Sponsor Check › Issuer
Corporation · organized in Delaware · formed more than five years before filing · Orlando, FL
Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing by this issuer Oct 9, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:06 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
LIGHTPATH TECHNOLOGIES INC is a corporation organized in Delaware (formed more than five years before filing), based in Orlando, FL.
What this means A deal company is usually set up for one investment; its Form D is the notice it files after selling to investors.
It has filed 11 Form D filings (11 originals, 0 amendments) for 11 offerings between Sep 2009 and Oct 2026. The latest filing of each offering reports a combined $48.5M sold of $51.7M offered to 74 investors; industry as reported: manufacturing; latest exemption Rule 506(b).
What this means A repeat filer — 11 separate raises over about 17 years. Amendments are routine updates (an ongoing raise must update its Form D at least once a year).
Key people as listed: Albert Miranda (executive officer), Darcie Peck (director), Joseph Menaker (director), Kimberly Anne Crider (director), M Scott Faris (director) and 22 more.
What this means These are the people the company itself named as running or promoting it. Tap a name to see every other deal they are on.
Reported money out: $2.19M in sales commissions and $82K of proceeds to officers, directors or promoters (latest filing per offering). Paid to sell it: Craig-Hallum Capital Group LLC, Garden State Securities, Inc., Meyers Associates LP.
What this means $82K of investor money was reported as going to the people running the deal — about 0.2% of what was sold. The form does not say what for (fees, salaries, buying something from them); ask. $2.19M went to brokers for selling it (about 4.5% of what was sold).
Activity: 4 new offerings in the last 12 months; no amendment on file; latest filing Oct 9, 2026.
What this means Still raising money this year.
Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched LIGHTPATH TECHNOLOGIES INC.
State business registry: FL registry lists LIGHTPATH TECHNOLOGIES, INC. as active, formed Jun 19, 2003, registered agent UNITED AGENT GROUP INC..
What this means Formation date, status and registered agent as the state prints them; a registry listing says nothing about the offering itself.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 1 court case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 11 public filings for LIGHTPATH TECHNOLOGIES INC and found 13 differences: Bankruptcy case: Menaker Investments Ii Ltd; Form D filed 27 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
1 possible match is in human review and not shown.
Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file). A registry listing is the state's own record of the entity; it says nothing about the offering itself.
Community search for LIGHTPATH TECHNOLOGIES INC has not run yet — it is joining a line of 60,103 names; searches run around the clock at the hosts' allowed rate. Searched so far: 685 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
1 case: 1 judgment
850 Securities/Commodities· Cause:
15:78m(a) Securities Exchange Act
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:06 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched LIGHTPATH TECHNOLOGIES INC..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:06 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No comparisons published
No public statement by this issuer has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this issuer yet.
13 differences found between the filings for LIGHTPATH TECHNOLOGIES INC (compared 11 filings on Oct 24, 2026)
United States Bankruptcy Court, M.D. Florida docket "Menaker Investments Ii Ltd." filed Mar 9, 2001, closed Dec 10, 2003. Joseph Menaker (listed on the same filings) is listed as Debtor ("Menaker Investments Ii Ltd."). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The filing says the first sale was Apr 1, 2026. The Form D was filed Apr 28, 2026 — 27 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 12 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Jan 2, 2026. The Form D was filed Jan 21, 2026 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The latest filing for this offering is dated Jun 21, 2012 (first sale Jun 11, 2012). It reports $1,982,727 sold of $3,907,144 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The latest filing for this offering is dated Apr 19, 2010 (first sale Apr 8, 2010). It reports $1,117,000 sold of $1,242,924 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The latest filing for this offering is dated Sep 1, 2009 (first sale Aug 19, 2009). It reports $1,636,500 sold of $2,760,002 offered. No later amendment is in our index as of Oct 24, 2026.
What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.
The Jul 2, 2026 filing lists Kimberly Anne Crider as executive officer, director; the Oct 9, 2026 Form D lists director.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
The Sep 23, 2025 filing lists Kimberly Anne Crider as director; the Jan 21, 2026 Form D lists executive officer, director.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
The Mar 5, 2025 filing lists Shmuel Rubin as executive officer; the Sep 23, 2025 Form D lists executive officer, director.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
listed as "Steven E. Creviston" on the Sep 23, 2025 filing, and "Steven Eric Creviston" on 4 filings (from Jan 21, 2026).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
listed as "Dorothy Marie Cipolla" on 4 filings (from Sep 1, 2009), and "Dorothy M. Cipolla" on the Jan 26, 2018 filing.
