Offerings (SEC Form D)
Each filing as reported by the issuer, newest first. Open a row for the full plain-English detail. D = original notice, D/A = amendment.
Offerings at a glance — 1 offering, 10 filings (one row per SEC file number)
| File no. | Original Form D | Latest filing | Amendments | Offered (latest) | Sold (latest) | Industry (latest) |
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| 021-306962 | Mar 5, 2018 EDGAR ↗ | Jan 30, 2026 D/A EDGAR ↗ | 9 latest Jan 30, 2026 | Indefinite | $186,527,000 | Pooled Investment Fund |
Offerings are grouped by SEC file number; rows without a file number (not yet retrieved from EDGAR) are shown as their own offering until the link is fetched.
Jan 30, 2026 D/A Pooled Investment Fund — $186,527,000 sold of Indefinite · 5 investors EDGAR ↗
| Filing | Form D/A (amendment) filed Jan 30, 2026 · amends 0001728362-25-000001 ↗SEC file no. 021-306962 · accession 0001728362-26-000003 · filing 10 of 10 in this offering |
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| Raise progress | $186,527,000 sold of Indefinite offered · Indefinite remaining · first sale Mar 1, 2018 |
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| Filing timing | Date of first sale: Mar 1, 2018 · Original Form D filed: Mar 5, 2018 (4 days after first sale) · This amendment (Form D/A) filed: Jan 30, 2026 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
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| Time since first sale | 3,159 days (8.7 years) |
|---|
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jan 30, 2026. Most recent amendment for this offering in our index: this filing, Jan 30, 2026. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 5 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
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| Minimum investment accepted | $5,000,000 |
|---|
| Securities offered | Pooled investment fund interests |
|---|
| Entity details | Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
|---|
| Industry | Pooled Investment Fund (Other Investment Fund) |
|---|
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
|---|
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
|---|
| Signed by | Jennifer Eve, Chief Financial Officer of the General Partner (Jan 30, 2026) |
|---|
| Changes vs previous filing | No change in the fields compared.Compared with the D/A filed Jan 31, 2025 ( EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
|---|
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000.
Offering size: Indefinite. Typical range: $155,000–$5,250,000.
Investors: 5. Typical range: 4–27."Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Jan 31, 2025 D/A Pooled Investment Fund — $186,527,000 sold of Indefinite · 5 investors EDGAR ↗
| Filing | Form D/A (amendment) filed Jan 31, 2025 · amends 0000925056-24-000005 ↗SEC file no. 021-306962 · accession 0001728362-25-000001 · filing 9 of 10 in this offering |
|---|
| Raise progress | $186,527,000 sold of Indefinite offered · Indefinite remaining · first sale Mar 1, 2018 |
|---|
| Filing timing | Date of first sale: Mar 1, 2018 · Original Form D filed: Mar 5, 2018 (4 days after first sale) · This amendment (Form D/A) filed: Jan 31, 2025 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
|---|
| Time since first sale | 3,159 days (8.7 years) |
|---|
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jan 31, 2025. Most recent amendment for this offering in our index: Jan 30, 2026 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 5 total · issuer reported no non-accredited investors |
|---|
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
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| Minimum investment accepted | $5,000,000 |
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| Securities offered | Pooled investment fund interests |
|---|
| Entity details | Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
|---|
| Industry | Pooled Investment Fund (Other Investment Fund) |
|---|
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
|---|
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
|---|
| Signed by | Jennifer Eve, Chief Financial Officer of the General Partner (Jan 31, 2025) |
|---|
| Changes vs previous filing | No change in the fields compared.Compared with the D/A filed Jan 31, 2024 ( EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
|---|
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000.
Offering size: Indefinite. Typical range: $155,000–$5,250,000.
