PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 23, 2026, 11:02 PM ET

Sponsor Check › Management entity

Aegis Special Situations Management LLC

Entity listed as a related person (executive officer, director or promoter role held through an entity) on Form D filings · address state as listed: NY · listed Mar 15, 2018 → Oct 22, 2026

47issuers
71Form D filings
2018–2026years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

Not yet searched.

Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · No search has run yet for this entity.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

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3. Bankruptcies

Not yet searched.

Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · No search has run yet for this entity.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

48 of 53 offerings report sales commissions totalling $42,177,136; 3 report finder's fees totalling $2,088,827; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Oct 22, 2026 D
File 021-602127
$0$764,217$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
via Aegis Special Situations Management LLC
EDGAR ↗Sep 14, 2026 D
File 021-597418
$571,362$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
via Aegis Special Situations Management LLC
EDGAR ↗Aug 14, 2026 D
File 021-594343
$0$699,610$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
via Aegis Special Situations Management LLC
EDGAR ↗Sep 10, 2025 D
File 021-557191
$263,125$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Jul 16, 2025 D
File 021-552009
$445,700$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Apr 14, 2025 D
File 021-543639
$560,800$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Feb 9, 2024 D
File 021-504826
$20,693$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Feb 9, 2024 D
File 021-504828
$15,345$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Nov 3, 2023 D/A
File 021-494714
$112,850$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Nov 3, 2023 D/A
File 021-494793
$79,860$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Nov 2, 2023 D/A
File 021-489633
$296,998$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Aug 3, 2023 D
File 021-488702
$65,480$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Aug 3, 2023 D
File 021-488708
$56,070$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Aug 3, 2023 D
File 021-488655
$280,805$0$0Aegis Capita Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Jul 3, 2023 D
File 021-485787
$398,301$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Jan 12, 2023 D
File 021-470514
$61,650$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Jan 12, 2023 D
File 021-470494
$116,100$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Sep 2, 2022 D
File 021-457846
$200,830$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Aug 30, 2022 D
File 021-457508
$215,250$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Jul 1, 2022 D
File 021-450969
$1,086,000$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Jun 28, 2022 D
File 021-450545
$129,420$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗May 13, 2022 D
File 021-445685
$59,800$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Mar 10, 2022 D
File 021-436626
$128,875$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Dec 27, 2021 D
File 021-426746
$1,148,000$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Dec 15, 2021 D
File 021-425163
$67,600$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Nov 10, 2021 D
File 021-420711
$2,158,000$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Oct 1, 2021 D
File 021-415415
$1,101,500$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Sep 14, 2021 D
File 021-413359
$409,372$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Aug 5, 2021 D
File 021-409020
$429,000$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Aug 5, 2021 D
File 021-409021
$1,407,700$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Jul 12, 2021 D
File 021-405896
$518,250$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Mar 15, 2021 D
File 021-392224
$1,146,500$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Mar 9, 2021 D
File 021-391675
$400,000$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Dec 30, 2020 D
File 021-384756
$782,200$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Oct 16, 2020 D
File 021-378132
$1,200,000 (est.)$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Oct 16, 2020 D
File 021-378133
$1,200,000 (est.)$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Jul 30, 2020 D
File 021-372129
$309,000$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Mar 11, 2020 D
File 021-362509
$0$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Jan 6, 2020 D
File 021-357273
$351,000$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Nov 13, 2019 D
File 021-353233
$198,000$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Sep 6, 2019 D
File 021-348205
$760,250$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Sep 4, 2019 D
File 021-347940
$484,600$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Sep 4, 2019 D
File 021-347944
$0$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Sep 4, 2019 D
File 021-347982
$0$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Jul 1, 2019 D/A
File 021-337491
$906,350$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗May 9, 2019 D/A
File 021-337490
$225,500$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Jan 8, 2019 D/A
File 021-324324
$1,250,000 (est.)$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Dec 6, 2018 D/A
File 021-318390
$11,809,000$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Dec 6, 2018 D/A
File 021-321251
$1,250,000 (est.)$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Aug 15, 2018 D/A
File 021-312289
$1,250,000 (est.)$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Jun 19, 2018 D/A
File 021-307864
$1,250,000 (est.)$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗Jun 19, 2018 D/A
File 021-310723
$2,500,000 (est.)$0$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗
EDGAR ↗May 1, 2018 D
File 021-311383
$2,500,000 (est.)$625,000 (est.)$0Aegis Capital Corp. BrokerCheck CRD 15007 ↗

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this entity is listed on (latest filing per offering, per issuer).