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
listed as "Steven Brueck" on 2 filings (from Jun 21, 2012), and "Steven R.J. Brueck" on the Jan 26, 2018 filing.
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
"$5,000,001 - $25,000,000" (Sep 1, 2009); then "Decline to Disclose" (Mar 5, 2025).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
4 of 11 offerings report sales commissions totalling $2,187,982; 0 report finder's fees; 1 reports proceeds to related persons totalling $81,600.
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Oct 9, 2026 D File 021-600791 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 2, 2026 D File 021-589363 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 28, 2026 D File 021-582119 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 21, 2026 D File 021-570674 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 23, 2025 D File 021-558419 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 5, 2025 D File 021-539974 | $1,754,999 | $0 | $0 | Craig-Hallum Capital Group LLC BrokerCheck CRD 000121395 ↗ | EDGAR ↗ |
| Jan 26, 2018 D File 021-304177 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 30, 2015 D File 021-233164 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 21, 2012 D File 021-180122 | $198,273 | $0 | $0 Proceeds may be used in the future to pay director fees or officer compensation in the ordinary course of business. | Meyers Associates LP BrokerCheck CRD 37821 ↗ via Meyers Associates LP (CRD 37821 ↗) | EDGAR ↗ |
| Apr 19, 2010 D File 021-140827 | $86,610 | $0 | $0 Proceeds may be used in the future to pay director fees or officer compensation in the ordinary course of business. | Garden State Securities, Inc. BrokerCheck CRD 10083 ↗ via Garden State Securities, Inc. (CRD 10083 ↗) | EDGAR ↗ |
| Sep 1, 2009 D File 021-88997-1D | $148,100 | $0 | $81,600 $81,600 was in accounts payable for fees for directors for January - June 2009; remaining proceeds are for working capital. | Garden State Securities, Inc. BrokerCheck CRD 10083 ↗ via Garden State Securities, Inc. (CRD 10083 ↗) | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
0 recorded documents and 0 ownership records matched to LIGHTPATH TECHNOLOGIES INC in the sources searched.
Not found in sources searched as of Oct 24, 2026, 10:16 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2005–2026) — 1,032,426 records, loaded Oct 24, 2026, 8:00 AM ET; Dallas County TX (DCAD ownership rolls 2021–2027) — 285,535 records, loaded Oct 24, 2026, 8:20 AM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll) — 514,336 records, loaded Oct 24, 2026, 8:25 AM ET; King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published) — 538,619 records, loaded Oct 24, 2026, 8:27 AM ET; Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026) — 1,263,035 records, loaded Oct 24, 2026, 9:34 AM ET. Still to be looked up for this issuer: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2005–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership rolls 2021–2027); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll), Broward County FL (FL DOR 2026 ownership roll), Palm Beach County FL (FL DOR 2026 ownership roll); King County WA (Assessor sale records 0000-00-00–2026-10-14; no owner-of-record names published); Cook County IL (Assessor sale records 1982–2026 + ownership rolls 1999–2026); also looked up per issuer when its page is viewed. Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 9:34 AM ET; Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp) Oct 24, 2026, 8:30 AM ET; King County WA Assessor Real Property Sales extract (EXTR_RPSale.csv) Oct 24, 2026, 8:27 AM ET; Florida DOR NAL roll (Palm Beach 60) Oct 24, 2026, 8:25 AM ET; Florida DOR NAL roll (Broward 16) Oct 24, 2026, 8:24 AM ET; Florida DOR NAL roll (Dade 23) Oct 24, 2026, 8:23 AM ET; Florida DOR NAL roll (Hillsborough 39) Oct 24, 2026, 8:21 AM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 24, 2026, 8:20 AM ET; Harris County Appraisal District real_acct.txt Oct 24, 2026, 8:00 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.