Investors: 5. Typical range: 4–27."Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Jan 31, 2024 D/A Pooled Investment Fund — $186,527,000 sold of Indefinite · 5 investors EDGAR ↗
| Filing | Form D/A (amendment) filed Jan 31, 2024 · amends 0000925056-24-000002 ↗SEC file no. 021-306962 · accession 0000925056-24-000005 · filing 8 of 10 in this offering |
|---|
| Raise progress | $186,527,000 sold of Indefinite offered · Indefinite remaining · first sale Mar 1, 2018 |
|---|
| Filing timing | Date of first sale: Mar 1, 2018 · Original Form D filed: Mar 5, 2018 (4 days after first sale) · This amendment (Form D/A) filed: Jan 31, 2024 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
|---|
| Time since first sale | 3,159 days (8.7 years) |
|---|
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jan 31, 2024. Most recent amendment for this offering in our index: Jan 30, 2026 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 5 total · issuer reported no non-accredited investors |
|---|
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
|---|
| Minimum investment accepted | $5,000,000 |
|---|
| Securities offered | Pooled investment fund interests |
|---|
| Entity details | Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
|---|
| Industry | Pooled Investment Fund (Other Investment Fund) |
|---|
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
|---|
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
|---|
| Signed by | Jennifer Eve, Chief Financial Officer of the General Partner (Jan 31, 2024) |
|---|
| Changes vs previous filing | No change in the fields compared.Compared with the D/A filed Jan 31, 2024 ( EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
|---|
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000.
Offering size: Indefinite. Typical range: $155,000–$5,250,000.
Investors: 5. Typical range: 4–27."Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
|---|
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Jan 31, 2024 D/A Pooled Investment Fund — $186,527,000 sold of Indefinite · 5 investors EDGAR ↗
| Filing | Form D/A (amendment) filed Jan 31, 2024 · amends 0000925056-23-000002 ↗SEC file no. 021-306962 · accession 0000925056-24-000002 · filing 7 of 10 in this offering |
|---|
| Raise progress | $186,527,000 sold of Indefinite offered · Indefinite remaining · first sale Mar 1, 2018 |
|---|
| Filing timing | Date of first sale: Mar 1, 2018 · Original Form D filed: Mar 5, 2018 (4 days after first sale) · This amendment (Form D/A) filed: Jan 31, 2024 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
|---|
| Time since first sale | 3,159 days (8.7 years) |
|---|
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jan 31, 2024. Most recent amendment for this offering in our index: Jan 30, 2026 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 5 total · issuer reported no non-accredited investors |
|---|
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
|---|
| Minimum investment accepted | $5,000,000 |
|---|
| Securities offered | Pooled investment fund interests |
|---|
| Entity details | Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
|---|
| Industry | Pooled Investment Fund (Other Investment Fund) |
|---|
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
|---|
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
|---|
| Signed by | Jennifer Eve, Chief Financial Officer of the General Partner (Jan 31, 2024) |
|---|
| Changes vs previous filing | - total sold: $171,027,000 (Jan 31, 2023) → $186,527,000 (Jan 31, 2024)
- investors: 3 (Jan 31, 2023) → 5 (Jan 31, 2024)
- related persons added (Jan 31, 2024): Jennifer Eve
Compared with the D/A filed Jan 31, 2023 ( EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
|---|
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000.
Offering size: Indefinite. Typical range: $155,000–$5,250,000.
Investors: 5. Typical range: 4–27."Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
|---|
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Jan 31, 2023 D/A Pooled Investment Fund — $171,027,000 sold of Indefinite · 3 investors EDGAR ↗
| Filing | Form D/A (amendment) filed Jan 31, 2023 · amends 0001728362-22-000001 ↗SEC file no. 021-306962 · accession 0000925056-23-000002 · filing 6 of 10 in this offering |
|---|
| Raise progress | $171,027,000 sold of Indefinite offered · Indefinite remaining · first sale Mar 1, 2018 |
|---|
| Filing timing | Date of first sale: Mar 1, 2018 · Original Form D filed: Mar 5, 2018 (4 days after first sale) · This amendment (Form D/A) filed: Jan 31, 2023 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
|---|
| Time since first sale | 3,159 days (8.7 years) |
|---|
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Jan 31, 2023. Most recent amendment for this offering in our index: Jan 30, 2026 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
|---|
| Investors | 3 total · issuer reported no non-accredited investors |
|---|
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
|---|
| Minimum investment accepted | $5,000,000 |
|---|
| Securities offered | Pooled investment fund interests |
|---|
| Entity details | Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
|---|
| Industry | Pooled Investment Fund (Other Investment Fund) |
|---|
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
|---|
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
|---|
| Signed by | Pamela Farrell Pendrell, Chief Compliance Officer of the General Partner (Jan 31, 2023) |
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| Changes vs previous filing | - total sold: $168,027,000 (Mar 7, 2022) → $171,027,000 (Jan 31, 2023)
Compared with the D/A filed Mar 7, 2022 ( EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
|---|
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000.