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Aegis Special Situations Fund LLC - Series Fission IExecutive Officer
Manager of the Issuer
Oct 22, 2026DIndefinite
similar: $155,000–$5,250,000
$7,109,00086
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series PM IExecutive Officer
Manager of the Issuer
Sep 14, 2026D$15,000,000
similar: $155,000–$5,250,000
$5,315,00061
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series AI Compute IExecutive Officer
Manager of the Issuer
Aug 14, 2026DIndefinite
similar: $155,000–$5,250,000
$6,508,00061
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series DAS IExecutive Officer, Director
Manager of the Issuer
Sep 10, 2025D$20,000,000
similar: $155,000–$5,250,000
$5,272,50056
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Big Data IIIExecutive Officer, Director
Manager of the Issuer
Jul 16, 2025D$10,000,000
similar: $155,000–$5,250,000
$4,457,00056
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Aerospace IVDirector
Manager of the Issuer
Apr 14, 2025D$7,000,000
similar: $155,000–$5,250,000
$5,608,00061
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Medtech VIDirector
Manager of the Issuer
Feb 9, 2024D$5,500,000
similar: $155,000–$5,250,000
$613,80016
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations QP Fund LLC - Series Medtech VIDirector
Manager of the Issuer
Feb 9, 2024D$5,500,000
similar: $155,000–$5,250,000
$827,75013
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations QP Fund, LLC - Series Medtech XIIIDirectorNov 3, 2023D/A$11,000,000
similar: $155,000–$5,250,000
$2,583,75035
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund, LLC - Series Medtech XIIIDirectorNov 3, 2023D/A$11,000,000
similar: $155,000–$5,250,000
$2,034,00044
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Delivers Opportunity Fund LLCDirector
Manager
Nov 2, 2023D/AIndefinite
similar: $155,000–$5,250,000
$4,949,97552
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund, LLC - Series Medtech XIIIDirectorOct 16, 2023D$11,000,000
similar: $155,000–$5,250,000
$1,361,50027
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations QP Fund, LLC - Series Medtech XIIIDirectorOct 13, 2023D$11,000,000
similar: $155,000–$5,250,000
$2,196,25030
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Delivers Opportunity Fund LLCDirector
Manager
Sep 12, 2023D/AIndefinite
similar: $155,000–$5,250,000
$4,525,00046
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Aegis Delivers Opportunity Fund LLCDirector
Manager
Aug 15, 2023D/AIndefinite
similar: $155,000–$5,250,000
$3,450,00033
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Aegis Delivers Opportunity Fund LLCDirector
Manager
Aug 14, 2023DIndefinite
similar: $155,000–$5,250,000
$345,00033
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Medtech IIDirector
Manager of the Issuer.
Aug 3, 2023D$4,000,000
similar: $155,000–$5,250,000
$801,0006
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Medtech XPromoter
Manager of the Issuer.
Aug 3, 2023D$4,000,000
similar: $155,000–$5,250,000
$1,064,00016
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Medtech XIIDirector
Manager of the Issuer.
Aug 3, 2023D$10,000,000
similar: $155,000–$5,250,000
$4,011,50031
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Medtech XIDirector
Manager of the Issuer.
Jul 3, 2023D$10,000,000
similar: $155,000–$5,250,000
$5,690,01547
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Medtech VIDirector
Manager of the Issuer.
Jan 12, 2023D$6,000,000
similar: $155,000–$5,250,000
$685,00011
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations QP Fund LLC - Series Medtech VIDirector
Manager of the Issuer.
Jan 12, 2023D$6,000,000
similar: $155,000–$5,250,000
$1,290,00011
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Medtech XDirector
Manager of the Issuer.
Sep 2, 2022D$19,000,000
similar: $155,000–$5,250,000
$2,869,00029
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Medtech IXDirector
Manager of the Issuer.
Aug 30, 2022D$10,000,000
similar: $155,000–$5,250,000
$7,185,00063
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Aerospace IIIDirector
Manager of the Issuer
Jul 1, 2022D$12,000,000
similar: $155,000–$5,250,000
$10,960,00092
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Medtech VIIDirector
Manager of the Issuer.
Jun 28, 2022D$20,000,000
similar: $155,000–$5,250,000
$4,314,00046
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations QP Fund LLC - Series Medtech VIIIDirector
Manager of the Issuer.
May 13, 2022D$7,000,000
similar: $155,000–$5,250,000
$1,695,00018
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations QP Fund LLC - Series Medtech IVDirector
Manager of the Issuer.
Mar 10, 2022D$5,000,000
similar: $155,000–$5,250,000
$2,557,50012
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Fintech IIIDirector
Manager of the Issuer.
Dec 27, 2021D$12,000,000
similar: $155,000–$5,250,000
$11,480,000100
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations QP Fund LLC - Series Medtech VIDirector
Manager of the Issuer.
Dec 15, 2021D$9,000,000
similar: $155,000–$5,250,000
$1,790,0007
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Medtech VIDirector
Manager of the Issuer.
Nov 10, 2021D$12,000,000
similar: $155,000–$5,250,000
$5,595,00046
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series HealthTech IDirector
Manager of the Issuer.
Oct 1, 2021D$14,000,000
similar: $155,000–$5,250,000
$11,015,00096
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Medtech VDirector
Manager of the Issuer.
Sep 14, 2021D$12,000,000
similar: $155,000–$5,250,000
$10,334,30063
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Big Data IIDirector
Manager of the Issuer.
Aug 5, 2021D$17,000,000
similar: $155,000–$5,250,000
$14,077,00085
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Aerospace IIDirector
Manager of the Issuer.
Aug 5, 2021D$5,000,000
similar: $155,000–$5,250,000
$4,465,00064