Each filing as reported by the issuer, newest first. Open a row for the full plain-English detail. D = original notice, D/A = amendment.
| File no. | Original Form D | Latest filing | Amendments | Offered (latest) | Sold (latest) | Industry (latest) |
|---|---|---|---|---|---|---|
| 021-600791 | Oct 9, 2026 EDGAR ↗ | Oct 9, 2026 D EDGAR ↗ | 0 | $10,800 | $10,800 | Manufacturing |
| 021-589363 | Jul 2, 2026 EDGAR ↗ | Jul 2, 2026 D EDGAR ↗ | 0 | $10,800 | $10,800 | Manufacturing |
| 021-582119 | Apr 28, 2026 EDGAR ↗ | Apr 28, 2026 D EDGAR ↗ | 0 | $10,800 | $10,800 | Manufacturing |
| 021-570674 | Jan 21, 2026 EDGAR ↗ | Jan 21, 2026 D EDGAR ↗ | 0 | $10,800 | $10,800 | Manufacturing |
| 021-558419 | Sep 23, 2025 EDGAR ↗ | Sep 23, 2025 D EDGAR ↗ | 0 | $8,000,000 | $8,000,000 | Manufacturing |
| 021-539974 | Mar 5, 2025 EDGAR ↗ | Mar 5, 2025 D EDGAR ↗ | 0 | $32,195,205 | $32,195,205 | Manufacturing |
| 021-304177 | Jan 26, 2018 EDGAR ↗ | Jan 26, 2018 D EDGAR ↗ | 0 | $2,253,595 | $2,253,595 | Manufacturing |
| 021-233164 | Jan 30, 2015 EDGAR ↗ | Jan 30, 2015 D EDGAR ↗ | 0 | $1,303,106 | $1,303,106 | Manufacturing |
| 021-180122 | Jun 21, 2012 EDGAR ↗ | Jun 21, 2012 D EDGAR ↗ | 0 | $3,907,144 | $1,982,727 | Manufacturing |
| 021-140827 | Apr 19, 2010 EDGAR ↗ | Apr 19, 2010 D EDGAR ↗ | 0 | $1,242,924 | $1,117,000 | Manufacturing |
| 021-88997-1D | Sep 1, 2009 EDGAR ↗ | Sep 1, 2009 D EDGAR ↗ | 0 | $2,760,002 | $1,636,500 | Manufacturing |
Offerings are grouped by SEC file number; rows without a file number (not yet retrieved from EDGAR) are shown as their own offering until the link is fetched.
| Filing | Form D filed Oct 9, 2026 SEC file no. 021-600791 · accession 0001437749-26-032453 |
|---|---|
| Raise progress | $10,800 sold of $10,800 offered (100%) · $0 remaining · first sale Oct 1, 2026 |
| Filing timing | Date of first sale: Oct 1, 2026 · Form D filed: Oct 9, 2026 (8 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 24 days (0.1 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Manufacturing |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Shmuel Rubin, Chief Executive Officer (Oct 9, 2026) Signed by an authorized representative. |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $10,000–$60,000. Offering size: $10,800. Typical range: $1,000,000–$7,247,539. Investors: 1. Typical range: 2–13. "Similar" = Manufacturing, Rule 506(b). Based on 1,339 Form D filings 2021–2026 in the same industry and exemption (Manufacturing, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 642, offering size 1,203, investors 1,209. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the EDGAR daily index · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Jul 2, 2026 SEC file no. 021-589363 · accession 0001437749-26-022323 |
|---|---|
| Raise progress | $10,800 sold of $10,800 offered (100%) · $0 remaining · first sale Jul 1, 2026 |
| Filing timing | Date of first sale: Jul 1, 2026 · Form D filed: Jul 2, 2026 (1 day after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 116 days (0.3 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Manufacturing |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Shmuel Rubin, Chief Executive Officer (Jul 1, 2026) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $10,000–$60,000. Offering size: $10,800. Typical range: $1,000,000–$7,247,539. Investors: 1. Typical range: 2–13. "Similar" = Manufacturing, Rule 506(b). Based on 1,339 Form D filings 2021–2026 in the same industry and exemption (Manufacturing, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 642, offering size 1,203, investors 1,209. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Apr 28, 2026 SEC file no. 021-582119 · accession 0001437749-26-013661 |
|---|---|
| Raise progress | $10,800 sold of $10,800 offered (100%) · $0 remaining · first sale Apr 1, 2026 |
| Filing timing | Date of first sale: Apr 1, 2026 · Form D filed: Apr 28, 2026 (27 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 207 days (0.6 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Manufacturing |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Shmuel Rubin, Chief Executive Officer (Apr 28, 2026) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $10,000–$60,000. Offering size: $10,800. Typical range: $1,000,000–$7,247,539. Investors: 1. Typical range: 2–13. "Similar" = Manufacturing, Rule 506(b). Based on 1,339 Form D filings 2021–2026 in the same industry and exemption (Manufacturing, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 642, offering size 1,203, investors 1,209. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Jan 21, 2026 SEC file no. 021-570674 · accession 0001437749-26-001647 |
