PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:49 AM ET

Sponsor Check › Sponsor group

A

Aegis

One sponsor team, 55 deal companies · New York, NY

Grouped because: 6 shared people, 12 shared management entities, same business address (50 issuers), similar issuer names (8) (automatic match from the filings) · not the same sponsor?

55deal companies
$301.7Mreported sold
2,894investors
79Form D filings
2018–2026active
3new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Oct 22, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: Oct 24, 2026, 3:28 AM ET

The short version

Aegis is a sponsor group of 55 issuers that PartnerFacts links to one sponsor (shared people, same business address, similar issuer names, shared management entity, shared principal (person on 60+ issuers) at the same address or management entity; automatic match from the filings), filing 79 Form D filings between Jan 2018 and Oct 2026.

What this means One team, 55 deal companies, about 8 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $301.7M to 2,894 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (55). Issuers are based in NY (55).

What this means $301.7M raised across the group, about $104K per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Aegis Special Situations Management LLC (47 issuers, executive officer, director, and promoter, entity), Aegis Capital Holding Corp. (45 issuers, executive officer, director, and promoter, entity), Aegis Capital Corp. (43 issuers, executive officer and promoter, entity), Cassel Shapiro (42 issuers, executive officer, director, and promoter), Adam Stern (37 issuers, executive officer, director, and promoter) and 18 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 3 new offerings in the last 12 months; latest filing Oct 22, 2026.

What this means Busy — still raising money this year.

Adviser registration (Form ADV) on record: AEGIS CAPITAL CORP..

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 6 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.

What this means 7 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 79 public filings for Aegis and found 15 differences, 3 worth asking the sponsor about: Adviser AEGIS CAPITAL CORP. reports disciplinary disclosures on Form ADV; Aegis includes 26 deals that stopped filing before reaching their target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Aegis has not run yet — it is joining a line of 41,494 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

6 cases: 3 dismissed, 1 judgment, 2 open

Olson v. Aegis Corporation dismissed matched at sponsor-group level (Aegis)
District Court, D. Minnesota · No. 0:08-cv-01076 · Filed Apr 17, 2008 · Closed Sep 23, 2008 · Nature of suit: 480 Consumer credit
Role of Aegis Corporation: Defendant · Outcome: Terminated 2008-09-23 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
exact company name; name has one distinctive word; court in MN (not the issuer's state); filed 2008, issuer incorporated 2017
St. Johnsbury Truck. v. Aegis, Inc. dismissed matched at sponsor-group level (Aegis)
District Court, S.D. New York · No. 1:95-cv-04889 · Filed Jun 28, 1995 · Closed Nov 19, 1997 · Nature of suit: 423 Bankruptcy withdrawal 28 USC 157
Role of Aegis, Inc.: Defendant · Outcome: Terminated 1997-11-19 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; name has one distinctive word; court in the group's state (NY); filed 1995, issuer incorporated 2017
UNITED MARKETS INTERNATIONAL I v. AEGIS CORPORATION dismissed matched at sponsor-group level (Aegis)
District Court, S.D. Texas · No. · Filed Sep 11, 1989 · Closed Mar 7, 1990 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of AEGIS CORPORATION: Defendant · Outcome: Terminated 1990-03-07 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
exact company name; name has one distinctive word; court in TX (not the issuer's state); filed 1989, issuer incorporated 2017
STETSON v. AEGIS INC judgment matched at sponsor-group level (Aegis)
District Court, D. Rhode Island · No. · Filed May 16, 1988 · Closed May 19, 1989 · Nature of suit: 190 Other contract actions
Role of AEGIS INC: Defendant · Outcome: Terminated 1989-05-19 — FJC Integrated Database disposition: Judgment on court trial; judgment for defendant Docket on CourtListener ↗
exact company name; name has one distinctive word; court in RI (not the issuer's state); filed 1988, issuer incorporated 2017
Harmon v. Aegis Corporation open matched at sponsor-group level (Aegis)
District Court, D. South Carolina · No. 6:85-dv-02121 · Filed Aug 1, 1985
Role of Aegis Corporation: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in SC (not the issuer's state); filed 1985, issuer incorporated 2017
Harmon v. Aegis Corporation open matched at sponsor-group level (Aegis)
District Court, D. South Carolina · No. 6:85-dv-02122 · Filed Aug 1, 1985
Role of Aegis Corporation: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in SC (not the issuer's state); filed 1985, issuer incorporated 2017
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases + SEC administrative proceedings (sec.gov index, 1995-09-19 → 2026-10-23) — last checked Oct 24, 2026, 3:28 AM ET for 2 of 55 issuers.

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

Searched so far: 2 of 55 issuers in this group; 53 still to be searched (1 in line). Results are added automatically.

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Aegis Corp. closed matched at sponsor-group level (Aegis)
United States Bankruptcy Court, D. Hawaii · No. 85-00021 · Filed Jan 11, 1985 · Closed Apr 19, 1991
Role of Aegis Corp.: Debtor · Outcome: Case closed 1991-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
exact company name; name has one distinctive word; court in HI (not the issuer's state); filed 1985, issuer incorporated 2017
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

15 differences found between the filings for Aegis — 3 worth asking about (compared the newest 50 of 79 filings on Oct 24, 2026; older filings not covered)

Worth asking · May 10, 2010

Adviser AEGIS CAPITAL CORP. reports disciplinary disclosures on Form ADV

The firm's Form ADV answers "yes" to Item 11 (disciplinary history) — items 11C(2), 11C(4), 11C(5), 11D(2), 11D(4), 11E(2), 11E(3), 11G. It is linked to Aegis Special Situations Fund LLC - Series Rideshare I (member issuer). Our match estimate: 80%. Status on file: Approved since May 10, 2010.

What this means The firm answered "yes" to at least one disciplinary question on its SEC adviser form. The details are in the ADV on adviserinfo.sec.gov.

