Sponsor Check › Resources › Issuer
Corporation · organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · VANCOUVER, A1 · SEC CIK 1502758
Part of sponsor group: Resources (17 issuers, 120 filings) · grouped because: shared people · confidence 71% · Not the same sponsor? Request a correction
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing by this issuer: Sep 12, 2024 · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
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Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No public statement by this issuer has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known only from an approved profile claim or its Form ADV) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this issuer yet.
2 of 29 offerings report sales commissions totalling $62,353; 7 report finder's fees totalling $33,264; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Sep 12, 2024 D File 021-523871 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 4, 2023 D File 021-498746 | $0 | $5,094 (est.) | $0 | Canaccord Genuity Corp. no CRD number reported via Canaccord Genuity Wealth Management (USA) Inc. (CRD 7449 ↗) |
| EDGAR ↗ | Nov 17, 2023 D File 021-497619 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 27, 2021 D File 021-387480 | $0 | $5,015 | $0 | N/A no CRD number reported via Canaccord Genuity Wealth Management (USA) Inc. (CRD 7449 ↗) |
| EDGAR ↗ | Jun 9, 2020 D File 021-368518 | $0 | $7,820 | $0 | N/A no CRD number reported via Canaccord Genuity Wealth Management (USA) Inc. (CRD 7449 ↗) |
| EDGAR ↗ | Oct 22, 2019 D File 021-351622 | $22,973 | $0 | $0 | Cormark Securities (USA) Limited BrokerCheck CRD 101000 ↗ via Cormark Securities Inc. Canaccord Genuity Corp no CRD number reported |
| EDGAR ↗ | Mar 15, 2019 D File 021-334938 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 24, 2018 D File 021-320037 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 2, 2018 D File 021-318341 | $0 | $3,391 | $0 | Scarsdale Equities LLC no CRD number reported via Scarsdale Equities LLC (CRD 134602 ↗) |
| EDGAR ↗ | Nov 30, 2016 D File 021-275321 | $0 | $596 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 25, 2016 D File 021-273178 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 27, 2016 D File 021-267794 | $0 | $5,089 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 17, 2015 D File 021-241969 | $0 | $6,259 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 9, 2015 D File 021-233740 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 23, 2013 D File 021-208631 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 23, 2013 D File 021-208632 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 9, 2013 D File 021-207653 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 25, 2013 D File 021-206966 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 22, 2013 D File 021-196925 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 24, 2013 D File 021-195495 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 4, 2013 D File 021-189525 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 19, 2012 D File 021-188662 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 6, 2012 D File 021-187937 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 10, 2012 D File 021-180919 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 7, 2012 D File 021-173035 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 5, 2012 D File 021-171262 | $39,380 | $0 | $0 | Global Resource Investments, Ltd. BrokerCheck CRD 35878 ↗ |
| EDGAR ↗ | Dec 19, 2011 D File 021-170323 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 22, 2011 D File 021-157151 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 24, 2010 D/A File 021-148651 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
0 recorded documents and 0 ownership records matched to NuLegacy Gold Corp in the sources searched.
Not found in sources searched (no on-demand check has run yet): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c); NYC PLUTO ownership via NYC Open Data (64uk-42ks); Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp); Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and ownership, refreshed monthly); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL, Harris County TX, Dallas County TX (assessor ownership and deed/sale records only); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh: Oct 23, 2026, 11:01 PM ET. Sources searched: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET · Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET · Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET · Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET · Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this issuer (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Counterparties that are not business entities are shown as "an individual (name withheld)"; residential addresses are never shown. Items still in human review are not shown.
Each filing as reported by the issuer, newest first. Open a row for the full plain-English detail. D = original notice, D/A = amendment.
| File no. | Original Form D | Latest filing | Amendments | Offered (latest) | Sold (latest) | Industry (latest) |
|---|---|---|---|---|---|---|
| 021-523871 | Sep 12, 2024 EDGAR ↗ | Sep 12, 2024 D EDGAR ↗ | 0 | $151,174 | $151,174 | Other |
| 021-498746 | Dec 4, 2023 EDGAR ↗ | Dec 4, 2023 D EDGAR ↗ | 0 | $266,333 | $266,333 | Other |
| 021-497619 | Nov 17, 2023 EDGAR ↗ | Nov 17, 2023 D EDGAR ↗ | 0 | $30,772 | $30,772 | Other |
| 021-387480 | Jan 27, 2021 EDGAR ↗ | Jan 27, 2021 D EDGAR ↗ | 0 | $2,075,912 | $2,075,912 | Other |
| 021-368518 | Jun 9, 2020 EDGAR ↗ | Jun 9, 2020 D EDGAR ↗ | 0 | $1,021,580 | $1,021,580 | Other |
| 021-351622 | Oct 22, 2019 EDGAR ↗ | Oct 22, 2019 D EDGAR ↗ | 0 | $740,689 | $740,689 | Other |
| 021-334938 | Mar 15, 2019 EDGAR ↗ | Mar 15, 2019 D EDGAR ↗ | 0 | $39,482 | $39,482 | Other |
| 021-320037 | Aug 24, 2018 EDGAR ↗ | Aug 24, 2018 D EDGAR ↗ | 0 | $112,107 | $112,107 | Other |
| 021-318341 | Aug 2, 2018 EDGAR ↗ | Aug 2, 2018 D EDGAR ↗ | 0 | $419,023 | $419,023 | Other |
| 021-275321 | Nov 30, 2016 EDGAR ↗ | Nov 30, 2016 D EDGAR ↗ | 0 | $54,689 | $22,373 | Other |
| 021-273178 | Oct 25, 2016 EDGAR ↗ | Oct 25, 2016 D EDGAR ↗ | 0 | $8,095,217 | $3,311,680 | Other |
| 021-267794 | Jul 27, 2016 EDGAR ↗ | Jul 27, 2016 D EDGAR ↗ | 0 | $3,504,280 | $1,401,712 | Other |
| 021-241969 | Jun 17, 2015 EDGAR ↗ | Jun 17, 2015 D EDGAR ↗ | 0 | $1,634,666 | $908,148 | Other |
| 021-233740 | Feb 9, 2015 EDGAR ↗ | Feb 9, 2015 D EDGAR ↗ | 0 | $8,057 | $8,057 | Other |
| 021-208632 | Dec 23, 2013 EDGAR ↗ | Dec 23, 2013 D EDGAR ↗ | 0 | $9,430 | $9,430 | Other |
