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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:01 AM ET

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James Anderson

Named as an officer, director or promoter on SEC Form D filings · British Columbia, Canada (as filed: A1) · Dec 6, 2012 → Dec 22, 2025

3deals (issuers)
$8.11Mreported sold
61investors
34Form D filings
2012–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Anderson is listed as an executive officer and director on 34 SEC Form D filings by 3 issuers between Dec 2012 and Dec 2025: GUANAJUATO SILVER CO LTD (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2021–2025; $4.51M reported sold to 29 investors), NuLegacy Gold Corp (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2012–2020; $3.31M reported sold to 28 investors) and Orestone Mining Corp. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2021–2025; $289K reported sold to 4 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 13 years. Across those companies the filings report $8.11M sold in total.

Listed alongside Albert Matter (19 shared filings), Gregory T. Chu (19 shared filings), Roger C. Steininger (19 shared filings), Daniel Oliver (12 shared filings), Richard Silas (12 shared filings) and 32 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 SEC release listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 34 public filings for James Anderson and found 14 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: Canaccord Genuity Corp; Form D filed 161 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Anderson has not run yet — it is joining a line of 4,486 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release

James A. Anderson Litigation release
SEC · Aug 16, 2001 · Parties as named in the release: James A. Anderson Read the release ↗
same full name in the release title; 21 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Anderson..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for James Anderson — 2 worth asking about (compared 34 filings on Oct 24, 2026)

Worth asking · Oct 22, 2019

Paid seller listed without a CRD number: Canaccord Genuity Corp — NuLegacy Gold Corp

Canaccord Genuity Corp is listed as receiving sales compensation on 1 filing (Oct 22, 2019) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Oct 22, 2019 ↗BrokerCheck search: Canaccord Genuity Corp ↗NuLegacy Gold Corp — PartnerFacts page ↗
Sources
Worth asking · Aug 6, 2020 – Jan 14, 2021

Form D filed 161 days after the first sale — GUANAJUATO SILVER CO LTD

The filing says the first sale was Aug 6, 2020. The Form D was filed Jan 14, 2021 — 161 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 146 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 14, 2021 ↗GUANAJUATO SILVER CO LTD — PartnerFacts page ↗
Sources
Note · Nov 30, 2021 – Dec 16, 2021

Form D filed 16 days after the first sale — GUANAJUATO SILVER CO LTD

The filing says the first sale was Nov 30, 2021. The Form D was filed Dec 16, 2021 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 16, 2021 ↗GUANAJUATO SILVER CO LTD — PartnerFacts page ↗
Sources
Note · Nov 20, 2012 – Dec 6, 2012

Form D filed 16 days after the first sale — NuLegacy Gold Corp

The filing says the first sale was Nov 20, 2012. The Form D was filed Dec 6, 2012 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 6, 2012 ↗NuLegacy Gold Corp — PartnerFacts page ↗
Sources
Note · Mar 15, 2019 – Oct 22, 2019

James Anderson's role changed at NuLegacy Gold Corp: executive officer, director → director

The Mar 15, 2019 filing lists James Anderson as executive officer, director; the Oct 22, 2019 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Mar 15, 2019 ↗Form D · Oct 22, 2019 ↗James Anderson — PartnerFacts page ↗NuLegacy Gold Corp — PartnerFacts page ↗
Sources
Note · Jan 10, 2023 – Feb 8, 2023

Offering amount changed between filings — GUANAJUATO SILVER CO LTD

The Jan 10, 2023 filing says $718,811 offered; the Feb 8, 2023 Form D/A says $1,731,311.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · Jan 10, 2023 ↗Form D/A (later) · Feb 8, 2023 ↗GUANAJUATO SILVER CO LTD — PartnerFacts page ↗
Sources
Note · Dec 28, 2022 – Jan 10, 2023

Offering amount changed between filings — GUANAJUATO SILVER CO LTD

The Dec 28, 2022 filing says $406,811 offered; the Jan 10, 2023 Form D/A says $718,811.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Dec 28, 2022 ↗Form D/A (later) · Jan 10, 2023 ↗GUANAJUATO SILVER CO LTD — PartnerFacts page ↗
Sources
Note · Nov 20, 2012 – Jun 25, 2025