|---|---|
| Raise progress | $10,800 sold of $10,800 offered (100%) · $0 remaining · first sale Jan 2, 2026 |
| Filing timing | Date of first sale: Jan 2, 2026 · Form D filed: Jan 21, 2026 (19 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 296 days (0.8 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Manufacturing |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Shmuel Rubin, Chief Executive Officer (Jan 21, 2026) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $10,000–$60,000. Offering size: $10,800. Typical range: $1,000,000–$7,247,539. Investors: 1. Typical range: 2–13. "Similar" = Manufacturing, Rule 506(b). Based on 1,339 Form D filings 2021–2026 in the same industry and exemption (Manufacturing, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 642, offering size 1,203, investors 1,209. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Sep 23, 2025 SEC file no. 021-558419 · accession 0001654954-25-011033 |
|---|---|
| Raise progress | $8,000,000 sold of $8,000,000 offered (100%) · $0 remaining · first sale Sep 16, 2025 |
| Filing timing | Date of first sale: Sep 16, 2025 · Form D filed: Sep 23, 2025 (7 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 404 days (1.1 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 2 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Manufacturing |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Shmuel Rubin, Chief Executive Officer (Sep 23, 2025) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $10,000–$60,000. Offering size: $8,000,000. Typical range: $1,000,000–$7,247,539. Investors: 2. Typical range: 2–13. "Similar" = Manufacturing, Rule 506(b). Based on 1,339 Form D filings 2021–2026 in the same industry and exemption (Manufacturing, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 642, offering size 1,203, investors 1,209. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Mar 5, 2025 SEC file no. 021-539974 · accession 0001654954-25-002317 |
|---|---|
| Raise progress | $32,195,205 sold of $32,195,205 offered (100%) · $0 remaining |
| Filing timing | Date of first sale: Yet to occur · Form D filed: Mar 5, 2025 Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 6 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Debt · business combination transaction |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Manufacturing |
| Who is paid to sell it | Craig-Hallum Capital Group LLC — FINRA BrokerCheck CRD 000121395 ↗ Solicits in: MA, MD, NY |
| Money to insiders | Sales commissions: $1,754,999 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: Represents a cash fee of $1,754,999.98, which includes expense reimbursements of $90,000.00. |
| Signed by | Shmuel Rubin, Chief Executive Officer (Mar 5, 2025) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $10,000–$60,000. Offering size: $32,195,205. Typical range: $1,000,000–$7,247,539. Investors: 6. Typical range: 2–13. "Similar" = Manufacturing, Rule 506(b). Based on 1,339 Form D filings 2021–2026 in the same industry and exemption (Manufacturing, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 642, offering size 1,203, investors 1,209. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Jan 26, 2018 SEC file no. 021-304177 · accession 0001387131-18-000270 |
|---|---|
| Raise progress | $2,253,595 sold of $2,253,595 offered (100%) · $0 remaining · first sale Jan 16, 2018 Issuer's note: The Issuer issued 967,208 shares of common stock for partial satisfaction of promissory note. |