Offering size: Indefinite. Typical range: $155,000–$5,250,000.
Investors: 3. Typical range: 4–27."Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
|---|
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Mar 7, 2022 D/A Pooled Investment Fund — $168,027,000 sold of Indefinite · 3 investors EDGAR ↗
| Filing | Form D/A (amendment) filed Mar 7, 2022 · amends 0001798224-21-000005 ↗SEC file no. 021-306962 · accession 0001728362-22-000001 · filing 5 of 10 in this offering |
|---|
| Raise progress | $168,027,000 sold of Indefinite offered · Indefinite remaining · first sale Mar 1, 2018 |
|---|
| Filing timing | Date of first sale: Mar 1, 2018 · Original Form D filed: Mar 5, 2018 (4 days after first sale) · This amendment (Form D/A) filed: Mar 7, 2022 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
|---|
| Time since first sale | 3,159 days (8.7 years) |
|---|
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Mar 7, 2022. Most recent amendment for this offering in our index: Jan 30, 2026 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 3 total · issuer reported no non-accredited investors |
|---|
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
|---|
| Minimum investment accepted | $5,000,000 |
|---|
| Securities offered | Pooled investment fund interests |
|---|
| Entity details | Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
|---|
| Industry | Pooled Investment Fund (Other Investment Fund) |
|---|
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
|---|
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
|---|
| Signed by | Pamela Farrell Pendrell, Chief Compliance Officer of the General Partner (Mar 7, 2022) |
|---|
| Changes vs previous filing | - total sold: $140,000,000 (Mar 5, 2021) → $168,027,000 (Mar 7, 2022)
- investors: 2 (Mar 5, 2021) → 3 (Mar 7, 2022)
Compared with the D/A filed Mar 5, 2021 ( EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
|---|
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000.
Offering size: Indefinite. Typical range: $155,000–$5,250,000.
Investors: 3. Typical range: 4–27."Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
|---|
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
|---|
Mar 5, 2021 D/A Pooled Investment Fund — $140,000,000 sold of Indefinite · 2 investors EDGAR ↗
| Filing | Form D/A (amendment) filed Mar 5, 2021 · amends 0001772230-20-000001 ↗SEC file no. 021-306962 · accession 0001798224-21-000005 · filing 4 of 10 in this offering |
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| Raise progress | $140,000,000 sold of Indefinite offered · Indefinite remaining · first sale Mar 1, 2018 |
|---|
| Filing timing | Date of first sale: Mar 1, 2018 · Original Form D filed: Mar 5, 2018 (4 days after first sale) · This amendment (Form D/A) filed: Mar 5, 2021 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
|---|
| Time since first sale | 3,159 days (8.7 years) |
|---|
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Mar 5, 2021. Most recent amendment for this offering in our index: Jan 30, 2026 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
|---|
| Investors | 2 total · issuer reported no non-accredited investors |
|---|
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
|---|
| Minimum investment accepted | $5,000,000 |
|---|
| Securities offered | Pooled investment fund interests |
|---|
| Entity details | Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
|---|
| Industry | Pooled Investment Fund (Other Investment Fund) |
|---|
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
|---|
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
|---|
| Signed by | Pamela Farrell Pendrell, Chief Compliance Officer of the General Partner (Mar 5, 2021) |
|---|
| Changes vs previous filing | - total sold: $120,000,000 (Mar 5, 2020) → $140,000,000 (Mar 5, 2021)
Compared with the D/A filed Mar 5, 2020 ( EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
|---|
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000.
Offering size: Indefinite. Typical range: $155,000–$5,250,000.