16 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Orestone Mining Corp. (latest filing Jun 25, 2025) · No amendment in the last 12 months on an offering that may still be open — Orestone Mining Corp. (latest filing Apr 1, 2021) · No amendment in the last 12 months on an offering that may still be open — GUANAJUATO SILVER CO LTD (latest filing Mar 24, 2021) · No amendment in the last 12 months on an offering that may still be open — GUANAJUATO SILVER CO LTD (latest filing Jan 14, 2021) · No amendment in the last 12 months on an offering that may still be open — NuLegacy Gold Corp (latest filing Nov 30, 2016) · and 11 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jun 25, 2025 ↗Orestone Mining Corp. — PartnerFacts page ↗Form D · Apr 1, 2021 ↗Form D/A · Mar 24, 2021 ↗
Sources
Note · Dec 6, 2012 – Feb 9, 2015

James Anderson is written 2 different ways on the filings

listed as "James Anderson" on 24 filings (from Dec 6, 2012), and "James E. Anderson" on 10 filings (from Feb 9, 2015).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Dec 6, 2012 ↗Form D · Feb 9, 2015 ↗James Anderson — PartnerFacts page ↗
Sources
Note · May 16, 2017 – Dec 3, 2025

Same name, different state: "James K. Anderson" (VA) is a separate record

This page covers filings where the address state is A1. A separate record, "James K. Anderson" with address state VA, is listed on 17 filings — most recently by ADIAL PHARMACEUTICALS, INC. (Dec 3, 2025). Both records have filings in the same period (May 16, 2017 to Dec 3, 2025).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James K. Anderson (VA) — PartnerFacts page ↗Form D · Dec 3, 2025 ↗ADIAL PHARMACEUTICALS, INC. — PartnerFacts page ↗James Anderson (A1) — this page ↗
Sources
Note · May 19, 2010 – Dec 9, 2024

Same name, different state: "James Anderson" (IL or NY) is a separate record

This page covers filings where the address state is A1. A separate record, "James Anderson" with address state IL or NY, is listed on 4 filings — most recently by Lingotto Innovation Ventures Fund I, LP (Jan 30, 2025). Both records have filings in the same period (Dec 6, 2012 to Dec 9, 2024).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James Anderson (IL,NY) — PartnerFacts page ↗Form D · Jan 30, 2025 ↗Lingotto Innovation Ventures Fund I, LP — PartnerFacts page ↗James Anderson (A1) — this page ↗
Sources
Note · Apr 30, 2009 – Sep 11, 2020

Same name, different state: "James Anderson" (FL) is a separate record

This page covers filings where the address state is A1. A separate record, "James Anderson" with address state FL, is listed on 2 filings — most recently by GENEREX BIOTECHNOLOGY CORP (Sep 11, 2020). Both records have filings in the same period (Dec 6, 2012 to Sep 11, 2020).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James Anderson (FL) — PartnerFacts page ↗Form D · Sep 11, 2020 ↗GENEREX BIOTECHNOLOGY CORP — PartnerFacts page ↗James Anderson (A1) — this page ↗
Sources
Note · Dec 20, 2010

Same name, different state: "James R. Anderson" (A6) is a separate record

This page covers filings where the address state is A1. A separate record, "James R. Anderson" with address state A6, is listed on 1 filing — most recently by DENISON MINES CORP. (Dec 20, 2010). The two records do not overlap in time: this page runs Dec 6, 2012 to Dec 22, 2025; the other has one filing dated Dec 20, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James R. Anderson (A6) — PartnerFacts page ↗Form D · Dec 20, 2010 ↗DENISON MINES CORP. — PartnerFacts page ↗James Anderson (A1) — this page ↗
Sources
Note · Jul 23, 2010