Form ADV · AEGIS CAPITAL CORP. ↗Aegis Special Situations Fund LLC - Series Rideshare I — PartnerFacts page ↗
Sources
Note · Jan 6, 2020 – Sep 10, 2025

30 paid sellers are also listed insiders

Aegis Capital Corp. is both a listed promoter and a paid seller — Aegis Special Situations Fund LLC - Series DAS I · Aegis Capital Corp. is both a listed promoter and a paid seller — Aegis Special Situations Fund LLC - Series Big Data III · Aegis Capital Corp. is both a listed promoter and a paid seller — Aegis Special Situations Fund LLC - Series Aerospace IV · Aegis Capital Corp. is both a listed promoter and a paid seller — Aegis Special Situations QP Fund LLC - Series Medtech VI · Aegis Capital Corp. is both a listed promoter and a paid seller — Aegis Special Situations Fund LLC - Series Medtech X · and 25 more

What this means The same person is listed as running the company and as being paid to sell its securities. Ask how much and on what terms.

Form D · Sep 10, 2025 ↗Aegis Capital Corp. — PartnerFacts page ↗Aegis Special Situations Fund LLC - Series DAS I — PartnerFacts page ↗Form D · Jul 16, 2025 ↗
Sources
Worth asking · Jan 23, 2018 – Feb 9, 2024

Aegis includes 26 deals that stopped filing before reaching their target

Aegis Special Situations QP Fund LLC - Series Medtech VI (last filing Feb 9, 2024; $1,790,000 sold of $9,000,000); Aegis Special Situations Fund LLC - Series Medtech VI (last filing Feb 9, 2024; $5,595,000 sold of $12,000,000); Aegis Special Situations Fund, LLC - Series Medtech XIII (last filing Nov 3, 2023; $2,034,000 sold of $11,000,000); Aegis Special Situations QP Fund, LLC - Series Medtech XIII (last filing Nov 3, 2023; $2,583,750 sold of $11,000,000); Aegis Special Situations Fund LLC - Series Medtech XII (last filing Aug 3, 2023; $4,011,500 sold of $10,000,000); Aegis Special Situations Fund LLC - Series Medtech X (last filing Aug 3, 2023; $2,869,000 sold of $19,000,000); and 20 more. Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Aegis Special Situations QP Fund LLC - Series Medtech VI — PartnerFacts page ↗Aegis Special Situations Fund LLC - Series Medtech VI — PartnerFacts page ↗Aegis Special Situations Fund, LLC - Series Medtech XIII — PartnerFacts page ↗Aegis Special Situations QP Fund, LLC - Series Medtech XIII — PartnerFacts page ↗
Sources
Worth asking · Apr 22, 2020

16 other issuers file from the same address — Tech Insight Partners LLC - Series C

The address on file, 810 Seventh Avenue Fl 18, New York, NY, is used by 17 issuers in our index across 4 sponsor groups; 16 are outside this group. It is not on our registered-agent list, so it may be a shared office or administrator.

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Tech Insight Partners LLC - Series C — PartnerFacts page ↗EDGAR filer page · Tech Insight Partners LLC - Series C ↗
Sources
Note · Nov 2, 2023 – Nov 3, 2023

93 other issuers file from the same address — 3 member issuers (Aegis Delivers Opportunity Fund LLC; Aegis Special Situations QP Fund, LLC - Series Medtech XIII; Aegis Special Situations Fund, LLC - Series Medtech XIII)

The address on file, 1345 Avenue of The Americas, New York, NY, is used by 96 issuers in our index across 31 sponsor groups; 93 are outside this group. It is on our registered-agent / shared-office list (102 issuers in 49 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Aegis Delivers Opportunity Fund LLC — PartnerFacts page ↗Aegis Special Situations QP Fund, LLC - Series Medtech XIII — PartnerFacts page ↗Aegis Special Situations Fund, LLC - Series Medtech XIII — PartnerFacts page ↗EDGAR filer page · Aegis Delivers Opportunity Fund LLC ↗
Sources
Note · Sep 14, 2021

11 other issuers file from the same address — Aegis Special Situations Fund LLC - Series Medtech V

The address on file, 11 East 44th Street, Suite 1502, New York, NY, is used by 12 issuers in our index across 6 sponsor groups; 11 are outside this group. It is on our registered-agent / shared-office list (13 issuers in 7 unrelated clusters).

What this means Many unrelated companies file from this address. Often a registered agent or a fund administrator; sometimes a shared office. Ask where the team actually works.

Aegis Special Situations Fund LLC - Series Medtech V — PartnerFacts page ↗EDGAR filer page · Aegis Special Situations Fund LLC - Series Medtech V ↗
Sources
Note · Mar 18, 2020 – Sep 14, 2026

7 Form Ds were filed more than 15 days after the first sale

Form D filed 17 days after the first sale — Aegis Special Situations Fund LLC - Series PM I · Form D filed 19 days after the first sale — Aegis Special Situations Fund LLC - Series DAS I · Form D filed 21 days after the first sale — Aegis Special Situations Fund LLC - Series Big Data III · Form D filed 17 days after the first sale — Aegis Special Situations Fund, LLC - Series Medtech XIII · Form D filed 19 days after the first sale — Aegis Special Situations QP Fund LLC - Series Medtech VI · and 2 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Sep 14, 2026 ↗Aegis Special Situations Fund LLC - Series PM I — PartnerFacts page ↗Form D · Sep 10, 2025 ↗Aegis Special Situations Fund LLC - Series DAS I — PartnerFacts page ↗
Sources
Note · Dec 30, 2019 – Sep 10, 2025

38 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Aegis Special Situations Fund LLC - Series DAS I (latest filing Sep 10, 2025) · No amendment in the last 12 months on an offering that may still be open — Aegis Special Situations Fund LLC - Series Big Data III (latest filing Jul 16, 2025) · No amendment in the last 12 months on an offering that may still be open — Aegis Special Situations Fund LLC - Series Aerospace IV (latest filing Apr 14, 2025) · No amendment in the last 12 months on an offering that may still be open — Aegis Special Situations Fund LLC - Series Medtech VI (latest filing Feb 9, 2024) · No amendment in the last 12 months on an offering that may still be open — Aegis Special Situations QP Fund LLC - Series Medtech VI (latest filing Feb 9, 2024) · and 33 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Sep 10, 2025 ↗Aegis Special Situations Fund LLC - Series DAS I — PartnerFacts page ↗Form D · Jul 16, 2025 ↗Aegis Special Situations Fund LLC - Series Big Data III — PartnerFacts page ↗
Sources
Note · Oct 16, 2020 – Aug 3, 2023

