Sponsor Check › Nis Core Fixed › Issuer
Limited Liability Company · organized in DELAWARE · formed more than five years before filing · MILWAUKEE, WI · SEC CIK 1687414
Part of sponsor group: Nis Core Fixed (15 issuers, 136 filings) · grouped because: shared people, same person name on both filings, shared management entity, same business address, similar issuer names · confidence 100% · Not the same sponsor? Request a correction
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing by this issuer: Oct 22, 2026 · Courts (RECAP) last checked: not yet · SEC enforcement last checked: Oct 23, 2026, 9:51 PM ET
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
Not yet searched.
Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases + SEC administrative proceedings (sec.gov index, 1995-09-19 → 2026-10-23) — last checked Oct 23, 2026, 9:51 PM ET; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
None found in sources searched.
Not yet searched.
Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No public statement by this issuer has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known only from an approved profile claim or its Form ADV) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this issuer yet.
0 of 1 offering report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Oct 22, 2026 D/A File 021-274887 | $0 | $0 | $0 The investment adviser, an entity whose executive officers are listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
0 recorded documents and 0 ownership records matched to NIS Preferred Stock Fund II, LLC in the sources searched.
Not found in sources searched (no on-demand check has run yet): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c); NYC PLUTO ownership via NYC Open Data (64uk-42ks); Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp); Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and ownership, refreshed monthly); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL, Harris County TX, Dallas County TX (assessor ownership and deed/sale records only); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh: Oct 23, 2026, 11:03 PM ET. Sources searched: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET · Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET · Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET · Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET · Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this issuer (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Counterparties that are not business entities are shown as "an individual (name withheld)"; residential addresses are never shown. Items still in human review are not shown.
Each filing as reported by the issuer, newest first. Open a row for the full plain-English detail. D = original notice, D/A = amendment.
| File no. | Original Form D | Latest filing | Amendments | Offered (latest) | Sold (latest) | Industry (latest) |
|---|---|---|---|---|---|---|
| 021-274887 | Nov 21, 2016 EDGAR ↗ | Oct 22, 2026 D/A EDGAR ↗ | 11 latest Oct 22, 2026 | Indefinite | $697,884,889 | Pooled Investment Fund |
Offerings are grouped by SEC file number; rows without a file number (not yet retrieved from EDGAR) are shown as their own offering until the link is fetched.
| Filing | Form D/A (amendment) filed Oct 22, 2026 · amends 0001687414-25-000002 ↗ SEC file no. 021-274887 · accession 0001687414-26-000001 · filing 12 of 12 in this offering |
|---|---|
| Raise progress | $697,884,889 sold of Indefinite offered · Indefinite remaining · first sale Apr 14, 2002 |
| Filing timing | Date of first sale: Apr 14, 2002 · Original Form D filed: Nov 21, 2016 (5335 days after first sale) · This amendment (Form D/A) filed: Oct 22, 2026 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,959 days (24.5 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 22, 2026. Most recent amendment for this offering in our index: this filing, Oct 22, 2026. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 103 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(1) — private fund limited to 100 beneficial owners |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Pooled investment fund interests; Other: limited liability company interests |
| Entity details | Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The investment adviser, an entity whose executive officers are listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Scott O. Van Lith, Chief Financial Officer (Oct 22, 2026) |
| Changes vs previous filing |
Compared with the D/A filed Oct 23, 2025 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 103. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the EDGAR daily index · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Oct 23, 2025 · amends 0001687414-24-000001 ↗ SEC file no. 021-274887 · accession 0001687414-25-000002 · filing 11 of 12 in this offering |
|---|---|
| Raise progress | $647,479,889 sold of Indefinite offered · Indefinite remaining · first sale Apr 14, 2002 |
| Filing timing | Date of first sale: Apr 14, 2002 · Original Form D filed: Nov 21, 2016 (5335 days after first sale) · This amendment (Form D/A) filed: Oct 23, 2025 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,959 days (24.5 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 23, 2025. Most recent amendment for this offering in our index: Oct 22, 2026 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 104 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(1) — private fund limited to 100 beneficial owners |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Pooled investment fund interests; Other: limited liability company interests |