Same name, different state: "James Anderson" (AK) is a separate record

This page covers filings where the address state is A1. A separate record, "James Anderson" with address state AK, is listed on 1 filing — most recently by Wildfin Northwest LLC (Jul 23, 2010). The two records do not overlap in time: this page runs Dec 6, 2012 to Dec 22, 2025; the other has one filing dated Jul 23, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Anderson (AK) — PartnerFacts page ↗Form D · Jul 23, 2010 ↗Wildfin Northwest LLC — PartnerFacts page ↗James Anderson (A1) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 30 offerings report sales commissions totalling $60,560; 10 report finder's fees totalling $50,802; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 22, 2025 D
Orestone Mining Corp.
File 021-567771
$0$0$0None listed on this filingEDGAR ↗
Aug 29, 2025 D
GUANAJUATO SILVER CO LTD
File 021-556210
$0$8,160$0
In the ordinary course of business the issuer may use some of the proceeds of the offering to pay salaries to certain of its officers and directors.
None listed on this filingEDGAR ↗
Jun 25, 2025 D
Orestone Mining Corp.
File 021-549856
$0$0$0None listed on this filingEDGAR ↗
Nov 8, 2024 D
GUANAJUATO SILVER CO LTD
File 021-529040
$0$0$0None listed on this filingEDGAR ↗
May 23, 2024 D
GUANAJUATO SILVER CO LTD
File 021-514033
$37,587$0$0Haywood Securities (USA) Inc. BrokerCheck CRD 42072 ↗
Marco Polo Securities Inc. BrokerCheck CRD 46561 ↗
Canaccord Genuity LLC BrokerCheck CRD 1020 ↗		EDGAR ↗
Feb 8, 2023 D/A
GUANAJUATO SILVER CO LTD
File 021-468977
$0$1,872$0Canaccord Genuity Wealth Management (USA) Inc. BrokerCheck CRD 7449 ↗EDGAR ↗
Aug 5, 2022 D
GUANAJUATO SILVER CO LTD
File 021-455026
$0$0$0None listed on this filingEDGAR ↗
Dec 16, 2021 D
GUANAJUATO SILVER CO LTD
File 021-425265
$0$10,990$0Four Points Capital Partners LLC BrokerCheck CRD 43149 ↗
via Four Points Capital Partners LLC (CRD 43149 ↗)
EDGAR ↗
Apr 1, 2021 D
Orestone Mining Corp.
File 021-394402
$0$0$0None listed on this filingEDGAR ↗
Mar 24, 2021 D/A
GUANAJUATO SILVER CO LTD
File 021-392978
$0$5,215$0Canaccord Genuity Wealth Management (USA) Inc. BrokerCheck CRD 7449 ↗
Haywood Securities (USA) Inc. BrokerCheck CRD 42072 ↗		EDGAR ↗
Jan 14, 2021 D
GUANAJUATO SILVER CO LTD
File 021-386378
$0$1,410$0Canaccord Genuity Wealth Management (USA) Inc. BrokerCheck CRD 7449 ↗EDGAR ↗
Jun 9, 2020 D
NuLegacy Gold Corp
File 021-368518
$0$7,820$0N/A no CRD number reported
via Canaccord Genuity Wealth Management (USA) Inc. (CRD 7449 ↗)
EDGAR ↗
Oct 22, 2019 D
NuLegacy Gold Corp
File 021-351622
$22,973$0$0Cormark Securities (USA) Limited BrokerCheck CRD 101000 ↗
via Cormark Securities Inc.