Adam Stern's role changed at Aegis Special Situations Fund LLC - Series Medtech II: director, promoter → executive officer, director

The Oct 16, 2020 filing lists Adam Stern as director, promoter; the Aug 3, 2023 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Oct 16, 2020 ↗Form D · Aug 3, 2023 ↗Adam Stern — PartnerFacts page ↗Aegis Special Situations Fund LLC - Series Medtech II — PartnerFacts page ↗
Sources
Note · Oct 16, 2020 – Aug 3, 2023

Aegis Special Situations Management LLC's role changed at Aegis Special Situations Fund LLC - Series Medtech II: director, promoter → director

The Oct 16, 2020 filing lists Aegis Special Situations Management LLC as director, promoter; the Aug 3, 2023 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Oct 16, 2020 ↗Form D · Aug 3, 2023 ↗Aegis Special Situations Management LLC — PartnerFacts page ↗Aegis Special Situations Fund LLC - Series Medtech II — PartnerFacts page ↗
Sources
Note · Sep 2, 2022 – Aug 3, 2023

Aegis Special Situations Management LLC's role changed at Aegis Special Situations Fund LLC - Series Medtech X: director → promoter

The Sep 2, 2022 filing lists Aegis Special Situations Management LLC as director; the Aug 3, 2023 Form D lists promoter.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Sep 2, 2022 ↗Form D · Aug 3, 2023 ↗Aegis Special Situations Management LLC — PartnerFacts page ↗Aegis Special Situations Fund LLC - Series Medtech X — PartnerFacts page ↗
Sources
Note · Jan 6, 2020 – Aug 14, 2026

4 people are written more than one way across the filings

Aegis Capital Corp. is written 2 different ways on the filings · Aegis Capital Holding Corp. is written 2 different ways on the filings · Aegis Special Situations Management LLC is written 2 different ways on the filings · Management Aegis Capital Holding Corp. is written 2 different ways on the filings

What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.

Form D · Jan 6, 2020 ↗Form D · Aug 14, 2026 ↗Aegis Capital Corp. — PartnerFacts page ↗Aegis Capital Holding Corp. — PartnerFacts page ↗
Sources
Note · Dec 15, 2021 – Feb 9, 2024

Reported revenue range changed between filings — Aegis Special Situations QP Fund LLC - Series Medtech VI

"Decline to Disclose" (Dec 15, 2021); then "No Revenues" (Feb 9, 2024).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Dec 15, 2021 ↗Form D · Feb 9, 2024 ↗Aegis Special Situations QP Fund LLC - Series Medtech VI — PartnerFacts page ↗
Sources
Note · Sep 14, 2021 – Nov 3, 2023

4 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — Aegis Special Situations QP Fund, LLC - Series Medtech XIII · Address on file is a registered agent / shared office — Aegis Special Situations Fund, LLC - Series Medtech XIII · Address on file is a registered agent / shared office — Aegis Delivers Opportunity Fund LLC · Address on file is a registered agent / shared office — Aegis Special Situations Fund LLC - Series Medtech V

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D/A · Nov 3, 2023 ↗Aegis Special Situations QP Fund, LLC - Series Medtech XIII — PartnerFacts page ↗Form D/A · Nov 3, 2023 ↗Aegis Special Situations Fund, LLC - Series Medtech XIII — PartnerFacts page ↗
Sources
Note · Jan 23, 2018 – Oct 22, 2026

Member companies were formed in 3 different states

Delaware (52), New York (2), De (1) — out of 55 member issuers. The odd ones out: Aegis Special Situations Fund LLC - Series Fintech III (De); Aegis Special Situations Fund LLC - Series PM I (New York); Aegis Special Situations Fund LLC - Series Fission I (New York).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Aegis — sponsor group page ↗Aegis Special Situations Fund LLC - Series Fintech III — PartnerFacts page ↗Aegis Special Situations Fund LLC - Series PM I — PartnerFacts page ↗Aegis Special Situations Fund LLC - Series Fission I — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 79 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