Investors: 2. Typical range: 4–27."Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
|---|
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
|---|
Mar 5, 2020 D/A Pooled Investment Fund — $120,000,000 sold of Indefinite · 2 investors EDGAR ↗
| Filing | Form D/A (amendment) filed Mar 5, 2020 · amends 0001728362-19-000001 ↗SEC file no. 021-306962 · accession 0001772230-20-000001 · filing 3 of 10 in this offering |
|---|
| Raise progress | $120,000,000 sold of Indefinite offered · Indefinite remaining · first sale Mar 1, 2018 |
|---|
| Filing timing | Date of first sale: Mar 1, 2018 · Original Form D filed: Mar 5, 2018 (4 days after first sale) · This amendment (Form D/A) filed: Mar 5, 2020 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
|---|
| Time since first sale | 3,159 days (8.7 years) |
|---|
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Mar 5, 2020. Most recent amendment for this offering in our index: Jan 30, 2026 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
|---|
| Investors | 2 total · issuer reported no non-accredited investors |
|---|
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
|---|
| Minimum investment accepted | $5,000,000 |
|---|
| Securities offered | Pooled investment fund interests |
|---|
| Entity details | Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
|---|
| Industry | Pooled Investment Fund (Other Investment Fund) |
|---|
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
|---|
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
|---|
| Signed by | Pamela Farrell Pendrell, Chief Compliance Officer (Mar 5, 2020) |
|---|
| Changes vs previous filing | - related persons no longer listed (Mar 5, 2020): Jennifer O'Connell
Compared with the D/A filed Mar 5, 2019 ( EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
|---|
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000.
Offering size: Indefinite. Typical range: $155,000–$5,250,000.
Investors: 2. Typical range: 4–27."Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
|---|
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
|---|
Mar 5, 2019 D/A Pooled Investment Fund — $120,000,000 sold of Indefinite · 2 investors EDGAR ↗
| Filing | Form D/A (amendment) filed Mar 5, 2019 · amends 0001728362-18-000001 ↗SEC file no. 021-306962 · accession 0001728362-19-000001 · filing 2 of 10 in this offering |
|---|
| Raise progress | $120,000,000 sold of Indefinite offered · Indefinite remaining · first sale Mar 1, 2018 |
|---|
| Filing timing | Date of first sale: Mar 1, 2018 · Original Form D filed: Mar 5, 2018 (4 days after first sale) · This amendment (Form D/A) filed: Mar 5, 2019 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
|---|
| Time since first sale | 3,159 days (8.7 years) |
|---|
| Annual amendments | Issuer reported the offering may last more than one year. This filing is an amendment dated Mar 5, 2019. Most recent amendment for this offering in our index: Jan 30, 2026 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
|---|
| Investors | 2 total · issuer reported no non-accredited investors |
|---|
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
|---|
| Minimum investment accepted | $5,000,000 |
|---|
| Securities offered | Pooled investment fund interests |
|---|
| Entity details | Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
|---|
| Industry | Pooled Investment Fund (Other Investment Fund) |
|---|
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
|---|
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
|---|
| Signed by | Jennifer O'Connell, Chief Financial Officer (Mar 5, 2019) |
|---|
| Changes vs previous filing | - total sold: $30,000,000 (Mar 5, 2018) → $120,000,000 (Mar 5, 2019)
- investors: 1 (Mar 5, 2018) → 2 (Mar 5, 2019)
Compared with the D filed Mar 5, 2018 ( EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
|---|
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000.
Offering size: Indefinite. Typical range: $155,000–$5,250,000.