Canaccord Genuity Corp no CRD number reported		EDGAR ↗
Mar 15, 2019 D
NuLegacy Gold Corp
File 021-334938
$0$0$0None listed on this filingEDGAR ↗
Aug 24, 2018 D
NuLegacy Gold Corp
File 021-320037
$0$0$0None listed on this filingEDGAR ↗
Aug 2, 2018 D
NuLegacy Gold Corp
File 021-318341
$0$3,391$0Scarsdale Equities LLC no CRD number reported
via Scarsdale Equities LLC (CRD 134602 ↗)
EDGAR ↗
Nov 30, 2016 D
NuLegacy Gold Corp
File 021-275321
$0$596$0None listed on this filingEDGAR ↗
Oct 25, 2016 D
NuLegacy Gold Corp
File 021-273178
$0$0$0None listed on this filingEDGAR ↗
Jul 27, 2016 D
NuLegacy Gold Corp
File 021-267794
$0$5,089$0None listed on this filingEDGAR ↗
Jun 17, 2015 D
NuLegacy Gold Corp
File 021-241969
$0$6,259$0None listed on this filingEDGAR ↗
Feb 9, 2015 D
NuLegacy Gold Corp
File 021-233740
$0$0$0None listed on this filingEDGAR ↗
Dec 23, 2013 D
NuLegacy Gold Corp
File 021-208631
$0$0$0None listed on this filingEDGAR ↗
Dec 23, 2013 D
NuLegacy Gold Corp
File 021-208632
$0$0$0None listed on this filingEDGAR ↗
Dec 9, 2013 D
NuLegacy Gold Corp
File 021-207653
$0$0$0None listed on this filingEDGAR ↗
Nov 25, 2013 D
NuLegacy Gold Corp
File 021-206966
$0$0$0None listed on this filingEDGAR ↗
May 22, 2013 D
NuLegacy Gold Corp
File 021-196925
$0$0$0None listed on this filingEDGAR ↗
Apr 24, 2013 D
NuLegacy Gold Corp
File 021-195495
$0$0$0None listed on this filingEDGAR ↗
Jan 4, 2013 D
NuLegacy Gold Corp
File 021-189525
$0$0$0None listed on this filingEDGAR ↗
Dec 19, 2012 D
NuLegacy Gold Corp
File 021-188662
$0$0$0None listed on this filingEDGAR ↗
Dec 6, 2012 D
NuLegacy Gold Corp
File 021-187937
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named James Anderson on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

OM
Other

Orestone Mining Corp.

Vancouver, British Columbia, Canada (as filed: A1) · Apr 1, 2021 → Dec 22, 2025 · 3 filings
  • Dec 22, 2025 · D · $180,068 sold of $540,203 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 25, 2025 · D · $288,847 sold of $802,354 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 1, 2021 · D · $209,453 sold of $558,541 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $289K from 4 investors (53% of the $540K target) as of the latest filing. James is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GS
Other

GUANAJUATO SILVER CO LTD

Vancouver, British Columbia, Canada (as filed: A1) · Jan 14, 2021 → Aug 29, 2025 · 12 filings
  • Aug 29, 2025 · D · $1,193,712 sold of $1,193,712 · 6 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Nov 8, 2024 · D · $790,905 sold of $790,905 · 2 investors · min. $17,972 · role: Executive Officer, Director EDGAR ↗
  • May 23, 2024 · D · $777,408 sold of $777,408 · 12 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 8, 2023 · D/A · $1,731,311 sold of $1,731,311 · 12 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 10, 2023 · D/A · $718,811 sold of $718,811 · 10 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Dec 28, 2022 · D · $406,811 sold of $406,811 · 9 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Aug 5, 2022 · D · $4,246,274 sold of $4,246,274 · 13 investors · min. $19,394 · role: Executive Officer, Director EDGAR ↗
  • Dec 16, 2021 · D · $1,989,776 sold of $1,989,776 · 16 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 24, 2021 · D/A · $4,508,289 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 22, 2021 · D/A · $4,508,289 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 22, 2021 · D · $4,508,289 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 14, 2021 · D · $585,615 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $4.51M from 29 investors (100% of the $1.19M target) as of the latest filing. James is listed as executive officer, director on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NG
Other