54 of 61 offerings report sales commissions totalling $46,530,161; 3 report finder's fees totalling $2,088,827; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 22, 2026 D
Aegis Special Situations Fund LLC - Series Fission I
File 021-602127
$0$764,217$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
via Aegis Special Situations Management LLC
EDGAR ↗
Sep 14, 2026 D
Aegis Special Situations Fund LLC - Series PM I
File 021-597418
$571,362$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
via Aegis Special Situations Management LLC
EDGAR ↗
Aug 14, 2026 D
Aegis Special Situations Fund LLC - Series AI Compute I
File 021-594343
$0$699,610$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
via Aegis Special Situations Management LLC
EDGAR ↗
Sep 10, 2025 D
Aegis Special Situations Fund LLC - Series DAS I
File 021-557191
$263,125$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Jul 16, 2025 D
Aegis Special Situations Fund LLC - Series Big Data III
File 021-552009
$445,700$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Apr 14, 2025 D
Aegis Special Situations Fund LLC - Series Aerospace IV
File 021-543639
$560,800$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Feb 9, 2024 D
Aegis Special Situations QP Fund LLC - Series Medtech VI
File 021-504826
$20,693$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Feb 9, 2024 D
Aegis Special Situations Fund LLC - Series Medtech VI
File 021-504828
$15,345$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Nov 3, 2023 D/A
Aegis Special Situations QP Fund, LLC - Series Medtech XIII
File 021-494714
$112,850$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Nov 3, 2023 D/A
Aegis Special Situations Fund, LLC - Series Medtech XIII
File 021-494793
$79,860$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Nov 2, 2023 D/A
Aegis Delivers Opportunity Fund LLC
File 021-489633
$296,998$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Aug 3, 2023 D
Aegis Special Situations Fund LLC - Series Medtech X
File 021-488702
$65,480$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Aug 3, 2023 D
Aegis Special Situations Fund LLC - Series Medtech II
File 021-488708
$56,070$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Aug 3, 2023 D
Aegis Special Situations Fund LLC - Series Medtech XII
File 021-488655
$280,805$0$0Aegis Capita Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Jul 3, 2023 D
Aegis Special Situations Fund LLC - Series Medtech XI
File 021-485787
$398,301$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Jan 12, 2023 D
Aegis Special Situations Fund LLC - Series Medtech VI
File 021-470514
$61,650$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Jan 12, 2023 D
Aegis Special Situations QP Fund LLC - Series Medtech VI
File 021-470494
$116,100$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Sep 2, 2022 D
Aegis Special Situations Fund LLC - Series Medtech X
File 021-457846
$200,830$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Aug 30, 2022 D
Aegis Special Situations Fund LLC - Series Medtech IX
File 021-457508
$215,250$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Jul 1, 2022 D
Aegis Special Situations Fund LLC - Series Aerospace III
File 021-450969
$1,086,000$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Jun 28, 2022 D
Aegis Special Situations Fund LLC - Series Medtech VII
File 021-450545
$129,420$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
May 13, 2022 D
Aegis Special Situations QP Fund LLC - Series Medtech VIII
File 021-445685
$59,800$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
May 13, 2022 D
Aegis Special Situations Fund LLC - Series Medtech VIII
File 021-445689
$150,200$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Mar 10, 2022 D
Aegis Special Situations QP Fund LLC - Series Medtech IV
File 021-436626
$128,875$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Dec 27, 2021 D
Aegis Special Situations Fund LLC - Series Fintech III
File 021-426746
$1,148,000$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Dec 15, 2021 D
Aegis Special Situations QP Fund LLC - Series Medtech VI
File 021-425163
$67,600$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Nov 10, 2021 D
Aegis Special Situations Fund LLC - Series Medtech VI
File 021-420711
$2,158,000$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Oct 1, 2021 D
Aegis Special Situations Fund LLC - Series HealthTech I
File 021-415415
$1,101,500$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Sep 14, 2021 D
Aegis Special Situations Fund LLC - Series Medtech V
File 021-413359
$409,372$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Aug 5, 2021 D
Aegis Special Situations Fund LLC - Series Aerospace II
File 021-409020
$429,000$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Aug 5, 2021 D
Aegis Special Situations Fund LLC - Series Big Data II
File 021-409021
$1,407,700$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Jul 12, 2021 D
Aegis Special Situations Fund LLC - Series Medtech IV
File 021-405896
$518,250$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Jun 11, 2021 D
Agritech QP Partners LLC - Series HB-1
File 021-402531
$1,200,000 (est.)$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Jun 11, 2021 D
Agritech Partners LLC - Series HB-1
File 021-402533
$1,200,000 (est.)$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Mar 15, 2021 D
Aegis Special Situations Fund LLC - Series Fintech I
File 021-392224
$1,146,500$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Mar 9, 2021 D
Aegis Special Situations QP Fund LLC - Series Agritech II
File 021-391675
$400,000$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Mar 9, 2021 D
Aegis Special Situations Fund LLC - Series Agritech II
File 021-391676
$922,575$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Dec 30, 2020 D
Aegis Special Situations Fund LLC - Series Medtech III
File 021-384756
$782,200$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Oct 16, 2020 D
Aegis Special Situations Fund LLC - Series Medtech II
File 021-378132
$1,200,000 (est.)$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Oct 16, 2020 D
Aegis Special Situations Fund, LLC - Series Education II
File 021-378133
$1,200,000 (est.)$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Jul 30, 2020 D
Aegis Special Situations Fund LLC - Series Digital Freight Network I
File 021-372129
$309,000$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Apr 22, 2020 D
Tech Insight Partners LLC - Series C
File 021-365572
$0$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Apr 6, 2020 D
Tech Insight Partners LLC - Series B
File 021-364359
$366,000$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Mar 11, 2020 D
Aegis Special Situations Fund LLC - Series Medtech I
File 021-362509
$0$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Jan 6, 2020 D
Aegis Special Situations Fund LLC - Series Fantasy Sports I
File 021-357273
$351,000$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Nov 13, 2019 D
Aegis Special Situations Fund LLC - Series Hospitality I
File 021-353233
$198,000$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Sep 6, 2019 D
Aegis Special Situations QP Fund LLC - Series Plant Protein I
File 021-348205
$760,250$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Sep 4, 2019 D
Aegis Special Situations Fund LLC - Series Plant Protein I
File 021-347940
$484,600$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Sep 4, 2019 D
Aegis Special Situations QP Fund LLC - Series Agritech I
File 021-347944
$0$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Sep 4, 2019 D
Aegis Special Situations Fund LLC - Series Agritech I
File 021-347982
$0$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Jul 1, 2019 D/A
Aegis Special Situations Fund LLC - Series Big Data I
File 021-337491
$906,350$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
May 9, 2019 D/A
Aegis Special Situations QP Fund LLC - Series Aerospace I
File 021-337490
$225,500$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Mar 25, 2019 D
Aegis Special Situations Fund LLC - Series Aerospace I
File 021-335576
$514,250$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Jan 8, 2019 D/A
Aegis Special Situations Fund LLC - Series DNA I
File 021-324324
$1,250,000 (est.)$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Dec 6, 2018 D/A
Aegis Special Situations Fund II LLC - Series Rideshare I
File 021-318390
$11,809,000$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Dec 6, 2018 D/A
Aegis Special Situations Fund LLC - Series Education I
File 021-321251
$1,250,000 (est.)$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Aug 15, 2018 D/A
Aegis Special Situations QP Fund LLC - Series Rideshare I
File 021-312289
$1,250,000 (est.)$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Jun 19, 2018 D/A
Aegis Special Situations Fund LLC - Series Rideshare I
File 021-307864
$1,250,000 (est.)$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Jun 19, 2018 D/A
Aegis Special Situations QP Fund LLC - Series Hospitality I
File 021-310723
$2,500,000 (est.)$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
May 1, 2018 D
Aegis Special Situations QP Fund LLC - Series Hospitality II
File 021-311383
$2,500,000 (est.)$625,000 (est.)$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
Jan 23, 2018 D
Tech Insight Partners LLC - Series A
File 021-303902
$0$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 55 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 24, 2026, 9:34 AM ET

0 recorded documents and 0 ownership records matched to Aegis in the sources searched.