Investors: 2. Typical range: 4–27."Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
|---|
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
|---|
Mar 5, 2018 D Pooled Investment Fund — $30,000,000 sold of Indefinite · 1 investors EDGAR ↗
| Filing | Form D filed Mar 5, 2018SEC file no. 021-306962 · accession 0001728362-18-000001 · filing 1 of 10 in this offering |
|---|
| Raise progress | $30,000,000 sold of Indefinite offered · Indefinite remaining · first sale Mar 1, 2018 |
|---|
| Filing timing | Date of first sale: Mar 1, 2018 · Form D filed: Mar 5, 2018 (4 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
|---|
| Time since first sale | 3,159 days (8.7 years) |
|---|
| Annual amendments | Issuer reported the offering may last more than one year. Most recent amendment for this offering in our index: Jan 30, 2026 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
|---|
| Investors | 1 total · issuer reported no non-accredited investors |
|---|
| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed; Investment Company Act 3(c) private-fund exclusion — the issuer is a fund not registered as an investment company; Investment Company Act 3(c)(7) — private fund open to qualified purchasers only |
|---|
| Minimum investment accepted | $5,000,000 |
|---|
| Securities offered | Pooled investment fund interests |
|---|
| Entity details | Organized in DELAWARE · formed more than five years before filing · net asset value range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
|---|
| Industry | Pooled Investment Fund (Other Investment Fund) |
|---|
| Who is paid to sell it | No sales compensation recipients listed on this filing. |
|---|
| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
|---|
| Signed by | Jennifer O'Connell, Chief Financial Officer (Mar 5, 2018) |
|---|
| Market context | Minimum investment: $5,000,000. Typical range for similar offerings: $1,000–$100,000.
Offering size: Indefinite. Typical range: $155,000–$5,250,000.
Investors: 1. Typical range: 4–27."Similar" = Pooled Investment Fund, Rule 506(b). Based on 83,801 Form D filings 2021–2026 in the same industry and exemption (Pooled Investment Fund, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 42,272, offering size 46,794, investors 57,577. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
|---|
| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
|---|
Amendment history — 9 amendments on this page, each compared with the filing before it in the same offering
| Amendment filed | File no. | Compared with | What changed (both values as filed) |
|---|
| Jan 30, 2026 EDGAR ↗ | 021-306962 | Jan 31, 2025 D/A | No change in the fields compared |
| Jan 31, 2025 EDGAR ↗ | 021-306962 | Jan 31, 2024 D/A | No change in the fields compared |
| Jan 31, 2024 EDGAR ↗ | 021-306962 | Jan 31, 2024 D/A | No change in the fields compared |
| Jan 31, 2024 EDGAR ↗ | 021-306962 | Jan 31, 2023 D/A | total sold: $171,027,000 (Jan 31, 2023) → $186,527,000 (Jan 31, 2024) · investors: 3 (Jan 31, 2023) → 5 (Jan 31, 2024) · related persons added (Jan 31, 2024): Jennifer Eve |
| Jan 31, 2023 EDGAR ↗ | 021-306962 | Mar 7, 2022 D/A | total sold: $168,027,000 (Mar 7, 2022) → $171,027,000 (Jan 31, 2023) |
| Mar 7, 2022 EDGAR ↗ | 021-306962 | Mar 5, 2021 D/A | total sold: $140,000,000 (Mar 5, 2021) → $168,027,000 (Mar 7, 2022) · investors: 2 (Mar 5, 2021) → 3 (Mar 7, 2022) |
| Mar 5, 2021 EDGAR ↗ | 021-306962 | Mar 5, 2020 D/A | total sold: $120,000,000 (Mar 5, 2020) → $140,000,000 (Mar 5, 2021) |
| Mar 5, 2020 EDGAR ↗ | 021-306962 | Mar 5, 2019 D/A | related persons no longer listed (Mar 5, 2020): Jennifer O'Connell |
| Mar 5, 2019 EDGAR ↗ | 021-306962 | Mar 5, 2018 D | total sold: $30,000,000 (Mar 5, 2018) → $120,000,000 (Mar 5, 2019) · investors: 1 (Mar 5, 2018) → 2 (Mar 5, 2019) |
Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Values as filed; no conclusion is drawn.
All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months (new offering = a Form D that is not an amendment) · most recent filing Jan 30, 2026. Industry as reported, by offering: One offering, reported as Pooled Investment Fund (Mar 5, 2018).