NuLegacy Gold Corp

Vancouver, British Columbia, Canada (as filed: A1) · Dec 6, 2012 → Jun 9, 2020 · 19 filings
  • Jun 9, 2020 · D · $1,021,580 sold of $1,021,580 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 22, 2019 · D · $740,689 sold of $740,689 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 15, 2019 · D · $39,482 sold of $39,482 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Aug 24, 2018 · D · $112,107 sold of $112,107 · 3 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Aug 2, 2018 · D · $419,023 sold of $419,023 · 7 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Nov 30, 2016 · D · $22,373 sold of $54,689 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 25, 2016 · D · $3,311,680 sold of $8,095,217 · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jul 27, 2016 · D · $1,401,712 sold of $3,504,280 · 14 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 17, 2015 · D · $908,148 sold of $1,634,666 · 16 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Feb 9, 2015 · D · $8,057 sold of $8,057 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Dec 23, 2013 · D · $9,430 sold of $9,430 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Dec 23, 2013 · D · $56,487 sold of $169,460 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Dec 9, 2013 · D · $52,113 sold of $156,339 · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Nov 25, 2013 · D · $395,655 sold of $1,186,965 · 8 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 22, 2013 · D · $27,927 sold of $83,782 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Apr 24, 2013 · D · $751,954 sold of $2,255,862 · 11 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jan 4, 2013 · D · $15,179 sold of $32,888 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Dec 19, 2012 · D · $28,246 sold of $61,200 · 4 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Dec 6, 2012 · D · $586,799 sold of $1,271,398 · 6 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $3.31M from 28 investors (100% of the $1.02M target) as of the latest filing. James is listed as director, executive officer on 19 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James Anderson — IL, NY, 4 issuers, May 19, 2010 → Dec 9, 2024 · no shared issuer
  • James Anderson — FL, 2 issuers, Apr 30, 2009 → Sep 11, 2020 · no shared issuer
  • James Anderson — MO, 2 issuers, Oct 25, 2013 → Sep 27, 2016 · no shared issuer
  • James Anderson — NC, 2 issuers, Apr 20, 2020 → Jul 14, 2022 · no shared issuer
  • James T. Anderson — PA, 2 issuers, Aug 31, 2020 → Aug 31, 2020 · no shared issuer
  • James K. Anderson — VA, 1 issuer, May 16, 2017 → Dec 3, 2025 · no shared issuer
  • James Anderson — AK, 1 issuer, Jul 23, 2010 → Jul 23, 2010 · no shared issuer
  • James R. Anderson — Ontario, Canada (as filed: A6), 1 issuer, Dec 20, 2010 → Dec 20, 2010 · no shared issuer
  • James Anderson — LA, 1 issuer, Jan 21, 2011 → Jan 21, 2011 · no shared issuer
  • James Anderson — MI, 1 issuer, Jul 8, 2019 → Jul 28, 2026 · no shared issuer
  • James Anderson — TX, 1 issuer, Mar 5, 2012 → Mar 5, 2012 · no shared issuer
  • James M. Anderson — CO, 1 issuer, Feb 21, 2012 → Feb 21, 2012 · no shared issuer
  • James M. Anderson — OH, 1 issuer, Jun 24, 2019 → Jun 24, 2019 · no shared issuer
  • James N. Anderson — TN, 1 issuer, Sep 17, 2019 → Sep 17, 2019 · no shared issuer
  • James Anderson — MN, 1 issuer, Oct 13, 2020 → Oct 13, 2020 · no shared issuer
  • James Neal Anderson — SC, 1 issuer, Jan 5, 2022 → Jan 5, 2022 · no shared issuer
  • James Roger Anderson — SD, British Columbia, Canada (as filed: A1), 1 issuer, May 18, 2009 → Mar 9, 2010 · no shared issuer
  • James E Anderson — MI, 1 issuer, Jul 5, 2011 → Jul 5, 2011 · no shared issuer
  • James C. Anderson — VA, 1 issuer, Apr 23, 2021 → Apr 23, 2021 · no shared issuer
  • JAMES P. ANDERSON — NC, 1 issuer, Jul 29, 2026 → Jul 29, 2026 · no shared issuer

People around James 37

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory T. Chu

Executive Officer · 19 shared filings (1 issuer)

Listed on the same filings as James Anderson. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Albert Matter

Executive Officer, Director, Promoter · 19 shared filings (1 issuer)

Listed on the same filings as James Anderson. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Roger C. Steininger

Executive Officer, Director · 19 shared filings (1 issuer)

Listed on the same filings as James Anderson. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Silas

Director, Executive Officer · 12 shared filings (1 issuer) · also on 6 other issuers

Richard Silas is on 7 issuers in total — a repeat sponsor. Their page lists every one.

DO
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Oliver

Director · 12 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as James Anderson. Their page shows their other deals.