Not found in sources searched as of Oct 24, 2026, 9:34 AM ET: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) — last checked Oct 23, 2026, 10:52 PM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) — last checked Oct 23, 2026, 10:52 PM ET; NYC PLUTO ownership via NYC Open Data (64uk-42ks) — last checked Oct 23, 2026, 10:52 PM ET; Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026) — 1,031,843 records, loaded Oct 24, 2026, 9:05 AM ET. Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 2014–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:05 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗TI Tech Insight Partners LLC - Series Ashared people, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering $6,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Rideshare Ishared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$10,725,000
offering $12,500,000 · similar: $155,000–$5,250,000
95
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗AS Aegis Special Situations QP Fund LLC - Series Hospitality Ishared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$8,166,753
offering $25,000,000 · similar: $155,000–$5,250,000
60
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗AS Aegis Special Situations QP Fund LLC - Series Hospitality IIshared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering $25,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗AS Aegis Special Situations QP Fund LLC - Series Rideshare Ishared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$5,856,500
offering $12,500,000 · similar: $155,000–$5,250,000
73
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗AS Aegis Special Situations Fund II LLC - Series Rideshare Ishared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$11,809,000
offering $12,000,000 · similar: $500,000–$16,420,250
100
similar: 2–28
No minimum reported
similar: $5,000–$100,000
2018–2018
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Education Ishared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund2$3,500,000
offering $12,500,000 · similar: $155,000–$5,250,000
38
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2018
EDGAR ↗AS Aegis Special Situations Fund LLC - Series DNA Ishared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$5,312,000
offering $12,500,000 · similar: $155,000–$5,250,000
69
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2018–2019
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Aerospace Ishared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$5,142,500
offering $6,000,000 · similar: $155,000–$5,250,000
89
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗AS Aegis Special Situations QP Fund LLC - Series Aerospace Ishared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund2$2,255,000
offering $12,000,000 · similar: $155,000–$5,250,000
22
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Big Data Ishared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund2$9,413,500
offering $12,000,000 · similar: $155,000–$5,250,000
99
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Plant Protein Ishared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$5,245,500
offering $15,000,000 · similar: $155,000–$5,250,000
70
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗AS Aegis Special Situations QP Fund LLC - Series Agritech Ishared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering $10,500,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Agritech Ishared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering $10,500,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗AS Aegis Special Situations QP Fund LLC - Series Plant Protein Ishared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$7,815,000
offering $15,000,000 · similar: $155,000–$5,250,000
66
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Hospitality Ishared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$2,349,000
offering $10,000,000 · similar: $155,000–$5,250,000
28
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2019–2019
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Fantasy Sports Ishared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$3,560,000
offering $7,500,000 · similar: $155,000–$5,250,000
30
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Medtech Ishared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$3,505,000
offering $6,000,000 · similar: $155,000–$5,250,000
33
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗TI Tech Insight Partners LLC - Series Bshared people, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$3,660,000
offering $3,660,000 · similar: $155,000–$5,250,000
32
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗TI Tech Insight Partners LLC - Series Cshared people, shared management entity, similar issuer namesNEW YORK, NYPooled Investment Fund1$0
offering $12,100,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Digital Freight Network Ishared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$3,090,000
offering $12,000,000 · similar: $155,000–$5,250,000
27
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Medtech IIshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNew York, NYPooled Investment Fund2$801,000
offering $4,000,000 · similar: $155,000–$5,250,000
6
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2023
EDGAR ↗AS Aegis Special Situations Fund, LLC - Series Education IIshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$0
offering $12,000,000 · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Medtech IIIshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$7,821,952
offering $8,000,000 · similar: $155,000–$5,250,000
65
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2020–2020
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Agritech IIshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$9,225,750
offering $12,000,000 · similar: $155,000–$5,250,000
94
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗AS Aegis Special Situations QP Fund LLC - Series Agritech IIshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$4,000,000
offering $10,000,000 · similar: $155,000–$5,250,000
14
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Fintech Ishared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$11,465,000
offering $14,000,000 · similar: $155,000–$5,250,000
71
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗AQ Agritech QP Partners LLC - Series HB-1shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$21,861,000
offering $40,000,000 · similar: $155,000–$5,250,000
195
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗AP Agritech Partners LLC - Series HB-1shared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business address, similar issuer namesNEW YORK, NYPooled Investment Fund1$6,610,000
offering $40,000,000 · similar: $155,000–$5,250,000
88
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Medtech IVshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$10,615,000
offering $14,000,000 · similar: $155,000–$5,250,000
73
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Big Data IIshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$14,077,000
offering $17,000,000 · similar: $155,000–$5,250,000
85
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Aerospace IIshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$4,465,000