| Filing timing | Date of first sale: Jan 16, 2018 · Form D filed: Jan 26, 2018 (10 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 3,204 days (8.8 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 2 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: $5,000,001 - $25,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Manufacturing |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | Dorothy M. Cipolla, Chief Financial Officer (Jan 25, 2018) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $10,000–$60,000. Offering size: $2,253,595. Typical range: $1,000,000–$7,247,539. Investors: 2. Typical range: 2–13. "Similar" = Manufacturing, Rule 506(b). Based on 1,339 Form D filings 2021–2026 in the same industry and exemption (Manufacturing, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 642, offering size 1,203, investors 1,209. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Jan 30, 2015 SEC file no. 021-233164 · accession 0001387131-15-000274 |
|---|---|
| Raise progress | $1,303,106 sold of $1,303,106 offered (100%) · $0 remaining · first sale Jan 20, 2015 Issuer's note: The issuer sold 930,790 shares of Class A common stock at a purchase price of $1.40 per share. |
| Filing timing | Date of first sale: Jan 20, 2015 · Form D filed: Jan 30, 2015 (10 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 4,296 days (11.8 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 1 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: $5,000,001 - $25,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Manufacturing |
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
| Signed by | J. James Gaynor, President and Chief Executive Officer (Jan 28, 2015) |
| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $10,000–$60,000. Offering size: $1,303,106. Typical range: $1,000,000–$7,247,539. Investors: 1. Typical range: 2–13. "Similar" = Manufacturing, Rule 506(b). Based on 1,339 Form D filings 2021–2026 in the same industry and exemption (Manufacturing, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 642, offering size 1,203, investors 1,209. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Jun 21, 2012 SEC file no. 021-180122 · accession 0001387131-12-001979 |
|---|---|
| Raise progress | $1,982,727 sold of $3,907,144 offered (51%) · $1,924,417 remaining · first sale Jun 11, 2012 Issuer's note: Amount remaining to be sold relates to proceeds to be received upon exercise of the warrants issued in connection with the offering. |
| Filing timing | Date of first sale: Jun 11, 2012 · Form D filed: Jun 21, 2012 (10 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 5,249 days (14.4 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 19 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $0 as filed (no minimum reported) |
| Securities offered | Equity; Option, warrant or other right to acquire |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: $5,000,001 - $25,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Manufacturing |
| Who is paid to sell it | Meyers Associates LP — FINRA BrokerCheck CRD 37821 ↗ · associated broker-dealer: Meyers Associates LP (CRD 37821 ↗) Solicits in: AZ, CA, DE, IL, IN, KS, MD, MN, NJ, NY, OH, OR, VA |
| Money to insiders | Sales commissions: $198,273 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: Meyers Associates LP and its designees also received warrants to purchase an aggregate of 194,385 shares of common stock at an exercise price equal to $1.32 per share for a 5 year term beginning 12/11/2012. · Issuer's note: Proceeds may be used in the future to pay director fees or officer compensation in the ordinary course of business. |
| Signed by | J. James Gaynor, President and Chief Executive Officer (Jun 19, 2012) |
| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Apr 19, 2010 SEC file no. 021-140827 · accession 0001181431-10-022009 |
|---|---|
| Raise progress | $1,117,000 sold of $1,242,924 offered (90%) · $125,924 remaining · first sale Apr 8, 2010 Issuer's note: Amount remaining to be sold relates to proceeds to be received upon exercise of the warrants issued in connection with the offering. |
| Filing timing | Date of first sale: Apr 8, 2010 · Form D filed: Apr 19, 2010 (11 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 6,044 days (16.6 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 7 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $10,000 |
| Securities offered | Equity; Option, warrant or other right to acquire |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: $5,000,001 - $25,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Manufacturing |
| Who is paid to sell it | Garden State Securities, Inc. — FINRA BrokerCheck CRD 10083 ↗ · associated broker-dealer: Garden State Securities, Inc. (CRD 10083 ↗) Solicits in: AZ, CA, FL, MN, NJ, NY |