| 021-208631 | Dec 23, 2013 EDGAR ↗ | Dec 23, 2013 D EDGAR ↗ | 0 | $169,460 | $56,487 | Other |
| 021-207653 | Dec 9, 2013 EDGAR ↗ | Dec 9, 2013 D EDGAR ↗ | 0 | $156,339 | $52,113 | Other |
| 021-206966 | Nov 25, 2013 EDGAR ↗ | Nov 25, 2013 D EDGAR ↗ | 0 | $1,186,965 | $395,655 | Other |
| 021-196925 | May 22, 2013 EDGAR ↗ | May 22, 2013 D EDGAR ↗ | 0 | $83,782 | $27,927 | Other |
| 021-195495 | Apr 24, 2013 EDGAR ↗ | Apr 24, 2013 D EDGAR ↗ | 0 | $2,255,862 | $751,954 | Other |
| 021-189525 | Jan 4, 2013 EDGAR ↗ | Jan 4, 2013 D EDGAR ↗ | 0 | $32,888 | $15,179 | Other |
| 021-188662 | Dec 19, 2012 EDGAR ↗ | Dec 19, 2012 D EDGAR ↗ | 0 | $61,200 | $28,246 | Other |
| 021-187937 | Dec 6, 2012 EDGAR ↗ | Dec 6, 2012 D EDGAR ↗ | 0 | $1,271,398 | $586,799 | Other |
| 021-180919 | Jul 10, 2012 EDGAR ↗ | Jul 10, 2012 D EDGAR ↗ | 0 | $1,396,952 | $427,143 | Other |
| 021-173035 | Feb 7, 2012 EDGAR ↗ | Feb 7, 2012 D EDGAR ↗ | 0 | $143,424 | $43,027 | Other |
| 021-171262 | Jan 5, 2012 EDGAR ↗ | Jan 5, 2012 D EDGAR ↗ | 0 | $1,761,974 | $516,778 | Other |
| 021-170323 | Dec 19, 2011 EDGAR ↗ | Dec 19, 2011 D EDGAR ↗ | 0 | $1,134,015 | $340,205 | Other |
| 021-157151 | Mar 22, 2011 EDGAR ↗ | Mar 22, 2011 D EDGAR ↗ | 0 | $937,892 | $331,021 | Other |
| 021-148651 | Oct 6, 2010 EDGAR ↗ | Nov 24, 2010 D/A EDGAR ↗ | 3 latest Nov 24, 2010 | $691,084 | $276,433 | Other |
Offerings are grouped by SEC file number; rows without a file number (not yet retrieved from EDGAR) are shown as their own offering until the link is fetched.
| Filing | Form D filed Sep 12, 2024 SEC file no. 021-523871 · accession 0001502758-24-000001 |
|---|---|
| Raise progress | $151,174 sold of $151,174 offered (100%) · $0 remaining · first sale Aug 28, 2024 Issuer's note: US Sales totaled CA$203,500.00, which on 08-28-2024, converted to US$151,174.00 |
| Filing timing | Date of first sale: Aug 28, 2024 · Form D filed: Sep 12, 2024 (15 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 787 days (2.2 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 6 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $2,500 |
| Securities offered | Equity; Option, warrant or other right to acquire; Other: Unit consists of one Common Share and one transferable Warrant to purchase an additional Common Share for a period of 5 years at an exercise price of $0.05 |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Albert Matter, CEO (Sep 12, 2024) |
| Market context | Minimum investment: $2,500. Typical range for similar offerings: $5,000–$50,000. Offering size: $151,174. Typical range: $500,000–$7,000,000. Investors: 6. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Dec 4, 2023 SEC file no. 021-498746 · accession 0001502758-23-000002 |
|---|---|
| Raise progress | $266,333 sold of $266,333 offered (100%) · $0 remaining · first sale Nov 17, 2023 Issuer's note: CDN $366,000 (11/17/2023 exchange rate: $1.00 USD = $0.727686) |
| Filing timing | Date of first sale: Nov 17, 2023 · Form D filed: Dec 4, 2023 (17 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 1,072 days (2.9 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 7 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Security to be acquired upon exercise; Other: Units, consisting of 1 common share and 1 common share purchase warrant entitling holder to purchase 1 common share for a period subject to acceleration of 5 years at an exercise price of $0.05 |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | Canaccord Genuity Corp. — no CRD number reported · associated broker-dealer: Canaccord Genuity Wealth Management (USA) Inc. (CRD 7449 ↗) Solicits in: AR |
| Money to insiders | Sales commissions: $0 · Finder's fees: $5,094 (est.) · Proceeds to officers, directors, promoters: $0 Issuer's note: A finders fee of 7% cash and 7% warrants was paid on Arkansas sale; CD$7000.00 US Dollars $5094.00, plus 280,000 warrants entitling the holder to purchase one common share of Issuer per warrant at $0.05 for a period of 5 years. |
| Signed by | Gregory T. Chu, Corporate Secretary (Dec 1, 2023) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $266,333. Typical range: $500,000–$7,000,000. Investors: 7. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Nov 17, 2023 SEC file no. 021-497619 · accession 0001502758-23-000001 |
|---|---|
| Raise progress | $30,772 sold of $30,772 offered (100%) · $0 remaining · first sale Nov 3, 2023 Issuer's note: CDN $42,000 (11/3/2023 Exchange Rate: $1.00USD = $0.731477 CDN) |
| Filing timing | Date of first sale: Nov 3, 2023 · Form D filed: Nov 17, 2023 (14 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 1,086 days (3.0 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Security to be acquired upon exercise; Other: Units consisting of 1 common share and 1 common share purchase warrant entitling holder to purchase 1 common share for a period subject to acceleration of 5 yrs at an exercise price of $0.05 |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Gregory T. Chu, Corporate Secretary (Nov 17, 2023) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $30,772. Typical range: $500,000–$7,000,000. Investors: 1. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Jan 27, 2021 SEC file no. 021-387480 · accession 0001502758-21-000001 |
|---|---|
| Raise progress | $2,075,912 sold of $2,075,912 offered (100%) · $0 remaining · first sale Jan 15, 2021 Issuer's note: $2,638,750 CAD (1/15/2021 Exchange Rate $1.00 USD = $1.271128) |
| Filing timing | Date of first sale: Jan 15, 2021 · Form D filed: Jan 27, 2021 (12 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 2,108 days (5.8 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 16 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Security to be acquired upon exercise; Other: Units consisting of one common share and one common share purchase warrant. Each warrant entitles the holder to purchase one common share for a period of 36 months at an exercise price of $0.20 CAD |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | N/A — no CRD number reported · associated broker-dealer: Canaccord Genuity Wealth Management (USA) Inc. (CRD 7449 ↗) Solicits in: CO, NV, UT |
| Money to insiders | Sales commissions: $0 · Finder's fees: $5,015 · Proceeds to officers, directors, promoters: $0 Issuer's note: Finder's Fees 6% of $106,250 CAD. Warrants were issued in the total of 6% non-transferrable. Each Warrant entitles holder to purchase one common share for a period of 36 months at a price of $0.20 CAD |