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Medtech IVDirector
Manager of the Issuer.
Jul 12, 2021D$14,000,000
similar: $155,000–$5,250,000
$10,615,00073
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Fintech IDirector
Manager of the Issuer.
Mar 15, 2021D$14,000,000
similar: $155,000–$5,250,000
$11,465,00071
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations QP Fund LLC - Series Agritech IIDirector
Manager of the Issuer.
Mar 9, 2021D$10,000,000
similar: $155,000–$5,250,000
$4,000,00014
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Medtech IIIDirector, Promoter
Manager of the Issuer.
Dec 30, 2020D$8,000,000
similar: $155,000–$5,250,000
$7,821,95265
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund, LLC - Series Education IIDirector, Promoter
Manager of the Issuer.
Oct 16, 2020D$12,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Medtech IIDirector, Promoter
Manager of the Issuer.
Oct 16, 2020D$12,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Digital Freight Network IDirector
Manager of the Issuer.
Jul 30, 2020D$12,000,000
similar: $155,000–$5,250,000
$3,090,00027
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Medtech IDirector
Manager of the Issuer
Mar 11, 2020D$6,000,000
similar: $155,000–$5,250,000
$3,505,00033
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Fantasy Sports IDirector
Manager of the Issuer.
Jan 6, 2020D$7,500,000
similar: $155,000–$5,250,000
$3,560,00030
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Hospitality IDirector
Manager of the Issuer.
Nov 13, 2019D$10,000,000
similar: $155,000–$5,250,000
$2,349,00028
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations QP Fund LLC - Series Plant Protein IDirector
Manager of the Issuer.
Sep 6, 2019D$15,000,000
similar: $155,000–$5,250,000
$7,815,00066
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Agritech IDirector
Manager of the Issuer.
Sep 4, 2019D$10,500,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations QP Fund LLC - Series Agritech IDirector
Manager of the Issuer.
Sep 4, 2019D$10,500,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Plant Protein IDirector
Manager of the Issuer.
Sep 4, 2019D$15,000,000
similar: $155,000–$5,250,000
$5,245,50070
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Big Data IDirector, Promoter
Manager of the Issuer.
Jul 1, 2019D/A$12,000,000
similar: $155,000–$5,250,000
$9,413,50099
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations QP Fund LLC - Series Aerospace IDirector
Manager of the Issuer.
May 9, 2019D/A$12,000,000
similar: $155,000–$5,250,000
$2,255,00022
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Big Data IDirector, Promoter
Manager of the Issuer.
Apr 16, 2019D$12,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations QP Fund LLC - Series Aerospace IDirector
Manager of the Issuer.
Apr 16, 2019D$12,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series DNA IDirector, Promoter
Manager of the Issuer.
Jan 8, 2019D/A$12,500,000
similar: $155,000–$5,250,000
$5,312,00069
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series DNA IDirector, Promoter
Manager of the Issuer.
Jan 8, 2019D/A$12,500,000
similar: $155,000–$5,250,000
$5,312,00069
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund II LLC - Series Rideshare IDirector, Promoter
Manager of the Issuer.
Dec 6, 2018D/A$12,000,000
similar: $500,000–$16,420,250
$11,809,000100
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Education IDirector, Promoter
Manager of the Issuer.
Dec 6, 2018D/A$12,500,000
similar: $155,000–$5,250,000
$3,500,00038
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund II LLC - Series Rideshare IDirector, Promoter
Manager of the Issuer.
Nov 7, 2018D/A$12,000,000
similar: $500,000–$16,420,250
$9,025,00077
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series DNA IDirector, Promoter
Manager of the Issuer.
Oct 25, 2018D$12,500,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Education IDirector, Promoter
Manager of the Issuer.
Sep 13, 2018D$12,500,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations QP Fund LLC - Series Rideshare IDirector, Promoter
Manager of the Issuer.
Aug 15, 2018D/A$12,500,000
similar: $155,000–$5,250,000
$5,856,50073
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund II LLC - Series Rideshare IDirector, Promoter
Manager of the Issuer.
Aug 2, 2018D$12,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations QP Fund LLC - Series Hospitality IDirector, Promoter
Manager of Issuer.
Jun 19, 2018D/A$25,000,000
similar: $155,000–$5,250,000
$8,166,75360
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Rideshare IDirector, Promoter
Manager of the Issuer
Jun 19, 2018D/A$12,500,000
similar: $155,000–$5,250,000
$10,725,00095
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations QP Fund LLC - Series Rideshare IDirector, Promoter
Manager of the Issuer.
Jun 19, 2018D/A$12,500,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations QP Fund LLC - Series Rideshare IDirector, Promoter
Manager of the Issuer.
May 14, 2018D$12,500,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Rideshare IDirector, Promoter
Manager of the Issuer
May 1, 2018D/A$12,500,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations QP Fund LLC - Series Hospitality IDirector, Promoter
Manager of Issuer.
May 1, 2018D/A$25,000,000
similar: $155,000–$5,250,000
$3,931,75320
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations QP Fund LLC - Series Hospitality IIDirector, Promoter
Manager of Issuer.
May 1, 2018D$25,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations QP Fund LLC - Series Hospitality IDirector, Promoter
Manager of Issuer.
Apr 20, 2018D$25,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Aegis Special Situations Fund LLC - Series Rideshare IDirector, Promoter
Manager of the Issuer
Mar 15, 2018D$11,500,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 13 names on the same filings (7 management entities, 6 people)