| Money to insiders | Sales commissions: $86,610 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 Issuer's note: Garden State Securities, Inc. and its designees also received warrants to purchase an aggregate of 50,773 shares of Common Stock at an exercise price equal to $2.48 per share for a 5 year term beginning 10/8/2010. · Issuer's note: Proceeds may be used in the future to pay director fees or officer compensation in the ordinary course of business. |
| Signed by | Dorothy M. Cipolla, CFO (Apr 19, 2010) Signed by an authorized representative. |
| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
| Filing | Form D filed Sep 1, 2009 SEC file no. 021-88997-1D · accession 0001181431-09-042032 |
|---|---|
| Raise progress | $1,636,500 sold of $2,760,002 offered (59%) · $1,123,502 remaining · first sale Aug 19, 2009 Issuer's note: Amount remaining to be sold relates to proceeds to be received upon exercise of the warrants issued in connection with the offering. |
| Filing timing | Date of first sale: Aug 19, 2009 · Form D filed: Sep 1, 2009 (13 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
| Time since first sale | 6,276 days (17.2 years) |
| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
| Investors | 33 total · issuer reported no non-accredited investors |
| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
| Minimum investment accepted | $10,000 |
| Securities offered | Equity; Option, warrant or other right to acquire |
| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: $5,000,001 - $25,000,000 (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
| Industry | Manufacturing |
| Who is paid to sell it | Garden State Securities, Inc. — FINRA BrokerCheck CRD 10083 ↗ · associated broker-dealer: Garden State Securities, Inc. (CRD 10083 ↗) |
| Money to insiders | Sales commissions: $148,100 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $81,600 Issuer's note: Garden State Securities, Inc. and its designees also received warrants to purchase an aggregate of 155,860 shares of Common Stock at an exercise price equal to $1.73 per share for a 5 year term beginning 2/19/2010. · Issuer's note: $81,600 was in accounts payable for fees for directors for January - June 2009; remaining proceeds are for working capital. |
| Signed by | Dorothy M. Cipolla, CFO (Sep 1, 2009) Signed by an authorized representative. |
| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
All Form D filings for this CIK on SEC EDGAR ↗. History: 4 new offerings in the last 12 months (new offering = a Form D that is not an amendment) · most recent filing Oct 9, 2026. Industry as reported, by offering: All 11 offerings reported: Manufacturing (2009–2026).
Officers, directors and promoters the issuer itself named on its Form D. Tap a name for every other deal they are on.
| Name | Relationship | Address state | On filings (first → last) | Also listed on |
|---|---|---|---|---|
| AM Albert Miranda | Executive Officer Issuer's note: Chief Financial Officer | FL | Mar 5, 2025 → Oct 9, 2026 on 6 of 11 filings listed on the latest filing | — |
| DP Darcie Peck | Director | FL | Mar 5, 2025 → Oct 9, 2026 on 6 of 11 filings listed on the latest filing | — |
| JM Joseph Menaker | Director | FL | Mar 5, 2025 → Oct 9, 2026 on 6 of 11 filings listed on the latest filing | — |
| KC Kimberly Anne Crider | Director, Executive Officer | FL | Sep 23, 2025 → Oct 9, 2026 on 5 of 11 filings listed on the latest filing | — |
| MF M Scott Faris also filed as M. Scott Faris | Director | FL | Jun 21, 2012 → Oct 9, 2026 on 8 of 11 filings listed on the latest filing | — |
| MC Mark A. Caylor | Director | FL | Jan 21, 2026 → Oct 9, 2026 on 4 of 11 filings listed on the latest filing | — |
| SR Shmuel Rubin | Executive Officer, Director Issuer's note: Chief Executive Officer and Director | FL | Mar 5, 2025 → Oct 9, 2026 on 6 of 11 filings listed on the latest filing | — |
| SC Steven Eric Creviston also filed as Steven E. Creviston | Director | FL | Sep 23, 2025 → Oct 9, 2026 on 5 of 11 filings listed on the latest filing | — |
| TE Thomas B. Ellis | Director | FL | Jan 21, 2026 → Oct 9, 2026 on 4 of 11 filings listed on the latest filing | — |
| SF Scott M. Faris | Director | FL | Sep 23, 2025 on 1 of 11 filings not listed on the latest filing (Oct 9, 2026) | — |