WG
No photo found yet (own website and image search run after this page is viewed)
Person

William Gehlen

Director · 12 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Anderson. Their page shows their other deals.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Petra Decher

Director · 11 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Anderson. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Waldkirch

Executive Officer · 10 shared filings (1 issuer) · also on 4 other issuers

Michael Waldkirch is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander J. Davidson

Director · 9 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as James Anderson. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Arv Gupta

Director · 9 shared filings (1 issuer)

Listed on the same filings as James Anderson. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Danny Lee

Executive Officer · 8 shared filings (2 issuers) · also on 8 other issuers

Danny Lee is on 10 issuers in total — a repeat sponsor. Their page lists every one.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Ramon Davila

Director, Executive Officer · 6 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as James Anderson. Their page shows their other deals.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

Hernan Dorado Smith

Executive Officer, Director · 6 shared filings (1 issuer)

Listed on the same filings as James Anderson. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

John P.A. Budreski

Director · 5 shared filings (1 issuer) · also on 5 other issuers

John P.A. Budreski is on 6 issuers in total — a repeat sponsor. Their page lists every one.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Alan R. Hill

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Anderson. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Richard John Wells

Director · 5 shared filings (1 issuer) · also on 5 other issuers

Richard John Wells is on 6 issuers in total — a repeat sponsor. Their page lists every one.

LD
No photo found yet (own website and image search run after this page is viewed)
Person

Lisa Dea

Executive Officer · 5 shared filings (1 issuer) · also on 4 other issuers

Lisa Dea is on 5 issuers in total — a repeat sponsor. Their page lists every one.

EC
No photo found yet (own website and image search run after this page is viewed)
Person

Edward L. Cope

Director · 5 shared filings (1 issuer)

Listed on the same filings as James Anderson. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Reynaldo Rivera

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as James Anderson. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Adrian Rothwell

Executive Officer · 4 shared filings (1 issuer) · also on 7 other issuers

Adrian Rothwell is on 8 issuers in total — a repeat sponsor. Their page lists every one.

XW
No photo found yet (own website and image search run after this page is viewed)
Person

Xavier Wenzel

Executive Officer · 4 shared filings (1 issuer) · also on 4 other issuers

Xavier Wenzel is on 5 issuers in total — a repeat sponsor. Their page lists every one.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

Heenan Smith

Director · 4 shared filings (1 issuer)

Listed on the same filings as James Anderson. Their page shows their other deals.

IM
No photo found yet (own website and image search run after this page is viewed)
Person

Israel Munoz

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Anderson. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

David Hottman

Director, Executive Officer · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as James Anderson. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Mark T. Brown

Executive Officer · 3 shared filings (1 issuer) · also on 21 other issuers

Mark T. Brown is on 22 issuers in total — a repeat sponsor. Their page lists every one.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

David I. Awram

Director · 3 shared filings (1 issuer)

Listed on the same filings as James Anderson. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Robert L. Krcmarov

Director · 3 shared filings (1 issuer)

Listed on the same filings as James Anderson. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

John Kanderka

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as James Anderson. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Miranda Werstiuk

Director · 3 shared filings (1 issuer)

Listed on the same filings as James Anderson. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Carlos Silva

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as James Anderson. Their page shows their other deals.

GN
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Nordin

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Anderson. Their page shows their other deals.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

William Douglas Bruce Winfield

Director, Executive Officer · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Anderson. Their page shows their other deals.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Bernard Poznanski

Executive Officer · 1 shared filing (1 issuer) · also on 9 other issuers

Bernard Poznanski is on 10 issuers in total — a repeat sponsor. Their page lists every one.

BW
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce Winfield

Executive Officer, Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as James Anderson. Their page shows their other deals.

AD
No photo found yet (own website and image search run after this page is viewed)
Person

Alex Davidson

Director · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as James Anderson. Their page shows their other deals.

RT
No photo found yet (own website and image search run after this page is viewed)
Person

Rick Trotman

Executive Officer · 1 shared filing (1 issuer) · also on 3 other issuers

Listed on the same filings as James Anderson. Their page shows their other deals.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Daniels

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Anderson. Their page shows their other deals.

The team behind the deals

Same business address

28 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Anderson by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Anderson is listed on: none on file. No website or social profile named in NuLegacy Gold Corp's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #1,344 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Vancouver, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

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