| Signed by | Gregory T. Chu, Corporate Secretary (Jan 26, 2021) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $2,075,912. Typical range: $500,000–$7,000,000. Investors: 16. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Jun 9, 2020 SEC file no. 021-368518 · accession 0001502758-20-000001 |
|---|---|
| Raise progress | $1,021,580 sold of $1,021,580 offered (100%) · $0 remaining · first sale May 29, 2020 Issuer's note: $1,410,833 CAD (5/29/2020 Exchange Rate: $1.00 USD = $1.381030 CAD) |
| Filing timing | Date of first sale: May 29, 2020 · Form D filed: Jun 9, 2020 (11 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 2,339 days (6.4 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 11 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Debt; Security to be acquired upon exercise |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | N/A — no CRD number reported · associated broker-dealer: Canaccord Genuity Wealth Management (USA) Inc. (CRD 7449 ↗) Solicits in: CO, IN, TX, WI |
| Money to insiders | Sales commissions: $0 · Finder's fees: $7,820 · Proceeds to officers, directors, promoters: $0 Issuer's note: Finders' Fees 6% of $180,000 CAD. Warrants were issued in the total of 144,000 non-transferable, warrant entitles the holder to purchase one common share at a price of CAD, $0.125 for a period of 24 months, subject to acceleration under certain conditions |
| Signed by | Gregory T. Chu, Corporate Secretary (Jun 8, 2020) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $1,021,580. Typical range: $500,000–$7,000,000. Investors: 11. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Oct 22, 2019 SEC file no. 021-351622 · accession 0001502758-19-000002 |
|---|---|
| Raise progress | $740,689 sold of $740,689 offered (100%) · $0 remaining · first sale Oct 8, 2019 Issuer's note: $987,308 CAD (10/8/2019 Exchange Rate: $1.00 USD = $1.332959 CAD) |
| Filing timing | Date of first sale: Oct 8, 2019 · Form D filed: Oct 22, 2019 (14 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 2,573 days (7.0 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 8 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | Cormark Securities (USA) Limited — FINRA BrokerCheck CRD 101000 ↗ · associated broker-dealer: Cormark Securities Inc. Canaccord Genuity Corp — no CRD number reported |
| Money to insiders | Sales commissions: $22,973 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: Warrants to purchase 408,294 shares of common stock with an exercise price of $0.12 CAD per share were also issued as sales compensation for U.S. purchases. |
| Signed by | Gregory T. Chu, Corporate Secretary (Oct 22, 2019) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $740,689. Typical range: $500,000–$7,000,000. Investors: 8. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Mar 15, 2019 SEC file no. 021-334938 · accession 0001502758-19-000001 |
|---|---|
| Raise progress | $39,482 sold of $39,482 offered (100%) · $0 remaining · first sale Mar 1, 2019 Issuer's note: $52,500 CAD (350,000 common shares at a price of $0.15 CAD per share; 3/1/2019 Exchange Rate: $1.00 USD = $1.3297 CAD) |
| Filing timing | Date of first sale: Mar 1, 2019 · Form D filed: Mar 15, 2019 (14 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 2,794 days (7.7 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Other: Common shares without par value; 3/1/2019 Exchange Rate: $1.00 USD = $1.3297 CAD |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Gregory T. Chu, Corporate Secretary (Mar 14, 2019) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $39,482. Typical range: $500,000–$7,000,000. Investors: 1. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Aug 24, 2018 SEC file no. 021-320037 · accession 0001502758-18-000003 |
|---|---|
| Raise progress | $112,107 sold of $112,107 offered (100%) · $0 remaining · first sale Aug 13, 2018 Issuer's note: 8/13/2018 Exchange Rate: $1.00 USD = $1.3128 CAD |
| Filing timing | Date of first sale: Aug 13, 2018 · Form D filed: Aug 24, 2018 (11 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 2,994 days (8.2 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 3 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Security to be acquired upon exercise; Other: Unit offering, each unit consists of 1 common share and 1 transferable share purchase warrant exercisable at CAD $0.30, for a period, subject to acceleration, of 24 months; 8/13/2018 Exchange Rate: $1.00 USD = $1.3128 CAD |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Gregory T. Chu, Corporate Secretary (Aug 24, 2018) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $112,107. Typical range: $500,000–$7,000,000. Investors: 3. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Aug 2, 2018 SEC file no. 021-318341 · accession 0001502758-18-000002 |
|---|---|
| Raise progress | $419,023 sold of $419,023 offered (100%) · $0 remaining · first sale Jul 19, 2018 Issuer's note: 7/19/2018 Exchange Rate: $1.00 USD = $1.3268 CAD |
| Filing timing | Date of first sale: Jul 19, 2018 · Form D filed: Aug 2, 2018 (14 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 3,019 days (8.3 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 7 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Security to be acquired upon exercise; Other: Unit offering, each unit consists of 1 common share and 1 transferable share purchase warrant exercisable at CAD $0.30, for a period, subject to acceleration, of 24 months; 7/19/2018 Exchange Rate: $1.00 USD = $1.3268 CAD |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | Scarsdale Equities LLC — no CRD number reported · associated broker-dealer: Scarsdale Equities LLC (CRD 134602 ↗) Solicits in: NY |
| Money to insiders | Sales commissions: $0 · Finder's fees: $3,391 · Proceeds to officers, directors, promoters: $0 Issuer's note: A total of 22,500 non-transferable finder's warrants will be issued, each entitling holder to purchase 1 common share of Issuer for a period, subject to acceleration, of 24 months at a price of $0.20 CAD; 7/19/2018 Exchange Rate: $1.00 USD = $1.3268 CAD |
| Signed by | Gregory T. Chu, Corporate Secretary (Jul 31, 2018) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $419,023. Typical range: $500,000–$7,000,000. Investors: 7. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Nov 30, 2016 SEC file no. 021-275321 · accession 0001502758-16-000005 |
|---|---|
| Raise progress | $22,373 sold of $54,689 offered (41%) · $32,316 remaining · first sale Nov 17, 2016 Issuer's note: c) represents exercise price of warrants to U.S. investors in connection with unit offering; US$1.00=CAD$1.3434 |