People and management entities the issuers listed as related persons on the same Form D filings as Aegis Special Situations Management LLC. Source: the EDGAR rows in the table above.

  • Aegis Capital Holding Corp. entity — 60 shared filings (40 issuers) · roles as listed: Promoter, Director, Executive Officer · also listed on 5 other issuers
  • Aegis Capital Corp. entity — 58 shared filings (39 issuers) · roles as listed: Promoter, Executive Officer · also listed on 4 other issuers
  • Aegis Capital Holdings Corp. entity — 7 shared filings (3 issuers) · role as listed: Promoter
  • Cassel Aegis Capital Holding Corp. entity — 3 shared filings (3 issuers) · role as listed: Promoter
  • Adam Aegis Capital Corp. entity — 3 shared filings (3 issuers) · role as listed: Promoter · also listed on 1 other issuer
  • Cassel Aegis Capital Corp. entity — 2 shared filings (2 issuers) · role as listed: Promoter
  • Management Aegis Capital Holding Corp. entity — 1 shared filing (1 issuer) · role as listed: Promoter · also listed on 1 other issuer
  • Cassel Shapiro — 47 shared filings (34 issuers) · roles as listed: Director, Promoter, Executive Officer · also listed on 13 other issuers
  • Adam Stern — 39 shared filings (33 issuers) · roles as listed: Director, Promoter, Executive Officer · also listed on 8 other issuers
  • Mark Goldwasser — 18 shared filings (7 issuers) · roles as listed: Director, Promoter · also listed on 18 other issuers
  • Cosme Ordonez — 12 shared filings (8 issuers) · roles as listed: Director, Executive Officer
  • Edward Shadek — 3 shared filings (3 issuers) · role as listed: Executive Officer
  • Robert Eide — 2 shared filings (2 issuers) · roles as listed: Director, Promoter · also listed on 1 other issuer

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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