| Entity details | Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The investment adviser, an entity whose executive officers are listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Scott O. Van Lith, Chief Financial Officer (Oct 23, 2025) |
| Changes vs previous filing |
Compared with the D/A filed Oct 31, 2024 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 104. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Oct 31, 2024 · amends 0001687414-23-000001 ↗ SEC file no. 021-274887 · accession 0001687414-24-000001 · filing 10 of 12 in this offering |
|---|---|
| Raise progress | $591,369,864 sold of Indefinite offered · Indefinite remaining · first sale Apr 14, 2002 |
| Filing timing | Date of first sale: Apr 14, 2002 · Original Form D filed: Nov 21, 2016 (5335 days after first sale) · This amendment (Form D/A) filed: Oct 31, 2024 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,959 days (24.5 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 31, 2024. Most recent amendment for this offering in our index: Oct 22, 2026 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 102 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(1) — private fund limited to 100 beneficial owners |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Pooled investment fund interests; Other: limited liability company interests |
| Entity details | Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The investment adviser, an entity whose executive officers are listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Scott O. Van Lith, Chief Financial Officer (Oct 30, 2024) |
| Changes vs previous filing | No change in the fields compared. Compared with the D/A filed Nov 1, 2023 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 102. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Nov 1, 2023 · amends 0001687414-22-000001 ↗ SEC file no. 021-274887 · accession 0001687414-23-000001 · filing 9 of 12 in this offering |
|---|---|
| Raise progress | $591,369,864 sold of Indefinite offered · Indefinite remaining · first sale Apr 14, 2002 |
| Filing timing | Date of first sale: Apr 14, 2002 · Original Form D filed: Nov 21, 2016 (5335 days after first sale) · This amendment (Form D/A) filed: Nov 1, 2023 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,959 days (24.5 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 1, 2023. Most recent amendment for this offering in our index: Oct 22, 2026 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 102 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(1) — private fund limited to 100 beneficial owners |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Pooled investment fund interests; Other: limited liability company interests |
| Entity details | Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The investment adviser, an entity whose executive officers are listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Scott O. Van Lith, Chief Financial Officer (Nov 1, 2023) |
| Changes vs previous filing |
Compared with the D/A filed Nov 3, 2022 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 102. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Nov 3, 2022 · amends 0001687390-21-000002 ↗ SEC file no. 021-274887 · accession 0001687414-22-000001 · filing 8 of 12 in this offering |
|---|---|
| Raise progress | $565,123,638 sold of Indefinite offered · Indefinite remaining · first sale Apr 14, 2002 |
| Filing timing | Date of first sale: Apr 14, 2002 · Original Form D filed: Nov 21, 2016 (5335 days after first sale) · This amendment (Form D/A) filed: Nov 3, 2022 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,959 days (24.5 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 3, 2022. Most recent amendment for this offering in our index: Oct 22, 2026 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 100 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(1) — private fund limited to 100 beneficial owners |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Pooled investment fund interests; Other: limited liability company interests |
| Entity details | Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The investment adviser, an entity whose executive officers are listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Scott O. Van Lith, Chief Financial Officer (Nov 2, 2022) |
| Changes vs previous filing |
Compared with the D/A filed Nov 5, 2021 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 100. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Nov 5, 2021 · amends 0001687390-20-000002 ↗ SEC file no. 021-274887 · accession 0001687390-21-000002 · filing 7 of 12 in this offering |
|---|---|
| Raise progress | $527,528,637 sold of Indefinite offered · Indefinite remaining · first sale Apr 14, 2002 |
| Filing timing | Date of first sale: Apr 14, 2002 · Original Form D filed: Nov 21, 2016 (5335 days after first sale) · This amendment (Form D/A) filed: Nov 5, 2021 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,959 days (24.5 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 5, 2021. Most recent amendment for this offering in our index: Oct 22, 2026 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 98 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(1) — private fund limited to 100 beneficial owners |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Pooled investment fund interests; Other: limited liability company interests |