offering $5,000,000 · similar: $155,000–$5,250,000
64
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Medtech Vshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entityNEW YORK, NYPooled Investment Fund1$10,334,300
offering $12,000,000 · similar: $155,000–$5,250,000
63
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗AS Aegis Special Situations Fund LLC - Series HealthTech Ishared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$11,015,000
offering $14,000,000 · similar: $155,000–$5,250,000
96
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Medtech VIshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund3$5,595,000
offering $5,500,000 · similar: $155,000–$5,250,000
46
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2024
EDGAR ↗AS Aegis Special Situations QP Fund LLC - Series Medtech VIshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNew York, NYPooled Investment Fund3$1,790,000
offering $5,500,000 · similar: $155,000–$5,250,000
13
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2024
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Fintech IIIshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$11,480,000
offering $12,000,000 · similar: $155,000–$5,250,000
100
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2021–2021
EDGAR ↗AS Aegis Special Situations QP Fund LLC - Series Medtech IVshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$2,557,500
offering $5,000,000 · similar: $155,000–$5,250,000
12
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Medtech VIIIshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$3,805,000
offering $7,000,000 · similar: $155,000–$5,250,000
40
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗AS Aegis Special Situations QP Fund LLC - Series Medtech VIIIshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$1,695,000
offering $7,000,000 · similar: $155,000–$5,250,000
18
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Medtech VIIshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNew York, NYPooled Investment Fund1$4,314,000
offering $20,000,000 · similar: $155,000–$5,250,000
46
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Aerospace IIIshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNew York, NYPooled Investment Fund1$10,960,000
offering $12,000,000 · similar: $155,000–$5,250,000
92
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Medtech IXshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$7,185,000
offering $10,000,000 · similar: $155,000–$5,250,000
63
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2022
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Medtech Xshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund2$2,869,000
offering $4,000,000 · similar: $155,000–$5,250,000
29
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2022–2023
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Medtech XIshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$5,690,015
offering $10,000,000 · similar: $155,000–$5,250,000
47
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Medtech XIIshared people, shared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$4,011,500
offering $10,000,000 · similar: $155,000–$5,250,000
31
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗AD Aegis Delivers Opportunity Fund LLCshared people, shared management entityNEW YORK, NYPooled Investment Fund4$4,949,975
offering Indefinite · similar: $155,000–$5,250,000
52
similar: 4–27
$100,000
similar: $1,000–$100,000
2023–2023
EDGAR ↗AS Aegis Special Situations QP Fund, LLC - Series Medtech XIIIshared management entityNEW YORK, NYPooled Investment Fund2$2,583,750
offering $11,000,000 · similar: $155,000–$5,250,000
35
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗AS Aegis Special Situations Fund, LLC - Series Medtech XIIIshared people, shared management entityNEW YORK, NYPooled Investment Fund2$2,034,000
offering $11,000,000 · similar: $155,000–$5,250,000
44
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2023–2023
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Aerospace IVshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$5,608,000
offering $7,000,000 · similar: $155,000–$5,250,000
61
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗AS Aegis Special Situations Fund LLC - Series Big Data IIIshared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$4,457,000
offering $10,000,000 · similar: $155,000–$5,250,000
56
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗AS Aegis Special Situations Fund LLC - Series DAS Ishared principal (person on 60+ issuers) at the same address or management entity, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$5,272,500
offering $20,000,000 · similar: $155,000–$5,250,000
56
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2025–2025
EDGAR ↗AS Aegis Special Situations Fund LLC - Series AI Compute Ishared people, shared management entity, same business addressNew York, NYPooled Investment Fund1$6,508,000
offering Indefinite · similar: $155,000–$5,250,000
61
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗AS Aegis Special Situations Fund LLC - Series PM Ishared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$5,315,000
offering $15,000,000 · similar: $155,000–$5,250,000
61
similar: 4–27
$100,000
similar: $1,000–$100,000
2026–2026
EDGAR ↗Logo Aegis Special Situations Fund LLC - Series Fission Ishared people, shared management entity, same business addressNEW YORK, NYPooled Investment Fund1$7,109,000
offering Indefinite · similar: $155,000–$5,250,000
86
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Oct 22, 2026Aegis Special Situations Fund LLC - Series Fission IDPooled Investment FundIndefinite$7,109,000
EDGAR ↗Sep 14, 2026Aegis Special Situations Fund LLC - Series PM IDPooled Investment Fund$15,000,000$5,315,000
EDGAR ↗Aug 14, 2026Aegis Special Situations Fund LLC - Series AI Compute IDPooled Investment FundIndefinite$6,508,000
EDGAR ↗Sep 10, 2025Aegis Special Situations Fund LLC - Series DAS IDPooled Investment Fund$20,000,000$5,272,500
EDGAR ↗Jul 16, 2025Aegis Special Situations Fund LLC - Series Big Data IIIDPooled Investment Fund$10,000,000$4,457,000
EDGAR ↗Apr 14, 2025Aegis Special Situations Fund LLC - Series Aerospace IVDPooled Investment Fund$7,000,000$5,608,000
EDGAR ↗Feb 9, 2024Aegis Special Situations Fund LLC - Series Medtech VIDPooled Investment Fund$5,500,000$613,800
EDGAR ↗Feb 9, 2024Aegis Special Situations QP Fund LLC - Series Medtech VIDPooled Investment Fund$5,500,000$827,750
EDGAR ↗Nov 3, 2023Aegis Special Situations QP Fund, LLC - Series Medtech XIIID/APooled Investment Fund$11,000,000$2,583,750
EDGAR ↗Nov 3, 2023Aegis Special Situations Fund, LLC - Series Medtech XIIID/APooled Investment Fund$11,000,000$2,034,000
EDGAR ↗Nov 2, 2023Aegis Delivers Opportunity Fund LLCD/APooled Investment FundIndefinite$4,949,975
EDGAR ↗Oct 16, 2023Aegis Special Situations Fund, LLC - Series Medtech XIIIDPooled Investment Fund$11,000,000$1,361,500
EDGAR ↗Oct 13, 2023Aegis Special Situations QP Fund, LLC - Series Medtech XIIIDPooled Investment Fund$11,000,000$2,196,250
EDGAR ↗Sep 12, 2023Aegis Delivers Opportunity Fund LLCD/APooled Investment FundIndefinite$4,525,000
EDGAR ↗Aug 15, 2023Aegis Delivers Opportunity Fund LLCD/APooled Investment FundIndefinite$3,450,000