Key people 7
Officers, directors and promoters the issuer itself named on its Form D. Tap a name for every other deal they are on.
| Name | Relationship | Address state | On filings (first → last) | Also listed on |
|---|
| AC Ansmar Capital, Inc. entity | Executive Officer Issuer's note: General Partner of GlobeFlex Capital, L.P. | CA | Mar 5, 2018 → Jan 30, 2026 on 10 of 10 filings listed on the latest filing | 4 other issuers |
| GC GlobeFlex Capital, L.P. entity | Promoter, Executive Officer Issuer's note: General Partner | CA | Mar 5, 2018 → Jan 30, 2026 on 10 of 10 filings listed on the latest filing | 4 other issuers |
| JE Jennifer Eve | Executive Officer Issuer's note: Chief Financial Officer | CA | Jan 31, 2024 → Jan 30, 2026 on 4 of 10 filings listed on the latest filing | 3 other issuers |
| MM Marina L. Marrelli | Executive Officer Issuer's note: Chief Executive Officer | CA | Mar 5, 2018 → Jan 30, 2026 on 10 of 10 filings listed on the latest filing | 4 other issuers |
| PP Pamela Farrell Pendrell | Executive Officer Issuer's note: Chief Compliance Officer | CA | Mar 5, 2018 → Jan 30, 2026 on 10 of 10 filings listed on the latest filing | 2 other issuers |
| RA Robert J. Anslow | Executive Officer Issuer's note: Chief Investment Officer | CA | Mar 5, 2018 → Jan 30, 2026 on 10 of 10 filings listed on the latest filing | 4 other issuers |
| JC Jennifer O'Connell | Executive Officer Issuer's note: Chief Financial Officer | CA | Mar 5, 2018 → Mar 5, 2019 on 2 of 10 filings not listed on the latest filing (Jan 30, 2026) | 3 other issuers |
Executive officers, directors and promoters as self-reported by the issuer, one row per person. Spellings of the same name (same first and last name, or the same full name that EDGAR split differently into middle and last name) with no conflicting middle initial are shown on one row (each spelling that has its own person page is linked); dates and counts come from the filings that list each name. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗. Middle names: the SEC Form D data set (RELATEDPERSONS.tsv) repeats the previous person's middle name into later rows of the same filing; where that happened PartnerFacts shows the name without the repeated middle name and keeps the data-set spelling on record (Jennifer J. Eve; Pamela J. Farrell Pendrell; Jennifer J. O'Connell) — the filing on EDGAR is the source.
Connections
Other issuers listing the same people:
- GlobeFlex International All Cap Commingled Trust a Ser of GlobeFlex Commingled TR — Robert J. Anslow · latest filing Feb 2, 2026
- GlobeFlex International All Cap Commingled Trust a Ser of GlobeFlex Commingled TR — Ansmar Capital, Inc. (entity) · latest filing Feb 2, 2026
- GlobeFlex International All Cap Commingled Trust a Ser of GlobeFlex Commingled TR — Marina L. Marrelli · latest filing Feb 2, 2026
- GlobeFlex International All Cap Commingled Trust a Ser of GlobeFlex Commingled TR — GlobeFlex Capital, L.P. (entity) · latest filing Feb 2, 2026
- GlobeFlex International All Cap Commingled Trust a Ser of GlobeFlex Commingled TR — Jennifer O'Connell · latest filing Feb 2, 2026
- GlobeFlex International All Cap Commingled Trust a Ser of GlobeFlex Commingled TR — Pamela Farrell Pendrell · latest filing Feb 2, 2026
- GlobeFlex International All Cap Commingled Trust a Ser of GlobeFlex Commingled TR — Jennifer Eve · latest filing Feb 2, 2026
- GlobeFlex Emerging Markets All Cap Commingled Trust a Ser of GlobeFlex Commingled TR — Robert J. Anslow · latest filing Jan 30, 2026
- GlobeFlex Emerging Markets All Cap Commingled Trust a Ser of GlobeFlex Commingled TR — Ansmar Capital, Inc. (entity) · latest filing Jan 30, 2026
- GlobeFlex Emerging Markets All Cap Commingled Trust a Ser of GlobeFlex Commingled TR — Marina L. Marrelli · latest filing Jan 30, 2026
- GlobeFlex Emerging Markets All Cap Commingled Trust a Ser of GlobeFlex Commingled TR — GlobeFlex Capital, L.P. (entity) · latest filing Jan 30, 2026
- GlobeFlex Emerging Markets All Cap Commingled Trust a Ser of GlobeFlex Commingled TR — Pamela F. Pendrell · latest filing Jan 30, 2026
- GlobeFlex Emerging Markets All Cap Commingled Trust a Ser of GlobeFlex Commingled TR — Jennifer Eve · latest filing Jan 30, 2026
- GlobeFlex Emerging Markets Small Cap, L.P. — Robert J. Anslow · latest filing Jan 30, 2026
- GlobeFlex Emerging Markets Small Cap, L.P. — Ansmar Capital, Inc. (entity) · latest filing Jan 30, 2026
- GlobeFlex Emerging Markets Small Cap, L.P. — Marina L. Marrelli · latest filing Jan 30, 2026
- GlobeFlex Emerging Markets Small Cap, L.P. — GlobeFlex Capital, L.P. (entity) · latest filing Jan 30, 2026