| Entity details | Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The investment adviser, an entity whose executive officers are listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Larry H. Haslee, Chief Compliance Officer (Nov 5, 2021) |
| Changes vs previous filing |
Compared with the D/A filed Nov 12, 2020 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 98. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Nov 12, 2020 · amends 0001687414-19-000001 ↗ SEC file no. 021-274887 · accession 0001687390-20-000002 · filing 6 of 12 in this offering |
|---|---|
| Raise progress | $502,724,428 sold of Indefinite offered · Indefinite remaining · first sale Apr 14, 2002 |
| Filing timing | Date of first sale: Apr 14, 2002 · Original Form D filed: Nov 21, 2016 (5335 days after first sale) · This amendment (Form D/A) filed: Nov 12, 2020 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,959 days (24.5 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 12, 2020. Most recent amendment for this offering in our index: Oct 22, 2026 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 96 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(1) — private fund limited to 100 beneficial owners |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Pooled investment fund interests; Other: limited liability company interests |
| Entity details | Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The investment adviser, an entity whose executive officers are listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Larry Haslee, Chief Compliance Officer (Nov 12, 2020) |
| Changes vs previous filing |
Compared with the D/A filed Nov 13, 2019 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 96. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Nov 13, 2019 · amends 0000939791-18-000018 ↗ SEC file no. 021-274887 · accession 0001687414-19-000001 · filing 5 of 12 in this offering |
|---|---|
| Raise progress | $486,984,427 sold of Indefinite offered · Indefinite remaining · first sale Apr 14, 2002 |
| Filing timing | Date of first sale: Apr 14, 2002 · Original Form D filed: Nov 21, 2016 (5335 days after first sale) · This amendment (Form D/A) filed: Nov 13, 2019 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,959 days (24.5 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 13, 2019. Most recent amendment for this offering in our index: Oct 22, 2026 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 96 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(1) — private fund limited to 100 beneficial owners |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Pooled investment fund interests; Other: limited liability company interests |
| Entity details | Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The investment adviser, an entity controlled by the individuals listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Larry Haslee, Chief Compliance Officer (Nov 13, 2019) |
| Changes vs previous filing |
Compared with the D/A filed Nov 16, 2018 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 96. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Nov 16, 2018 · amends 0000939791-18-000011 ↗ SEC file no. 021-274887 · accession 0000939791-18-000018 · filing 4 of 12 in this offering |
|---|---|
| Raise progress | $424,717,428 sold of Indefinite offered · Indefinite remaining · first sale Apr 14, 2002 |
| Filing timing | Date of first sale: Apr 14, 2002 · Original Form D filed: Nov 21, 2016 (5335 days after first sale) · This amendment (Form D/A) filed: Nov 16, 2018 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,959 days (24.5 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 16, 2018. Most recent amendment for this offering in our index: Oct 22, 2026 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 93 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(1) — private fund limited to 100 beneficial owners |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Pooled investment fund interests; Other: limited liability company interests |
| Entity details | Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The investment adviser, an entity controlled by the individuals listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Larry Haslee, Chief Compliance Officer (Nov 16, 2018) |
| Changes vs previous filing |
Compared with the D/A filed Nov 13, 2018 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 93. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Nov 13, 2018 · amends 0001687390-17-000002 ↗ SEC file no. 021-274887 · accession 0000939791-18-000011 · filing 3 of 12 in this offering |
|---|---|
| Raise progress | $317,032,320 sold of Indefinite offered · Indefinite remaining · first sale Apr 14, 2002 |
| Filing timing | Date of first sale: Apr 14, 2002 · Original Form D filed: Nov 21, 2016 (5335 days after first sale) · This amendment (Form D/A) filed: Nov 13, 2018 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,959 days (24.5 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 13, 2018. Most recent amendment for this offering in our index: Oct 22, 2026 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 67 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(1) — private fund limited to 100 beneficial owners |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Pooled investment fund interests; Other: limited liability company interests |