EDGAR ↗Aug 14, 2023Aegis Delivers Opportunity Fund LLCDPooled Investment FundIndefinite$345,000
EDGAR ↗Aug 3, 2023Aegis Special Situations Fund LLC - Series Medtech XIIDPooled Investment Fund$10,000,000$4,011,500
EDGAR ↗Aug 3, 2023Aegis Special Situations Fund LLC - Series Medtech IIDPooled Investment Fund$4,000,000$801,000
EDGAR ↗Aug 3, 2023Aegis Special Situations Fund LLC - Series Medtech XDPooled Investment Fund$4,000,000$1,064,000
EDGAR ↗Jul 3, 2023Aegis Special Situations Fund LLC - Series Medtech XIDPooled Investment Fund$10,000,000$5,690,015
EDGAR ↗Jan 12, 2023Aegis Special Situations QP Fund LLC - Series Medtech VIDPooled Investment Fund$6,000,000$1,290,000
EDGAR ↗Jan 12, 2023Aegis Special Situations Fund LLC - Series Medtech VIDPooled Investment Fund$6,000,000$685,000
EDGAR ↗Sep 2, 2022Aegis Special Situations Fund LLC - Series Medtech XDPooled Investment Fund$19,000,000$2,869,000
EDGAR ↗Aug 30, 2022Aegis Special Situations Fund LLC - Series Medtech IXDPooled Investment Fund$10,000,000$7,185,000
EDGAR ↗Jul 1, 2022Aegis Special Situations Fund LLC - Series Aerospace IIIDPooled Investment Fund$12,000,000$10,960,000
EDGAR ↗Jun 28, 2022Aegis Special Situations Fund LLC - Series Medtech VIIDPooled Investment Fund$20,000,000$4,314,000
EDGAR ↗May 13, 2022Aegis Special Situations Fund LLC - Series Medtech VIIIDPooled Investment Fund$7,000,000$3,805,000
EDGAR ↗May 13, 2022Aegis Special Situations QP Fund LLC - Series Medtech VIIIDPooled Investment Fund$7,000,000$1,695,000
EDGAR ↗Mar 10, 2022Aegis Special Situations QP Fund LLC - Series Medtech IVDPooled Investment Fund$5,000,000$2,557,500
EDGAR ↗Dec 27, 2021Aegis Special Situations Fund LLC - Series Fintech IIIDPooled Investment Fund$12,000,000$11,480,000
EDGAR ↗Dec 15, 2021Aegis Special Situations QP Fund LLC - Series Medtech VIDPooled Investment Fund$9,000,000$1,790,000
EDGAR ↗Nov 10, 2021Aegis Special Situations Fund LLC - Series Medtech VIDPooled Investment Fund$12,000,000$5,595,000
EDGAR ↗Oct 1, 2021Aegis Special Situations Fund LLC - Series HealthTech IDPooled Investment Fund$14,000,000$11,015,000
EDGAR ↗Sep 14, 2021Aegis Special Situations Fund LLC - Series Medtech VDPooled Investment Fund$12,000,000$10,334,300
EDGAR ↗Aug 5, 2021Aegis Special Situations Fund LLC - Series Big Data IIDPooled Investment Fund$17,000,000$14,077,000
EDGAR ↗Aug 5, 2021Aegis Special Situations Fund LLC - Series Aerospace IIDPooled Investment Fund$5,000,000$4,465,000
EDGAR ↗Jul 12, 2021Aegis Special Situations Fund LLC - Series Medtech IVDPooled Investment Fund$14,000,000$10,615,000
EDGAR ↗Jun 11, 2021Agritech Partners LLC - Series HB-1DPooled Investment Fund$40,000,000$6,610,000
EDGAR ↗Jun 11, 2021Agritech QP Partners LLC - Series HB-1DPooled Investment Fund$40,000,000$21,861,000
EDGAR ↗Mar 15, 2021Aegis Special Situations Fund LLC - Series Fintech IDPooled Investment Fund$14,000,000$11,465,000
EDGAR ↗Mar 9, 2021Aegis Special Situations Fund LLC - Series Agritech IIDPooled Investment Fund$12,000,000$9,225,750
EDGAR ↗Mar 9, 2021Aegis Special Situations QP Fund LLC - Series Agritech IIDPooled Investment Fund$10,000,000$4,000,000
EDGAR ↗Dec 30, 2020Aegis Special Situations Fund LLC - Series Medtech IIIDPooled Investment Fund$8,000,000$7,821,952
EDGAR ↗Oct 16, 2020Aegis Special Situations Fund, LLC - Series Education IIDPooled Investment Fund$12,000,000$0
EDGAR ↗Oct 16, 2020Aegis Special Situations Fund LLC - Series Medtech IIDPooled Investment Fund$12,000,000$0
EDGAR ↗Jul 30, 2020Aegis Special Situations Fund LLC - Series Digital Freight Network IDPooled Investment Fund$12,000,000$3,090,000
EDGAR ↗Apr 22, 2020Tech Insight Partners LLC - Series CDPooled Investment Fund$12,100,000$0
EDGAR ↗Apr 6, 2020Tech Insight Partners LLC - Series BDPooled Investment Fund$3,660,000$3,660,000
EDGAR ↗Mar 11, 2020Aegis Special Situations Fund LLC - Series Medtech IDPooled Investment Fund$6,000,000$3,505,000
EDGAR ↗Jan 6, 2020Aegis Special Situations Fund LLC - Series Fantasy Sports IDPooled Investment Fund$7,500,000$3,560,000
EDGAR ↗Nov 13, 2019Aegis Special Situations Fund LLC - Series Hospitality IDPooled Investment Fund$10,000,000$2,349,000
EDGAR ↗Sep 6, 2019Aegis Special Situations QP Fund LLC - Series Plant Protein IDPooled Investment Fund$15,000,000$7,815,000
EDGAR ↗Sep 4, 2019Aegis Special Situations Fund LLC - Series Agritech IDPooled Investment Fund$10,500,000$0
EDGAR ↗Sep 4, 2019Aegis Special Situations QP Fund LLC - Series Agritech IDPooled Investment Fund$10,500,000$0
EDGAR ↗Sep 4, 2019Aegis Special Situations Fund LLC - Series Plant Protein IDPooled Investment Fund$15,000,000$5,245,500
EDGAR ↗Jul 1, 2019Aegis Special Situations Fund LLC - Series Big Data ID/APooled Investment Fund$12,000,000$9,413,500
EDGAR ↗May 9, 2019Aegis Special Situations QP Fund LLC - Series Aerospace ID/APooled Investment Fund$12,000,000$2,255,000
EDGAR ↗Apr 16, 2019Aegis Special Situations Fund LLC - Series Big Data IDPooled Investment Fund$12,000,000$0
EDGAR ↗Apr 16, 2019Aegis Special Situations QP Fund LLC - Series Aerospace IDPooled Investment Fund$12,000,000$0
EDGAR ↗Mar 25, 2019Aegis Special Situations Fund LLC - Series Aerospace IDPooled Investment Fund$6,000,000$5,142,500
EDGAR ↗Jan 8, 2019Aegis Special Situations Fund LLC - Series DNA ID/APooled Investment Fund$12,500,000$5,312,000
EDGAR ↗Jan 8, 2019Aegis Special Situations Fund LLC - Series DNA ID/APooled Investment Fund$12,500,000$5,312,000
EDGAR ↗Dec 6, 2018Aegis Special Situations Fund II LLC - Series Rideshare ID/APooled Investment Fund$12,000,000$11,809,000
EDGAR ↗Dec 6, 2018Aegis Special Situations Fund LLC - Series Education ID/APooled Investment Fund$12,500,000$3,500,000
EDGAR ↗Nov 7, 2018Aegis Special Situations Fund II LLC - Series Rideshare ID/APooled Investment Fund$12,000,000$9,025,000
EDGAR ↗Oct 25, 2018Aegis Special Situations Fund LLC - Series DNA IDPooled Investment Fund$12,500,000$0
EDGAR ↗Sep 13, 2018Aegis Special Situations Fund LLC - Series Education IDPooled Investment Fund$12,500,000$0
EDGAR ↗Aug 15, 2018Aegis Special Situations QP Fund LLC - Series Rideshare ID/APooled Investment Fund$12,500,000$5,856,500
EDGAR ↗Aug 2, 2018Aegis Special Situations Fund II LLC - Series Rideshare IDPooled Investment Fund$12,000,000$0
EDGAR ↗Jun 19, 2018Aegis Special Situations QP Fund LLC - Series Hospitality ID/APooled Investment Fund$25,000,000$8,166,753
EDGAR ↗Jun 19, 2018Aegis Special Situations Fund LLC - Series Rideshare ID/APooled Investment Fund$12,500,000$10,725,000
EDGAR ↗Jun 19, 2018Aegis Special Situations QP Fund LLC - Series Rideshare ID/APooled Investment Fund$12,500,000$0
EDGAR ↗May 14, 2018Aegis Special Situations QP Fund LLC - Series Rideshare IDPooled Investment Fund$12,500,000$0
EDGAR ↗May 1, 2018Aegis Special Situations QP Fund LLC - Series Hospitality IIDPooled Investment Fund$25,000,000$0
EDGAR ↗May 1, 2018Aegis Special Situations Fund LLC - Series Rideshare ID/APooled Investment Fund$12,500,000$0
EDGAR ↗May 1, 2018Aegis Special Situations QP Fund LLC - Series Hospitality ID/APooled Investment Fund$25,000,000$3,931,753
EDGAR ↗Apr 20, 2018Aegis Special Situations QP Fund LLC - Series Hospitality IDPooled Investment Fund$25,000,000$0
EDGAR ↗Mar 15, 2018Aegis Special Situations Fund LLC - Series Rideshare IDPooled Investment Fund$11,500,000$0
EDGAR ↗Jan 23, 2018Tech Insight Partners LLC - Series ADPooled Investment Fund$6,000,000$0