| Filing timing | Date of first sale: Nov 17, 2016 · Form D filed: Nov 30, 2016 (13 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 3,628 days (9.9 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 2 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Unit offering, each unit consists of 1 common share and 1 full share purchase warrant exercisable at CAD$0.65, for a period, subject to acceleration, of 18 months. |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $596 · Proceeds to officers, directors, promoters: $0 Issuer's note: US$1.00=CAD$1.3434 |
| Signed by | Gregory T. Chu, Secretary (Nov 30, 2016) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $54,689. Typical range: $500,000–$7,000,000. Investors: 2. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Oct 25, 2016 SEC file no. 021-273178 · accession 0001502758-16-000004 |
|---|---|
| Raise progress | $3,311,680 sold of $8,095,217 offered (41%) · $4,783,537 remaining · first sale Oct 17, 2016 Issuer's note: c) represents exercise price of warrants to U.S. investors in connection with unit offering; US$1.00=CAD$1.314066 |
| Filing timing | Date of first sale: Oct 17, 2016 · Form D filed: Oct 25, 2016 (8 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 3,659 days (10.0 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 4 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Unit offering, each unit consists of 1 common share and 1 full share purchase warrant exercisable at CAD$0.65 for a period, subject to acceleration, of 18 months |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Gregory T. Chu, Secretary (Oct 25, 2016) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $8,095,217. Typical range: $500,000–$7,000,000. Investors: 4. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Jul 27, 2016 SEC file no. 021-267794 · accession 0001502758-16-000003 |
|---|---|
| Raise progress | $1,401,712 sold of $3,504,280 offered (40%) · $2,102,568 remaining · first sale Jul 14, 2016 Issuer's note: c) represents exercise price of warrants to U.S. investors in connection with unit offering; US$1.00=CAD$1.2968 |
| Filing timing | Date of first sale: Jul 14, 2016 · Form D filed: Jul 27, 2016 (13 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 3,754 days (10.3 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 14 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Unit offering, each unit consists of 1 common share and 1 full share purchase warrant exercisable at CAD$0.45, for a period, subject to acceleration, of 18 months. |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $5,089 · Proceeds to officers, directors, promoters: $0 Issuer's note: US$1.00=CAD$1.2968 |
| Signed by | Gregory T. Chu, Secretary (Jul 26, 2016) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $3,504,280. Typical range: $500,000–$7,000,000. Investors: 14. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Jun 17, 2015 SEC file no. 021-241969 · accession 0001502758-15-000002 |
|---|---|
| Raise progress | $908,148 sold of $1,634,666 offered (56%) · $726,518 remaining · first sale Jun 2, 2015 Issuer's note: c) represents exercise price of warrants issued to U.S. investors in connection with unit offering; US$1.00=CAD$1.249796. |
| Filing timing | Date of first sale: Jun 2, 2015 · Form D filed: Jun 17, 2015 (15 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,162 days (11.4 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 16 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Unit offering, each unit consisting of 1 common share and 1/2 common share purchase warrant, exercisable at Cdn$0.15 for first year and $0.20 for 2nd year subject to acceleration by Issuer. |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $6,259 · Proceeds to officers, directors, promoters: $0 Issuer's note: US$1.00=CAD$1.249796. |
| Signed by | Gregory T. Chu, Secretary (Jun 17, 2015) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $1,634,666. Typical range: $500,000–$7,000,000. Investors: 16. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Feb 9, 2015 SEC file no. 021-233740 · accession 0001140361-15-004778 |
|---|---|
| Raise progress | $8,057 sold of $8,057 offered (100%) · $0 remaining · first sale Jan 26, 2015 Issuer's note: Cdn$1.2411=US$1.00 |
| Filing timing | Date of first sale: Jan 26, 2015 · Form D filed: Feb 9, 2015 (14 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,289 days (11.8 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Gregory T. Chu, Corporate Secretary (Feb 9, 2015) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $8,057. Typical range: $500,000–$7,000,000. Investors: 1. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Dec 23, 2013 SEC file no. 021-208632 · accession 0001140361-13-047330 |
|---|---|
| Raise progress | $9,430 sold of $9,430 offered (100%) · $0 remaining · first sale Dec 11, 2013 Issuer's note: US$1.00-CAD$1.0605 |
| Filing timing | Date of first sale: Dec 11, 2013 · Form D filed: Dec 23, 2013 (12 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,700 days (12.9 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Gregory T. Chu, Corporate Secretary (Dec 20, 2013) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $9,430. Typical range: $500,000–$7,000,000. Investors: 1. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Dec 23, 2013 SEC file no. 021-208631 · accession 0001140361-13-047328 |
|---|---|
| Raise progress | $56,487 sold of $169,460 offered (33%) · $112,973 remaining · first sale Dec 10, 2013 Issuer's note: (c) represents exercise price of warrants issued to U.S. investors in connection with unit offering; US$1.00-CAD$1.0622. |
| Filing timing | Date of first sale: Dec 10, 2013 · Form D filed: Dec 23, 2013 (13 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,701 days (12.9 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 2 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Unit offering, each unit consisting of 1 common share and 1 common share purchase warrant, exercisable at Cdn$0.15 for first 18 months and $0.20 for next 18 months following closing, subject to acceleration by Issuer. |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Gregory T. Chu, Corporate Secretary (Dec 20, 2013) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $169,460. Typical range: $500,000–$7,000,000. Investors: 2. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Dec 9, 2013 SEC file no. 021-207653 · accession 0001140361-13-045265 |
|---|---|
| Raise progress | $52,113 sold of $156,339 offered (33%) · $104,226 remaining · first sale Nov 25, 2013 Issuer's note: (c) represents exercise price of warrants issued to U.S. investors in connection with unit offering; US$1.00-CAD$1.0554. |