| Entity details | Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The investment adviser, an entity controlled by the individuals listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Larry Haslee, Chief Compliance Officer (Nov 13, 2018) |
| Changes vs previous filing |
Compared with the D/A filed Nov 17, 2017 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 67. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D/A (amendment) filed Nov 17, 2017 · amends 0001687414-16-000001 ↗ SEC file no. 021-274887 · accession 0001687390-17-000002 · filing 2 of 12 in this offering |
|---|---|
| Raise progress | $381,986,068 sold of Indefinite offered · Indefinite remaining · first sale Apr 14, 2002 |
| Filing timing | Date of first sale: Apr 14, 2002 · Original Form D filed: Nov 21, 2016 (5335 days after first sale) · This amendment (Form D/A) filed: Nov 17, 2017 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
| Time since first sale | 8,959 days (24.5 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 17, 2017. Most recent amendment for this offering in our index: Oct 22, 2026 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 88 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(1) — private fund limited to 100 beneficial owners |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Pooled investment fund interests; Other: limited liability company interests |
| Entity details | Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The investment adviser, an entity controlled by the individuals listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Larry Haslee, Chief Compliance Officer (Nov 17, 2017) |
| Changes vs previous filing |
Compared with the D filed Nov 21, 2016 (EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 88. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Nov 21, 2016 SEC file no. 021-274887 · accession 0001687414-16-000001 · filing 1 of 12 in this offering |
|---|---|
| Raise progress | $320,783,444 sold of Indefinite offered · Indefinite remaining · first sale Apr 14, 2002 |
| Filing timing | Date of first sale: Apr 14, 2002 · Form D filed: Nov 21, 2016 (5335 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 8,959 days (24.5 years) |
| Annual amendments | Issuer reported the offering may last more than one year. Most recent amendment for this offering in our index: Oct 22, 2026 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 82 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(1) — private fund limited to 100 beneficial owners |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Pooled investment fund interests; Other: limited liability company interests |
| Entity details | Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Pooled Investment Fund (Hedge Fund) |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: The investment adviser, an entity controlled by the individuals listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Larry Haslee, Chief Compliance Officer (Nov 21, 2016) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 82. Typical range: 4–27. "Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Amendment filed | File no. | Compared with | What changed (both values as filed) |
|---|---|---|---|
| Oct 22, 2026 EDGAR ↗ | 021-274887 | Oct 23, 2025 D/A | total sold: $647,479,889 (Oct 23, 2025) → $697,884,889 (Oct 22, 2026) · investors: 104 (Oct 23, 2025) → 103 (Oct 22, 2026) · related persons no longer listed (Oct 22, 2026): Robert n/a Brooks |
| Oct 23, 2025 EDGAR ↗ | 021-274887 | Oct 31, 2024 D/A | total sold: $591,369,864 (Oct 31, 2024) → $647,479,889 (Oct 23, 2025) · investors: 102 (Oct 31, 2024) → 104 (Oct 23, 2025) · related persons added (Oct 23, 2025): Bartlett Joseph McCartin III |
| Oct 31, 2024 EDGAR ↗ | 021-274887 | Nov 1, 2023 D/A | No change in the fields compared |
| Nov 1, 2023 EDGAR ↗ | 021-274887 | Nov 3, 2022 D/A | total sold: $565,123,638 (Nov 3, 2022) → $591,369,864 (Nov 1, 2023) · investors: 100 (Nov 3, 2022) → 102 (Nov 1, 2023) |
| Nov 3, 2022 EDGAR ↗ | 021-274887 | Nov 5, 2021 D/A | total sold: $527,528,637 (Nov 5, 2021) → $565,123,638 (Nov 3, 2022) · investors: 98 (Nov 5, 2021) → 100 (Nov 3, 2022) · related persons no longer listed (Nov 3, 2022): Larry H. Haslee |
| Nov 5, 2021 EDGAR ↗ | 021-274887 | Nov 12, 2020 D/A | total sold: $502,724,428 (Nov 12, 2020) → $527,528,637 (Nov 5, 2021) · investors: 96 (Nov 12, 2020) → 98 (Nov 5, 2021) |
| Nov 12, 2020 EDGAR ↗ | 021-274887 | Nov 13, 2019 D/A | total sold: $486,984,427 (Nov 13, 2019) → $502,724,428 (Nov 12, 2020) · related persons added (Nov 12, 2020): National Investment Services of America, LLC, Scott O. Van Lith · related persons no longer listed (Nov 12, 2020): Norman E. Sidler, Kent J. White, National Investment Services, Inc., Bartlett J. McCartin |
| Nov 13, 2019 EDGAR ↗ | 021-274887 | Nov 16, 2018 D/A | total sold: $424,717,428 (Nov 16, 2018) → $486,984,427 (Nov 13, 2019) · investors: 93 (Nov 16, 2018) → 96 (Nov 13, 2019) |
| Nov 16, 2018 EDGAR ↗ | 021-274887 | Nov 13, 2018 D/A | total sold: $317,032,320 (Nov 13, 2018) → $424,717,428 (Nov 16, 2018) · investors: 67 (Nov 13, 2018) → 93 (Nov 16, 2018) |
| Nov 13, 2018 EDGAR ↗ | 021-274887 | Nov 17, 2017 D/A | total sold: $381,986,068 (Nov 17, 2017) → $317,032,320 (Nov 13, 2018) · investors: 88 (Nov 17, 2017) → 67 (Nov 13, 2018) |
| Nov 17, 2017 EDGAR ↗ | 021-274887 | Nov 21, 2016 D | total sold: $320,783,444 (Nov 21, 2016) → $381,986,068 (Nov 17, 2017) · investors: 82 (Nov 21, 2016) → 88 (Nov 17, 2017) |
Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Values as filed; no conclusion is drawn.
