,000$393,112
EDGAR ↗Jan 30, 2019SPR Therapeutics, Inc.DOther Health Care$20,000,000$8,000,000
EDGAR ↗Sep 19, 2018Checkpoint Surgical, Inc.D/AOther Health Care$9,000,000$8,806,769
EDGAR ↗Dec 26, 2017Checkpoint Surgical, Inc.D/AOther Health Care$6,000,000$3,709,208
EDGAR ↗Sep 21, 2017SPR Therapeutics, Inc.DOther Health Care$18,834,388$15,000,000
EDGAR ↗Jul 24, 2017SPR Therapeutics, Inc.D/AOther Health Care$4,000,000$1,111,895
EDGAR ↗May 5, 2017SPR Therapeutics, Inc.DOther Health Care$3,000,000$581,895
EDGAR ↗Mar 6, 2017Checkpoint Surgical, Inc.D/AOther Health Care$6,000,000$1,175,911
EDGAR ↗Dec 7, 2016Checkpoint Surgical, Inc.DOther Health Care$3,200,000$524,609
EDGAR ↗Oct 7, 2016SPR Therapeutics, Inc.D/AOther Health Care$6,000,000$5,725,881
EDGAR ↗Feb 2, 2016SPR Therapeutics, Inc.D/AOther Health Care$5,000,000$1,925,411
EDGAR ↗Nov 24, 2015Checkpoint Surgical, Inc.DOther Health Care$9,500,000$7,482,268
EDGAR ↗Jul 21, 2015SPR Therapeutics, Inc.DBiotechnology$3,000,000$519,249
EDGAR ↗Jul 23, 2014Checkpoint Surgical, LLCD/AOther Health Care$10,000,000$7,466,166
EDGAR ↗Jul 9, 2014Cleveland HeartLab, Inc.DOther Health CareIndefinite$2,751,203
EDGAR ↗Jun 9, 2014SPR Therapeutics, Inc.D/ABiotechnology$4,300,000$3,931,699
EDGAR ↗Oct 31, 2013SPR Therapeutics, Inc.DBiotechnology$3,750,000$0
EDGAR ↗Oct 31, 2012Cleveland HeartLab, Inc.DOther Health Care$14,700,000$14,700,000
EDGAR ↗Jan 13, 2012SPR Therapeutics, Inc.D/AOther Health Care$2,500,000$2,202,566
EDGAR ↗Oct 14, 2011SPR Therapeutics, Inc.DOther Health Care$2,000,000$999,936
EDGAR ↗Oct 11, 2011Checkpoint Surgical, LLCD/ABiotechnology$3,000,000$1,000,808
EDGAR ↗Sep 9, 2011Cleveland HeartLab, Inc.DOther Health Care$18,349,206$18,349,206
EDGAR ↗May 16, 2011Checkpoint Surgical, LLCDBiotechnology$3,000,000$150,020
EDGAR ↗Feb 4, 2011NDI Healthcare Fund LLCDPooled Investment Fund$50,000,000$25,938,586
EDGAR ↗Sep 30, 2009Checkpoint Surgical, LLCDBiotechnology$5,000,000$538,152
EDGAR ↗May 12, 2009NDI Medical, LLCDBiotechnology$6,000,000$2,108,725

Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Jun 13, 2024. Industry history, as reported on each offering's latest filing: Previous offerings: Biotechnology (2009), Pooled Investment Fund (2011), Other Health Care (2011–2012), Biotechnology (2013), Other Health Care (2014–2024). Latest offering: Other (Jun 13, 2024).