Activity: 3 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Oct 22, 2026. Industry history, as reported on each offering's latest filing: All 61 offerings reported: Pooled Investment Fund (2018–2026).

People across the group

NameRolesIssuers hereFirst → last listed
AS Aegis Special Situations Management LLC entityExecutive Officer, Director, Promoter47Mar 15, 2018 → Oct 22, 2026
AC Aegis Capital Holding Corp. entityExecutive Officer, Promoter, Director45Mar 15, 2018 → Oct 22, 2026
AC Aegis Capital Corp. entityExecutive Officer, Promoter43Mar 15, 2018 → Oct 22, 2026
CS Cassel ShapiroDirector, Promoter, Executive Officer42Jan 23, 2018 → Jul 1, 2022
AS Adam SternDirector, Promoter, Executive Officer37Jul 1, 2019 → Sep 10, 2025
CO Cosme OrdonezExecutive Officer, Director8Jul 3, 2023 → Feb 9, 2024
MG Mark GoldwasserDirector, Promoter8Jan 23, 2018 → Jan 8, 2019
AA Adam Aegis Capital Corp. entityPromoter4Sep 6, 2019 → Apr 6, 2020
Edward Shadek Edward ShadekExecutive Officer3Aug 14, 2026 → Oct 22, 2026
CA Cassel Aegis Capital Holding Corp. entityPromoter3Sep 4, 2019 → Sep 6, 2019
AC Aegis Capital Holdings Corp. entityPromoter3Apr 20, 2018 → Aug 15, 2018
RE Robert EideDirector, Promoter3Jan 23, 2018 → Apr 20, 2018
MA Management Aegis Special Situations Management LLC entityDirector2Mar 9, 2021 → May 13, 2022
MA Management Aegis Capital Corp. entityPromoter2Mar 9, 2021 → May 13, 2022
MA Management Aegis Capital Holding Corp. entityPromoter2Dec 27, 2021 → May 13, 2022
AP Agrtitech Partners Management LLC entityDirector2Jun 11, 2021 → Jun 11, 2021
TI Tech Insight Management LLC entityDirector, Promoter2Apr 6, 2020 → Apr 22, 2020
CA Cassel Aegis Capital Corp. entityPromoter2Sep 4, 2019 → Sep 4, 2019
CA Capital Aegis Capital Holding Corp. entityPromoter1Mar 9, 2021 → Mar 9, 2021
AS Aegis Speacial Situations Management LLC entityDirector, Promoter1Mar 25, 2019 → Mar 25, 2019
DT D Tech Insight Management LLC entityDirector, Promoter1Jan 23, 2018 → Jan 23, 2018
DA D Aegis Capital Holding Corp. entityPromoter1Jan 23, 2018 → Jan 23, 2018
DA D Aegis Capital Corp. entityPromoter1Jan 23, 2018 → Jan 23, 2018

Business registration (state registry / Secretary of State)

None of the 30 issuers (first 30 of 55 issuers checked; each issuer page has its own record) has a record in the registries searched.

Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.

Adviser registration (Form ADV)

AEGIS CAPITAL CORP. — SEC-registered investment adviser · SEC registration status as reported: “Approved” since May 10, 2010 · SEC file 801-71386 · Main office: NEW YORK, NY · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $1,777,602,590 as reported on Form ADV filed Aug 25, 2026 (Item 5.F(2)(c)) · 4,218 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.instagram.com/aegiscapcorp ↗

Item 11 disclosure questions as answered on Form ADV filed Aug 25, 2026: 8 of 24 answered “Yes”
  • Yes — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • Yes (2 disclosures reported) — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • Yes (2 disclosures reported) — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • Yes (2 disclosures reported) — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • Yes (3 disclosures reported) — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • Yes (3 disclosures reported) — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • Yes (22 disclosures reported) — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • Yes (1 disclosure reported) — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • Yes (1 disclosure reported) — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (NY) · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 10:58 PM ET

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