- GlobeFlex Emerging Markets Small Cap, L.P. — Jennifer O'Connell · latest filing Jan 30, 2026
- GlobeFlex Emerging Markets Small Cap, L.P. — Pamela Farrell Pendrell · latest filing Jan 30, 2026
- GlobeFlex Emerging Markets Small Cap, L.P. — Jennifer Eve · latest filing Jan 30, 2026
- GLOBEFLEX INTERNATIONAL PARTNERS (QP), L P — Robert J. Anslow · latest filing Jan 30, 2019
- GLOBEFLEX INTERNATIONAL PARTNERS (QP), L P — Ansmar Capital, Inc. (entity) · latest filing Jan 30, 2019
- GLOBEFLEX INTERNATIONAL PARTNERS (QP), L P — Marina L. Marrelli · latest filing Jan 30, 2019
- GLOBEFLEX INTERNATIONAL PARTNERS (QP), L P — GlobeFlex Capital, L.P. (entity) · latest filing Jan 30, 2019
- GLOBEFLEX INTERNATIONAL PARTNERS (QP), L P — Jennifer O'Connell · latest filing Jan 30, 2019
Shared address: this business address appears on filings for 5 other issuers. Stated as a count only (suite numbers ignored) — many addresses are shared office buildings or registered agents. As of Oct 23, 2026, 5:45 PM ET.
Other offering types (Regulation A and Regulation Crowdfunding)
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Adviser registration (Form ADV)
GLOBEFLEX CAPITAL LP — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Mar 8, 1994 · SEC file 801-45959 · Main office: SAN DIEGO, CA · IAPD record ↗ · Form ADV filing (PDF) ↗
Regulatory assets under management: $4,595,328,445 as reported on Form ADV filed Mar 24, 2026 (Item 5.F(2)(c)) · 31 accounts (Item 5.F(2)(f))
Websites listed on Form ADV (Item 1.I): WWW.GLOBEFLEX.COM ↗
Item 11 disclosure questions as answered on Form ADV filed Mar 24, 2026: 0 of 24 answered “Yes”
- No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
- No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
- No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
- No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
- No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
- No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
- No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
- No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
- No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
- No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
- No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
- No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
- No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
- No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
- No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
- No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
- No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
- No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
- No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
- No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
- No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
- No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
- No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
- No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
- No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”
Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.
Matched on management entity listed on Form D = adviser name, business address on Form ADV = address on Form D · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET
Meta advertising
No Meta Pixel ids or Facebook / Instagram page links on file for GlobeFlex Frontier All Cap, L.P. as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.
Public profiles
Public profiles official links and public statements, each with its source and date
No website or social profile named in GlobeFlex Frontier All Cap, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #44,075 of 374,652 in line (14 issuers searched so far).
Sources searched for a website: Form C data set (issuer websites as filed), Form ADV data set (Item 1.I of matched advisers) — as of Oct 23, 2026, 11:20 PM ET: none on file for this issuer. The sponsor website, the Internet Archive and GDELT news index are read only once a site is on file; a sponsor's website comes from the issuer's own filings (Form C issuer website; EDGAR company profile), an approved profile claim, Form ADV Item 1.I of its matched adviser, or a web search for the issuer name confirmed on the site's own homepage. We never collect personal or family accounts.
Entity standing: not checked (no official programmatic source for CA yet).
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Corrections log
No corrections have been requested for this page.
Filing-to-filing changes are in Amendment history above.