People across the group

NameRolesIssuers hereFirst → last listed
GT Geoffrey B. ThropeExecutive Officer, Director6May 12, 2009 → Jun 13, 2024
LC Leonard M. CosentinoExecutive Officer, Director4May 12, 2009 → Jun 7, 2021
WG Warren GrillExecutive Officer, Director4May 12, 2009 → Jun 5, 2019
LV Les C. VinneyDirector3Feb 4, 2011 → Jan 30, 2019
ME Marilyn A. EiseleExecutive Officer3Jul 23, 2014 → Oct 7, 2016
PS Patricia ShraderDirector3May 12, 2009 → Jul 21, 2015
WW Wayne WallaceExecutive Officer, Director2Oct 31, 2012 → Jun 13, 2024
MC Michael ChuisanoDirector2May 5, 2017 → Jun 13, 2024
MB Maria E. BennettExecutive Officer, Director2May 12, 2009 → Feb 5, 2024
RB Robert BlankenshipExecutive Officer, Director2May 12, 2009 → Feb 5, 2024
DH Donald HubbardExecutive Officer, Director2May 16, 2011 → Jun 7, 2021
LC Leonard CosentinoExecutive Officer, Director2May 16, 2011 → Jun 5, 2019
RR Ralph Della Ratta, Jr.Director2Feb 4, 2011 → Jul 21, 2015
CM Carter McNabbDirector1Jun 7, 2021 → Jun 13, 2024
RR Raymond RackleyDirector1Dec 7, 2016 → Jun 13, 2024
TM TRACY MARSHBANKSDirector1Nov 24, 2015 → Jun 13, 2024
DL Derek LewisExecutive Officer, Director1May 14, 2020 → Jun 13, 2024
JB Josh BoggsExecutive Officer1Oct 7, 2016 → Feb 5, 2024
NV Nicholas J. ValerianiDirector1Sep 21, 2017 → Feb 5, 2024
BA Ben AustinExecutive Officer1Jan 30, 2019 → Feb 5, 2024
MS Mark StulzExecutive Officer1Oct 7, 2016 → Aug 31, 2021
DY Dave YoungbergExecutive Officer1May 5, 2017 → Aug 31, 2021
KS Kevin M. ScanlanExecutive Officer1Nov 24, 2015 → Jun 7, 2021
LK Laura KeckExecutive Officer1Dec 7, 2016 → Jun 7, 2021
RD Richard DiBlasiExecutive Officer1Dec 26, 2017 → Jun 7, 2021
SZ Scott ZeilingerDirector1Sep 30, 2009 → Jul 23, 2014
MS Mark StultzExecutive Officer1Jul 23, 2014 → Jul 23, 2014
KK Keith KermanDirector1Sep 9, 2011 → Jul 9, 2014
WC WILLIAM CADOGANDirector1Jul 9, 2014 → Jul 9, 2014
SG Steve GullansDirector1Sep 9, 2011 → Jul 9, 2014
JO Jacob OrvilleExecutive Officer, Director1Sep 9, 2011 → Jul 9, 2014
TT Tommy G. ThompsonDirector1Sep 9, 2011 → Jul 9, 2014
GL Gus LawlorDirector1Sep 9, 2011 → Jul 9, 2014
PG Pamela GornallExecutive Officer1Oct 31, 2012 → Jul 9, 2014
RH Rebecca HollandExecutive Officer1Oct 31, 2012 → Jul 9, 2014
LC Len CosentinoDirector1Jan 13, 2012 → Jan 13, 2012
SJ Stephen JacobsExecutive Officer1May 16, 2011 → Oct 11, 2011
SH Steve HaynesDirector1Sep 9, 2011 → Sep 9, 2011
TS Tracy SmearmanExecutive Officer1Sep 9, 2011 → Sep 9, 2011
SL Steven LandauDirector1Sep 9, 2011 → Sep 9, 2011
CW Caleb WinderDirector1Sep 9, 2011 → Sep 9, 2011
LC LEONARD 44122 COSENTINODirector1Feb 4, 2011 → Feb 4, 2011
MH Michael HausmanExecutive Officer, Director1Sep 30, 2009 → Sep 30, 2009
JG Julie H. GrillExecutive Officer1May 12, 2009 → May 12, 2009
RS Robert B. StrotherExecutive Officer1May 12, 2009 → May 12, 2009
RR Ralph A. Della RattaDirector1May 12, 2009 → May 12, 2009

Business registration (state registry / Secretary of State)

None of the 7 issuers has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Checkpoint Surgical.

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Checkpoint Surgical as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Checkpoint Surgical's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #354,614 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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Look further

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Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Franklin County OH Clerk of Courts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Ohio Secretary of State business search ↗OpenCorporates ↗