Sponsor Check › Nis Core Fixed › Issuer
Limited Liability Company · organized in DELAWARE · formed Over five years ago · MILWAUKEE, WI · SEC CIK 1687390
Part of sponsor group: Nis Core Fixed (13 issuers, 132 filings) · grouped because: shared people, shared management entity, same business address, similar issuer names · confidence 100% · Not the same sponsor? Request a correction
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing by this issuer: Oct 22, 2026 · Courts (RECAP) last checked: not yet · SEC enforcement last checked: Oct 23, 2026, 8:12 PM ET
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Sources searched: SEC litigation releases + SEC administrative proceedings (sec.gov index, 1995-09-19 → 2026-10-23) · Last checked Oct 23, 2026, 8:12 PM ET.
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What will be compared: what the sponsor says publicly (website, marketing materials, claimed profile) against what public records show — SEC Form D filings, Form ADV adviser registration, and state business records. Every comparison is reviewed by a person before it is published.
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Sources to be compared: sponsor public claims · SEC Form D · SEC Form ADV (IAPD) · state business records · As of Oct 23, 2026, 9:14 PM ET.
0 of 1 offering report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Oct 22, 2026 D/A File 021-274884 | $0 | $0 | $0 The investment adviser, an entity whose executive officers are listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. | None listed |
As reported by the issuer on Form D (Items 12–15), latest filing per offering. "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates.
Each filing as reported by the issuer. Open a row for the full plain-English detail.
| Filing | Form D/A (amendment) filed Oct 22, 2026 · amends 0001687390-25-000002 ↗ SEC file no. 021-274884 · accession 0001687390-26-000001 |
|---|---|
| Raise progress | $812,858,414 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Apr 1, 2001 · Form D filed: Oct 22, 2026 (9335 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 9,337 days (25.6 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 22, 2026. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 107 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.1 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Equity; Pooled investment fund interests; Other: limited liability company interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 The investment adviser, an entity whose executive officers are listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Scott O. Van Lith, Chief Financial Officer (Oct 22, 2026) |
| Changes vs prior filing | total sold: $779,263,414 → $812,858,414 investors: 105 → 107 Compared with the D/A filed Oct 23, 2025 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 107. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the EDGAR daily index |
| Filing | Form D/A (amendment) filed Oct 23, 2025 · amends 0001687390-24-000001 ↗ SEC file no. 021-274884 · accession 0001687390-25-000002 |
|---|---|
| Raise progress | $779,263,414 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Apr 1, 2001 · Form D filed: Oct 23, 2025 (8971 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 9,337 days (25.6 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 23, 2025. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 105 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.1 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Equity; Pooled investment fund interests; Other: limited liability company interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 The investment adviser, an entity whose executive officers are listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Scott O. Van Lith, Chief Financial Officer (Oct 23, 2025) |
| Changes vs prior filing | total sold: $717,623,414 → $779,263,414 investors: 102 → 105 Compared with the D/A filed Oct 31, 2024 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 105. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Oct 31, 2024 · amends 0001687390-23-000001 ↗ SEC file no. 021-274884 · accession 0001687390-24-000001 |
|---|---|
| Raise progress | $717,623,414 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Apr 1, 2001 · Form D filed: Oct 31, 2024 (8614 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 9,337 days (25.6 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Oct 31, 2024. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 102 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.1 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Equity; Pooled investment fund interests; Other: limited liability company interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 The investment adviser, an entity whose executive officers are listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Scott O. Van Lith, Chief Financial Officer (Oct 30, 2024) |
| Changes vs prior filing | total sold: $698,503,414 → $717,623,414 investors: 101 → 102 Compared with the D/A filed Nov 1, 2023 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 102. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Nov 1, 2023 · amends 0001687390-22-000001 ↗ SEC file no. 021-274884 · accession 0001687390-23-000001 |
|---|---|
| Raise progress | $698,503,414 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Apr 1, 2001 · Form D filed: Nov 1, 2023 (8249 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 9,337 days (25.6 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 1, 2023. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 101 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.1 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Equity; Pooled investment fund interests; Other: limited liability company interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 The investment adviser, an entity whose executive officers are listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Scott O. Van Lith, Chief Financial Officer (Nov 1, 2023) |