| Filing timing | Date of first sale: Nov 25, 2013 · Form D filed: Dec 9, 2013 (14 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,716 days (12.9 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 4 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Unit offering, each unit consisting of 1 common share and 1 common share purchase warrant, exercisable at Cdn$0.15 for first 18 months and $0.20 for next 18 months following closing, subject to acceleration by Issuer. |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Gregory T. Chu, Corporate Secretary (Dec 9, 2013) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $156,339. Typical range: $500,000–$7,000,000. Investors: 4. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Nov 25, 2013 SEC file no. 021-206966 · accession 0001140361-13-044048 |
|---|---|
| Raise progress | $395,655 sold of $1,186,965 offered (33%) · $791,310 remaining · first sale Nov 12, 2013 Issuer's note: (c) represents exercise price of warrants issued to U.S. investors in connection with unit offering; US$1.00-CAD$1.0500. |
| Filing timing | Date of first sale: Nov 12, 2013 · Form D filed: Nov 25, 2013 (13 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,729 days (13.0 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 8 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Unit offering, each unit consisting of 1 common share and 1 common share purchase warrant, exercisable at Cdn$0.15 for first 18 months and $0.20 for next 18 months following closing, subject to acceleration by Issuer. |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Gregory T. Chu, Corporate Secretary (Nov 25, 2013) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $1,186,965. Typical range: $500,000–$7,000,000. Investors: 8. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed May 22, 2013 SEC file no. 021-196925 · accession 0001140361-13-022333 |
|---|---|
| Raise progress | $27,927 sold of $83,782 offered (33%) · $55,855 remaining · first sale May 9, 2013 Issuer's note: Cdn$1.0026 = USD $1.00 |
| Filing timing | Date of first sale: May 9, 2013 · Form D filed: May 22, 2013 (13 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,916 days (13.5 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 2 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Each unit consists of 1 common share and 1 common share warrant. Warrants are exercisable for 2 years at Cdn$0.15 during the first year and Cdn$0.20 during the second year, subject to acceleration by Issuer upon certain conditions. |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Gregory T. Chu, Corporate Secretary (May 22, 2013) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $83,782. Typical range: $500,000–$7,000,000. Investors: 2. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Apr 24, 2013 SEC file no. 021-195495 · accession 0001140361-13-017308 |
|---|---|
| Raise progress | $751,954 sold of $2,255,862 offered (33%) · $1,503,908 remaining · first sale Apr 11, 2013 Issuer's note: Cdn$1.0107 = USD $1.00 |
| Filing timing | Date of first sale: Apr 11, 2013 · Form D filed: Apr 24, 2013 (13 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,944 days (13.5 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 11 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Each unit consists of 1 common share and 1 common share warrant. Warrants are exercisable for 2 years at Cdn$0.15 during the first year and Cdn$0.20 during the second year, subject to acceleration by Issuer upon certain conditions. |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Gregory T. Chu, Corporate Secretary (Apr 24, 2013) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $2,255,862. Typical range: $500,000–$7,000,000. Investors: 11. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Jan 4, 2013 SEC file no. 021-189525 · accession 0001140361-13-000995 |
|---|---|
| Raise progress | $15,179 sold of $32,888 offered (46%) · $17,709 remaining · first sale Dec 20, 2012 Issuer's note: (c) represents maximum potential exercise price of warrants issued in connection with unit offering; US$1.00=Cdn$0.9882. |
| Filing timing | Date of first sale: Dec 20, 2012 · Form D filed: Jan 4, 2013 (15 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 5,056 days (13.9 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Units, each consisting of 1 common share and 1/2 common share warrant; each whole warrant exercisable at up to Cdn$0.35 for 2 years, subject to acceleration by Issuer upon certain conditions. |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Gregory T. Chu, Corporate Secretary (Jan 4, 2013) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $32,888. Typical range: $500,000–$7,000,000. Investors: 1. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Dec 19, 2012 SEC file no. 021-188662 · accession 0001140361-12-051869 |
|---|---|
| Raise progress | $28,246 sold of $61,200 offered (46%) · $32,954 remaining · first sale Dec 5, 2012 Issuer's note: (c) represents maximum potential exercise price of warrants issued in connection with unit offering; US$1.00=Cdn$0.9913 |
| Filing timing | Date of first sale: Dec 5, 2012 · Form D filed: Dec 19, 2012 (14 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 5,071 days (13.9 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 4 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Units, each consisting of 1 common share and 1/2 common share warrant; each whole warrant exercisable at up to Cdn$0.35 for 2 years, subject to acceleration by Issuer upon certain conditions. |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Gregory T. Chu, Corporate Secretary (Dec 19, 2012) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $61,200. Typical range: $500,000–$7,000,000. Investors: 4. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Dec 6, 2012 SEC file no. 021-187937 · accession 0001140361-12-049879 |
|---|---|
| Raise progress | $586,799 sold of $1,271,398 offered (46%) · $684,599 remaining · first sale Nov 20, 2012 Issuer's note: (c) represents the maximum potential exercise price of warrants issued in connection with unit offering; US$1.00=Cdn$0.9931 |
| Filing timing | Date of first sale: Nov 20, 2012 · Form D filed: Dec 6, 2012 (16 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 5,086 days (13.9 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 6 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Units, each consisting of 1 common share and 1/2 common share warrant; each whole warrant exercisable at up to Cdn$0.35 for 2 years, subject to acceleration by Issuer upon certain conditions. |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Gregory T. Chu, Corporate Secretary (Dec 5, 2012) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $1,271,398. Typical range: $500,000–$7,000,000. Investors: 6. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Jul 10, 2012 SEC file no. 021-180919 · accession 0001140361-12-032723 |
