Robert B. Strother is listed as an executive officer on 1 SEC Form D filing by 1 issuer in May 2009: NDI Medical, LLC (Cleveland, OH — biotechnology — 2009; $2.11M reported sold to 21 investors).
What this means One deal on file with the SEC, filed May 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Checkpoint Surgical (7 issuers, $68.3M reported sold, 2009–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Checkpoint Surgical has 7 companies on file and $68.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 court cases matching the name, 5 bankruptcy cases matching the name listed in Key records below.
What this means 8 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Robert B. Strother and found 4 differences: Bankruptcy case: John B. Pidcock, as Creditor Trustee v. Ratta Trucking Inc; Bankruptcy case: Thrope v. Sherman Acquisition Limited Partnership; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.