| KC Kim Crider | Director | FL | Mar 5, 2025 on 1 of 11 filings not listed on the latest filing (Oct 9, 2026) | — |
| SC S. Eric Creviston | Director | FL | Mar 5, 2025 on 1 of 11 filings not listed on the latest filing (Oct 9, 2026) | — |
| AS Alan Symmons | Executive Officer | FL | Jan 30, 2015 → Jan 26, 2018 on 2 of 11 filings not listed on the latest filing (Oct 9, 2026) | — |
| CD Craig Dunham | Director | FL | Jan 26, 2018 on 1 of 11 filings not listed on the latest filing (Oct 9, 2026) | — |
| DC Dorothy M. Cipolla also filed as Dorothy Marie Cipolla | Executive Officer | FL | Sep 1, 2009 → Jan 26, 2018 on 5 of 11 filings not listed on the latest filing (Oct 9, 2026) | — |
| JG J. James Gaynor | Executive Officer, Director | FL | Sep 1, 2009 → Jan 26, 2018 on 5 of 11 filings not listed on the latest filing (Oct 9, 2026) | — |
| LL Louis Leeburg | Director | FL | Sep 1, 2009 → Jan 26, 2018 on 5 of 11 filings not listed on the latest filing (Oct 9, 2026) | — |
| RR Robert Ripp | Director | FL | Sep 1, 2009 → Jan 26, 2018 on 5 of 11 filings not listed on the latest filing (Oct 9, 2026) | — |
| SK Sohail Khan | Director | FL | Sep 1, 2009 → Jan 26, 2018 on 4 of 11 filings not listed on the latest filing (Oct 9, 2026) | — |
| SB Steven R.J. Brueck also filed as Steven Brueck | Director | FL | Jun 21, 2012 → Jan 26, 2018 on 3 of 11 filings not listed on the latest filing (Oct 9, 2026) | — |
| SK Sohail Kahn | Director | FL | Jan 30, 2015 on 1 of 11 filings not listed on the latest filing (Oct 9, 2026) | — |
| GS Gary Silverman | Director | FL | Sep 1, 2009 → Jun 21, 2012 on 3 of 11 filings not listed on the latest filing (Oct 9, 2026) | — |
| SB Steven Breuck | Director | FL | Sep 1, 2009 → Apr 19, 2010 on 2 of 11 filings not listed on the latest filing (Oct 9, 2026) | — |
Executive officers, directors and promoters as self-reported by the issuer, one row per person. Spellings of the same name (same first and last name, or the same full name that EDGAR split differently into middle and last name) with no conflicting middle initial are shown on one row (none on this issuer); dates and counts come from the filings that list each name. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗. Middle names: the SEC Form D data set (RELATEDPERSONS.tsv) repeats the previous person's middle name into later rows of the same filing; where that happened PartnerFacts shows the name without the repeated middle name and keeps the data-set spelling on record (Darcie E. Peck; Darcie Eric Peck; Joseph E. Menaker; Joseph Eric Menaker; Alan Scott Symmons; Craig Scott Dunham; Louis James Leeburg; Louis Marie Leeburg; Louis R.J. Leeburg; Robert James Ripp; Robert Marie Ripp; Robert M. Ripp; Sohail James Khan; Sohail Marie Khan; Sohail M. Khan; Steven Marie Brueck; Sohail Marie Kahn; Gary James Silverman; Gary Marie Silverman; Steven James Breuck) — the filing on EDGAR is the source.
No other issuers in our index list the same related persons. Searched: related-person listings on every Form D filing in our index, 2008 → Oct 22, 2026.
Shared address: this business address appears on no other issuer's filings in our index. As of Oct 23, 2026, 5:45 PM ET.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched LIGHTPATH TECHNOLOGIES INC.
No Meta Pixel ids or Facebook / Instagram page links on file for LIGHTPATH TECHNOLOGIES INC as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.
No website or social profile named in LIGHTPATH TECHNOLOGIES INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #3,802 of 374,652 in line (1,386 issuers searched so far).
Sources searched for a website: Form C data set (issuer websites as filed), Form ADV data set (Item 1.I of matched advisers) — as of Oct 23, 2026, 11:20 PM ET: none on file for this issuer. The sponsor website, the Internet Archive and GDELT news index are read only once a site is on file; a sponsor's website comes from the issuer's own filings (Form C issuer website; EDGAR company profile), an approved profile claim, Form ADV Item 1.I of its matched adviser, or a web search for the issuer name confirmed on the site's own homepage. We never collect personal or family accounts.
Entity standing: not checked (no official programmatic source for FL yet).
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