|---|---|
| Raise progress | $427,143 sold of $1,396,952 offered (31%) · $969,809 remaining · first sale Jun 25, 2012 Issuer's note: (c) represents the maximum potential exercise price of warrants issued in connection with unit offering |
| Filing timing | Date of first sale: Jun 25, 2012 · Form D filed: Jul 10, 2012 (15 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 5,234 days (14.3 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 6 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Units, each consisting of 1 common share and 1 common share warrant; each warrant exercisable at up to Cdn$0.45 for 2 years, subject to acceleration by Issuer upon certain conditions. |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Gregory T. Chu, Corporate Secretary (Jul 9, 2012) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $1,396,952. Typical range: $500,000–$7,000,000. Investors: 6. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Feb 7, 2012 SEC file no. 021-173035 · accession 0001140361-12-005937 |
|---|---|
| Raise progress | $43,027 sold of $143,424 offered (30%) · $100,397 remaining · first sale Jan 25, 2012 Issuer's note: 13(c) represents the maximum potential exercise price of warrants issued to U.S. investors. Amounts reported were converted from Canadian Dollars at the Bank of Canada Noon Exchange Rate on 1/25/2012 of CAD$1=US$0.9881. |
| Filing timing | Date of first sale: Jan 25, 2012 · Form D filed: Feb 7, 2012 (13 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 5,386 days (14.8 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 2 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Unit offering, each unit consisting of 1 common share and 1 common share purchase warrant; each warrant exercisable at Cdn$0.25 until 1/25/2013, and for Cdn$0.35 from 1/26/2013 until 7/25/2013. |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Gregory T. Chu, Corporate Secretary (Feb 6, 2012) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $143,424. Typical range: $500,000–$7,000,000. Investors: 2. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Jan 5, 2012 SEC file no. 021-171262 · accession 0001140361-12-001288 |
|---|---|
| Raise progress | $516,778 sold of $1,761,974 offered (29%) · $1,245,196 remaining · first sale Dec 23, 2011 Issuer's note: 13(c) represents the max. potential exercise price of warrants issued to U.S. investors and warrants issued as commission. Amounts reported were converted from Can. Dollars at the Bank of Canada Noon Exchange Rate published 12/23/2011 of CAD$1-US$0.9796. |
| Filing timing | Date of first sale: Dec 23, 2011 · Form D filed: Jan 5, 2012 (13 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 5,419 days (14.8 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 28 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Unit offering, each unit consisting of 1 common share and 1 common share purchase warrant; each warrant exercisable at Cdn$0.25 until 12/23/2012, and for Cdn$0.35 from 12/24/2012 until 6/23/2013. |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | Global Resource Investments, Ltd. — FINRA BrokerCheck CRD 35878 ↗ Solicits in: CA, CO, CT, FL, GA, IA, IN, MO, MT, NV, NY, OH, VT, WY |
| Money to insiders | Sales commissions: $39,380 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: Sales commission reported was converted from Canadian Dollars as described in Item 13. Additionally, 268,000 Finders Warrants were paid as commission which have a potential full exercise price of CDN$0.15, or US$39,380, and expire 6/23/2013. |
| Signed by | Gregory T. Chu, Corporate Secretary (Jan 5, 2012) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $1,761,974. Typical range: $500,000–$7,000,000. Investors: 28. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Dec 19, 2011 SEC file no. 021-170323 · accession 0001140361-11-058120 |
|---|---|
| Raise progress | $340,205 sold of $1,134,015 offered (30%) · $793,810 remaining · first sale Dec 5, 2011 Issuer's note: 13(c) represents maximum potential exercise price of warrants issued to U.S. investors. Amounts reported were converted from Canadian Dollars at the Bank of Canada Noon Exchange Rate published 12/05/2011 of CAD$1=US$0.9861. |
| Filing timing | Date of first sale: Dec 5, 2011 · Form D filed: Dec 19, 2011 (14 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 5,437 days (14.9 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 10 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Unit offering, each unit consisting of 1 common share and 1 common share purchase warrant exercisable at Cdn$0.25 for up to 12 months following closing and for Cdn$0.35 for 13-18 months following closing. |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Albert J. Matter, Managing Director and Chief Executive Officer (Dec 19, 2011) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $1,134,015. Typical range: $500,000–$7,000,000. Investors: 10. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Mar 22, 2011 SEC file no. 021-157151 · accession 0001140361-11-018025 |
|---|---|
| Raise progress | $331,021 sold of $937,892 offered (35%) · $606,871 remaining · first sale Mar 10, 2011 Issuer's note: (c) represents maximum potential exercise price of warrants issued to U.S. investors. |
| Filing timing | Date of first sale: Mar 10, 2011 · Form D filed: Mar 22, 2011 (12 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 5,707 days (15.6 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 3 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Unit offering, each unit consisting of 1 common share and 1 common share purchase warrant exercisable at Cdn$0.40 for up to 12 months following closing and for Cdn$0.55 for 12-18 months following closing. |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: No Revenues (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Albert J. Matter, Managing Director & Chief Executive Officer (Mar 21, 2011) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $937,892. Typical range: $500,000–$7,000,000. Investors: 3. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Nov 24, 2010 · amends 0001140361-10-045525 ↗ SEC file no. 021-148651 · accession 0001140361-10-047159 · filing 4 of 4 in this offering |
|---|---|
| Raise progress | $276,433 sold of $691,084 offered (40%) · $414,651 remaining · first sale Sep 17, 2010 |