All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months (new offering = a Form D that is not an amendment) · most recent filing Oct 22, 2026. Industry as reported, by offering: One offering, reported as Pooled Investment Fund (Nov 21, 2016).
| Name | Relationship | Address state | On filings (first → last) | Also listed on |
|---|---|---|---|---|
| Bartlett Joseph McCartin III | Executive Officer, Director Issuer's note: Mr. McCartin is an executive officer and director of National Investment Services of America, LLC, the manager of the Issuer. | IL | Oct 23, 2025 → Oct 22, 2026 on 1 of 12 filings listed on the latest filing | 5 other issuers |
| National Investment Services of America, LLC entity also filed as National Investment Services of America; LLC | Executive Officer, Promoter Issuer's note: National Investment Services of America, LLC (doing business as National Investment Services) is the manager of the Issuer. | WI | Nov 12, 2020 → Oct 22, 2026 on 7 of 12 filings listed on the latest filing | 12 other issuers |
| Scott O. Van Lith | Executive Officer Issuer's note: Mr. Van Lith is an executive officer of National Investment Services of America, LLC, the manager of the Issuer. | WI | Nov 12, 2020 → Oct 22, 2026 on 7 of 12 filings listed on the latest filing | 12 other issuers |
| Robert n/a Brooks | Executive Officer, Director Issuer's note: Mr. Brooks is an executive officer and director of National Investment Services of America, LLC, the manager of the Issuer. | WI | Nov 21, 2016 → Oct 23, 2025 on 11 of 12 filings not listed on the latest filing (Oct 22, 2026) | 13 other issuers |
| Larry H. Haslee | Executive Officer Issuer's note: Mr. Haslee an executive officer of National Investment Services, Inc., the manager of the Issuer. | WI | Nov 21, 2016 → Nov 5, 2021 on 7 of 12 filings not listed on the latest filing (Oct 22, 2026) | 12 other issuers |
| Bartlett J. McCartin | Executive Officer, Director Issuer's note: Mr. McCartin is an executive officer and director of National Investment Services of America, LLC, the manager of the Issuer. | WI | Nov 21, 2016 → Nov 13, 2019 on 6 of 12 filings not listed on the latest filing (Oct 22, 2026) | 12 other issuers |
| Kent J. White | Executive Officer, Director Issuer's note: Mr. White is a director and executive officer of National Investment Services, Inc., the manager of the Issuer. | WI | Nov 21, 2016 → Nov 13, 2019 on 5 of 12 filings not listed on the latest filing (Oct 22, 2026) | 11 other issuers |
| National Investment Services, Inc. entity also filed as National Investment Services; Inc. | Executive Officer, Promoter Issuer's note: National Investment Services, Inc. is the manager of the Issuer. | WI | Nov 21, 2016 → Nov 13, 2019 on 5 of 12 filings not listed on the latest filing (Oct 22, 2026) | 11 other issuers |
| Norman E. Sidler | Executive Officer, Director Issuer's note: Mr. Sidler is a director and executive officer of National Investment Services, Inc., the manager of the Issuer. | WI | Nov 21, 2016 → Nov 13, 2019 on 5 of 12 filings not listed on the latest filing (Oct 22, 2026) | 11 other issuers |
Executive officers, directors and promoters as self-reported by the issuer; spelling variants of one person are merged. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗.
Other issuers listing the same people (showing 40 of 98):
Shared address: this business address appears on filings for 34 other issuers. Stated as a count only (suite numbers ignored) — many addresses are shared office buildings or registered agents. As of Oct 23, 2026, 5:45 PM ET.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.
Not yet collected.
Sources to be searched: sponsor website, Internet Archive, press index (GDELT), Form ADV. A sponsor's website is known only from an approved profile claim or the issuer's own Form ADV; we never look it up elsewhere and never collect personal or family accounts.
Entity standing: not checked (no official programmatic source for WI yet).
Export this report as PDF (all source links + data timestamp; members · included free during the launch period)
No corrections have been requested for this page.
Filing-to-filing changes are in Amendment history above.
The complete public-record profile for NIS Preferred Stock Fund II, LLC, plus the weekly new-filings list.
Only "Connect me" shares your details — with this sponsor, at a flat price we charge them, never tied to whether you invest. "Just researching" shares nothing.
Free. Tell us what's wrong and, if you can, where the correct public record is. Every request is logged with its status (received → under review → fixed / confirmed with source).
Sponsors may add a sourced explanation next to any fact on this page. Reviewed before publishing; never edits the public record.
Free. Get the "Claimed by sponsor" chip and a verified contact for corrections. Claiming never changes the public-record section.