| Changes vs prior filing | total sold: $689,343,414 → $698,503,414 Compared with the D/A filed Nov 3, 2022 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 101. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Nov 3, 2022 · amends 0001687390-21-000001 ↗ SEC file no. 021-274884 · accession 0001687390-22-000001 |
|---|---|
| Raise progress | $689,343,414 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Apr 1, 2001 · Form D filed: Nov 3, 2022 (7886 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 9,337 days (25.6 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 3, 2022. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 101 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.1 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Equity; Pooled investment fund interests; Other: limited liability company interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 The investment adviser, an entity whose executive officers are listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Scott O. Van Lith, Chief Financial Officer (Nov 2, 2022) |
| Changes vs prior filing | total sold: $660,393,496 → $689,343,414 Compared with the D/A filed Nov 5, 2021 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 101. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Nov 5, 2021 · amends 0001687390-20-000001 ↗ SEC file no. 021-274884 · accession 0001687390-21-000001 |
|---|---|
| Raise progress | $660,393,496 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Apr 1, 2001 · Form D filed: Nov 5, 2021 (7523 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 9,337 days (25.6 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 5, 2021. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 101 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.1 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Equity; Pooled investment fund interests; Other: limited liability company interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 The investment adviser, an entity whose executive officers are listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Larry H. Haslee, Chief Compliance Officer (Nov 5, 2021) |
| Changes vs prior filing | total sold: $637,138,496 → $660,393,496 Compared with the D/A filed Nov 12, 2020 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 101. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Nov 12, 2020 · amends 0001687390-19-000001 ↗ SEC file no. 021-274884 · accession 0001687390-20-000001 |
|---|---|
| Raise progress | $637,138,496 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Apr 1, 2001 · Form D filed: Nov 12, 2020 (7165 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 9,337 days (25.6 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 12, 2020. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 101 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.1 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Equity; Pooled investment fund interests; Other: limited liability company interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 The investment adviser, an entity whose executive officers are listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Larry Haslee, Chief Compliance Officer (Nov 12, 2020) |
| Changes vs prior filing | total sold: $542,913,496 → $637,138,496 investors: 100 → 101 Compared with the D/A filed Nov 12, 2019 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 101. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Nov 12, 2019 · amends 0000939791-18-000017 ↗ SEC file no. 021-274884 · accession 0001687390-19-000001 |
|---|---|
| Raise progress | $542,913,496 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Apr 1, 2001 · Form D filed: Nov 12, 2019 (6799 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 9,337 days (25.6 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 12, 2019. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 100 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.1 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Equity; Pooled investment fund interests; Other: limited liability company interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 The investment adviser, an entity controlled by the individuals listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Larry Haslee, Chief Compliance Officer (Nov 12, 2019) |
| Changes vs prior filing | total sold: $483,893,496 → $542,913,496 investors: 98 → 100 Compared with the D/A filed Nov 16, 2018 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 100. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Nov 16, 2018 · amends 0000939791-18-000010 ↗ SEC file no. 021-274884 · accession 0000939791-18-000017 |
|---|---|
| Raise progress | $483,893,496 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Apr 1, 2001 · Form D filed: Nov 16, 2018 (6438 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 9,337 days (25.6 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 16, 2018. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 98 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.1 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Equity; Pooled investment fund interests; Other: limited liability company interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 The investment adviser, an entity controlled by the individuals listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Larry Haslee, Chief Compliance Officer (Nov 16, 2018) |
| Changes vs prior filing | total sold: $198,663,545 → $483,893,496 investors: 88 → 98 Compared with the D/A filed Nov 13, 2018 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 98. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Nov 13, 2018 · amends 0001687390-17-000001 ↗ SEC file no. 021-274884 · accession 0000939791-18-000010 |
|---|---|