| Filing timing | Date of first sale: Sep 17, 2010 · Original Form D filed: Oct 6, 2010 (19 days after first sale) · This amendment (Form D/A) filed: Nov 24, 2010 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 5,881 days (16.1 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. This filing is an amendment dated Nov 24, 2010. Most recent amendment for this offering in our index: this filing, Nov 24, 2010. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 13 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Special warrants, automatically convertible into units consisting of 1 common share + 1 common share warrant; warrants exercisable at Cdn$0.30 per share through 12/31/2012 or 12 months following TSXV listing. |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: No Revenues (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Albert J. Matter, Managing Director and CEO (Nov 24, 2010) |
| Changes vs previous filing |
Compared with the D/A filed Nov 15, 2010 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $691,084. Typical range: $500,000–$7,000,000. Investors: 13. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Nov 15, 2010 · amends 0001140361-10-040299 ↗ SEC file no. 021-148651 · accession 0001140361-10-045525 · filing 3 of 4 in this offering |
|---|---|
| Raise progress | $246,538 sold of $616,346 offered (40%) · $369,808 remaining · first sale Sep 17, 2010 |
| Filing timing | Date of first sale: Sep 17, 2010 · Original Form D filed: Oct 6, 2010 (19 days after first sale) · This amendment (Form D/A) filed: Nov 15, 2010 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 5,881 days (16.1 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. This filing is an amendment dated Nov 15, 2010. Most recent amendment for this offering in our index: Nov 24, 2010 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 11 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Special warrants, automatically convertible into units consisting of 1 common share + 1 common share warrant; warrants exercisable at Cdn$0.30 per share through 12/31/2012 or 12 months following TSXV listing. |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: No Revenues (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Albert J. Matter, Managing Director and CEO (Nov 15, 2010) |
| Changes vs previous filing |
Compared with the D/A filed Oct 26, 2010 (EDGAR ↗). The issuer's form cites 0001140361-10-040299 as the filing it amends; the comparison here is with the filing immediately before this one in the same offering. Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $616,346. Typical range: $500,000–$7,000,000. Investors: 11. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Oct 26, 2010 · amends 0001140361-10-040299 ↗ SEC file no. 021-148651 · accession 0001140361-10-042296 · filing 2 of 4 in this offering |
|---|---|
| Raise progress | $226,930 sold of $567,326 offered (40%) · $340,396 remaining · first sale Sep 17, 2010 |
| Filing timing | Date of first sale: Sep 17, 2010 · Original Form D filed: Oct 6, 2010 (19 days after first sale) · This amendment (Form D/A) filed: Oct 26, 2010 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 5,881 days (16.1 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. This filing is an amendment dated Oct 26, 2010. Most recent amendment for this offering in our index: Nov 24, 2010 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 8 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Special warrants, automatically convertible into units consisting of 1 common share + 1 common share warrant; warrants exercisable at Cdn$0.30 per share through 12/31/2011 or 12 months following TSXV listing. |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: No Revenues (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Albert J. Matter, Managing Director and CEO (Oct 26, 2010) |
| Changes vs previous filing |
Compared with the D filed Oct 6, 2010 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $567,326. Typical range: $500,000–$7,000,000. Investors: 8. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Oct 6, 2010 SEC file no. 021-148651 · accession 0001140361-10-040299 · filing 1 of 4 in this offering |
|---|---|
| Raise progress | $150,034 sold of $375,085 offered (40%) · $225,051 remaining · first sale Sep 17, 2010 |
| Filing timing | Date of first sale: Sep 17, 2010 · Form D filed: Oct 6, 2010 (19 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 5,881 days (16.1 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. Most recent amendment for this offering in our index: Nov 24, 2010 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 4 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire; Security to be acquired upon exercise; Other: Special warrants, automatically convertible into units consisting of 1 common share + 1 common share warrant; warrants exercisable at Cdn$0.30 per share through 12/31/2011 or 12 months following TSXV listing. |
| Entity details | Organized in BRITISH COLUMBIA, CANADA · formed more than five years before filing · revenue range: No Revenues (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Other |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Albert J. Matter, Managing Director & CEO (Oct 4, 2010) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000. Offering size: $375,085. Typical range: $500,000–$7,000,000. Investors: 4. Typical range: 2–14. "Similar" = industry reported as "Other", Rule 506(b). Based on 18,678 Form D filings 2021–2026 in the same industry and exemption (Other, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 6,590, offering size 16,855, investors 16,531. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Amendment filed | File no. | Compared with | What changed (both values as filed) |
|---|---|---|---|
| Nov 24, 2010 EDGAR ↗ | 021-148651 | Nov 15, 2010 D/A | total sold: $246,538 (Nov 15, 2010) → $276,433 (Nov 24, 2010) · total offering: $616,346 (Nov 15, 2010) → $691,084 (Nov 24, 2010) · remaining: $369,808 (Nov 15, 2010) → $414,651 (Nov 24, 2010) · and 1 more (open the filing above) |
| Nov 15, 2010 EDGAR ↗ | 021-148651 | Oct 26, 2010 D/A | total sold: $226,930 (Oct 26, 2010) → $246,538 (Nov 15, 2010) · total offering: $567,326 (Oct 26, 2010) → $616,346 (Nov 15, 2010) · remaining: $340,396 (Oct 26, 2010) → $369,808 (Nov 15, 2010) · and 2 more (open the filing above) |
| Oct 26, 2010 EDGAR ↗ | 021-148651 | Oct 6, 2010 D | total sold: $150,034 (Oct 6, 2010) → $226,930 (Oct 26, 2010) · total offering: $375,085 (Oct 6, 2010) → $567,326 (Oct 26, 2010) · remaining: $225,051 (Oct 6, 2010) → $340,396 (Oct 26, 2010) · and 1 more (open the filing above) |
Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Values as filed; no conclusion is drawn.