| Raise progress | $198,663,545 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Apr 1, 2001 · Form D filed: Nov 13, 2018 (6435 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 9,337 days (25.6 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 13, 2018. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 88 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.1 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Equity; Pooled investment fund interests; Other: limited liability company interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 The investment adviser, an entity controlled by the individuals listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Larry Haslee, Chief Compliance Officer (Nov 13, 2018) |
| Changes vs prior filing | total sold: $420,263,496 → $198,663,545 investors: 90 → 88 Compared with the D/A filed Nov 17, 2017 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 88. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D/A (amendment) filed Nov 17, 2017 · amends 0001687390-16-000001 ↗ SEC file no. 021-274884 · accession 0001687390-17-000001 |
|---|---|
| Raise progress | $420,263,496 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Apr 1, 2001 · Form D filed: Nov 17, 2017 (6074 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 9,337 days (25.6 years) |
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Nov 17, 2017. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 90 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.1 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Equity; Pooled investment fund interests; Other: limited liability company interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 The investment adviser, an entity controlled by the individuals listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Larry Haslee, Chief Compliance Officer (Nov 17, 2017) |
| Changes vs prior filing | total sold: $398,323,496 → $420,263,496 investors: 79 → 90 Compared with the D filed Nov 21, 2016 (EDGAR ↗). Amendment history as filed; no conclusion is drawn. |
| Market context | Minimum investment: $0. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 90. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
| Filing | Form D filed Nov 21, 2016 SEC file no. 021-274884 · accession 0001687390-16-000001 |
|---|---|
| Raise progress | $398,323,496 sold of Indefinite offered · Indefinite remaining |
| Filing timing | Date of first sale: Apr 1, 2001 · Form D filed: Nov 21, 2016 (5713 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 9,337 days (25.6 years) |
| Annual amendments | Issuer reported the offering may last more than one year. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 79 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3C exclusion; Investment Company Act 3C.1 exclusion |
| Minimum investment accepted | $0 |
| Securities offered | Equity; Pooled investment fund interests; Other: limited liability company interests |
| Industry / issuer size | Pooled Investment Fund (Other Investment Fund) · net asset value range: Decline to Disclose |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 The investment adviser, an entity controlled by the individuals listed in Item 3 above, is entitled to receive a management fee in an amount equal to a specified percentage of assets under management. |
| Signed by | Larry Haslee, Chief Compliance Officer (Nov 21, 2016) |
| Market context | Minimum investment: $0. Typical range for similar offerings: $1,000–$100,000. Offering size: Indefinite. Typical range: $155,000–$5,250,000. Investors: 79. Typical range: 4–27. "Similar" = Pooled Investment Fund offerings claiming 506(b) filed in the last 5 years (83,801 filings); ranges are the middle half (25th–75th percentile). No ranking or score. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set |
All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months · most recent filing Oct 22, 2026.
| Name | Relationship | Address state | On filings | Also listed on |
|---|---|---|---|---|
| Bartlett J. McCartin III | Executive Officer, Director Mr. McCartin is an executive officer and director of National Investment Services of America, LLC, the manager of the Issuer. | IL | Oct 23, 2025 → Oct 22, 2026 | 5 other issuers |
| National Investment Services of America, LLC entity | Executive Officer, Promoter National Investment Services of America, LLC (doing business as National Investment Services) is the manager of the Issuer. | WI | Nov 12, 2020 → Oct 22, 2026 | 12 other issuers |
| Scott O. Van Lith | Executive Officer Mr. Van Lith is an executive officer of National Investment Services of America, LLC, the manager of the Issuer. | WI | Nov 12, 2020 → Oct 22, 2026 | 12 other issuers |
| Robert n/a Brooks | Executive Officer, Director Mr. Brooks is an executive officer and director of National Investment Services of America, LLC, the manager of the Issuer. | WI | Nov 21, 2016 → Oct 23, 2025 | 13 other issuers |
| Larry H. Haslee | Executive Officer Mr. Haslee an executive officer of National Investment Services of America, LLC, the manager of the Issuer. | WI | Nov 21, 2016 → Nov 5, 2021 | 12 other issuers |
| Bartlett J. McCartin | Executive Officer, Director Mr. McCartin is an executive officer and director of National Investment Services of America, LLC, the manager of the Issuer. | WI | Nov 21, 2016 → Nov 12, 2019 | 12 other issuers |
| Kent J. White | Executive Officer, Director Mr. White is a director and executive officer of National Investment Services, Inc., the manager of the Issuer. | WI | Nov 21, 2016 → Nov 12, 2019 | 11 other issuers |
| National Investment Services, Inc. entity | Executive Officer, Promoter National Investment Services, Inc. is the manager of the Issuer. | WI | Nov 21, 2016 → Nov 12, 2019 | 11 other issuers |
| Norman E. Sidler | Executive Officer, Director Mr. Sidler is a director and executive officer of National Investment Services, Inc., the manager of the Issuer. | WI | Nov 21, 2016 → Nov 12, 2019 | 11 other issuers |
Executive officers, directors and promoters as self-reported by the issuer. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗.
Other issuers listing the same people:
Shared address: this business address appears on filings for 34 other issuers. Stated as a count only — many addresses are shared office buildings or registered agents.
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