All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months (new offering = a Form D that is not an amendment) · most recent filing Sep 12, 2024. Industry as reported, by offering: All 29 offerings reported: Other (2010–2024).
| Name | Relationship | Address state | On filings (first → last) | Also listed on |
|---|---|---|---|---|
| Albert Matter also filed as Albert J. Matter | Executive Officer, Director Issuer's note: CEO and Director | A1 | Oct 6, 2010 → Sep 12, 2024 on 32 of 32 filings listed on the latest filing | — |
| Alex Davidson also filed as Alex C. Davidson | Director | A1 | Jul 27, 2016 → Sep 12, 2024 on 2 of 32 filings listed on the latest filing | 1 other issuer |
| John P.A. Budreski | Director | A1 | Aug 2, 2018 → Sep 12, 2024 on 9 of 32 filings listed on the latest filing | 5 other issuers |
| Roger P.A. Steininger | Director | A1 | Sep 12, 2024 on 1 of 32 filings listed on the latest filing | — |
| Xavier Wenzel | Executive Officer Issuer's note: CFO and Secretary | A1 | Sep 12, 2024 on 1 of 32 filings listed on the latest filing | 3 other issuers |
| Alexander J. Davidson | Director | A1 | Oct 25, 2016 → Dec 4, 2023 on 9 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| Gregory P.A. Chu | Executive Officer | A1 | Nov 17, 2023 → Dec 4, 2023 on 2 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| Roger C. Steininger | Director | NV | Oct 6, 2010 → Dec 4, 2023 on 31 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| Susan P.A. Tessman | Executive Officer | A1 | Nov 17, 2023 → Dec 4, 2023 on 2 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| Xavier P.A. Wenzel | Executive Officer | A1 | Nov 17, 2023 → Dec 4, 2023 on 2 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| Alexander C. Davidson | Director | A1 | Feb 9, 2015 → Nov 17, 2023 on 3 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| Alan R. Hill | Director | A6 | Aug 2, 2018 → Jan 27, 2021 on 6 of 32 filings not listed on the latest filing (Sep 12, 2024) | 1 other issuer |
| Danny L. Lee | Executive Officer | A1 | Aug 2, 2018 → Jan 27, 2021 on 6 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| Edward L. Cope | Director | NV | Aug 2, 2018 → Jan 27, 2021 on 6 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| Gregory T. Chu | Executive Officer | A1 | Oct 6, 2010 → Jan 27, 2021 on 29 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| James E. Anderson | Director | A1 | Feb 9, 2015 → Jun 9, 2020 on 10 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| Michael J. Waldkirch | Executive Officer | A1 | Feb 9, 2015 → Nov 30, 2016 on 5 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| Richard John Wells also filed as Richard J. Wells | Director | A6 | Feb 9, 2015 → Nov 30, 2016 on 5 of 32 filings not listed on the latest filing (Sep 12, 2024) | 5 other issuers |
| Robert L. Krcmarov | Director | A6 | Oct 25, 2016 → Nov 30, 2016 on 2 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| Robert T. Krcmarov | Director | A6 | Jul 27, 2016 on 1 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| Petra C. Decher | Director | A6 | Apr 24, 2013 → Jun 17, 2015 on 8 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| Arv C. Gupta | Director | A1 | Apr 24, 2013 → Dec 23, 2013 on 5 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| James Anderson | Executive Officer, Director | A1 | Apr 24, 2013 → Dec 23, 2013 on 6 of 32 filings not listed on the latest filing (Sep 12, 2024) | 1 other issuer |
| Michael C. Waldkirch | Executive Officer | A1 | Nov 25, 2013 → Dec 23, 2013 on 4 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| Arv N. Gupta | Director | A1 | May 22, 2013 on 1 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| Michael Waldkirch also filed as Michael N. Waldkirch | Executive Officer | A1 | May 22, 2013 on 1 of 32 filings not listed on the latest filing (Sep 12, 2024) | 4 other issuers |
| Adrian C. Rothwell | Executive Officer | A1 | Apr 24, 2013 on 1 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| Adrian I. Rothwell | Executive Officer | A1 | Dec 6, 2012 → Jan 4, 2013 on 3 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| Arv I. Gupta | Director | A1 | Dec 6, 2012 → Jan 4, 2013 on 3 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| David I. Awram | Director | A1 | Oct 6, 2010 → Jan 4, 2013 on 12 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| James J. Anderson | Executive Officer, Director | A1 | Dec 19, 2012 → Jan 4, 2013 on 2 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| Petra I. Decher | Director | A1 | Dec 19, 2012 → Jan 4, 2013 on 2 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| James T. Anderson | Executive Officer, Director | A1 | Dec 6, 2012 on 1 of 32 filings not listed on the latest filing (Sep 12, 2024) | 1 other issuer |
| Petra T. Decher | Director | A1 | Dec 6, 2012 on 1 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| Adrian W. Rothwell | Executive Officer | A1 | Mar 22, 2011 → Jul 10, 2012 on 5 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| Arv W. Gupta | Director | A1 | Dec 19, 2011 → Jul 10, 2012 on 4 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| Dmitri W. Tymkiw | Director | A1 | Oct 6, 2010 → Jul 10, 2012 on 9 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
| James F. Beairsto | Executive Officer | A1 | Oct 6, 2010 → Nov 24, 2010 on 4 of 32 filings not listed on the latest filing (Sep 12, 2024) | — |
Executive officers, directors and promoters as self-reported by the issuer; spelling variants of one person are merged. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗.
Other issuers listing the same people:
Shared address: this business address appears on filings for 28 other issuers. Stated as a count only (suite numbers ignored) — many addresses are shared office buildings or registered agents. As of Oct 23, 2026, 5:45 PM ET.
Address of record is shared by 29 issuers in SEC Form D filings (shared office, PartnerFacts count as of Oct 23, 2026, 5:45 PM ET) — not used to group this issuer.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.
Not yet collected.
Sources to be searched: sponsor website, Internet Archive, press index (GDELT), Form ADV. A sponsor's website is known only from an approved profile claim or the issuer's own Form ADV; we never look it up elsewhere and never collect personal or family accounts.
Entity standing: not checked (no official programmatic source for A1 yet).
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Filing-to-filing changes are in Amendment history above.
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